Abstract
In this paper, we establish the existence of a nonnegative nontrivial weak solution for a fractional critical (p, q)-Laplacian problem with discontinuous nonlinearity. The approach is based on suitable variational methods.
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1 Introduction
In this paper, we focus on the existence of nonnegative weak solutions for the following fractional problem:
where \(\Omega \subset \mathbb {R}^N\) is a smooth bounded domain, \(0<s_{1}<s_{2}<1, 1<p<q <\frac{N}{s_{2}}\), \(q^*_{s_{2}}:=\frac{Nq}{N-s_{2}q}\) is the fractional critical exponent, \(f\in L^{\infty }_\textrm{loc}(\mathbb {R})\) and
and
For \(\alpha \in (0, 1)\) and \(t\in (1, \infty )\), the fractional \((\alpha , t)\)-Laplacian operator \((-\Delta )^{\alpha }_{t}\) is defined up to a normalizing positive constant by setting
for all \(u:\mathbb {R}^{N}\rightarrow \mathbb {R}\) smooth enough. We stress that fractional and nonlocal operators are currently studied in the literature due to their importance in the description of several physical phenomena; see [5, 22] for more details. When the nonlinearity \(f:\mathbb {R}\rightarrow \mathbb {R}\) is continuous, (1.1) falls within the realm of the fractional (p, q)-Laplacian problems of the type
where g(x, t) is a Carathéodory function in \(\Omega \times \mathbb {R}\) with subcritical or critical growth as \(|t|\rightarrow \infty \). For problems like (1.2), several existence and multiplicity results appeared in the recent literature; see [8, 14, 27] and also [4, 6, 9, 30] for problems in \(\mathbb {R}^N\). We notice that the fractional operator \((-\Delta )_{p}^ {s_1}+ (-\Delta )_{q}^ {s_2}\) in (1.1) is nonhomogeneous in the sense that does not exist any \(\sigma \in \mathbb {R}\) such that
The fractional (p, q)-Laplacian operator can be considered as the fractional counterpart of the (p, q)-Laplacian operator \(-\Delta _{p}-\Delta _{q}\), which appears in the study of reaction-diffusion problems arising in biophysics, plasma physics, and chemical reaction design; see [20]. More precisely, the prototype for these problems can be written in the form
In this context, the function u in (1.3) denotes a concentration, \({{\,\textrm{div}\,}}[D(u) \nabla u]\) represents the diffusion with a diffusion coefficient D(u), and c(x, u) corresponds to the reaction term related to source and loss processes. Some interesting existence and multiplicity results for (p, q)-Laplacian problems can be found in [10, 12, 24, 29, 35, 38] and the references therein. On the other hand, the functional associated to the (p, q)-Laplacian operator is a particular case of the following double-phase functional
where \(0\le a(x)\in L^{\infty }(\Omega )\), which was introduced by Zhikov [39, 40] to describe the behavior of strongly anisotropic materials in the context of homogenization phenomena. We also recall that, from a regularity point of view, \({\mathcal {F}}_{p, q}\) belongs to the class of nonuniformly elliptic functionals with nonstandard growth conditions of (p, q)-type, according to Marcellini’s terminology. We refer the interested reader to [32, 33] for a more detailed discussion about double-phase variational problems.
Along this paper, we assume that the nonlinearity \(f:\mathbb {R}\rightarrow \mathbb {R}\) is a measurable function such that \(f(t)=0\) if \(t\le 0\) and satisfies the following conditions:
- \((f_1)\):
-
There are \(C>0\) and \(r\in (q, q^*_{ s_2})\) such that
$$\begin{aligned} |f(t)| \le C(1+ |t|^{ r-1}) \quad \text{ for } \text{ all } t\in \mathbb {R}. \end{aligned}$$ - \((f_2)\):
-
There exists \(\theta \in (q, q^*_{s_2})\) such that
$$\begin{aligned} 0\le \theta F(t) \le t \underline{f}(t) \quad \text{ for } \text{ all } t\in \mathbb {R}, \end{aligned}$$where \(F(t):=\int _0^t f(\tau )\, \textrm{d}\tau \).
- \((f_3)\):
-
There is \(\beta >0\) that will be fixed later, such that
$$\begin{aligned} H(t-\beta ) \le f(t) \quad \text{ for } \text{ all } t\in \mathbb {R}, \end{aligned}$$where H is the Heaviside function, i.e.,
$$\begin{aligned} H(t):= \left\{ \begin{array}{l} 1 \quad \text{ if } \, t> 0, \\ 0 \quad \text{ if } \, t< 0. \\ \end{array} \right. \end{aligned}$$ - \((f_4)\):
-
\(\limsup _{t\rightarrow 0} \frac{f(t)}{t^{q-1}} =0\).
A typical example of a function satisfying the conditions \((f_1)\)–\((f_4)\) is given by
Note that the above function has an uncountable set of discontinuity points. We emphasize that elliptic boundary value problems involving discontinuous nonlinearities have been widely investigated by several authors; see [1,2,3, 11, 16, 25, 26] and the references therein. These problems can be used to deal with free-boundary problems arising in mathematical physics, such as the obstacle problem, the seepage surface problem and the Elenbaas equation; see [17,18,19]. On the other hand, in nonlocal fractional framework, only a few papers considered nonlinear problems with discontinuous nonlinearities (see for instance [7, 13, 23, 37]) but none of them involves the fractional (p, q)-Laplacian operator. Strongly motivated by this fact, in this paper we aim to obtain a first result for a critical fractional (p, q)-Laplacian problem with discontinuous nonlinearity. More precisely, our main result can be stated as follows.
Theorem 1.1
Assume that \((f_1)\)–\((f_4)\) hold. Then, (1.1) admits a nonnegative nontrivial weak solution, namely, there exists a couple \((u, \rho )\) where \(u\in W^{s_{2}, q}_{0}(\Omega ){\setminus }\{0\}\) is a nonnegative function such that
and \(\rho \in L^{\frac{r}{r-1}}(\Omega )\) satisfies
Moreover, the set \(\{x\in \Omega :\, u(x)>\beta \}\) has positive measure.
The proof of Theorem 1.1 is obtained by following the strategy used in [25]. More precisely, we combine the mountain pass theorem for non differentiable functionals [21, 28] and invoke the concentration-compactness lemma by Lions [31] in the fractional setting; see [4, 14, 34]. However, due to the nonlocal character of the involved nonlocal operators, several calculations performed throughout the paper are much more elaborated with respect to the case \(s_{1}=s_{2}=1\) considered in [25]. Moreover, we are able to cover the case \(1<p<q\) which has not been attacked in [25] (where the authors assumed \(2\le p<q\)). Therefore, Theorem 1.1 extends and improves Theorem 1.1 in [25].
The paper is organized as follows. In Sect. 2 we fix the notations and we collect some preliminary results about the fractional Sobolev spaces and critical point theory for locally Lipschitz continuous functionals. In Sect. 3 we provide the proof of Theorem 1.1.
2 Preliminaries
Let \(s\in (0, 1)\) and \(p\in (1, \infty )\). Assume \(N>sp\). Denote by \(D^{s, p}(\mathbb {R}^{N})\) the completion of \(C^{\infty }_{c}(\mathbb {R}^{N})\) with respect to
or equivalently
where \(p^{*}_{s}:=\frac{Np}{N-sp}\) is the fractional critical exponent. Let us introduce the fractional Sobolev space
endowed with the norm
It is well-known that \(W^{s, p}(\mathbb {R}^{N})\) is continuously embedded into \(L^{t}(\mathbb {R}^{N})\) for all \(t\in [p, p^{*}_{s}]\) and compactly embedded into \(L^{t}(B_{R})\) for all \(t\in [p, p^{*}_{s})\) and for all \(R>0\) (see [22]). Let
Let us introduce the space
equipped with the norm
We observe that \(W_{0}^{s, p}(\Omega )\) is continuously embedded into \(L^{t}(\mathbb {R}^{N})\) for all \(t\in [p, p^{*}_{s}]\) and compactly embedded into \(L^{t}(\mathbb {R}^{N})\) for all \(t\in [p, p^{*}_{s})\); see [22]. Below we recall the relation between \(W_{0}^{s_{1}, p}(\Omega )\) and \(W_{0}^{s_{2}, q}(\Omega )\) when \(0<s_1<s_2<1\) and \(1<p\le q\).
Lemma 2.1
[14, Lemma 2.2] Let \(0<s_1<s_2<1\), \(1<p\le q\) and \(\Omega \subset \mathbb {R}^N\) be a smooth bounded domain in \(\mathbb {R}^N,\) where \(N>s_2q\). Then, \(W_{0}^{s_{2}, q}(\Omega ) \subset W_{0}^{s_{1}, p}(\Omega )\) and there exists a constant \(C=C(|\Omega |, N, p, q, s_1, s_2)>0\) such that
In view of Lemma 2.1, we deduce that the right space to study (1.1) is \(W_{0}^{s_{2}, q}(\Omega )\). To deal with the critical growth of the nonlinearity in (1.1), we will use the following variant of the concentration-compactness lemma [31] established in [34] (see also [4, 14] for related results).
Lemma 2.2
[34, Theorem 2.5] Let \(s\in (0,1)\) and \(p\in (1, \infty ).\) Let \((u_n)\) be a bounded sequence in \(W^{s, p}_{0}(\Omega )\). Then, up to a subsequence, there exists \(u\in W^{s, p}_{0}(\Omega )\), two Borel regular measures \(\mu \) and \(\nu \), J denumerable, \(x_{j}\in \overline{\Omega }\), \(\nu _{j}\ge 0\), \(\mu _{j}\ge 0\) with \(\mu _{j}+\nu _{j}>0\), \(j\in J\), such that
where \(\delta _{x_{j}}\) is the Dirac mass at \(x_{j}\).
Hereafter, we collect some results about critical point theory for locally Lipschitz continuous functionals; see [19, 21, 28] for more details.
Let X be a real Banach space endowed with the norm \(\Vert \cdot \Vert \). A functional \(I:X\rightarrow \mathbb {R}\) is locally Lipschitz continuous (in short, \(I\in Lip_{loc}(X, \mathbb {R})\)) if for each \(u\in X\) we can find an open neighborhood \(V:=V_{u}\subset X\) of u and some constant \(K:=K_{u}>0\) such that
Let \(I\in Lip_{loc}(X, \mathbb {R})\). The generalized directional derivative of I at \(u\in X\) in the direction \(v\in X\) is defined as
Therefore, \(I^{0}(u; \cdot )\) is continuous, convex and its subdifferential at \(z\in X\) is given by
where \(\langle \cdot , \cdot \rangle \) is the duality pairing between \(X^{*}\) and X. The generalized gradient of I at \(u\in X\) is
Because \(I^{0}(u;0)=0\), \(\partial I(u)\) is the subdifferential of \(I^{0}(u; \cdot )\) at 0. We also have the following facts:
A point \(u_{0}\in X\) is a critical point of I if \(0\in \partial I(u_{0})\). A number \(c\in \mathbb {R}\) is a critical value of I if there exists a critical point \(u_{0}\in X\) such that \(I(u_{0})=c\). We say that I satisfies the nonsmooth Palais–Smale condition at level \(c\in \mathbb {R}\) (nonsmooth \((PS)_{c}\)-condition for short), if every sequence \((u_{n})\subset X\) such that \(I(u_{n})\rightarrow c\) and \(\lambda (u_{n})\rightarrow 0\) has a (strongly) convergent subsequence. We recall the following variant of the mountain pass lemma.
Theorem 2.3
[19, 28] Let X be a real Banach space and \(I\in Lip_{loc}(X, \mathbb {R})\) with \(I(0)=0\). Assume that there exist \(\alpha , r>0\) and \(e\in X\) such that
-
(i)
\(I(u)\ge \alpha \) for all \(u\in X\) such that \(\Vert u\Vert =r\),
-
(ii)
\(I(e)<0\) and \(\Vert e\Vert >r\).
Let
Then \(c\ge \alpha \) and there is a sequence \((u_{n})\subset X\) (named a nonsmooth \((PS)_{c}\)-sequence) such that
If, in addition, I satisfies the nonsmooth \((PS)_{c}\)-condition, then c is a critical value of I.
Finally, we have the following result.
Proposition 2.4
[19, 28] Let \(\Psi (u):=\int _{\Omega } F(u)\, \textrm{d}x\). Then, \(\Psi \in Lip_\textrm{loc}(L^{p+1}(\Omega ), \mathbb {R})\) and \(\partial \Psi (u)\subset L^{\frac{p}{p-1}}(\mathbb {R}^{N})\). Moreover, if \(\rho \in \partial \Psi (u)\), we have
3 Proof of Theorem 1.1
We will look for nonnegative weak solutions of (1.1) by finding critical points of the Euler–Lagrange functional \(I: W_{0}^{s_{2}, q}(\Omega ) \rightarrow \mathbb {R}\) given by
where
and
Note that \(I\in {Lip}_{loc}(W_{0}^{s_{2}, q}(\Omega ), \mathbb {R})\) and
where
Lemma 3.1
The functional I satisfies the (PS)\(_c\) condition for
Proof
Let \((u_n) \subset W_{0}^{s_{2}, q}(\Omega )\) be a \((PS)_c\)-sequence of I, namely
Take \((w_n) \subset \partial I (u_n)\) such that
and
where \(\rho _n \in \partial \Psi (u_n).\)
Claim 1
\((u_n)\) is bounded in \(W_{0}^{s_{2}, q}(\Omega )\).
We observe that \((f_2)\) gives
Then we have
where we have used \(\theta>q>p\). Therefore, \((u_n)\) is bounded in \(W_{0}^{s_{2}, q}(\Omega )\). Note that, by Lemma 2.1, \((u_n)\) is also bounded in \(W_{0}^{s_{1}, p}(\Omega )\). Up to a subsequence, we may assume that
Claim 2
\(u_{n}^{-}\rightarrow 0\) in \(W^{s_{2}, q}_{0}(\Omega )\) and \((u_{n}^{+})\) is a \((PS)_{c}\)-sequence for I. Here \(x^{+}:=\max \{x, 0\}\) and \(x^{-}:=\min \{x, 0\}\) for \(x\in \mathbb {R}\).
Using \(\langle w_{n}, u_{n}^{-}\rangle =o_{n}(1)\), \(f(t)=0\) for \(t\le 0\), and observing that
we deduce that
which implies that \(u_{n}^{-}\rightarrow 0\) in \(W^{s_{2}, q}_{0}(\Omega )\). In particular, \((u_{n}^{+})\) is bounded in \(W^{s_{2}, q}_{0}(\Omega )\). Combining \(I(u_{n})\rightarrow c\), \(u_{n}=u_{n}^{+}+u_{n}^{-}\), \(u_{n}^{-}\rightarrow 0\) in \(W^{s_{2}, q}_{0}(\Omega )\), and the Brezis–Lieb lemma [15], we obtain
that is \(I(u_{n}^{+})\rightarrow c\). Let us now show that \(\lambda (u_{n}^{+})\rightarrow 0\). Take \(\phi \in W^{s_{2}, q}_{0}(\Omega )\) such that \(\Vert \phi \Vert _{0, s_{2}, q}\le 1\). Let \(s\in \{s_{1}, s_{2}\}\) and \(t\in \{p, q\}\). Define
In light of \(\lambda (u_{n})\rightarrow 0\), to prove that \(\lambda (u_{n}^{+})\rightarrow 0\), it suffices to verify that \(A_{n}\rightarrow 0\). Let us recall the following inequalities (see [36]):
for all \(x, y\in \mathbb {R}^{N}\). Assume \(t>2\). Using the first relation in (3.3), \(x-x^{+}=x^{-}\) for all \(x\in \mathbb {R}\), the Hölder inequality, \(u_{n}^{-}\rightarrow 0\) in \(W^{s, t}_{0}(\Omega )\) and \((u_{n}^{+})\) is bounded in \(W^{s, t}(\mathbb {R}^{N})\), we see that
Suppose \(1<t\le 2\). Then, exploiting the second relation in (3.3), \(x-x^{+}=x^{-}\) for all \(x\in \mathbb {R}\), the Hölder inequality and \(u_{n}^{-}\rightarrow 0\) in \(W^{s, t}_{0}(\Omega )\), we have that
Therefore, \(A_{n}\rightarrow 0\) and so \((u_{n}^{+})\) is a \((PS)_{c}\)-sequence for I. Thus we may assume that \(u_{n}\ge 0\) in \(\mathbb {R}^{N}\) for all \(n\in {\mathbb {N}}\). Clearly, \(u\ge 0\) in \(\mathbb {R}^{N}\).
Claim 3
It holds
Invoking Lemma 2.2, we can find a denumerable set J, sequences \((x_{j})\subset \overline{\Omega }\), \((\mu _{j}), (\nu _{j})\subset [0, \infty )\), \(j\in J\), such that \(\mu _{j}+\nu _{j}>0\) and
and we have
Fix \(j\in J\). For \(\rho >0\), define \(\psi _{\rho }(x):=\psi (\frac{x-x_{j}}{\rho })\), where \(\psi \in C^{\infty }_{c}(\mathbb {R}^{N})\) is such that \(0\le \psi \le 1\), \(\psi =1\) in \(B_{1}(0)\), \(\psi =0\) in \(\mathbb {R}^{N}{\setminus } B_{2}(0)\) and \(|\nabla \psi |_{\infty }\le 2\). Since \((u_{n}\psi _{\rho })\) is bounded in \(W_{0}^{s_{2}, q}(\Omega )\), we have
whence
Notice that, by (3.4) and (3.5),
On the other hand, using the Hölder inequality and the boundedness of \((u_{n})\) in \(W_{0}^{s_{1}, p}(\Omega )\),
Thanks to [4, Lemma 2.3], we see that
and so
In a similar fashion,
Now, by \((f_1)\), we see that
Hence,
and exploiting (3.2) and the fact that \(\psi \) has compact support, we infer
Finally, due to (3.4) and (3.5), we have
Combining (3.6)–(3.12), we obtain \(\mu _{j}\le \nu _{j}\) which together with (3.5) yields \(\nu _{j}\ge S_{s_{2}, q} \nu _{j}^{\frac{q}{q^{*}_{s_{2}}}}\), that is, \(\nu _{j}=0\) either \(\nu _{j}\ge S^{\frac{N}{s_{2}q}}_{s_{2}, q}\). If the relation \(\nu _{j}\ge S^{\frac{N}{s_{2}q}}_{s_{2}, q}\) holds for some \(j\in J\), then
and letting \(\rho \rightarrow 0\) we find
which gives a contradiction. Therefore, \(\nu _{j}=0\) for all \(j\in J\), and this proves the claim.
Claim 4
\(u_n \rightarrow u\) in \(W_{0}^{s_{2}, q}(\Omega )\).
Note that Claim 3 and the Brezis–Lieb lemma [15] yield
On the other hand, (3.10) and the boundedness of \((u_{n})\) in \(L^{r}(\Omega )\) ensure that \((\rho _n)\) is bounded in \(L^{r/(r-1)}(\Omega )\) because
Hence, by Hölder inequality, we have that
and exploiting Claim 3 and the boundedness of \((\rho _n)\) in \(L^{\frac{r}{r-1}}(\Omega )\), we arrive at
Now, since \((u_n-u)\) is bounded in \(W^{s_{2}, q}_{0}(\Omega )\) and \(\Vert w_n\Vert =o_n(1)\), we know that \(\langle w_n, u_n - u \rangle =o_{n}(1)\). Let us recall the following inequalities (see [36]):
for all \(x, y\in \mathbb {R}^{N}\). In particular, \(\langle |x|^{t-2}x -|y|^{t-2}y, x-y\rangle \ge 0\) for all \(x, y\in \mathbb {R}^{N}\) and \(t>1\). Then, using (3.13) and (3.14), we have that
from which
Now, if \(q\ge 2\), it follows from the first relation in (3.15) that \(\Vert u_{n}-u\Vert _{0, s_{2}, q}\rightarrow 0\). When \(1<q<2\), we use the second relation in (3.15) and the boundedness of \((u_{n})\) in \(W_{0}^{s_{2}, q}(\Omega )\) to deduce that \(\Vert u_{n}-u\Vert _{0, s_{2}, q}\rightarrow 0\). In conclusion, \(u_{n}\rightarrow u\) in \(W_{0}^{s_{2}, q}(\Omega )\). \(\square \)
The next lemma will be used to choose the constant \(\beta >0\) in \((f_3)\).
Lemma 3.2
-
(i)
There are \(v\in W_{0}^{s_{2}, q}(\Omega )\) and \(T>0\) such that
$$\begin{aligned} \max _{t\in [0,T]} I(tv) <c. \end{aligned}$$(3.16) -
(ii)
There are \(\gamma , \tau >0\) such that \(I(u)\ge \tau \) for all \(u\in W_{0}^{s_{2}, q}(\Omega )\) with \(\Vert u\Vert _{0,s_2, q} =\gamma \).
-
(iii)
There is \(e\in W_{0}^{s_{2}, q}(\Omega )\) such that \(\Vert e\Vert _{0, s_{2}, q}>\gamma \) and \(I(e)<0\).
Proof
Take \(v\in C^\infty _0 (\Omega )\) such that \(v\ge 0\), \(v\not \equiv 0\) and \(\Vert v\Vert _{0,s_2, q} =1\). Let us consider the continuous function \(g:[0, \infty ) \rightarrow \mathbb {R}\) defined as
It is easy to check that g is increasing in \((0,t_*)\) for some \(t_*>0\). Since \(g(t)=o(t)\) as \(t\rightarrow 0\), we can select \(T>0\) such tat
-
(1)
\(T<t_{*}\),
-
(2)
\(\max _{t\in [0, T]} g(t)\le g(T)<c\),
-
(3)
\(g(T)-T\int _{\Omega } v\, \textrm{d}x<0\).
In order to prove (i), we observe that
Consequently, (3.16) holds.
Using the growth assumptions on f and the Sobolev embeddings, we deduce that there are \(C_1,C_2, C_3 >0\) such that
Recalling that \(q<r<q^*_{s_2}\), we easily deduce that (ii) is valid.
Finally, we prove (iii). Using \((f_3)\), we see that
Since \(\int _{\Omega } (Tv-\beta )^{+}\textrm{d}x\rightarrow \int _{\Omega } Tv\,\textrm{d}x\) as \(\beta \rightarrow 0\), there exists \(\beta >0\) small such that \(I(Tv)<0\). \(\square \)
Now we are ready to give the proof of Theorem 1.1.
Proof of Theorem 1.1
In light of Lemmas 3.1 and 3.2, we can apply Theorem 2.3 to infer that (1.1) admits a nonnegative weak solution \((u, \rho )\in W^{s_{2}, q}_{0}(\Omega )\times L^{\frac{r}{r-1}}(\Omega )\). Finally, we verify that the set
has positive measures. Suppose, by contradiction, that \(u(x) \le \beta \) a.e. in \(\Omega .\) Then, since u is a solution of (1.1), we deduce that
Now, using \((f_1)\), we have
Since \(I(u)=c>0\), we can find \(M>0\) such that \(\Vert u \Vert _{0, s_2, q} \ge M\) and so
The above inequality is impossible if we choose \(\beta >0\) sufficiently small and thus we get a contradiction. The proof of Theorem 1.1 is now complete.
\(\square \)
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Ambrosio, V., Di Donato, D. An Existence Result for a Fractional Critical (p, q)-Laplacian Problem with Discontinuous Nonlinearity. Mediterr. J. Math. 20, 288 (2023). https://doi.org/10.1007/s00009-023-02478-z
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DOI: https://doi.org/10.1007/s00009-023-02478-z