Abstract
During an earthquake, the presence of tunnels may affect the seismic wave propagation in the involving soil and in turns the response of aboveground structures. At the same time, the vibrations of aboveground structures may create a complex interaction with the tunnel and, consequently, they may modify the dynamic response of the tunnel. Most of the published papers considered only tunnel–soil systems or only soil−aboveground structures; analyses involving tunnel plus soil plus aboveground structures (full-coupled analyses) are still very rare. The present paper deals with a parametric analysis: starting from a real case-history regarding the Catania (Italy) underground network, and in particular a cross-section including an aboveground building, the depth of the tunnel, the position of the aboveground building and the seismic inputs were modified in order to study their effects on the dynamic tunnel–soil–aboveground building interaction. Thirty different recorded accelerograms were adopted. Results are reported in terms of accelerations in the time and frequency domains, as well as in terms of seismic bending moments and axial forces of the tunnel lining.
Similar content being viewed by others
Abbreviations
- a :
-
Acceleration
- D :
-
Damping ratio
- D s :
-
Soil damping ratio
- D l :
-
Lining damping ratio
- D e :
-
Epicenter distance
- E s :
-
Soil Young elastic modulus
- E s0 :
-
Soil Young elastic modulus at small-strain
- E b :
-
Building Young elastic modulus
- E l :
-
Lining Young elastic modulus
- F :
-
Flexibility ratio
- f 1 :
-
First fundamental frequency of the input
- f 2 :
-
Second fundamental frequency of the input
- f m :
-
Average fundamental frequency of the input
- f s :
-
Natural frequency of the system
- f 1s :
-
First natural frequency of the system
- f 2s :
-
Second natural frequency of the system
- f 3s :
-
Third natural frequency of the system
- G s :
-
Soil shear modulus
- G s0 :
-
Soil shear modulus at small strain
- h :
-
Tunnel depth
- M :
-
Dynamic bending moment
- N :
-
Dynamic axial force
- R a :
-
Amplification ratio
- R a,av :
-
Average value of amplification ratio
- t :
-
Time
- T b :
-
Building predominant period
- T s :
-
Soil predominant period
- u 2 :
-
Horizontal axis
- u 3 :
-
Vertical axis
- V s :
-
Shear waves velocity
- z :
-
Vertical depth
- α r :
-
First Rayleigh damping factor
- β r :
-
Second Rayleigh damping factor
- Δ :
-
Distance of the building vertical axis from the tunnel vertical axis
- γ max :
-
Maximum shear strain at tunnel depth
- θ :
-
Tunnel centre angle
- θ 1 :
-
Rotation of the mesh nodes around the axis orthogonal to the investigated plane
- ν s :
-
Soil Poisson ratio
- ν b :
-
Building Poisson ratio
- ν l :
-
Lining Poisson ratio
- ω :
-
Angular frequency
References
Abate G, Massimino MR (2016) Numerical modelling of the seismic response of a tunnel–soil–aboveground building system in Catania (Italy). Bull Earthq Eng. doi:10.1007/s10518-016-9973-9
Abate G, Bosco M, Massimino MR, Maugeri M (2006) Limit state analysis for the Catania fire-station (Italy). In: 8th US national conference on earthquake engineering 2006, vol 11. pp 6532–6541
Abate G, Massimino MR, Maugeri M (2008) Finite element modeling of a shaking table test to evaluate the dynamic behaviour of a soil-foundation system. In: AIP conference proceedings, vol 1020, issue PART 1, 2008. pp 569–576
Abate G, Massimino MR, Maugeri M, Muir Wood D (2010) Numerical modelling of a shaking table test for soil-foundation-superstructure interaction by means of a soil constitutive model implemented in a FEM code. Geotech Geol Eng 28:37–59
Abate G, Massimino MR, Maugeri M (2015) Numerical modelling of centrifuge tests on tunnel–soil systems. Bull Earthq Eng 13(7):1927–1951
ADINA (2008) Automatic dynamic incremental nonlinear analysis: theory and modelling guide. ADINA R&D, Inc., Watertown
AFPS/AFTES (2001) Guidelines on earthquake design and protection of underground structures. Working group of the French association for seismic engineering (AFPS) and French Tunnelling Association (AFTES) Version 1
Anastasopoulos I, Gazetas G (2010) Analysis of cut-and-cover tunnels against large tectonicdeformation. Bull Earthq Eng 8:283–307
Anastasopoulos I, Gerolymos N, Drosos V, Kourkoulis R, Georgarakos T, Gazetas G (2007) Nonlinear response of deep immersed tunnel to strong seismic shaking. J Geotech Geoenviron Eng 133(9):1067–1090
Anastasopoulos I, Gerolymos N, Drosos V, Georgarakos T, Kourkoulis R, Gazetas G (2008) Behaviour of deep immersed tunnel under combined normal fault rupture deformation and subsequentseismic shaking. Bull Earthq Eng 6:213–239
Bardet JB, Ichii K, Lin CH (2000) EERA: a computer program for equivalent-linear earthquake site response analyses of layered soil deposits. University of Southern California, Department of Civil Engineering, Los Angeles
Bathe KJ (1996) Finite element procedures. Prentice Hall, Englewood Cliffs
Chang DW, Roesset JM, Wen CH (2000) A time-domain viscous damping model based on frequency-dependent damping ratios. Soil Dyn Earthq Eng 19:551–558
De Barros FCP, Luco JE (1993) Diffraction of obliquely incident waves by a cylindrical cavity embedded in a layered viscoelastic halfspace. Soil Dyn Earthq Eng 12:159–171
EC8 (2003) Design of structures for earthquake resistance. European Pre-standard. ENV 1998. European Com. for Standard. Bruxelles
FHWA (2009) Technical manual for design and construction of road tunnels—Civil elements, U.S. Department of transportation, Federal Highway Administration, Publication No. FHWA-NHI-09-010, March 2009
Gajo A, Muir Wood D (1997) Numerical analysis of behaviour of shear stacks under dynamic loading. Report of ECOEST Project, EERC Laboratory, Bristol University
Gazetas G (2014) Case histories of tunnel failures during earthquakes and during construction. In: Proceedings of the half-day conference, a tunnel/underground station failure conference, by the Israeli Geotechnical Society, 19 Jan, 2014
Grassi F, Massimino MR (2009) Evaluation of kinematic bending moments in a pile foundation using the finite element approach. WIT Trans Built Environ 104(2009):479–488
Hashash YMA, Hook JJ, Schmidt B, Yao JIC (2001) Seismic design and analysis of underground structures. Tunn Undergr Space Technol 16:247–293
Hashash YMA, Park D, Yao JIC (2005) Ovaling deformations of circular tunnels under seismic loading, an update on seismic design and analysis of underground structures. Tunn Undergr Space Technol 20(2005):435–441
Huo H, Bodet A, Fernández G, Ramírez J (2005) Load transfer mechanisms between underground structure and surrounding ground: evaluation of the failure of the Daikai station. J Geotech Geoenviron Eng 131(12):1522–1533
Idriss IM, Seed HB (1968) Seismic response of horizontal soil layers. J Soil Mechan Found Div ASCE 94(SM4):1003–1031
Kawashima K (2000) Seismic design of underground structures in soft ground: a review. In: Fujita, Miyazaki (eds) Geotechnical aspects of underground construction in soft ground. Balkema, Rotterdam
Kirtas E, Rovithis E, Pitilakis K (2009) Subsoil Interventions Effect on Structural Seismic Response. Part I: Validation of Numerical Simulations. J Earthq Eng 13:155–169
Kontoe S, Zdravkovic L, Potts D, Mentiki C (2008) Case study on seismic tunnel response. Can Geotech J 45:1743–1764
Kouretzis G, Bouckovalas G, Sofianos A,YioutaMitra P (2007)Detrimental effects of urban tunnels on design seismic ground motions. In: Proceedings of the 2nd Japan-Greece workshop on seismic design, observation, and retrofit of foundations, April 3–4, 2007, Tokyo, Japan
Lanzano G, Bilotta E, Russo G, Silvestri F, Madabhushi SPG (2012) Centrifuge modelling of seismic loading on tunnels in sand. Geotech Test J 35(6):854–869. doi:10.1520/GTJ104348
Lanzo G, Pagliaroli A, D’Elia B (2003) Numerical study on the frequency-dependent viscous damping in dynamic response analyses of ground. In: Proceedings on earthquake resistant engineering structures IV conference. pp 315–324. doi: 10.2495/ER030301
Lee VW, Karl J (1992) Diffraction of SV-waves by underground, circular, cylindrical cavities. Soil Dyn Earthq Eng 11:445–456
Luco JE, De Barros FCP (1994) Dynamic Displacements and stresses in the vicinity of a cylindrical cavity embedded in a half-space. Earthq Eng Struct Dyn 23:321–340
Maugeri M, Abate G, Massimino MR (2012) Soil-structure interaction for seismic improvement of noto cathedral (Italy). Geotech Geol Earthq Eng 16:217–239
Merritt JL, Monsee JE, Hendron AJ Jr (1985) Seismic design of underground structures. In: Proceedings of the 1985 rapid excavation tunneling conference, vol 1. pp 104–131
NTC (2008) D.M. 14/01/08—Norme tecniche per le costruzioni, Gazzetta Ufficiale Repubblica Italiana, 14-01-08 (in Italian)
Penzien J (2000) Seismically induced racking of tunnel linings. Earthq Eng Struct Dyn 29:684–691
Pitilakis K, Tsinidis G (2014) Performance and seismic design of underground structures. In: Maugeri M, Soccodato C (eds) Earthquake geotechnical engineering design. Geotechnical, geological and earthquake engineering, vol 28. Springer International Publishing, Switzerland, pp 279–340. doi:10.1007/978-3-319-03182-8_11
Pitilakis K, Tsinidis G, Leanza A, Maugeri M (2014) Seismic behaviour of circular tunnels accounting for above ground structures interaction effects. Soil Dyn Earthq Eng 67:1–15
Power M, Rosidi D, Kaneshiro J, Gilstrap S, Chiou SJ (1998) Summary and evaluation of procedures for the seismic design of tunnels. Final Report for Task 112-d-5.3(c). National Center for Earthquake Engineering Research, Buffalo, New York
Rathje EM, Abrahamson NA, Bray JD (1998) Simplified frequency content estimates of earthquake ground motions. J Geotech Geoenviron Eng ASCE 124(2):150–158
Sedarat H, Kozak A, Hashash YMA, Shamsabadi A, Krimotat A (2009) Contact interface in seismic analysis of circular tunnels. Tunnel Undergr Space Technol 24(4):482–490
Smerzini C, Aviles J, Paolucci R, Sanchez-Sesma FJ (2009) Effect of underground cavities on surface earthquake ground motion under SH wave propagation. Earthq Eng Struct Dynam 38:1441–1460
St. John CM, Zahrah TF (1987) Aseismic design of underground structures. Tunnel Undergr Space Technol 2(2):165–197
Tsinidis G, Pitilakis K, Trikalioti AD (2013a) Numerical simulation of round robin numerical test on tunnels using a simplified kinematic hardening Model. Acta Geotech. doi:10.1007/s11440-013-0293-9
Tsinidis G, Pitilakis K, Heron C, Madabhushi G (2013b) Experimental and numerical investigation of the seismic behaviour of rectangular tunnels in soft soils. In: Papadrakakis M, Papadopoulos V, Plevris V (eds) COMPDYN 2013, 4th ECCOMAS thematic conference on computational methods in structural dynamics and earthquake engineering, Kos Island, Greece, 12–14 June 2013
Wang JN (1993) Seismic design of tunnels: a simple state of the art design approach. Parsons Brinckerhoff Inc., New York
Wang WL, Wang TT, Su JJ, Lin CH, Sengineering CR, Huang TH (2001) Assessment of damage in mountain tunnels due to the Taiwan Chi-Chi earthquake. Tunnel Undergr Space Technol 16:133–150
Wang ZZ, Gao B, Jiang YJ, Yuan S (2009) Investigation and assessment on mountain tunnels and geotechnical damage after the Wenchuan earthquake. Sci China Ser E Technol Sci 52(2):549–558
Wang HF, Lou ML, Chen X, Zhai YM (2013) Structure–soil–structure interaction between underground structure and ground structure. Soil Dyn Earthq Eng 54:31–38
Author information
Authors and Affiliations
Corresponding author
Appendix
Appendix
This Appendix reports some additional results regarding the response of the whole system to the thirty inputs in terms of accelerations. More precisely, Figs. 14 and 15 show the influence of the tunnel depth and of the building position on the amplification ratio along the axis of the tunnel, respectively. Figure 16 reports the accelerations at points A; Fig. 17 reports the accelerations at points B and C. Figure 16 allows us to quantify the acceleration that hit the aboveground structure. Figure 17 allows us to quantify the frequent de-amplification through the tunnel.
Rights and permissions
About this article
Cite this article
Abate, G., Massimino, M.R. Parametric analysis of the seismic response of coupled tunnel–soil–aboveground building systems by numerical modelling. Bull Earthquake Eng 15, 443–467 (2017). https://doi.org/10.1007/s10518-016-9975-7
Received:
Accepted:
Published:
Issue Date:
DOI: https://doi.org/10.1007/s10518-016-9975-7