Abstract
Preservation and conservation of archaeological wooden artifacts is extremely challenging due to a lack of knowledge about the hierarchical structure of preserved cellulose. Herein we report on the comparative analysis of eight archaeological and four recent wood samples from three archaeological sites in China by a variety of methods, including micro-morphology, Fourier Transform Infrared Spectrum, X-ray scattering, chromatographic analysis of wood sugars, and solid state 13C CP/MAS NMR. Results show that deterioration on the microscale is clearly related to a fragmentation of both the cellulose crystallite structure and the cellulose microfibrils. Slightly deteriorated archaeological wood features cellulose crystallites and microfibrils, comparable to non-degraded recent wood, whereas severely deteriorated wood shows higher porosity of the wood cell wall, fragmented cellulose aggregates instead of fibrils and nearly no crystallinity. Alterations in molecular structures resulted in advanced degradation of both amorphous and crystalline cellulose domains. Only a small amount of cellulose was preserved. The data allows to assume highly fragmented but still partially crystalline cellulose lamellas.
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Introduction
Archaeological wooden artifacts, running like a vein throughout human history (Glausiusz 2020), provide the sign of human-nature interactions (Liu et al. 2017), evidence the evolution of human technology (Conard et al. 2020) and reflect the humankind odyssey (Evershed et al. 1985). They could be retained in different preservation states, where the degradation of wood components is dependent on environments, burial periods, wood species and experienced processing treatments (Blanchette 2000; High and Penkman 2020). Moreover, the degradation process differs substantially with wood components hemicellulose, cellulose and lignin, despite similar buried environments (Pournou 2020). Therefore, analyzing molecular characteristics of archaeological wood is important in order to support archaeological practice and to contribute to the development of preventive conservation and remedial preservation of archaeological wooden artifacts (Nevin and Sawicki 2019).
Archaeological wood is characterized by the preferential loss of hemicellulose. Cellulose is not affected by degradation as strong as hemicellulose, due to the better stability of the cellulose crystallites. The relative amount of residual lignin is the highest, because lignin is resisting deterioration due to the unique phenolic, three-dimensional and cross-linked structure (Broda and Popescu 2019; Guo et al. 2019; Pedersen et al. 2021). Preservation of lignin in archaeological wood was studied extensively (Bardet et al. 2009; Colombini et al. 2009; Łucejko et al. 2012; Pizzo et al. 2015; Zoia et al. 2017; Guo et al. 2020; Han et al. 2020a; Lucejko et al. 2021; Pedersen et al. 2021). Lignin may experience a partial breakage of β-O-4 interlinks, demethylation of the methoxy group and oxidation, with the production of a higher concentration of free phenol groups, followed by the degradation of Lignin-Carbohydrate Complexes. However, the molecular and crystalline structure of cellulose in deteriorated wood was less studied although it is a key factor for determining the strength and dimensional stability of wooden artifacts (Bjurhager et al. 2012; Almkvist et al. 2016; Han et al. 2020a, b).
Cellulose, a linear macromolecular chain of 1,4-linked β-d-glucopyranose, self-assembles into long fibrils with nanosized diameters during the xylem cell differentiation (Terrett et al. 2019). Cellulose structural complexity becomes more comprehensive and profound in archaeological wood by abiotic and biotic mechanisms (Howell et al. 2007). The structural hierarchy of the wood cell wall changes with the preservation state of archaeological wood (Giachi et al. 2003; Li et al. 2014; Zhou et al. 2018; Broda and Popescu 2019; Han et al. 2020a). In slightly deteriorated archaeological wood, the degradation occurs predominantly to amorphous cellulose, only a slight change is detected in the crystal structure of cellulose (Sandak et al. 2010; Romagnoli et al. 2018; Han et al. 2020b). In severely deteriorated wood, cellulose in both amorphous and crystalline regions are reported to be degraded (Li et al. 2014; Broda and Popescu 2019; Guo et al. 2019; Ghavidel et al. 2020). This can be detected by e.g. much broader and weaker crystalline diffraction bands, disoriented crystalline celluloses and the significant decrease in the crystallinity. In contrast with the typical X-ray pattern of cellulose Iβ, measured also for slightly deteriorated archaeological wood, seriously cellulose degradation results in a changed scattering pattern. The characteristic diffraction peaks of cellulose Iβ corresponding to the (1–10) and (110) crystallographic planes and even (004) crystallographic planes are unrecognizable after degradation, the visible diffraction peak attributed to (200) planes becomes wider and weaker (Broda and Popescu 2019; Ghavidel et al. 2020). To the knowledge of the authors there is no dedicated study addressing the changes of hierarchical structure of cellulose in severely deteriorated archaeological wood, including crystal structure, chemical and morphological information.
The aim of this research was to link information on the molecular and crystal structures of cellulose in severely deteriorated archaeological wood. Therefore, six samples of severely deteriorated archaeological wood, two samples of slightly deteriorated archaeological wood and four non-degraded wood samples of relevant species were selected for a comparative analysis. The preservation state of the samples was investigated by several complementary methods: physical indexes, micromorphology and chemometrics were performed. Chromatographic analysis of wood sugars was conducted to quantify and identify the change of cellulose and hemicellulose in archaeological wood. The use of solid state 13C CP/MAS nuclear magnetic resonance (NMR), Fourier Transform Infrared Spectrum (FTIR) and the small-angle and wide-angle X-ray diffraction (SAXS/WAXD) provides access to cellulosic molecular and crystal structure traits, including molecular structure of cellulose, lattice and dimension of cellulose crystallites, arrangement and size of fibrils, as well as pores between fibrils.
Materials and methods
Materials
Eight waterlogged archaeological wood samples from three excavation sites were collected. Wood identification was carried out by a light microscope (Olympus BX51, Japan) on polyethyl glycol 2000 embedded wood sections with a thickness of 15 μm. Anatomical descriptions were based on the terminology proposed by the International Association of Wood Anatomists Committee (IAWA committee 1989; IAWA committee 2004). Four non-degraded recent wood samples of relevant species were additionally studied as a reference. Details on wood species, archaeological contexts and the physical analyses are given in Table 1.
Scanning electron microscopy (SEM)
Thin sections of waterlogged archaeological wood were obtained with a cryostat (CM3050S, Leica, Germany). They were dehydrated with a series of ascending ethanol concentrations and supercritical CO2 dried by a critical point drier (EM CPD300, Leica, Germany) to avoid shrinkage due to capillary pressure. The supercritical CO2 drying was performed with a pressure of 9.5 MPa, a temperature of 40 °C, a flow rate of 40 g min−1 for 3–4 h. The dried samples were mounted with high purity conductive double sided adhesive carbon tabs on aluminum stubs, sputter-coated with 10 nm gold (Scancoat Six; Edwards, UK) and observed using a FEI Quanta 250 FEG ESEM (Thermo Fisher Scientific, USA) at an accelerating voltage of 20 kV in high vacuum condition, with a spot size of 3.0 and using the SE ETD detector.
Fourier transform infrared spectrometer (FTIR) coupled with chemometrics
The KBr pellet technique was applied: waterlogged archaeological wood was freeze-dried using a vacuum freeze-drying equipment (FD-1A-50, Boyikang Company, China). FTIR spectra of dried wood samples pelletized with KBr powder were recorded with a FTIR spectrometer Frontier (PerkinElmer, UK). 64 scans were carried out with a 4 cm−1 spectral resolution in the range 4000–400 cm−1. The samples were analyzed in triplicate. Spectra were normalized before further evaluation in the range 1850–400 cm−1, by means of the minimum–maximum normalization.
Principal component analysis (PCA) was used on the fingerprint region in the 1850–830 cm−1 for distinguishing the similarities and dissimilarities among FTIR spectra of different wood samples by SIMCA software (Umetrics, Sweden). Moreover, the loading plot allows for identifying important spectral bands that account for the most significant differences.
FTIR indexes were calculated according to previous studies for quantitative analysis (Faix 1991; Pandey and Pitman 2003; Darwish et al. 2013; Cavallaro et al. 2019; Guo et al. 2019; Pozhidaev et al. 2019; Lucejko et al. 2020). The lignin index was estimated by the ratio between the absorption intensities at 1592 cm−1 and 1505 cm−1. The carbohydrates/lignin index was estimated by the ratio between the absorption intensities at 1374 cm−1 and 1505 cm−1.
Sugar composition analysis
Wood samples were freeze-dried followed by a freeze-grinding treatment using an EFM Freezer Mill 6770 (SPEX SamplePrep, Metuchen, USA). The dry mass of archaeological wood C5, C7 and C11 was not sufficient, thus C5, C7 and C11 were not used for sugar composition analysis. Samples were extracted with 2:1 benzene ethanol in a Soxhlet apparatus for 8 h and then kept at room temperature to dry. Subsequently, from the resulting dry mass of about 300 mg, sugar solutions were prepared following a NREL method (Sluiter et al. 2012). In short, the samples were hydrolyzed for 1 h at 30 °C in 72% H2SO4, then diluted to 3% H2SO4 and hydrolyzed for 1 h at 120 °C in the autoclave. The samples were filtered through a 0.22-μm membrane and diluted for the analysis by high-performance liquid chromatography (HPLC) (ICS5000, Thermo Fisher Scientific, USA) on a CarboPac PA-20 anion-exchange column (150 × 3.0 mm, 10 μm, Dionex) using a pulsed amperometric detector (PAD, Dionex ICS 5000 system). The experimental condition was set at a flow rate of 0.5 mL/min, an injection volume of 5 μL, a solvent system of 0.1 M NaOH (flow phase A) and 0.1 M NaOH and 0.2 M NaAc (flow phase B), and a gradient program of 95:5 VA/VB at 0 min, 80:20 VA/VB at 30 min, 60:40 VA/VB at 30.1 min, 60:40 VA/VB at 45 min, 95:5 VA/VB at 45.1 min, 95:5 VA/VB at 60 min. A series of calibration standards were prepared, containing the compounds to be quantified, including fucose, rhamnose, arabinose, galactose, glucose, xylose, mannose, fructose, ribose, galacturonic acid, glucuronic acid, mannuronic acid and guluronic acid, which were purchased from the Sigma Company (USA). Data was processed using chromeleon 7.2 CDS (Thermo Scientific, USA).
Solid state 13 C cross-polarization (CP)/magic angle spinning (MAS) NMR spectra
Freeze-grinded wood powder of C1–C3, C6, C8–C11 was used to acquire solid state 13C CP/MAS NMR spectra by an Avance III 400 WB NMR spectrometer (Bruker, Billerica, USA) operating at 100.62 MHz. A sample spinning speed of 7 kHz was used. 13C NMR experiments were performed with a 2 ms contact time, a 33 ms acquisition time and a 5 s relaxation delay. Freeze-grinded wood powder of C4 was measured by an Avance III 400 HD NMR spectrometer (Bruker, Billerica, USA) operating at 100.625 MHz. A sample spinning speed of 10 kHz was used. 13C NMR experiments were performed with a spectral width of 30 kHz and 15 μs between repeats. 1024 data complex points were acquired in 1 h. Chemical shift values were measured with respect to glycine as a reference with the carbonyl signal set at 38.5 ppm.
Small-angle X-ray scattering (SAXS) and wide-angle X-ray diffraction (WAXD)
Tangential wood slices with the thickness of 0.8 mm were cut directly by hand from each wood sample. They were dried at 37 RH%, 21 °C in a closed humidity chamber. Small-angle X-ray scattering (SAXS) and wide-angle X-ray diffraction (WAXD) experiments were performed on a RIGAKU S-Max3000 machine with MM002 + Cu-Kα source (wavelength λ = 0.154 nm). Scattered intensity was detected on a Triton200 multi wire detector (SAXS) at about 500 mm distance from the sample and a Fuji Image Plate system (WAXD) at about 25 mm from the sample. Measurement times were 1200–3600 s for one SAXS image and 1800s for one WAXD image. The measurement time for one SAXS image was dependent upon the scattering intensity of each wood specimen. The X-ray beam size was determined by a three-pinhole system after the X-ray optics and the beam diameter was about 400 µm (circular) on the sample. The X-ray beam was oriented perpendicular to the fiber axis of the samples, i.e. hitting the wood samples in radial direction. For better statistics two different positions in each wood specimen were chosen, measured and evaluated. The final results were averaged, thus values displayed in the diagrams are mean values of two individual measurements. Individual errors resulted from the fit, errors displayed are the error of the averaged value taking these into account.
The scattering images were integrated and background corrected by subtraction of the signal of the empty sample holder before further data evaluation. Azimuthal integration was applied to obtain scattered intensity I(q) as a function of the length of the scattering vector q. For convenience the SAXS curves were depicted in I(q), while the WAXD curves were showing I(2θ). The q range in SAXS was 0.3–8 nm−1 and the 2θ-range in WAXD was 10–40° 2θ (for Cu-Kα). The following equation related wavelength λ of the X-rays, the scattering vector q and the scattering angle 2θ:
Dimensions of cellulose crystallites were analyzed from the width of the diffraction peaks in WAXD using Origin (OriginLab Corportion, UK), assuming Gaussian functions for all peaks. The average dimension (Lhkl) of cellulose crystallites was calculated from the full width at half maximum (FWHM) of the Bragg peaks using the Scherrer formula (Eq. 2), with λ the wavelength of the X-rays (0.154 nm) and 2θ the angle where the diffraction peak occurred.
The SAXS images were also integrated radially and plotted as function of the azimuthal spread I(χ), allowing to access the angular distribution of microfibrils of cellulose fibrils in wood cell walls (Lichtenegger et al. 1999). The peak can be fitted by one single Gaussian function, in which case only microfibrils orientation (MFO) can be obtained, defined by the half width at half maximum of this Gaussian distribution. Figure 1A displays I(χ) for three different samples, the definition of the angular distribution is indicated in Fig. 1B. Scattering curves I(χ) of wood samples C7–C12 were present in supporting information (Fig. S1).
A Scattering curves I(χ) of archaeological Cunninghamia wood C7 (black squares) and C8 (red circles) and non-degraded recent Cunninghamia wood C12 (blue triangles). B The scattering curve of C7 (black squares), single Gaussian shaped curve used for the fit (red line) and microfibril orientation distribution (MFO) indicated by solid black lines
The diameter and diameter distribution of the fibrillar structure of wood samples were evaluated from the minimum in the SAXS scattering curve at about 3 nm−1, following the published literature (Jakob et al. 1995). A fit was applied to the scattering curve assuming cylindrically shaped cellulose fibrils with a Gaussian size distribution and a hard sphere structure factor, taking an additional q−4 contribution into account. The fitting process was carried out using the software SASfit (Breβler et al. 2015) to obtain values of mean fibril diameter (D0), the diameter distribution (σ) and the average fibril distance (Df) from the hard sphere radius. The fit was applied to data of C7–C12 in the range of about q = 0.7–5 nm−1.
The correlation length (lCH*) parameter qualitatively describes structural changes as an estimate of the intensity-averaged electron density fluctuations (Glatter and Kratky 1982; Ehmann et al. 2015). It is calculated based on the integral of the scattering profile, hence is less prone to noisy data.
where lCH* is the mean correlation length estimate, Q is the invariant. Unit of lCH* is nanometer (nm).
Pore structure was analyzed using the SAXS scattering curve. The radius of gyration (Rg) of pores and the fractal dimension (n) of these pores, were chosen as parameters reflecting the change in the scattering curves in the low-q regime. The curvature in the low-q region of 0.38–0.55 nm−1 was evaluated by the Guinier approximation (Guinier and Fournet 1955), providing the information of Rg. This curvature is followed at higher q values by a power law, i.e. I(q) ~ q−n, where the exponent n can be attributed to the fractal dimension of the system, related to surface characteristics of these nano-pores (Teixeira 1988). The exponent n would be between 3 and 4 for surface fractals and between 1 and 3 for volume fractals. Here n was evaluated in the range from q = 0.45–0.65 nm−1.
Results and discussion
Preservation state of studied archaeological wood
The preservation state of the cellulose structures in archaeological wood is fundamental. To assess the state, multidisciplinary methods including the MWC and BD criteria, micromorphology and Fourier Transform Infrared Spectrum (FTIR) coupled with chemometrics were used to evaluate the preservation state. The average MWC and BD values of waterlogged archaeological wood C1–C6 ranges from 120 to 407%, and from 0.225 to 0.569 g × cm−3 (Table 1). C7 and C8, whose burial periods were much shorter than C1–C6, have higher MWC values of 523% and 487%, and lower BD values of 0.217 and 0.252 g × cm−3, respectively. By comparing their MWC and BD values, C7 and C8 would be in a worse preservation state than C1–C6. Micromorphological features were also used to evaluate the preservation state. Representative SEM micrographs of C1, C5 and C7 are shown in Fig. 2. Structure collapses are obvious in C1 and C5. Cells have lost their original shapes and display are distorted. C7 shows little evidence of decay, despite fungal colonization of the cell walls (Fig. 2C). The majority of early- and latewood tracheids remains intact (Fig. 2D). Thus, from microscopy, C7 and C8 seem to be in a better preservation state than C1–C6, which is contradictory to the evaluation results by the MWC and BD.
FITR analysis
Hence, FTIR spectra assisted with chemometrics were further used to analyze the preservation state (Macchioni et al. 2012; Pizzo et al. 2015; Traoré et al. 2016). The normalized average FTIR spectra are shown in the Fig. 3A. Distinct spectral differences can be seen between archaeological and non-degraded wood samples. The absence of the band at 1740 cm−1 mainly ascribed to C=O stretching of acetyl and carbonyl groups in hemicellulose (Table S1, in the supporting information), was found in all spectra of archaeological wood. It revealed that the acetyl side chains of hemicellulose were preferentially degraded. There are spectral differences between C1–C6 and C7, C8, namely in the band assigned to lignin (1665, 1592, 1505, 1462, 1420, 1330, 1270, 1214, 1126 and 1030 cm−1) and the bands assigned to carbohydrates (1374, 1158, 1052 and 896 cm−1). C1–C6 feature higher relative intensities of the lignin bands and lower relative intensities in the carbohydrate bands, compared to samples C7 and C8 (Table S1). This indicates deterioration of carbohydrates with respect to lignin is more intense in C1 – C6 than in C7, C8. Several other features indicate decomposition of carbohydrates as well: the characteristic C–O stretching and C–O–C stretching bands at 1052 and 1158 cm−1 show a strong decrease of intensities for C1–C6 (Fig. 3A). The spectral intensity ratios I1374/I1505 of the carbohydrate band at 1374 cm−1 and the lignin band at 1505 cm−1 show identical values for recent wood samples and C7 and C8, whereas C1–C6 feature lower values. This indicates only slight degradation of carbohydrates in C7 and C8 and severe degradation in C1–C6.
The spectral intensity ratio between the bands at 1592 and 1505 cm−1 I1592/I1505 gives information on the molecular structure of aromatic lignin. In the spectrum of non-degraded recent Cunninghamia softwood C12, the I1595/I1505 ratio is 0.6, while hardwoods feature a ratio of 1.0. This is attributed to species variations in lignin, in specific to a higher content of guaiacyl units in softwoods (Sarkanen et al. 1967). I1592/I1505 in general is increasing for archaeological wood (Table 2), indicating the oxidation of aromatic lignins, the loss of guaiacyl units, or most likely the demethoxylation of guaiacyl units. Oxidation of glucopyranose rings and the oxidation of phenolic compounds in lignin is also indicated by the broadening of the carbonyl band at 1660 cm−1 (Darwish et al 2013).
To support this result a separate principal component analysis (PCA) based on the 1850–750 cm−1 spectral range was obtained (Fig. 3B). It is shown in the scores plot of PC1 and PC2, which account for 85.4% of data variability. Along the PC2 axis, the upper side of plot shows the cluster of archeological wood C7, C8 and recent wood C9–C12, and the downside depicts archaeological wood C1–C6. C7 and C8 are further separated from C9–C12 in the score plot of PC1. Important FTIR spectral bands relating to the wood deterioration can be classified in the loading plot of PC2 (Fig. 3C). The PC2 loading shows the positive absorbance mainly from carbohydrates bands peaked at 1750, 1374, 1162, 1058 and 896 cm−1, as well as the negative absorbance from lignin bands peaked at 1673, 1592, 1505, 1462, 1420, 1330, 1270, 1214, 1126 and 1025 cm−1 (Fig. 3C).
On the basis of MWC and BD values, micromorphological features, FTIR spectra and related PCA analysis of FTIR spectra, C1–C6 were considered to be the severely deteriorated archaeological wood, and C7, C8 were evaluated to be slightly deteriorated archaeological wood.
Sugar composition analysis
The sugar compositions of archaeological wood and non-degraded wood were analyzed (Table 3). The total hydrolysis of recent wood yields, dependent on the species, about 25–53% sugar, deteriorated archaeological wood samples yield less, C8 about 50% and C1–C6 about 5–20% sugar. It indicates, that the sugars of severely deteriorated archaeological wood were degraded more extensively than those of slightly deteriorated archaeological wood.
Glucose can be found in cellulose and hemicellulose. We are analytically unable to distinguish cellulosic and hemicellulosic glycans (Geng et al. 2019), thus, the glucose content presented here is the upper bound of the cellulose content. The predominant hemicellulose type in hardwoods and softwoods is glucuronoxylan and galactoglucomannan, respectively. Thus, comparing the relative amounts significant differences in NMR spectra of glucose, xylose and mannose with respect to total amount of sugars in each sample (set to 100/100 parts), can give more detailed information on the decay. The glucose, xylose and mannose accounted e.g. for about 72/100, 8/100 and 16/100 of the total sugars in C12, also 74/100, 6/100 and 16/100 in C8 but only 33/100, 8/100 and 2/100 in C1, respectively. We find, that slightly deteriorated archaeological wood has similar cellulose and hemicellulose content compared to non-degraded wood of the same species. However, severely deteriorated archaeological wood shows not only less sugar, but a more complex final sugar composition. C2 features, compared to samples C1 and C3 of the same species, a higher glucose content (65/100), comparable xylose content (12/100) and higher mannose content (8/100) of total sugars. C4, excavated from the same archaeological site as C1–C3 had with 63/100, 22/100 and 5/100 a comparable glucose, xylose and mannose proportion as the non-degraded reference wood C10 (66/100, 25/100 and 3/100). It is known, that degradation depends a lot on the condition and species (Lucejko et al. 2020; Pournou 2020; Zhou et al. 2018). The results suggest, that different decay mechanisms might be operating. Archaeological wood C1–C6 all show a relative increase in galactose content (5/100–25/100), in comparison with non-degraded woods (about 3/100), see Table 3, which could hint towards fungal influence during decay, since galactose is also a fungal cell wall component (Anagost et al. 1994).
The sum of xylose, galactose, arabinose and mannose contents can be considered to represent the hemicellulose content (Geng et al. 2019). The over-all content was reduced from about 8–17% in recent wood to only 2–6% for severely degraded wood. The relative amount of hemicellulose with respect to total amount of sugars was comparable between the reference samples of each species (28/100–40/100) and the according degraded wood (30/100–45/100). This shows extensive degradation of glucose and hemicelluloses in severely deteriorated archaeological. Nevertheless, the relative loss of hemicellulose with respect to the total sugar amount is comparable to the glucose loss, indicating degradation of cellulose (glucose) and hemicellulose to the same extent. Hemicellulose plays an important role in the cell wall matrix, in binding to amorphous cellulose and to the surface of cellulose microfibrils in a semi-crystalline domain (Terrett et al. 2019). The reduced hemicellulose content inevitably promoted a change in cellulose aggregates, including their molecular arrangement, orientation, distance and interfacial structure. The actual molecular structure of cellulose in archaeological wood is investigated by FTIR (see above) and solid state 13C CP/MAS NMR (below).
13C CP/MAS NMR
13C CP/MAS NMR spectra of archaeological wood show several differences with respect to recent wood: significant gain of intensities in the lignin aromatic region (160–106 ppm), a gain in the resonance 56 ppm arising from methoxyl substituents in lignin, a significant decrease and alterations in the carbohydrate region (105–65 ppm), absences of the resonances at 21 ppm and 172 ppm, ascribed to the CH3 and the carbonyls of acetyl groups in hemicellulose, respectively (Fig. 4A). The assignments of the 13C CP/MAS spectrum are listed in Table S3. This confirms the loss of hemicellulose and a higher relative amount of residual lignin in archaeological wood, which is consistent with FTIR spectra (Fig. 3). Signatures of other types of carbonyl groups are also detected, e.g. the high-frequency resonance (16) assigned mainly to unconjugated aliphatic carboxyl groups. By applying a spectral fitting procedure (Larsson et al. 1999; Wickholm et al. 1998) shown in Fig. 4B, C and Fig. 2S, degradations of carbohydrates and lignin in archaeological wood were semi-quantitatively determined.
The solid state 13C CP/MAS NMR spectra of wood samples. A Full spectra of C1–C4, C6, C8–C10 and C12, B, C magnification of the two regions of the NMR spectra. For clarity, the deconvoluted spectra colored with the green overlapped with the experimental ones, the black lines, and the cumulative fitting lines are red dotted lines
The integral area ratio of the resonance 14 and the resonance 13, A154/A148 could be used to recognize the wood as hardwood and softwood and to evaluate the depletion of the β-O-4 linkages (Proietti et al. 2011), see Table 2 and Table S3. In hardwood, A154/A148 is greater than 1, whereas in softwood this ratio is smaller than 1. This is confirmed by the values measured for the non-degraded recent wood C9, C10 (hardwood) and C12 (softwood). As listed in Table 2, the A154/A148 ratio values are similar for slightly deteriorated archaeological wood and non-degraded wood, demonstrating that β-O-4 linkages were not affected during a slight wood degradation, whereas the A154/A148 ratio is increased significantly for severely deteriorated archaeological wood (Fig. 4B, Fig. S2. The A154/A148 value of severely deteriorated archaeological softwood C6 is e.g. 7.1, which would cause a false evaluation as hardwood. To use A154/A148 to distinguish archaeological hardwoods from softwoods without other information might not be applicable. In principle depletion of the β-O-4 linkages in archaeological wood, leads to decrease of the A154/A148 ratio (Proietti et al. 2011), but an increase of this ratio has been reported previously for archaeological wood (Łucejko et al. 2012; Zborowska et al. 2019). In accordance, the studied severely deteriorated archaeological wood C1–C6 have increased A154/A148 ratio (Table 2), which would imply that the degradation of lignin is due to preferential loss of guaiacyl units, or the preferential demethoxylation of guaiacyl units (Łucejko et al. 2012; Zborowska et al. 2019; Lucejko et al. 2021).
This is consistent with the results of the FTIR measurements. Lignocellulosic degradation mechanisms are diverse and also depend on the various types of wood cell wall components (Cragg et al. 2015). For instance, it is reported that the guaiacyl units are more sensitive to artificial aging degradation processes than the syringyl units (Colom et al. 2003), whereas syringyl units have the higher biodegradability compared with the guaiacyl units (Proietti et al. 2011). This has to be taken into account in future studies.
Carbohydrates show significant differences in NMR spectra of archaeological wood with different preservation states. Carbon atoms of cellulose and hemicellulose have overlapped resonances in the range 105–65 ppm due to their chemical similarity. The ratio A105/A56 of resonance 9 at 105 ppm (C1 of cellulose as reference) and resonance 2 at 56 ppm (methoxy group of lignin) (Alesiani et al. 2005; Wikberg and Maunu 2004), can be used to estimate the degradations of carbohydrates and lignin (Bardet et al. 2009). Non-degraded recent wood has A105/A56 ratios of about 1.0–1.5, while severely deteriorated archaeological wood shows values < 0.4 (Table 2). This indicates that carbohydrates are degraded in considerably larger amounts than demethoxylation of lignin units in severely deteriorated archaeological wood. The A105/A56 ratio of slightly deteriorated archaeological wood C8 with 4.7 is much higher than that of non-degraded wood of the same species C12. This is probably due to the demethoxylation of lignin units, as indicated by the weak intensity of resonance 5 and the good preservation of carbohydrates in slightly deteriorated archaeological wood (Fig. 4B, C8).
The NMR resonance at 89 ppm is assigned to C4 in crystalline cellulose, whereas the signal at 84 ppm indicates amorphous cellulose or less ordered celluloses (Bardet et al 2009; Guo et al 2019; Larsson et al 1999; Spinella et al 2021; Wickholm et al. 1998; Wikberg and Maunu 2004). Both intensities decrease significantly in the spectra of severely deteriorated archaeological wood (Fig. 4C, Fig. S2). The crystalline/amorphous ratio of cellulose, A89/A84, which is often used to estimate the cellulose crystallinity, drops from 0.2 to 0.3 for non-degraded woods and slightly deteriorated archaeological woods to 0.02–0.11 for severely deteriorated archaeological woods, except for C4 (Table 2). This could indicate degradation of not only surface chains but also inner chains in cellulose.
The intensity of resonance 8 at 89 ppm shows in the deconvoluted NMR spectra (Fig. 4C, Fig. S2) is weaker for samples C1, C3 and C6, than that of C2 and C4. Together with the information from sugar analysis, that the glucose content in C1, C3, and C6 is less than that in C2 and C4 one can conclude, that among the degraded archaeological wood samples, cellulose in C1, C3, and C6 were subject to more severe degradation. Sample C8 does not show stronger resonance 8 and higher glucose content, indicating only slight degradation, which is in accordance with literature (Bardet et al. 2009). This implies that the crystal structure of cellulose is indeed different between severely deteriorated archaeological wood and slightly deteriorated archaeological wood.
These findings show that there was only a small amount of cellulose in severely deteriorated archaeological wood. Moreover, the lower carbohydrates to lignin ratio, significant loss of hemicellulose, partial decomposition of lignin, lower crystalline to amorphous cellulose ratio and a disordered molecular structure of cellulose were found.
Crystal structure of cellulose in archaeological wood from WAXD
The crystal structure of cellulose in archaeological wood was analyzed by WAXD. Figure 5L depicts scattering of non-degraded wood (C12) with the crystalline peaks of cellulose I, (1–10)/(110) merged, (200), and (004), indicated. The respective scattering curve after full azimuthal integration is depicted in Fig. 5M, showing the peak positions clearly at about 17° 2θ, 22.9° 2θ and 35.7° 2θ, respectively. These typical cellulose peaks are present for slightly deteriorated (C7, C8) and recent wood C9–C12, see Fig. 5G–L. Severely deteriorated archaeological wood C1–C6 does not show any orientation in the scattering signal (Fig. 5A–F), but faint rings, that might be identified with cellulose structure merged with the signal from amorphous contributions. The scattering curve features a very broad peak at around 22.5° 2θ, and a broad shoulder at around 35° 2θ, see Fig. 5M, blue curve indicated Fig. 5F. The main peak at 22.5° 2θ is not fully assigned to the amorphous cellulose since its peak position is generally found at angles of 18° 2θ (Segal 1959), smaller than 16° 2θ (Thygesen et al. 2005; Ju et al. 2015), 20°–21.5° 2θ (Agarwal et al. 2021; French 2020; Isogai & Atalla 1991), neither is it to the disordered carbonized cellulose at 17° 2θ nor to the disordered carbonized lignin at 21.2° 2θ (Meng et al. 2021). Sandak et. al. report on a higher amount of remaining crystal regions of cellulose with respect to amorphous regions, despite the fact of a low cellulose content (Sandak et al. 2010). Thus, considering the presence of crystalline cellulose at 89 ppm in solid state 13C NMR spectra, although in small quantity, and a certain amount of cellulose in severely deteriorated archaeological wood (Fig. 4C, Fig. S2, Table 2), the peak is assigned to the (200) reflection, allowing the assumption that a certain amount of the cellulose chains might be arranged into sheets. Nevertheless, it is evident that the crystal structure of cellulose was altered considerably in severely deteriorated archaeological wood.
WAXD patterns of archaeological and recent wood, A: C1, B: C2, C: C3, D: C4, E: C5, F: C6, G: C7, H: C8, I: C9, J: C10, K: C11, L: C12. Multiple diffraction peaks from the cellulose nanofibrils (indexed as (1–10/110), (200), and (004)) are indicated. (M) WAXD curves of F, G, and L from the integration over the full azimuthal range
The lack of the (110) and (1–10) reflection probably is due to several reasons, i.e. small crystallite size (Lin et al. 1985), very broad overlapping (200) peak and high amorphous contribution. Moreover, in contrast with slightly deteriorated archaeological wood, the (004) peak was not detected in severely deteriorated archaeological wood. The disappearance of the lattice planes (110), (1–10), and (004) were previously reported in the XRD patterns of cellulose nanocrystals from sugarcane peel (Abiaziem et al. 2020) and microcrystalline nitrocellulose from Alfa grass fibers (Trache et al. 2015). The vanishing of a clear (004) peak indicates disordered cellulose packing, because the (004) diffraction peak is sensitive to the alignment of the chains into fibrils, its loss has been also reported in defibrillated cellulose nanofibrils (Jiang et al. 2016).
To clearly resolve the (200) and (004) peaks, partial azimuthal integration was applied. Diffractograms together with peak analysis is depicted in Fig. 6. The peak position of the (200) and (004) reflections of all samples that could be evaluated are presented in Table 4. In general, the peaks are situated around 22.5–22.9° 2θ and are comparable for recent and slightly deteriorated wood, indicating maintained cellulose structure in this type of archaeological wood with lattice spacing of about 0.39 nm.
Although we suggest to assign the peak around 22.5° 2θ of severely deteriorated wood also to cellulose, peak evaluation is difficult, since amorphous contributions can not clearly be addressed by the fit (Fig. 6A) in the limited range of scattering angle, the peak was therefore not further considered for severely deteriorated wood (C1–C6). It shall nevertheless be stated, that the peak positions are also around 22.5° 2θ. The suggested existence of the (200) reflection also would mean that even towards severely deteriorated archaeological wood, the cellulose lattice perpendicular to the cellulose chain direction might still be maintained to a certain extent.
Slightly deteriorated archaeological wood and non-degraded recent wood show a small peak at 2θ of 35.5°, related to the (004) planes of the periodic structure of the crystallite along the axial direction with a lattice spacing of 0.25 nm.
The crystallite size of the cellulose crystals L200 and L004 were calculated by the Sherrer equation (Eq. 2) from the width of the corresponding diffraction peaks—the values are listed in Table 4. Recent wood and slightly decayed wood feature values of about L200 = 2.4 nm and L004 = 7 nm (C9). Also in this case, the detailed evaluation of severely deteriorated archaeological wood was omitted, but the broad peak (Fig. 5M, Fig. 6A) would indicate a drastically reduced crystallite size (L200 of about 1 nm), with respect to slightly degraded archaeological or recent wood. The assumed reduced crystallite size for severely degraded archaeological wood also confirms a decrease in cellulose crystallinity (NMR) which is observed in advanced decay stages and is usually due to biodeterioration by e.g. bacteria and soft rot fungi.
Thus, in comparison with slightly deteriorated archaeological wood, severely deteriorated archaeological wood present similar but more striking changes. If any, there are much smaller non-arranged crystals and a much higher degree of amorphous cellulose. Cellulose crystallites would be fragmented along the cellulose chain direction, following a serious cellulose depolymerization.
Microfibrils evaluation from SAXS
The arrangement of cellulose fibrils can be quantified by measuring the angular distribution of microfibril orientations (MFO). The values of recent wood C9–C12 were in the range of 11–17°, slightly deteriorated archaeological wood C7 and C8 showed values of 20° and 19°, respectively (Table 5). Severely deteriorated wood showed non-orientated scattering signal in the SAXS region (images not shown), similar to the isotropic orientation in WAXD (Fig. 5A–F), thus angle evaluation was not possible. These results might indicate that the arrangement of cellulose fibrils in archaeological wood became disordered, or vanished completely for severely deteriorated archaeological wood. Wide scatter of angular distributions in wood as a biological material has to be taken into account for interpretation. More samples for a statistical analysis would be advantageous.
The microfibril diameter was evaluated from the scattering curves, according to Jakob et al. (1994). Since the size of microfibrils is similar to the microfibril-to-microfibril distances, the form factor and the structure factor due to the arrangement of fibrils convolutes, which possibly influences fitting of actual values. To be comparable to literature, the evaluation is anyhow presented. The scattering curves I(q) for archaeological and recent wood are displayed in Fig. 7. The scattering curve is characteristic for the cellulose fibril structure and can be identified by the pronounced shoulder at about q = 1.4 nm−1 and a clear minimum at about q = 2.7 nm−1. The scattering curves of recent wood C9–C12 indicate cellulose fibrillar structure, which is also visible in the scattering curves of C7 and C8 to a certain extent, while the features are not visible in the SAXS curves of C1–C6. From the position of the shoulder and the first minimum of the Bessel function (Fig. S3), the diameter of cellulose elementary fibrils D0, the diameter distribution σ and the fibril distance DF could be obtained for samples C7–C12, which was not possible for the samples C1–C6. For recent wood, DF, D0 and σ values are about 2.8–3.4 nm, 2.6 nm, 0.2 nm, respectively, for slightly degraded wood, values are changed clearly, i.e. DF, D0 and σ values are about 1.7 nm, 3.4 nm and > 0.5 nm, respectively (Table 5). Even in slightly deteriorated archaeological wood, the SAXS curve is clearly smeared out (Fig. 7B), which was previously reported in archaeological wood samples from the Vasa (Svedström et al. 2012). This can also be ascribed to the wide diameter distribution of cellulose elementary fibrils, also visible in the fit results. Results show comparable DF, smaller D0 and a much larger σ than recent wood. The loss of clear scattering features reduced fibril diameter and increased diameter distribution are clear indications of cellulose fibril degradation resulting in disordered arrangement of cellulose at the fibrils surface. This could be expected from information about cellulose degradation from FTIR, NMR and sugar content analysis.
To address structure features also for severely deteriorated wood, the correlation length, lCH* was used, which is closely connected with the shoulder features of the scattering intensities (Penttilä et al. 2013). The interfibrillar distance as an estimate of the intensity-averaged electron density fluctuations can thus be qualitatively described (Glatter and Kratky 1982; Ehmann et al. 2015). This is true for recent and slightly deteriorated wood, while for severely deteriorated wood, where no fibrillary structure is preserved this value rather refers to cellulose aggregates. As listed in Table 3, slightly deteriorated samples show a decrease in lCH*. In contrast, severely deteriorated samples show no clear trend. It is concluded that there are no typical cellulose aggregates in severely deteriorated archaeological wood.
Cracks and pores in the wood structure were studied at low scattering angles by a power law and the Guinier approximation. The power law exponent, n, is assigned to a mass fractal dimension when \(\frac{5}{3}<n<3\) and related to surface fractal dimension when \(3<n<4\) (Teixeira 1988). While recent wood displays an average value of n = 2.0 and slightly deteriorated wood an average value of 2.7, severely deteriorated wood shows values up to 3.2 (Table 5). This indicates a considerable change in the fractal dimension of higher order cracks and pores. Degradation considerably affected the interface characteristics of archaeological wood on the nanoscale. The related pore size, Rg was evaluated by the Guinier approximation. The Rg ranges from 3.4 to 4.4 nm for recent wood of different species, 4.2 and 4.3 nm for slightly deteriorated archaeological wood, and 4.2–5.2 nm for severely deteriorated archaeological wood (Table 3). This means that the mean pore size among cellulose aggregates in severely deteriorated archaeological wood was larger compared to that of the respective recent wood of the same species, for all archaeological samples examined. It is in accordance with the increment of size and accumulated volume of mesopores in archaeological wood (Guo et al. 2019). The increased Rg, also proved a looser arrangement of cellulose aggregates in severely deteriorated archaeological wood, which could be caused by the degradation of cell wall components (Jungnikl et al. 2008).
Overall it can be concluded, that a certain small amount of celluloses was likely preserved in severely deteriorated archaeological wood, featuring a lower carbohydrates and lignin ratio, a profound loss of hemicellulose, a serious degradation of cellulose in both amorphous and crystalline domains, a lower crystalline/amorphous ratio and more disordered cellulose molecular packing. Therefore, the well-known cellulose aggregates in recent wood being of crystalline nature and ordered in fibrillary arrangement, as shown in Fig. 8A, have been significantly changed after the severe degradation. Preserved cellulose of severely deteriorated archaeological wood is mainly amorphous but WAXD and NMR anyhow show indication of a certain amount of remaining crystallinity, featuring a small, but detectable NMR resonance at 89 ppm and an X-ray diffraction peak at (002) position. The (004) reflection vanished and WAXD and SAXS pattern show no orientation any more. It is speculated that cellulose crystallites were fragmented into cellulose crystalline lamellae after a serious cellulose degradation (Fig. 8C). Moreover, the smaller the crystal, the stronger is the influence of its more disordered surface (Müller et al. 2007). Cracks and pores are apparent in the severely deteriorated wood structure. Cellulose in slightly deteriorated archaeological wood was better preserved, having almost identical interlattice spacings, average fibril distance DF and the correlation length parameter with respect to non-degraded recent wood (Fig. 8B). Despite these structural features nearly intact, the decrease in the carbohydrates and lignin ratio, alterations in molecular structures of hemicellulose and lignin, still caused reduced fibril diameter D0, increased pore size and altered interfaces, with respect to recent wood (Fig. 8).
Conclusion
By application of several characterization methods the differences in cellulose hierarchical structure between slightly and severely deteriorated archaeological wood could be shown generally. The preservation state of wood can clearly be linked to the deterioration state of cellulosic structure from the crystalline level up to the microscopic level. Alterations in molecular structures of hemicellulose and lignin are the main cause of structural degradation, resulting in fragmentation of cellulose crystallites and cellulose microfibrils, opening of pores and loss of preferred orientations. Despite the advanced wood deterioration, in severely deteriorated wood samples, a certain amount of cellulose was preserved in severely deteriorated archaeological wood. For these samples a serious degradation of cellulose in both amorphous and crystalline domains, was found. Highly fragmented, mainly amorphous, but still in small fractions crystalline cellulose is assumed from the data. A broader study would be needed to fully clarify this point in the future. At last, it should be emphasized that waterlogged archaeological wood generally experienced a complicated degradation pathway due to many influencing factors during decay.
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Acknowledgments
Dr. Nannan Xiao from Institute of Biophysics, Department of Nanobiotechnology, University of Natural Resources and Life Sciences, Vienna is acknowledged for SEM samples preparation with the cryo-microtome. Mr Yonggang Zhang, Dr Mengyu Dong and Dr Ren Li from the Research Institute of Wood Industry, Chinese Academy of Forestry, China are acknowledged for the archaeological wood collection and the wood identification.
Funding
This work is financially supported by “National Key R&D Program of China” (2020YFC1521800), the department of Science and Technology, National Forestry and Grassland Administration (2020132601) and the “Chinese National Natural Science” Foundation (31600450). Open access funding provided by University of Natural Resources and Life Sciences, Vienna (BOKU). The authors have not disclosed any funding.
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Guo, J., Chen, J., Meng, Q. et al. Molecular and crystal structures of cellulose in severely deteriorated archaeological wood. Cellulose 29, 9549–9568 (2022). https://doi.org/10.1007/s10570-022-04856-4
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DOI: https://doi.org/10.1007/s10570-022-04856-4