Abstract
We consider a time-dependent small quantum system weakly coupled to an environment, whose effective dynamics we address by means of a Lindblad equation. We assume the Hamiltonian part of the Lindbladian is slowly varying in time and the dissipator part has small amplitude. We study the properties of the evolved state of the small system as the adiabatic parameter and coupling constant both go to zero, in various asymptotic regimes. In particular, we analyse the deviations of the transition probabilities of the small system between the instantaneous eigenspaces of the Hamiltonian with respect to their values in the purely Hamiltonian adiabatic setup, as a function of both parameters.
Similar content being viewed by others
References
Abou Salem, W., Fröhlich, J.: Adiabatic theorems and reversible isothermal processes. Lett. Math. Phys. 72, 153–163 (2005)
Albert, V.V., Bradlyn, B., Fraas, M., Jiang, L.: Geometry and response of Lindbladians. Phys. Rev. X 6, 041031 (2016)
Avron, J.E., Elgart, A.: Adiabatic theorem without a gap condition. Commun. Math. Phys. 203, 445–463 (1999)
Avron, J.E., Fraas, M., Graf, G.M., Grech, P.: Adiabatic theorems for generators of contracting evolutions. Commun. Math. Phys. 314, 163–191 (2012)
Avron, J.E., Fraas, M., Graf, G.M., Grech, P.: Landau–Zener tunneling for dephasing lindblad evolutions. Commun. Math. Phys. 305(3), 633–639 (2011)
Avron, J.E., Seiler, R., Yaffe, L.G.: Adiabatic theorems and applications to the quantum Hall effect. Commun. Math. Phys. 110, 33–49 (1987)
Bachmann, S., De Roeck, W., Fraas, M.: The adiabatic theorem and linear response theory for extended quantum systems. Commun. Math. Phys. 361, 997–1027 (2018)
Ballesteros, M., Crawford, N., Fraas, M., Fröhlich, J., Schubnel, B.: Perturbation theory for weak measurements in quantum mechanics, systems with finite-dimensional state space. Ann. H. Poincaré 20, 299–335 (2019)
Benoist, T., Bernardin, C., Chétrite, R., Chhaibi, R., Najnudel, J., Pellegrini, C.: Emergence of jumps in quantum trajectories via homogeneization. Commun. Math. Phys. 387, 1821–1867 (2021)
Benoist, T., Fraas, M., Jaksic, V., Pillet, C.-A.: Full statistics of erasure processes: Isothermal adiabatic theory and a statistical Landauer principle. Rev. Roumaine Math. Pures Appl. 62, 259–286 (2017)
Born, M., Fock, V.: Beweis des Adiabatensatzes. Z. Phys. 51, 165–180 (1928)
Carles, R., Fermanian-Kammerer, C.: A nonlinear adiabatic theorem for coherent states. Nonlinearity 24, 1–22 (2011)
Carles, R., Fermanian-Kammerer, C.: A nonlinear Landau–Zener formula. J. Stat. Phys. 152, 619–656 (2012)
Davies, E.B.: Quantum Theory of Open Systems. Academic Press, London (1976)
Davies, E.B.: Linear operators and their spectra, Cambridge Studies in Advanced Mathematics 106, CUP (2007)
Davies, E.B., Spohn, H.: Open quantum systems with time-dependent Hamiltonians and their linear response. J. Stat. Phys. 19, 511–523 (1978)
Dranov, A., Kellendonk, J., Seiler, R.: Discrete time adiabatic theorems for quantum mechanical systems. J. Math. Phys. 39, 1340–1349 (1998)
Falconi, M., Faupin, J., Fröhlich, J., Schübnel, B.: Scattering Theory for Lindblad Master Equations. Commun. Math. Phys. 350, 1185–1218 (2017)
Fraas, M., Hänggli, L.: On Landau–Zener transitions for dephasing Lindbladians. Annales Henri Poincaré 18(7), 2447–2465 (2017)
Fermanian-Kammerer, C., Joye, A.: A nonlinear quantum adiabatic approximation. Nonlinearity 33, 4715–4751 (2020)
Gang, Z., Grech, P.: Adiabatic theorem for the Gross–Pitaevskii equation. Commun. PDE 42, 731–756 (2017)
Haack, G., Joye, A.: Perturbation analysis of quantum reset models. J. Stat. Phys. 183, 17 (2021)
Hänggli, L.: Aspects of system-environment evolutions, ETH-Zürich Doctoral thesis (2018). https://doi.org/10.3929/ethz-b-000299145
Hanson, E.P., Joye, A., Pautrat, Y., Raquépas, R.: Landauer’s principle in repeated interaction systems. Commun. Math. Phys. 349, 285–327 (2017)
Hanson, E.P., Joye, A., Pautrat, Y., Raquépas, R.: Landauer’s principle for trajectories of repeated interaction systems. Ann. H. Poincaré 19, 1939–1991 (2018)
Joye, A.: Proof of the Landau–Zener formula. Asymp. Anal. 9, 209–258 (1994)
Joye, A.: General adiabatic evolution with a gap condition. Commun. Math. Phys. 275, 139–162 (2007)
Joye, A., Kunz, H., Pfister, C.-E.: Exponential decay and geometric aspect of transition probabilities in the adiabatic limit. Ann. Phys. 208, 299–332 (1991)
Joye, A., Merkli, M., Spehner, D.: Adiabatic transitions in a two-level system coupled to a free Boson reservoir. Ann. H. Poincaré 21, 3157–3199 (2020)
Joye, A., Pfister, C.-E.: Exponentially small adiabatic invariant for the Schrödinger equation. Commun. Math. Phys. 140, 15–41 (1991)
Joye, A., Pfister, C.-E.: Superadiabatic evolution and adiabatic transition probability between two non-degenerate levels isolated in the spectrum. J. Math. Phys. 34, 454–479 (1993)
Joye, A., Pfister, C.-E.: Quantum adiabatic evolution. In: Fannes, M., Meas, C., Verbeure, A. (eds.) Leuven Conference Proceedings; On the Three Levels Micro-, Meso- and Macro-Approaches in Physics, pp. 139–148. Plenum, New-York (1994)
Kato, T.: On the adiabatic theorem of quantum mechanics. J. Phys. Soc. Jpn. 5, 435–439 (1950)
Kato, T.: Perturbation Theory for Linear Operators. Springer, Berlin, Heidelberg, New York (1980)
Krein, S.G.: Linear differential equations in Banach space. In: Translations of Mathematical Monographs, vol. 29. AMS (1971)
Landau, L.: Zur Theorie der Energieübertragung. II. Phys. Z. Sowjet. 2, 46–51 (1932)
Lindblad, G.: On the generators of quantum dynamical semigroups. Commun. Math. Phys. 48, 119–130 (1976)
Liu, J., Li, S.-C., Fu, L.-B., Ye, D.-F.: Nonlinear Adiabatic Evolution of Quantum Systems. Springer, Singapore (2018)
Macieszczak, K., Guta, M., Lesanovsky, I., Garrahan, J.P.: Towards a theory of metastability in open quantum dynamics. Phys. Rev. Lett. 116, 240404 (2016)
Nenciu, G.: On the adiabatic theorem of quantum mechanics. J. Phys. A Math. Gen. 13, 15–18 (1980)
Nenciu, G.: Linear adiabatic theory. Exponential estimates. Commun. Math. Phys. 152, 479–496 (1993)
Norris, J.R.: Markov Chains. Cambridge University Press, Cambridge (1997)
Nenciu, G., Rasche, G.: On the adiabatic theorem for nonself-adjoint Hamiltonians. J. Phys. A 25, 5741–5751 (1992)
Reed, M., Simon, B.: Methods of Modern Mathematical Physics. Academic Press, London (1972)
Schmid, J.: Adiabatic theorems with and without spectral gap condition for non-semisimple spectral values. In: Exner, P., König, W., Neidhardt, H. (eds.) Mathematical Results in Quantum Mechanics: Proceedings of the QMath12 Conference. World Scientific Publishing, Singapore (2014)
Schrader, R.: Perron-Frobenius theory for positive maps on trace ideals. In: Mathematical Physics in Mathematics and Physics (Siena, 2000), 361–378, Fields Inst. Commun., 30, AMS Providence, RI (2001)
Sparber, C.: Weakly nonlinear time–adiabatic theory. Ann. H. Poincaré 17, 913–936 (2016)
Teufel, S.: A note on the adiabatic theorem without gap condition. Lett. Math. Phys. 58, 261–266 (2001)
Teufel, S., Wachsmuth, J.: Spontaneous Decay of Resonant Energy Levels for Molecules with Moving Nuclei. Commun. Math. Phys. 315, 966–738 (2012)
Yin, G., Zhang, Q.: Continuous-Time Markov Chains and Applications, Stochastic Modelling and Applied Probability, vol. 37, Springer
Zener, C.: Non-adiabatic crossing of energy levels. Proc. R. Soc. Lond. Ser. A 137, 692–702 (1932)
Acknowledgements
This work is partially supported by the ANR grant NONSTOPS (ANR-17-CE40-0006-01)
Author information
Authors and Affiliations
Corresponding author
Additional information
Communicated by H.Spohn.
Publisher's Note
Springer Nature remains neutral with regard to jurisdictional claims in published maps and institutional affiliations.
Appendix: Integration by Parts
Appendix: Integration by Parts
We present here a reformulation of the integration by parts argument used in [ASY] to prove the adiabatic theorem of quantum mechanics, suited to our setup.
Let \({{\mathcal {Z}}}\) be a Banach space and assume \({{\mathcal {G}}}:[0,1]\rightarrow {{\mathcal {B}}}({{\mathcal {Z}}})\), \({{\mathcal {K}}}:[0,1]\rightarrow {{\mathcal {B}}}({{\mathcal {Z}}})\) are bounded operator valued \(C^\infty \) functions on [0, 1], in the norm sense. Let \(\varepsilon >0\), and consider the two-parameter propagators \(({{\mathcal {X}}}(t,s))_{1\le s\le t\le 1}\) and \(({{\mathcal {Y}}}(t,s))_{1\le s\le t\le 1}\), solution to the equations
and
The smooth propagators \({{\mathcal {X}}}(t,s)\) and \({{\mathcal {Y}}}(t,s)\) are determined by the corresponding Dyson series, both depend on \(\varepsilon >0\) with norms that diverge as \(\varepsilon \rightarrow 0\), a priori . Moreover, they satisfy the integral relation
Assume the existence of gaps in the spectrum of \({{\mathcal {G}}}(t)\), uniformly in \(t\in [0,1]\). For \(d\in {{\mathbb {N}}}^*\),
Consider the corresponding spectral projector
where \(\gamma _j\) is a simple loop in \(\rho ({{\mathcal {G}}}(t))\), the resolvent set of \({{\mathcal {G}}}(t)\), encircling \(\sigma _j(t)\) and such that for all \(k\ne j\), \(\text{ int }\gamma _j\cap \sigma _k(t)=\emptyset \). For \({{\mathcal {B}}}:[0,1]\rightarrow {{\mathcal {B}}}({{\mathcal {Z}}})\), a smooth bounded operator valued function, define for any \(t\in [0,1]\)
with the same loop \(\gamma _j\) as in (8.5). This operator is smooth as well, and satisfies the identity
Remark 8.1
If \(\sigma _k(t)=\{g_k(t)\}\) for all \(1\le k\le d\), \(({{\mathcal {G}}}(t)-z)^{-1}=\sum _{1\le k \le d} \frac{{{\mathcal {P}}}_k(t)}{(g_k(t)-z)}\), and
Lemma 8.2
Suppose \({{\mathcal {K}}}(t)\) is off-diagonal for all \(t\in [0,1]\), i.e. s.t. \({{\mathcal {P}}}_j(t){{\mathcal {K}}}(t){{\mathcal {P}}}_j(t)\equiv 0\), \(\forall 1\le j\le d\). Then
Proof
The operator \({{\mathcal {K}}}\) being off-diagonal and (8.7) give
Hence, using (8.3), (8.1) and (8.2),
where, for each integral in the summand
Thanks to the smoothness of all operators in the integrand, we have
which yields the sought for identity. \(\square \)
As a corollary of Lemma (8.2), if one of the propagators \(({{\mathcal {X}}}(t,s))_{0\le s\le t\le 1}\) or \(({{\mathcal {Y}}}(t, s))_{0\le s\le t\le 1}\) is uniformly bounded in \(\varepsilon \), so is the other, and their difference goes to zero with \(\varepsilon \):
Corollary 8.3
Assume \(\exists \ \varepsilon _1>0, C_1<\infty \) such that \(\sup _{0<\varepsilon \le \varepsilon _1\atop 0\le s\le t\le 1}\Vert {{\mathcal {X}}}(t,s)\Vert \le C_1\). Then, \(\exists \ \varepsilon _2>0, C_2<\infty \) such that \(\sup _{0<\varepsilon \le \varepsilon _2 \atop 0\le s\le t\le 1}\Vert {{\mathcal {Y}}}(t,s)\Vert \le C_2\). The same statement holds for \({{\mathcal {X}}}\) and \({{\mathcal {Y}}}\) exchanged. Moreover, \(\exists \ C_3<\infty \) such that for all \( \varepsilon <\varepsilon _2\),
and, whenever \({{\mathcal {K}}}(0)=0\), there exists \(C_4<\infty \) so that for all \(t\in [0,1]\)
Remark 8.4
If both \({{\mathcal {X}}}(t,s)\) and \({{\mathcal {Y}}}(t,s)\) are a priori uniformly bounded, estimate (8.14) holds for all \(\varepsilon \).
Proof
Set
and consider \(\varepsilon <\varepsilon _1\). Lemma (8.2) yields the bound
so that, taking the supremum over \(0\le r\le t\le 1\) and for \(\varepsilon < \min (\varepsilon _1, 1/(2C_0(1+2C_1))) := \varepsilon _2\), we get in turn
Then, inserting this estimate into (8.9), one gets, uniformly in \(0\le s\le t\le 1\),
with \(C_3=C_0(C_1+C_2+2C_1C_2)\). Finally, for the initial time \(s=0\), the integrated contribution in (8.9) reduces to \(\frac{1}{2}\sum _{1\le j\le d} \varepsilon {{\mathcal {R}}}_j([{{\mathcal {K}}}, {{\mathcal {P}}}_j])(t){{\mathcal {X}}}(t,0)\) when \({{\mathcal {K}}}(0)=0\), and since either \({{\mathcal {R}}}_j([{{\mathcal {K}}}, {{\mathcal {P}}}_j])(t)=0\) or
we have in any case
The integral term in (8.9) is of order \(\varepsilon t\), so that the bound (8.15) holds with \(C_4=C_0C_1(1+2C_2)\).
The fact that \({{\mathcal {X}}}\) and \({{\mathcal {Y}}}\) can be exchanged in all arguments above follows from the structure of the RHS of (8.9). \(\square \)
Proof of Lemma 3.2:
We briefly prove estimate (3.7). Here the Banach space is \({{\mathcal {Z}}}={{\mathcal {H}}}\), the propagators are \({{\mathcal {X}}}=U\), \({{\mathcal {Y}}}=V\), and the generators are constructed with \({{\mathcal {G}}}=-iH\) and \({{\mathcal {K}}}=K=\sum _{1\le j\le d} P'_jP_j\).
Using \(P(t)P'(t)P(t)\equiv 0\) for any smooth projector P(t), one has the identities \(P_j(t)K(t) P_j(t)\equiv 0\), for all \(1\le j\le d\), and actually both U and V are bounded a priori, since they are unitary. Moreover, \(K(0)=0\), under Reg. Hence Lemma 3.2 derives from Corollary 8.3. \(\square \)
Proof of Lemma 3.12:
As a second application, we derive here estimate (3.37). We need to show that
We first note that by Lemma 3.7, \({{\mathcal {V}}}^0(s,0) (\rho _j)={\tilde{\rho }}_j(s)\), where \(\partial _s {\tilde{\rho }}_j(s)= [K(s), {\tilde{\rho }}_j(s)]\) is continuous in trace norm and \(\varepsilon \)-independent. Moreover,
thanks to the intertwining property (7.19). Using the definition of \({{\mathcal {L}}}_s^1\) , we have
where all terms are independent of \(\varepsilon \). Hence, to get the result, we are lead to show that for a smooth trace class operator \([0,1]\ni s\rightarrow F(s)\), such that \(\partial _sF(s)\in {{\mathcal {T}}}({{\mathcal {H}}})\), independent of \(\varepsilon \), and \(n\ne m\),
We have thanks to (8.7) with \({{\mathcal {G}}}=H\)
so that, by a slight variation of Lemma 8.2
As F(s) and its derivative are trace class, the expression above is \({{{\mathcal {O}}}}(\varepsilon )\) in trace norm. \(\square \)
Let us finally note that, making use of the projectors appearing (8.23), we can further integrate by parts the last integral term, provided \(\partial _sF(s)\) is continuously differentiable in trace norm, in which case
Proof of Lemma 3.13:
For any \(\rho \in {{\mathcal {T}}}({{\mathcal {H}}})\), we need to consider
Noting with (3.15) that for any \(0\le s,t\le 1\) \( {{\mathcal {V}}}^0(t,s)(\rho )={{\mathcal {V}}}^0(t,0)\circ {{\mathcal {V}}}^0(0,s)(\rho ), \) we can write (8.29) as \({{\mathcal {V}}}^0(t,0)(I_n(t))\), where \(I_n(t)\in {{\mathcal {T}}}({{\mathcal {H}}})\) is defined inductively by
Lemma 3.12 shows the existence of \(C_1<\infty \), such that for all \(0\le t\le 1\) and \(\varepsilon \) small enough,
Let us show by induction that for for each n, there exists \(C_n<\infty \) so that for \(\varepsilon \) small enough
Assuming the result for \(n\ge 1\), we consider the step \(n+1\). We get
by the induction hypothesis and recalling the operator \({{\mathcal {V}}}^0(t,s)\) is isometric and \({{\mathcal {L}}}_s^1\) is uniformly bounded. Then we observe that for any \(j\ne k\), and any \([0,1]\ni s\mapsto A(s)\in {{\mathcal {T}}}({{\mathcal {H}}})\), \(C^1\) in trace norm, see Lemmas 3.4, 3.5 and (3.23)
The trace norm of the RHS is bounded above by \(\varepsilon c (\sup _{0\le s\le 1}\Vert A(s)\Vert _1+\sup _{0\le s\le 1}\Vert \partial _s A(s)\Vert _1)\), where c is a constant independent of \(\varepsilon \). The integral term of the RHS of (8.33) has the form (8.34) with
where \({{\mathcal {W}}}^0(s,0)\) and \({{\mathcal {L}}}_s^1\) are smooth, independent of \(\varepsilon \) and bounded on \({{\mathcal {T}}}({{\mathcal {H}}})\), while \(I_n(s)\) and \(\partial _t I_n(s)\) are continuous and bounded in trace norm by a constant (uniform in \(\varepsilon \)) time \(\Vert \rho \Vert _1\), see (8.30), which ends the proof. \(\square \)
Rights and permissions
About this article
Cite this article
Joye, A. Adiabatic Lindbladian Evolution with Small Dissipators. Commun. Math. Phys. 391, 223–267 (2022). https://doi.org/10.1007/s00220-021-04306-5
Received:
Accepted:
Published:
Issue Date:
DOI: https://doi.org/10.1007/s00220-021-04306-5