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The Mediating Role of Anticipated Guilt in Consumers’ Ethical Decision-Making

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Sarah Steenhaut is research assistant and doctoral candidate at Ghent University, Faculty of Economics and Business Administration, Research Center for Consumer Psychology and Marketing (Belgium). Her research interests lie in the area of ethical aspects and marketing, more specifically, consumers’ ethical beliefs, attitudes and behavior. She has recently published in Journal of Business Ethics.

Patrick Van Kenhove is Professor of Marketing at Ghent University, Faculty of Economics and Business Administration, Department of Marketing (Belgium). He has recently published in Journal of Business Ethics, Psychology & Marketing, Journal of Retailing, Advances in Consumer Research, Journal of Economic Psychology, Journal of Health Communication and The International Review of Retail, Distribution and Consumer Research.

ABSTRACT

In this paper, we theorize that the anticipation of guilt plays an important role in ethically questionable consumer situations. We propose an ethical decision-making framework incorporating anticipated guilt as partial mediator between consumers’ ethical beliefs (anteceded by ethical ideology) and intentions. In the first study, we compared several models using structural equation modeling and found empirical support for our research model. A second experiment was set up to illustrate how these new insights may be applied to prevent consumers from taking advantage of the seller. Results showed that enhancing the anticipation of guilt (by making the interpersonal consequences of the unethical act more salient) increased consumers’ ethical intentions, controlling for ethical beliefs. Together these two studies might have important theoretical and managerial contributions.

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Appendices

Appendix

Vignettes

Study 1

A typical Saturday... You are in a retail shop doing your weekly shopping.

At the checkout you are not able to pay the exact amount. When receiving the change, you notice the cashier made a mistake and gives you too much change...

Study 2

Low salience condition

A typical Saturday... You are in a retail shop doing your weekly shopping.

At the checkout you are not able to pay the exact amount. When receiving the change, you notice the cashier made a mistake and gives you too much change...

You see no reason why it would be wrong to keep silent about this miscalculation as nothing or no one would be harmed by it...

High salience condition

A typical Saturday... You are in a retail shop doing your weekly shopping.

At the checkout you are not able to pay the exact amount. When receiving the change, you notice the cashier made a mistake and gives you too much change...

You know it would be very wrong to keep silent about this miscalculation as this would have severe consequences for the cashier: he/she might be reprimanded, she might have to pay the deficit out of own pocket. Maybe the cashier might even be fired...

List of scale items

Ethical ideology (Forsyth, 1980)

Idealism

  1. 1.

    A person should make certain that their actions never intentionally harm another even to a small degree.

  2. 2.

    Risks to another should never be tolerated, irrespective of how small the risks might be.

  3. 3.

    The existence of potential harm to others is always wrong, irrespective of the benefits gained.

  4. 4.

    One should never psychologically or physically harm another person.

  5. 5.

    One should not perform an action that might in any way threaten the dignity and welfare of another individual.

  6. 6.

    If an action could harm an innocent other, then it should not be done.

  7. 7.

    Deciding whether or not to perform an act by balancing the positive consequences of the act against the negative consequences of the act is immoral.

  8. 8.

    The dignity and welfare of people should be␣the most important concern in any society

  9. 9.

    It’s never necessary to sacrifice the welfare of others.

  10. 10.

    Moral actions are those which closely match ideals of the most “perfect” action.

Relativism

  1. 1.

    There are no ethical principles that are so important that they should be a part of any code of ethics.

  2. 2.

    What is ethical varies form one situation and society to another.

  3. 3.

    Moral standards should be seen as being individualistic; what one person considers being moral may be judged to be immoral by another person.

  4. 4.

    Different types of moralities cannot be compared as to rightness.

  5. 5.

    What is ethical for everyone can never be resolved since what is moral or immoral is up to the individual.

  6. 6.

    Moral standards are simply personal rules which indicate how a person should behave, and are not to be applied in making judgments of others.

  7. 7.

    Ethical considerations in interpersonal relations are so complex that individuals should be allowed to formulate their own individual codes.

  8. 8.

    Rigidly codifying an ethical position that prevents certain types of actions stand in the way of better human relations and adjustment.

  9. 9.

    No rule concerning lying can be formulated; whether a lie is permissible or not permissible totally depends upon the situation.

  10. 10.

    Whether a lie is judged to be immoral depends␣upon the circumstances surrounding the actions.

Ethical beliefs

  1. 1.

    Good – Bad

  2. 2.

    Acceptable – Unacceptable

  3. 3.

    Ethical – Unethical

Anticipated guilt (Roseman et al., 1994)

  1. 1.

    I would feel tension

  2. 2.

    I would feel remorse

  3. 3.

    I would think that I was in the wrong

  4. 4.

    I would think that I shouldn’t have done what I did

  5. 5.

    I would feel like undoing what I have done

  6. 6.

    I would feel like punishing myself

  7. 7.

    I would apologize

  8. 8.

    I would avoid meeting people’s gaze

  9. 9.

    I would want to make up for what I have done wrong

  10. 10.

    I would want to be forgiven

Ethical intentions

  1. 1.

    Unlikely – Likely

  2. 2.

    Improbably – Probably

Machiavellianism (MACH IV, Christie and Geis, 1970)

  1. 1.

    Never tell anyone the real reason you did something unless it is useful to do so.

  2. 2.

    The best way to handle people is to tell them what they want to hear.

  3. 3.

    One should take action only when sure it is morally right.

  4. 4.

    Most people are basically good and kind.

  5. 5.

    It is safest to assume that all people have a vicious streak and it will come out when given the chance.

  6. 6.

    Honesty is the best policy in all cases.

  7. 7.

    There is no excuse for lying to someone else.

  8. 8.

    Generally speaking, people won’t work hard unless they’re forced to do so.

  9. 9.

    All in all, it is better to be humble and honest than to be important and dishonest.

  10. 10.

    When you ask someone to do something for you, it is best to give the real reasons for wanting it rather than giving reasons which carry more weight.

  11. 11.

    People who get ahead in the world lead clean, moral lives.

  12. 12.

    Anyone who completely trusts others is asking for big trouble.

  13. 13.

    The biggest difference between criminals and others is that criminals are stupid enough to get caught.

  14. 14.

    Most people are brave.

  15. 15.

    It is wise to flatter important people.

  16. 16.

    It is possible to be good in all respects.

  17. 17.

    Barnum was wrong when he said that there’s a sucker born every minute.

  18. 18.

    It is hard to get ahead without cutting corners.

  19. 19.

    People suffering from incurable diseases should have the choice of being put painlessly to death.

  20. 20.

    Most people forget more easily the death of their father than the loss of their property.

Test of Self-Conscious Affect (TOSCA 3, Tangney et al., 2000)

  1. 1.

    You make plans to meet a friend for lunch. At 5 o’clock, you realize you stood him up.

    1. (a)

      You would think: “I’m inconsiderate.” (shame)

    2. (b)

      You would think: “Well, they’ll understand.” (detached)

    3. (c)

      You’d think you should make it up to him as soon as possible. (guilt)

    4. (d)

      You would think: “My boss distracted me just before lunch.” (externalization)

  2. 2.

    You break something at work and then hide it.

    1. (a)

      You would think: “This is making me anxious. I need to either fix it or get someone else to.” (guilt)

    2. (b)

      You would think about quitting. (shame)

    3. (c)

      You would think: “A lot of things aren’t made very well these days. (externalization)

    4. (d)

      You would think: “It was only an accident.” (detached)

  3. 3.

    You are out with friends one evening, and you’re feeling especially witty and attractive. Your best friend’s spouse seems to particularly enjoy you company.

    1. (a)

      You would think: “I should have been aware of what my best friend is feeling.” (guilt)

    2. (b)

      You would feel happy with your appearance and personality. (alpha pride)

    3. (c)

      You would feel pleased to have made such a good impression. (beta pride)

    4. (d)

      You would think your best friend should pay attention to his/her spouse. (externalization)

    5. (e)

      You would probably avoid eye-contact for a long time. (shame)

  4. 4.

    At work, you wait until the last minute to plan a project, and it turns out badly.

    1. (a)

      You would feel incompetent. (shame)

    2. (b)

      You would think: “There are never enough hours in the day.” (externalization)

    3. (c)

      You would feel: “I deserve to be reprimanded for mismanaging the project.” (guilt)

    4. (d)

      You would think: “What’s done is done.” (detached)

  5. 5.

    You make a mistake at work and find out a co-worker is blamed for the error.

    1. (a)

      You would think the company did not like the co-worker. (externalization)

    2. (b)

      You would think: “Life is not fair.” (detached)

    3. (c)

      You would keep quiet and avoid the co-worker. (shame)

    4. (d)

      You would feel unhappy and eager to correct the situation. (guilt)

  6. 6.

    For several days you put off making a difficult phone call. At the last minute you make the call and are able to manipulate the conversation so that all goes well.

    1. (a)

      You would think: “I guess I’m more persuasive than I thought.” (alpha pride)

    2. (b)

      You would regret that you put it off. (guilt)

    3. (c)

      You would feel like a coward. (shame)

    4. d)

      You would think: “I did a good job.” (beta pride)

    5. (e)

      You would think you shouldn’t have to make calls you feel pressured into. (externalization)

  7. 7.

    While playing around, you throw a ball and it hits your friend in the face.

    1. (a)

      You would feel inadequate that you can’t even throw a ball. (shame)

    2. (b)

      You would think maybe your friend needs more practice at catching. (externalization)

    3. (c)

      You would think: “It was just an accident.” (detached)

    4. (d)

      You would apologize and make sure your friend feels better. (guilt)

  8. 8.

    You have recently moved away from your family, and everyone has been very helpful. A few times you needed to borrow money, but you paid it back as soon as you could.

    1. (a)

      You would feel immature. (shame)

    2. (b)

      You would think: “I sure ran into some bad luck.” (externalization)

    3. (c)

      You would return the favor as quickly as you could. (guilt)

    4. (d)

      You would think: “I am a trustworthy person.” (alpha pride)

    5. (e)

      You would be proud that you repaid your debts. (beta pride)

  9. 9.

    You are driving down the road, and you hit a small animal.

    1. (a)

      You would think the animal shouldn’t have been on the road. (externalization)

    2. (b)

      You would think: “I’m terrible.” (shame)

    3. (c)

      You would feel: “Well, it was an accident.” (detached)

    4. (d)

      You’d feel bad you hadn’t been more alert driving down the road. (guilt)

  10. 10.

    You walk out of an exam thinking you did extremely well. Then you find out you did poorly.

    1. (a)

      You would think: “Well, it’s just a test.” (detached)

    2. (b)

      You would think: “The instructor doesn’t like me.” (externalization)

    3. (c)

      You would think: “I should have studied harder.” (guilt)

    4. (d)

      You would feel stupid. (shame)

  11. 11.

    You and a group of co-workers worked very hard on a project. Your boss singles you out for a bonus because the project was such a success.

    1. (a)

      You would feel the boss is rather short-sighted. (externalization)

    2. (b)

      You would feel alone and apart from your colleagues. (shame)

    3. (c)

      You would feel your hard work had paid off. (beta pride)

    4. (d)

      You would feel competent and proud of yourself. (alpha pride)

    5. (e)

      You would feel you should not accept it. (guilt)

  12. 12.

    While out with a group of friends, you make fun of a friend who’s not there.

    1. (a)

      You would think: “It was all in fun; it’s harmless.” (detached)

    2. (b)

      You would feel small...like a rat. (shame)

    3. (c)

      You would think that perhaps that friend should have been there to defend himself/herself. (externalization)

    4. (d)

      You would apologize and talk about that person’s. (guilt)

  13. 13.

    You make a big mistake on an important project at work. People were depending on you, and your boss criticizes you.

    1. (a)

      You would think your boss should have been more clear about what was expected of you. (externalization)

    2. (b)

      You would feel like you wanted to hide. (shame)

    3. (c)

      You would think: “I should have recognized the problem and done a better job.” (guilt)

    4. (d)

      You would think: “Well, nobody’s perfect.” (detached)

  14. 14.

    You volunteer to help with the local Special Olympics for handicapped children. It turns out to be frustrating and time-consuming work. You think seriously about quitting, but then you see how happy the kids are.

    1. (a)

      You would feel selfish and you’d think you are basically lazy. (shame)

    2. (b)

      You would feel you were forced into doing something you did not want to do. (externalization)

    3. (c)

      You would think: “I should be more concerned about people who are less fortunate.” (guilt)

    4. (d)

      You would feel great that you had helped others. (beta pride)

    5. (e)

      You would feel very satisfied with yourself. (alpha pride)

  15. 15.

    You are taking care of your friend’s dog while they are on vacation and the dog runs away.

    1. (a)

      You would think, “I am irresponsible and incompetent.” (shame)

    2. (b)

      You would think your friend must not take very good care of their dog or it wouldn’t have run away. (externalization)

    3. (c)

      You would vow to be more careful next time. (guilt)

    4. (d)

      You would think your friend could just get a new dog. (detached)

  16. 16.

    You attend your co-worker’s housewarming party and you spill red wine on their new cream-colored carpet, but you think no one notices.

    1. (a)

      You think your co-worker should have expected some accidents at such a big party. (detached)

    2. (b)

      You would stay late to help clean up the stain after the party. (guilt)

    3. (c)

      You would wish you were anywhere but at the party. (shame)

    4. (d)

      You would wonder why your co-worker chose to serve red wine with the new light carpet. (externalization)

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Steenhaut, S., Van Kenhove, P. The Mediating Role of Anticipated Guilt in Consumers’ Ethical Decision-Making. J Bus Ethics 69, 269–288 (2006). https://doi.org/10.1007/s10551-006-9090-9

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  • DOI: https://doi.org/10.1007/s10551-006-9090-9

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