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Successive-cyclic case assignment: Korean nominative-nominative case-stacking

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Abstract

In recent literature, a debate has arisen between two theories of the calculation and realization of morphological case. The more commonly held Agree model states that all case features are assigned to nominals by nearby functional heads. Given a designated case-assigning functional head F, and a nominal α that is c-commanded by F, the case-marking associated with F will be assigned to α (Chomsky 2000, 2001). An alternative view, the Dependent Case model, holds that case is assigned to nominals given their structural relationship to one another. The case a nominal bears is dependent on the presence of other nominals within a defined domain (e.g. Yip et al. 1987; Marantz 1991; Bittner and Hale 1996). In this paper, I bring the phenomenon of Korean nominative-nominative case-stacking to bear on the current debate over Agree versus Dependent Case models. I argue that nominative-nominative stacking is incompatible with an Agree model of case-assignment. However, an emended Dependent Case model is well-suited to capture nominative-nominative case-stacking.

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Notes

  1. As Jung and Miyagawa (2004) observe, ‘give’ is one of the few ditransitive predicates that permits dat-acc stacking. I follow them in assuming that ‘give’ and related predicates have a distinct syntactic structure from other ditransitives which permits this stacking. Additional predicates that behave like cwu- ‘give’ are kaluchi- ‘teach’, and cipwul- ‘pay’.

  2. Sells (1995) notes that such stacks require the focus-marker -man ‘only’ to intervene between the two nominals. Four of my informants found nominative-nominative stacks completely well-formed without an intervening -man. Two others found it acceptable but degraded. Examples of nominative-nominative stacking without intervening -man are marked with a percent sign (%) to reflect this difference in informants’ judgments. See Sect. 5 for an account of this restriction.

  3. It is commonly assumed that only one of these accounts is correct. Baker and Vinokurova (2010) attempt to reconcile the two within a single language, though Levin and Preminger (2015) argue that this reconciliation is unwarranted. See also Baker (2015) for arguments that the choice between case assignment models may be a macro-parameter.

  4. Both case assignment operations in (6) may apply simultaneously yielding tripartite case systems (e.g. Deal 2013; Baker 2015), while languages with no overt case-morphology may employ neither operation in (6) (Baker 2012).

  5. Marantz suggests a fourth kind of case—default case. Default case was proposed as a means of assigning case to fragment answers and other stand-alone nominals to which lexical, dependent, and unmarked case cannot be assigned. For a discussion of default case, see Schütze (2001b).

  6. Even if the nominal can serve as a target of subsequent ϕ-probing by higher functional heads bearing unvalued ϕ-features, additional Case-valuation is unexpected as the nominal’s sole Case-feature has already been valued.

  7. If dependent case assignment is a feature valuation process (e.g. Preminger 2011, 2014), case-stacking is barred for the same reason as in the Agree model. Once a nominal’s Case-feature is valued, subsequent valuation is impossible.

  8. See Preminger (2011, 2014) for an attempt to derive the order of the Case Disjunctive Hierarchy. I leave it for future work to determine if such a derivation is possible for Korean case-stacking.

  9. Another possibility would be to treat dative case as a dependent case. Under such a proposal, dative case is assigned upward to a c-commanding nominal within the VP/ApplP (Bobaljik and Branigan 2006; Baker and Vinokurova 2010; Baker 2015). Treating dative as a dependent case introduces its own complexities. On a feature-valuation analysis of dependent case (Preminger 2011, 2014), a valued indirect object could act as a defective intervener, blocking the dependent case relation between the subject and direct object. Furthermore, it requires adoption of two distinct case assignment domains—VP and vP. It is not clear if both are phases (but see Ko 2005). I thank an anonymous reviewer for helpful discussion on this point.

  10. I thank an anonymous reviewer for helpful discussion concerning this point.

  11. This proposal does not result in subjects licensing accusative case on their selves. The rule for dependent case assignment in (7b) makes reference to distinct nominals. Copies of a single nominal are not distinct. Therefore, two copies of a nominal in a c-command relation do not meet the structural requirements for dependent case assignment.

  12. An anonymous reviewer questions why dative-accusative stacking is unavailable when the direct object moves to c-command the indirect object, as in (23).

    1. (i)
      figure q

    This is because the conditions on dependent case assignment (7b) are not satisfied. In (22), the direct object moves into the CP phase, but the indirect object remains in situ. If the indirect object does not move into the CP phase, it can only be evaluated for case once. In the vP phase, the indirect object receives lexical, dative case (7a), as such it is ineligible for accusative case (7b).

  13. As Ishihara (2007) observes, it is crucial that neutral intonation be used in these examples. The inverse scope interpretation goes away if the subject and negated verb occupy distinct major phrases.

  14. One of the reasons Miyagawa’s observation may not have been reproduced in Korean is that there is notorious disagreement among native speakers/researchers regarding the base line judgments (e.g. Cho 1975, 1994; Suh 1989; Sohn 1995; Hagstrom 1997). See especially Han et al. (2007) for discussion of these disagreements, and a possible explanation. Discussing scopal interaction between negation and object QPs, they demonstrate that there are two populations of Korean speakers. In one population, the verb (and short form negation) raises to T0. In the other, V0-raising does not occur. This split arises because there is a poverty of data available to the acquirer as to whether Korean has V0-raising or not. If this position is correct, speakers that do not find a contrast in (26) can be said to lack of V0-raising. If V0 and short form negation do not raise above the subject’s base-position, no ambiguity is expected in (26). Crucially, this does not invalidate the present argument. These speakers may still have A- and Ā-scrambling as described by Miyagawa. However, in the absence of V0-raising, the distinction cannot be diagnosed by interactions between subject QPs and verbal negation.

  15. An anonymous reviewer wonders if the contrastive focus associated with case-stacking introduces a confound in these judgments. It could be the semantics of contrastive focus, not structural position, which yields unambiguous interpretations. However, contrastive focus does not force a subject QP to scope over negation in English.

    1. (i)
      1. a.

        All the boys didn’t take the test. (Only some of them did.)

      2. b.

        [All the boys] F didn’t take the test. (Only some of them did, but the girls are all done.)

    The licit continuations to (28a, b) in parentheses demonstrate the availability of narrow scope for the subject QP, even with contrastive focus. Something more must be at play in the Korean examples, namely structural position.

  16. An anonymous reviewer observes a possible confound in the data. As has been observed in previous literature, and in the reviewer’s own judgment, -man ‘only’ is required to co-occur with nominative-nominative stacking. Crucially, only is itself a scope bearing element (or indicates the presence of a scope bearing element via agreement e.g. Lee 2004). Even in English, the addition of only yields the attested judgment.

    1. (i)
      1. a.

        Every teacher didn’t take that test.    [∀>¬; ¬>∀]

      2. b.

        Only every teacher didn’t take that test.    [∀>¬; *¬>∀]

    However, for those informants that do permit nominative-nominative stacking without the co-occurrence of -man, the judgment is informative.

  17. I thank the anonymous reviewers for raising this point.

  18. This is not to say that a single functional head cannot probe more than one goal. It has been suggested that a functional head can probe multiple targets in an attempt to value its unvalued features. The operations of Multiple Agree (e.g. Hiraiwa 2001, 2005), where a functional head agrees with multiple nominals simultaneously, and Cyclic Agree (Béjar and Rezac 2009), where a functional head agrees with nominals successively, are two such cases. However, in these cases, the same goal is not probed twice by the same functional head.

  19. David Pesetsky (p.c.) observes another alternative would be to suggest that honorific nominative is a structural case, assigned by a functional head other than T0. This alternative avoids the problematic scenario of a single nominal entering two ϕ-agreement relationships with the same functional head. While this alternative effectively sidesteps the issue of redundant probing, it introduces unwanted complexity. It requires a second functional head to assign the second instance of nominative case to the subject. It is not clear if this functional head would have any additional function, and I am unaware of any independent evidence for such a head.

  20. I am grateful to an anonymous reviewer for helpful discussion regarding these points.

  21. See Ura (1999) for a similar effect in Japanese. Some authors do report instances where an honorific nominative object can control agreement (cf. Shibatani 1999 for relevant Japanese and Nepali data; Kim 2001 for Korean).

  22. See Bobaljik (2008) and Preminger (2011, 2014) for accounts of how ϕ-agreement is conditioned by case.

  23. Adjuncts permit case-stacking, but do not permit case alternation (e.g. Schütze 2001a).

    1. (i)
      figure ak

    Failure to realize -pwuth(e) ‘since’ on the nominal in (41) results in ungrammaticality. I follow many previous authors (e.g. Kim and Maling 1998; Kim 2001; Yoon 2004; Maling 2009; Baker 2015; see also Sect. 3.3.3) in treating case assignment to adjuncts as a distinct process from case assignment to arguments. Assuming such a distinction, adjuncts are not expected to serve as case competitors.

  24. An anonymous reviewer objects to the claim that nominative-marked subjects which alternate with dative-marked subjects must be interpreted as specific. They claim that a non-specific interpretation is available in (45):

    1. (i)
      figure ao

    The reviewer suggests that this may indicate that dative case need not be assigned to dyadic unaccusative subjects in Spec-VP. Such a proposal is adopted by Yoon (2004). While this possibility would lose the correlation between dative-nominative stacking and alternation, it is nevertheless consistent with the central claim of this paper that, unlike the Dependent Case model, the Agree model is incompatible with the full range of Korean case-stacking data.

  25. Lee (2010, 2011) and Lee and Choi (2010) demonstrate that case elision is tolerated on focused direct objects.

  26. This behavior is reminiscent of the role focus plays is VP-ellipsis where MaxElide (Takahashi and Fox 2005) is sensitive to focused elements.

  27. In general, morphological templates are cross-linguistically rare (Rice 2000). It is commonly thought that morphological ordering reflects syntactic ordering (Baker 1985), and attempts have been made to completely eliminate instances of templatic morphology. The most well-known example of templatic morphology is the Bantu CARP template (e.g. Hyman 2003) which, to my knowledge, has resisted reduction to a Mirror Principle account. Yoon (2005) attempts such a reduction for Korean nominal morphology, but this attempt faces some issues, particularly in regard to the proper treatment of honorific nominative case. I leave it to future research to determine if other attempts to derive (64) might be more fruitful.

  28. Noting that idiomatic readings are not retained in Korean passives, Yoon (2005) questions whether Korean passives involve a derived subject at all. If the subjects of these passives are base-generated high in the clause then the point is moot. However, the failure to retain idiomatic readings in the passive may not argue in favor of a base-generation account of passive subjects. Certain Japanese passives also do not permit idiomatic interpretations, but there is evidence that the subjects of these constructions are derived (e.g. Fukuda 2006). Also, case-stacking in passivization (18–19) suggests that passive subjects are derived.

  29. Yoon (2005) does not consider such examples, but notes that negative copulas and become constructions, which canonically mark both arguments with nominative case, disallow -kkeyse on the internal argument.

    1. (i)
      figure bj

    On the surface the dichotomy between (69) and (68) is surprising. Why should some objects permit -kkeyse while other do not? An anonymous reviewer suggests that honorific-marking is tied to reference, and since predicates are non-referential they cannot bear honorific nominative. It would remain to be explained why predicates should be case-marked at all.

  30. Most of my informants preferred case-matching, but found mismatches acceptable.

  31. There are some environments in which my informants agree that -kkeyse is unacceptable in place of -i/-ka. Honorific nominative is unavailable in tough-movement (71) and ablative subject constructions (71).

    1. (i)
      figure bm
    1. (ii)
      figure bn

    I leave explanation of these facts for future research, but contend that the preponderance of evidence in favor of a structural case account of -kkeyse should not be ignored, even in light of (69) and (70).

  32. An anonymous reviewer observes that the diagnostics discussed may distinguish arguments from adjuncts not PPs from DPs. On this view -kkeyse might still be viewed as an argument PP which patterns like other arguments and unlike the unambiguous PPs which are all adjuncts. The Q-float data can adjudicate between these two positions. As Jung and Miyagawa (2004) observe, inanimate goal arguments disallow accusative case, even when the verb cwu- ‘give’, one of the roots that permit dat-acc stacking/alternation, is utilized.

    1. (i)
      figure bx

    A similar observation holds for Japanese (e.g. Miyagawa and Tsujioka 2004). Furthermore, in both languages inanimate goals resist Q-float even while animate ones permit it (cf. (73a)). Speakers attest that Q-float from dative-marked inanimates is significantly degraded.

    1. (ii)
      figure by

    Miyagawa and Tsujioka suggest that the dichotomies presented above can arise if Korean (and Japanese) have both double object constructions (DOC) an to-ditransitives. Crucially, DOCs only permit animate DP goals. To-ditransitives always take argument PP goals. If this characterization is correct, we can be sure that the Q-float diagnostic distinguishes between DPs and PPs—not arguments and adjuncts.

  33. An anonymous reviewer comments that there are instances where seemingly non-focused elements appear with stacked case. For example, in the question and answer pair below (85):

    1. (i)
      figure ce

    This may suggest that the characterization that stacked case is limited to focus contexts is insufficient. However, it should be noted that Korean is a multiple foci language (e.g. Choe 1995). Therefore, in (84), both the indirect object Sue and the wh-word and its answer may be simultaneously focused.

  34. I thank an anonymous reviewer for pointing out the relevance of Chung’s work.

  35. Schütze notes that his informants found Q-float for nominals bearing stacked-case degraded. My informants found similar examples well-formed. Furthermore, Schütze observes interactions between the various cases a nominal host can bear and those that its floated quantifier can bear. I direct the interested reader to his work for details.

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Acknowledgements

I am grateful to Mark Baker, Michael Yoshitaka Erlewine, Shigeru Miyagawa, David Pesetsky, Maria Polinsky, Omer Preminger, Norvin Richards, Coppe van Urk, and Suyeon Yun, to audiences at Japanese/Korean Linguistics 22 and at the 2013 annual meeting of the Workshop on Altaic Formal Linguistics (WAFL9), and to three anonymous reviewers, for helpful discussion and comments. All errors are my own.

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Levin, T. Successive-cyclic case assignment: Korean nominative-nominative case-stacking. Nat Lang Linguist Theory 35, 447–498 (2017). https://doi.org/10.1007/s11049-016-9342-z

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