Abstract
While many researchers have extensively studied the distributive politics of legislatures in liberal democracies, only a few have examined the role of those legislatures outside of liberal democracies in the geographical distribution of public resources, and their findings have been inconsistent. Based on an original dataset of 75,797 deputy proposals of China’s National People’s Congress from 2008 to 2017, this article first reveals that when deputies from a particular province submitted more proposals about constituency interests, it usually resulted in more central fiscal transfer payments to that province. However, a province whose relevant proposals were signed by more deputies usually received fewer fiscal resources. Deputy proposals can influence governmental policymaking to a certain extent, but deputies are discouraged from mobilizing bottom-up collective action. This study further indicates whether and how legislatures outside liberal democracies influence public resource distribution and sheds light on the limitation of such influence.
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Notes
Hong Kong, Macao, Taiwan and the People’s Liberation Army are excluded from the analysis because these regions and organizations are not related to central fiscal transfer payments.
Tax returns include returns from the central government of the value added tax, consumption tax, income tax and refined oil product tax to compensate for the loss of local governments after the tax reform.
General transfer payments refer to relatively rule- and formula-based transfer payments that are allocated mainly to fiscally starved regions; examples of these payments are the subsidy received for fiscal equalization, the subsidy received by minority regions, the subsidy for rural tax reform, and the wage-increase subsidy.
Special transfer payments are the earmarked subsidies supporting clearly specified projects, such as education, health care, social security, and agriculture.
NPC deputies of Hong Kong, Macao, Taiwan and the People’s Liberation Army are elected by special electoral units instead of by PPCs.
A small number of NPC deputies change the delegations to which they belong during their terms because they change their jobs and work in another province.
For example, in the 2012 NPC session, deputies put forth 489 motions and 477 of them were about law making, while 8189 deputy proposals were submitted. The data come from http://www.npc.gov.cn/zgrdw/huiyi/ztbg/11j5cdhyasyjgjybl/2012-03/14/content_1794310.htm and http://www.npc.gov.cn/zgrdw/huiyi/ztbg/11j5cdhyasyjgjybl/2012-04/07/content_1751631.htm which are collected on July 13 2021.
The dataset completely covers the terms of the 11th and 12th NPCs. It is a pity that the information of a small number of deputy proposals is missing for unknown reasons. However, the dataset is still among the best ones till now for studying China’s NPC.
In this article, for those NPC deputies who are elected by PPCs, their constituencies refer to the corresponding provinces, except that for those NPC deputies who have changed the delegations to which they belong during their terms, their constituencies are regarded as also being changed accordingly in this research.
The proposals concerning rural areas of the whole country are also not coded as CI proposals because rural areas are in almost every province and municipality.
It is possible that some proposals mention constituency interests in their full texts instead of in titles and such proposals can hardly be coded as CI proposals because the full texts of proposals are not available. This limitation needs to be addressed in the future when the full texts of proposals are available.
The number is the total number of the deputies submitting and seconding relevant proposals. The deputy who submits or seconds more than one proposal is repeatedly counted. The proposals raised by one or more NPC delegations are not counted.
It refers to the proportion of the GDP of secondary industry.
It refers to the proportion of the GDP of tertiary industry.
It refers to the rate of total import–export volume in GDP.
It refers to the rate of fiscal revenue in fiscal expenditure.
It refers to the number of people who are permanent residents.
It refers to the number of NPC deputies in each province at the beginning of the 11th or 12th NPCs’ terms.
It refers to the number of proposals NOT about constituency interests submitted by deputies in a province.
It refers to a province’s total number of proposals not about constituency interests and proposals about constituency interests but not addressed by the Ministry of Finance.
CPC’s Political Bureau meetings were not held during the NPC sessions between 2007 and 2016.
The main agenda of each CPC’s Political Bureau meeting is usually published in official media after the end of the meeting. The impoverished areas in agendas were regarded by this study as the provinces of which the GDP per capita is equal to or lower than the 25% quantiles each year. In addition, populous provinces in agendas were regarded as the provinces of which the numbers of populations are equal to or larger than 75% quantiles.
Interview with NPC deputy 01, the director of a hospital, Jan 19, 2017.
Interview with NPC deputy 01, the director of a hospital, Nov 29, 2017.
ibid.
Interview with NPC deputy 02, the owner of a farm, Nov 29, 2017.
Interview with NPC deputy 03, a village cadre, June 11, 2017.
It is a binary variable referring to whether a certain deputy is reelected into the next NPC.
It refers to the total number of deputies signing the proposals submitted by a certain deputy. The deputy who signs more than one proposal is repeatedly counted. The natural logarithm of the variable is used in the analysis. 1 is added to all values of the variable before they are transformed to the natural logarithm because of the existence of “0” values.
0 refers to male and 1 refers to female.
0 refers to Han people and 1 refers to ethnic minority.
Age refers to an NPC deputy’s age in 2008 (for the 11th NPC) or 2013 (for the 12th NPC).
Education levels include primary school, junior high school, senior high school/technical secondary school, junior college, undergraduate, master and doctor.
Party affiliations include CPC members, members of democratic parties, and nonparty personages.
Twenty-five types of occupations are categorized, including central officials, provincial officials, municipal officials, county-level or township-level officials, leaders of political consultative conferences, community cadres, village cadres, leaders of nonprofit work units, leaders of people’s organizations, leaders of social organizations, leaders of democratic parties, leaders of state-owned enterprises, managers of private enterprises, leaders of private nonenterprise organizations, private entrepreneurs, urban individual business owners, professionals, workers in industries and service industries, junior staff in public organizations, agricultural labors, unemployed urban residents, soldiers, full-time NPC deputies, full-time local PC deputies, retired full-time PC deputies.
Levels of organizations include central work units, provincial work units, municipal work units and below, and nonstate sectors.
Standing committee is the permanent body of the NPC. This variable refers to whether a deputy is a member of the standing committee.
Special committees are institutions under the leadership of the NPC and its standing committee. This variable refers to whether a deputy is a member of special committees.
This variable refers to the number of proposals submitted by each NPC deputy during a five-year term. The natural logarithm of the variable is used in the analysis. 1 is added to all values of the variable before they are transformed to the natural logarithm because of the existence of “0” values.
The link for the NPC website: http://www.npc.gov.cn/englishnpc/index.shtml.
Baidu Encyclopedia is an online Chinese encyclopedia, and the personal information of many Chinese prominent figures, including NPC deputies, can be found here.
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The author is grateful for valuable comments and suggestions by Junzhi He, Xinhui Jiang, Xiangyu Li, Lingling Qi, Qing Wang, Xingjian Yan, Qingjie Zeng, Pei Zhong, the anonymous reviewers, and editors. All remaining errors are the author’s own.
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Chen, C. “Bringing Home the Bacon”: Distributive Politics in China’s National People’s Congress. J OF CHIN POLIT SCI 29, 133–157 (2024). https://doi.org/10.1007/s11366-022-09842-y
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DOI: https://doi.org/10.1007/s11366-022-09842-y