1 Introduction

The world has improved in all forms from the ancient stone age from around 2 million years ago to the present postmodernity age. Among them, manufacturing technology was a milestone for all civilizations. It has formed the backbone of a country’s wealth and power. The industrial sector has emerged from steam engines to programmable logic controllers (PLC) [1]. The reason for these developments is the need for ultimate technological outgrowth.

The best example of this is the increasing number of transistors on an integrated circuit (IC) chip. The first transistor was developed in 1947 at Bell Laboratories, where they used a single transistor for the study [2]. There are around 19.2 billion or more transistors on a present-day chip. This is in favor of the famous Moore’s law, according to which the number of transistors doubles every 24 months [3], even though the doubling is happening every 18 months in the present-day scenario [4]. In order to accommodate more transistors on a chip, their size should be reduced even further.

Atomic force microscopy (AFM) is an astounding and promising tool for the reduction of material size to the nanometer scale and extensive research has been performed since its discovery in 1986 by Binning and coworkers [5]. If pushed further, its abilities can be drawn towards manufacturing at the atomic scale. The applications of AFM in manufacturing include scratching [6,7,8,9,10,11,12,13], patterning the structures [14,15,16,17], and biomedical applications [18,19,20].

Apart from that, AFM has great potential to deal with the first characteristic of atomic and close-to-atomic-scale manufacturing (ACSM), since individual atoms can be manipulated and displaced using AFM, as shown by Morita et al. [21], where they positioned atoms using non-contact AFM (NC-AFM). In addition, other scanning probe microscopes (SPM) such as scanning tunneling microscope (STM) have the ability to move single atoms, which was explored by IBM Research in making the world’s smallest motion film named, ‘A Boy and His Atom’, by moving single atoms frame by frame.

Conducting probe atomic force microscopy (c-AFM) is found to have a novel application in the patterning of single atoms [22], over semiconducting and metallic surfaces [23, 24]. Also, c-AFM has been employed in nanopatterning research over highly oriented pyrolytic graphite (HOPG) [25], graphene oxide [26], and other carbon-based materials such as carbon nanotubes (CNT) [27] and graphene flakes [28,29,30]. Also, recent works performed by Buckwell et al. [31] and Steffes et al. [32] have emphasized the importance of conductance tomographic AFM (T-AFM). A wide range of research has been carried out using AFM in material removal research [33, 34]. Very recently, Rashidi and Wolkow [35] have developed an automation method using artificial intelligence for automated atomic-scale manufacturing.

These material removal applications of AFM make it a leading candidate for the future development of ACSM [36]. Attaining single atomic layer removal is the goal that every researcher in this field is aiming at, even though much progress is needed to achieve this reliably. Different methods and perspectives are being approached by the researchers, such as mechanical [34, 37, 38], mechanochemical [6, 39, 40], and electrochemical [41, 42], to perfectly remove an atomic layer from a substrate.

When it comes to manufacturing, mechanical methods are the most basic approach towards material removal. This can be precisely performed at the micrometer scale, beyond that, it is a daunting task. To overcome this problem, basic knowledge of the mechanism of nanomanufacturing should be extended in a different aspect [43]. These include approaches such as scratching, and piercing by AFM, but the major issue lies in the material removal mechanism. We require chip formation as the dominant mechanism rather than plastic deformation. AFM-based mechanical machining has the disadvantage of ridge formation or the accumulation of materials around the features [44].

This issue was solved by the research of Gozen and Ozdoganlar [37] in which they used AFM tip as a drilling machine and named the process “nanomilling.” In their research, the AFM tip was rotated at high frequency with the help of a three-axis piezoelectric actuator, while keeping the sample stationary. As a result, they were able to produce long curly chips as the product of material removal and thereby established the dominance of shear mechanism using rotary motion of an AFM tip. Similar work performed recently by Geng et al. [45] also showed the formation of chips with the nanomilling process. In their study, they performed the experiments in two cycles: the first half formed the outer profile and the second half formed the inner profile. They used a poly(methyl)methacrylate (PMMA) substrate and a silicon tip and established the importance of nanomilling in nanofluidic applications. In comparison with these milling processes, the residual materials formed affect the surface quality of microchannels, which can be improved by optimizing parameters such as cutting depth, feeding rate, and tool-path strategy [46].

However, when chemical methods are mixed with mechanical processes, precision can be extended to the atomic scale because the mechanical energy can be used to activate chemical reactions [38]. A recent study performed by Chen et al. [6] revealed that a single atomic layer of Si can be removed via a mechanochemical method, which was theoretically verified using molecular dynamics simulations. They performed experiments in a humid environment with relative humidity (RH) of 75% ± 2% using a silica sphere of radius 1.25 μm as the AFM tip for the material removal process. In their observation, the mechanical pressure applied determined the number of layers to be removed and an upper bound of 247 MPa was set out, below which no removal was obtained. Apart from that, a chemically reactive counter surface, i.e., the probe, was required for the atomic layer removal, whereby water adsorption along with the counter surface enhanced the removal mechanism at the atomic scale.

Electrochemical AFM material removal methods are currently the trending and promising approaches for nano/atomic-scale manufacturing. This includes the oxidation reaction happening at the junction between the AFM tip and the substrate, known as the local anodic oxidation (LAO). Different substrates are used such as graphene [47], silicon (Si) [48, 49], highly oriented pyrolytic graphite (HOPG) [50], and other materials such as polymers [51,52,53], glass [54], and mica [55]. Even though much progress has been made in this field, more work remains to be conducted.

Detailed reviews on mechanical material removal using AFM [56], mechanochemical nanofabrication processes on Si [38], micro/nano-cutting [57] and tip-based nanomachining [58] are published. Also, a comprehensive explanation of different material categories for AFM based and other tip-based machining can be referred from [55]. Hence, we provide a short review on different state-of-the art AFM material removal studies, focusing mainly on electrochemical methods, and some novel mechanical removal research, conducted on Si, HOPG, gold (Au), and silicon carbide (SiC), over the last two decades. The summarized properties of these materials are given in Table 1.

Table 1 Material properties of Si, HOPG, Au, and SiC

The mechanism of electrochemical AFM etching is fairly simple. Electrochemical reactions can take place when there are applied voltage, electrodes, and electrolyte. The AFM tip and the substrate act as two electrodes (electrode 1 and electrode 2), and the water meniscus formed at the tip–substrate junction acts as the electrolyte [67], as shown in Fig. 1. These electrodes can be made anode or cathode depending on the connection given. This method can help in selectively modifying the surface chemistry with nanometer scale resolution [68,69,70].

Fig. 1
figure 1

The electrochemical cell formation with an AFM tip and sample

The electric field dissociates the water molecules into negatively charged hydroxides, as shown in Eq. (1), and these react with the material atoms [71].

$$2{\text{H}}_{2} {\text{O }} + \, 2{\text{e}}^{ - } \to {\text{H}}_{2} + \, 2{\text{OH}}^{ - }$$
(1)

The mechanism of electrochemical etching varies with the materials used. The Si surface oxidation by AFM is widely studied [72,73,74,75]. Here, the OH ions react with Si to form silicon dioxide (SiO2) as in Eq. (2) [76].

$${\text{Si}} + 2{\text{OH}}^{ - } \to {\text{SiO}}_{2} + 2{\text{H}}^{ + } + 4{\text{e}}^{ - }$$
(2)

These dioxides are accumulated over the substrate, extending underneath it, forming the convex structures, which can be removed by etching with acidic solutions to achieve concave features, leading to material removal.

In the case of HOPG, the water is adsorbed over the graphite under wet conditions, above 15% RH [50, 77]. The O and OH ions can interact with the carbon on the HOPG surface and form carbon monoxide (CO) and carbon dioxide (CO2), as given by Eqs. (3) and (4). These gases get removed from the surface and result in the material removal mechanism.

$${\text{C}} + {\text{O}}_{2} \to {\text{CO}}_{2}$$
(3)
$${\text{C}} + {\text{H}}_{2} {\text{O}} \to {\text{CO}} + {\text{H}}_{2}$$
(4)

In the case of SiC, the oxidation takes place by the following, as given in Eqs. (5) and (6) [78].

$${\text{SiC}} + 2{\text{H}}_{2} {\text{O}} + 4{\text{h}}^{ + } \to {\text{SiO}}_{2} + 4{\text{H}}^{ + } + {\text{C}}^{4 + }$$
(5)
$${\text{SiC}} + 3 /2{\text{O}}_{2} + 4{\text{h}}^{ + } \to {\text{SiO}}_{2} + {\text{CO}}$$
(6)

A direct anodic reaction over SiC [79] can be given by,

$${\text{SiC}} + 8{\text{h}}^{ + } + 4{\text{OH}}^{ - } \to {\text{SiO}}_{2} + 4{\text{H}}^{ + } + {\text{CO}}_{2}$$
(7)

However, formation of an oxide over SiC is more difficult than over Si, since the Si–C bond is stronger than the Si–Si bond [78]. Apart from that, much higher energy is required for the removal of carbon in the form of CO.

The different studies on the four substrates are given in Sect. 2. Detailed information on the research trends in this field and the future outlooks are depicted in Sect. 3 and finally, concluding remarks are given in Sect. 4.

2 Electrochemical and Mechanical Material Removal Using AFM

2.1 Silicon: The Most Widely Used Semiconductor Material in the Electronics Industry

Single-crystal silicon is well known for its electrical as well as mechanical properties [80]. Si is found to have native oxides over them, which aids in the formation of oxide deposits [81]. This oxide deposit can be removed by treating the sample with hydrofluoric (HF) solution. Many attempts have been made in the late 90s to pattern oxide structures as the application for developing nanoscale electronic devices [82,83,84,85]. These experiments are further extended to attain atomic layer removal for the application of fabricating nano-electrodes, which are essential for developing molecular electronic devices such as transistors and switches [39, 40, 48, 86, 87]. Also, nanometric cutting over monocrystalline silicon under high vacuum conditions in a scanning electron microscope (SEM) has also been developed to study the nanoscale material removal behavior [88].

Different factors such as sample material, tip speed, applied force, applied voltage, tip angle, sliding direction, humidity, and sample orientation, affect the material removal mechanism. In most of the research performed, n-type/p-type silicon in its (100) orientation is used as the substrate. A possible reason could be that the silicon etching in alkaline solutions stops at the (111) orientation [80, 89, 90]. Also, the Si/SiO2 state density is lower for (100) than the (110), (111), and other orientations, and, as a result, lower amounts of dangling bonds are present, yielding higher carrier mobility. Apart from that, negative bias is given to the tip to make it anode and enable anodic oxidation. It is claimed that oxidation happens only when the tip is grounded, and sample is given positive voltage [76]. In addition, factors such as electric field strength, surface stress, water meniscus formation, and OH diffusion are responsible for the mechanism and kinetics of oxide formation [72, 73, 91, 92].

Tip material is an important factor in atomic-scale machining. Various tips such as pyramidal silicon nitride (Si3N4) [82, 83, 85], diamond [40], diamond-like carbon (DLC) coated [86], NSC21/Ti–Pt probe [76], NSC18/Ti–Pt probe [93], and so on are used for the experimentation over Si. A detailed review on diamond machining over Si based on molecular simulations can be referred from [94]. It has been noted that the nanoscale tip wear is a major problem faced by researchers while machining atomic structures over the substrates. Wear occurring on Si3N4 tips while scanning in contact mode under applied loads of 20–100 nN is reported in earlier studies [95, 96]. Experiments performed by Fletcher et al. [97] have shown the durability of ultranano-crystalline diamond (UNCD) tips scanned over different substrates such as quartz, SiC, Si, or UNCD. They applied forces up to 200 nN and temperatures up to 400 °C. Si tips were found to experience severe damage over quartz and UNCD, while moderate damage occurred over Si and SiC (except for temperature at 400 °C, where the damage was extreme). On the other hand, UNCD tips were unaffected over Si. These tip degradations and wear can be identified and quantified to improve the experimental results [98]. Coating a silicon tip can reduce the wear such as SiO2 tip encapsulation [99], platinum silicide [100], and diamond particles [101,102,103]. Another way of reducing wear using molding technique has also been reported to fabricate monolithic ultra-sharp tips of DLC with Si (Si-DLC) [104]. Single-crystal diamond probes are well suited and are commercially available for machining purposes. However, the main concern is to achieve direct etching over Si at the atomic scale, with cost-effective methods. DLC-coated probes could be used for this purpose. It is found to have less wear resistance due to its high hardness, elastic modulus, low wear, and tribological properties [105].

A way of achieving direct etching on Si substrate was investigated by Yamamoto et al. [48]. They used a catalytically active platinum-coated AFM probe instead of DLC-coated probes. The experimental setup consisted of a three-electrode system, with Ag/AgCl as the reference electrode (RE), rather than a two-electrode system. They etched using three different probes: uncoated Si, Pt-coated, and Au-coated. Protuberances of height ranging between 2 and 5 nm with uncoated Si, narrow grooves of ~ 0.8 nm and a width of ~ 170 nm with Pt-coated, and shallow grooves less than 0.1 nm with Au-coated probes were obtained, as shown in Fig. 2.

Fig. 2
figure 2

Etching on a silicon substrate with a uncoated Si probe, b with Pt-coated probe, and c with Au-coated probe. Figures below show the cross-sectional profiles of the grooves. Reproduced from Ref. [48]. Copyright Elsevier

Jiang et al. [86] achieved direct etching over p-type Si (100) using DLC coated Si probe. First, they scratched two lines on the surface, both being parallel but scratched in opposite directions, forward and backward, with a normal force of 10 μN and a tip speed of 1 μm/s. A deeper groove was achieved for the forward when compared to the backward direction, as shown in Fig. 3a, b. This can be due to the tip damage or the bending of cantilever corresponding to the direction of scratching [92]. Apart from that, they have investigated the effects of applied tip force, scratch speed, scratch direction, and number of scratches on the geometry of already-scratched surfaces. In their experiments, they have reported an increase of depth from 0.68 to 3.35 nm and a width from 21.59 to 26.19 nm corresponding to an increase of applied force from 1 to 20 μN as shown in Fig. 3c, d, which is graphically shown in Fig. 3e.

Fig. 3
figure 3

Direct etching over Si (100) with DLC-coated Si Probe. a The forward and backward direction of scratching. b The corresponding line profiles showing the depth of each lines. c–d Grooves with increased tip force. e Graph showing grooves as a function of applied force. f Grooves with increased tip speed and g relation of scratched grooves with scratch speed. Reproduced from Ref. [86]. Copyright Springer Publishing. CC BY 2.0

On the other hand, depth decreased slightly from 3.09 to 2.73 nm when the tip speed was increased from 0.1 to 10 μm/s, as shown in Fig. 3f, g. The depth and width increased linearly when scratched repeatedly with some debris deposited along the bank of grooves. All calculations were performed in ambient air. Hence, DLC-coated probes with optimum parameters could be a successful cost-effective candidate for achieving atomic-scale material removal, even though they exhibit lower resolution than single-crystal diamond.

The application of AFM machining over Si in fabricating nanofluidic devices by scratching the surface by the principle of electrochemical etching has been conducted by Promyoo et al. [106]. They also reported the importance of machining parameters such as scratching speed, feed rate, scratching direction, applied load, tip geometry, tip angle, tip radius, and number of scratching cycles in the formation of chip, surface roughness, and machines geometry. They were able to create increased depths with the applied force. Parameters such as 243.75 μN scratching force, tip surface approaching speed of 1 Hz, scratch rate of 0.996 Hz, and step over 10 nm were found to be optimum for scratching the surface. Nanochannel depths of ~ 30 nm were obtained.

These types of experiments [107] find their application in developing molecular devices such as transistors, by incorporating molecules through the nanochannels and bonding with the nanoelectrodes fabricated through the AFM machining. Theoretical studies could aid for the selection of molecules and substrates to study the bonding interactions between them [108].

Another important factor that affects the electrochemical etching process over Si is the presence of humidity. Experiments have been performed both in humid environment [40, 83, 84] and in ambient air [76, 105]. Typically, in most of the research with an external setup to provide a humid environment, the RH is always in the range of ~ 30%–90%. This humid environment acts as an aid for the formation of oxide deposits over the Si substrate. Huang et al. [109] compared the effect of oxide heights in deionized (DI) water and in ambient air. They found an increased oxide height of 117.29 nm and a width of 551.28 nm in atmospheric conditions when compared with that performed in DI water, which was 66.6 nm high and 467.03 nm wide. The oxides formed can be treated with acidic solutions to attain concave features, leading to material removal.

Therefore, apart from the direct etching techniques over Si, the oxidized substrate patterns can be treated with specific solutions such as KOH, HF, and H2SO4 to enable etching. The most widely used is diluted HF solution. KOH solutions can also be used but for removing the untreated silicon substrate rather than the oxide deposits formed. This KOH solution can be mixed with isopropyl alcohol (IPA) for smoothening the Si surface but the etching rate is reduced [110]. However, the etching rate is found to increase when IPA is mixed with highly concentrated KOH, by controlling the temperature.

Some of the earlier works based on oxide formation are mentioned in the introduction of this review. Other than removal of oxides, material removal is possible with reduced tip wear, when a deposition is made over Si substrate. An example of this is the recent study performed by Geng et al. [111]. They deposited PMMA over the substrate before the scratching experiment. They combined this study with reactive ion etching (RIE) to produce grooves and holes on the substrate. PMMA and aluminum thin films were used as the resist for the RIE process. This study enabled the possibilities to control the width of etched grooves with minimal tip damage.

Applying optimum force along with the reaction can successfully remove materials from the substrate. The main advantage of AFM is to provide nano and micro Newtons of force with precision, thereby controlling the depth of machining. Diamond probes [112, 113] are the most favored for this purpose, since they are hard and experience less wear while scratching over the substrate. This application of controlled force helps in attaining nanochannels over hard materials such as Si [112]. Work performed by Temiryazev [113] showed the importance of pulse force nanolithography using a sharp diamond probe to attain high aspect ratio grooves over Si substrate with 30–100 nm pitch and 5–52 nm depth.

Non-contact mode of electrochemical material removal is an effective approach to produce oxide structures over Si, which can be subsequently removed by chemical etching [114]. One of the methods to achieve this mode of machining is through pulse electrochemical nanomachining (PECM) [115]. Pulse electrochemical polishing (PECP) of stainless steel and pulse electrochemical nanopatterning (PECN) over Si have been reported by Lee et al. [116] in 2013. However, very recently, a dedicated study on PECN as a possibility of nanofabrication in non-contact mode was conducted by Kim et al. [93]. The sample used was p-type Si (100) and the electrical conditions were fixed at 8 V and 5 kHz at each position. They were able to produce nanoscale oxides in the non-contact mode, keeping a tip-sample distance of 0.1 μm and 0.2 μm. They achieved oxide deposits by supplying ultrashort voltage pulses over specific positions with durations of 2, 50, 100, and 190 μs, for 3 min. When the tip-sample distance was 0.1 μm, the formed oxide height ranged from 0.34 to 1.6 nm and the width from 170 to 201 nm corresponding to the increase of pulse duration from 2 to 190 μs. On the other hand, for the tip-sample distance of 0.2 μm, the oxide height ranged from 0.65 to 5.40 nm and width from 100 to 187 nm, for the mentioned pulse durations, as shown in Fig. 4. From this, it is clear that the overall dimension of the oxide increases as the distance of the tip from the sample increases. This is due to the water bridge formed at the tip-sample junction. When the substrate was treated with 25% aqueous HF solution for 20 min, they achieved concave structures as small as 0.3 nm, as shown in Fig. 5. The effect of tip–substrate distance on etching process of III–V semiconductors can be referred from [117]. Hence, according to their study, PECN could be considered as a novel method to achieve atomic-scale material removal and since this can be performed in non-contact mode, the tip wear can be reduced considerably.

Fig. 4
figure 4

Formation of nano oxide. a The nanoscale oxides formed with a tip-sample distance of 0.1 μm and b its 3D topographical image. c The nanoscale oxides formed with a tip-sample distance of 0.2 μm and d its 3D topographical image. Reproduced from Ref. [93]. Copyright IOP Publishing

Fig. 5
figure 5

The nanodot formation. a The nanodots formed after treating the substrate with HF solution. bd The magnified and line profiles of nanodots for the time durations 190, 100, 50, and 2 μs, respectively (from left to right). Reproduced from Ref. [93]. Copyright IOP Publishing

Recently, Ki et al. [118] performed electrochemical local etching (ELE) to attain etching over Si using non-contact mode of AFM machining. They used polygon tips to etch through doped n-type Si substrate with the use of KOH. They were able to produce polygonal sub-micrometer patterns directly over the substrate. Hence, contact and non-contact modes of material removal are possible, and their application must be explored further with improvements to achieve consistent ways of machining.

With Si being a brittle material, machining can be performed in the ductile mode and with this, tens to hundreds of nanometers of depth can be achieved, with less wear resistance using a diamond tip, as reported by Kawasegi et al. [119]. These machining characteristics in the ductile mode and the ductile/brittle transitions can be analyzed to have a clear picture of various mode transitions from plastic deformation to brittle crack during nano-scale machining [120]. Methods such as surface modification by ion implantations can also be implemented to cut Si-like brittle materials such as the softening of tungsten carbide surface, making it easier for machining with improved chip formation and machinability at nanoscale [121]. Even though Si is hard and brittle, the research above shows that there are possibilities for direct etching that can lead to proper development of Si-based electronic components, which in turn result in its mass production.

2.2 HOPG: Highly Oriented Pyrolytic Graphite

HOPG is a variant of graphite synthesized by thermal cracking of hydrocarbons and heat treatment along with pressure to modify the c-axis orientation of crystallites [122]. HOPG has a layered surface and is easy to prepare [123, 124], although it is expensive due to the requirements of high temperature and pressure. The cleaning methodology is as simple as using an adhesive tape, such as Scotch tape, to remove the defective layers, which is known as mechanical exfoliation [125, 126]. It has been reported that an AFM tip can be used to exfoliate HOPG to achieve thickness of ~ 200 nm [127]. This is possible due to the mechanically weak graphite layers [128]. This method can be used to attain monolayers of graphene from HOPG. These atomically flat and layered structures make HOPG a great candidate for lithography and machining studies [123, 124, 129].

Owing to this flat and uniform surface, the roughness over HOPG is typically low. As a result, the scratches formed over the sample are V-shaped, as reported by Hassani et al. [130]. They have applied forces ranging from 5.5 to 50.5 μN and found debris accumulating at the beginning and end of the scratches as the forces increased. They have reported that the rate of tip wear with time and number of scratches was high due to the hard surface of HOPG. Controlled humidity conditions can improve the removal rate and the surface can be etched electrochemically, with less applied force.

Electrochemical etching using AFM tip over HOPG surface to obtain atomic-scale machining has been reported in earlier studies [76, 131, 132]. Since only a few works have been performed on AFM machining over HOPG in recent years, we have mentioned some of the earlier works before 2010. Kim et al. [27] showed that cutting is possible only if the tip is negatively biased, below a threshold. At – 10 V, they achieved a depth of 7.9 nm, which is approximately 23 atomic layers of graphite. They proposed that the cutting mechanism can be implemented by controlling the graphite etching by adjusting the field-emission current originating from the negatively biased tip. Better etching was obtained above − 8 V, as shown in Fig. 6. In their report, the threshold voltage for etching increased with increasing scan speed. Hence, scan speed, loading force, and applied bias contribute largely to the material removal mechanism.

Fig. 6
figure 6

Etched lines over HOPG. a Etched lines over HOPG for different voltages and b the line profile for the different etched lines showing the depth of each line. Reproduced from Ref. [27]. Copyright American Physical Society

The work performed by Park et al. [132] resulted in achieving nanoholes up to 10 nm in diameter and 0.34 nm in depth, which corresponds to a single layer of graphene. In their experiment, voltage of − 10 V was applied to the metal-coated tip with a 50-ms pulse width. The pressure applied by the tip was found to be ~ 800 nN with ~ 20-nm tip deflection. It should be noted that no debris was formed around the nanoholes after machining. They consider the chemical reaction between the graphite and tunneling electrons to be the machining principle. By maintaining the optimum scratching velocity, force, and other parameters, single-layer material removal can be extended to obtain arbitrary shapes. Similar research was performed by Jiao et al. [76] but they attained grooves of depth up to 17.5 nm at − 10 V provided to the tip. Also, the threshold voltage was found to be − 4 V, since there was no etching below this voltage.

On the contrary, Jiang et al. [50] achieved convex and concave structures over HOPG, depending on the amplitude and duration of voltage pulse. These features were achieved when the tip was placed over different spots, each for a particular voltage pulse, as shown in Fig. 7. In Fig. 7d, the numbers from 1 to 9 correspond to the voltage pulse of 8 V applied for durations 100, 200, 500, 1000, 2000, 4000, 6000, 8000, and 10,000 ms. The convex structures were obtained for pulses from 100 to 1000 ms, whereas concave ones were formed from 2000 to 10,000 ms, with exponential increase with the duration. The experiments were performed in a humid environment with RH ~ 60%. They applied positive voltage to the substrate, concentrating the electrons on the tip. They also scratched the substrate with different voltages up to 9 V and a scratching speed of 1 μm/s. In their experiment, the threshold to obtain material removal was estimated to be 5–6 V, as shown in Fig. 7a. In their conclusion, the height of convex features depended only slightly on the voltage, while there is a large influence of voltage over the concave features, as the depth increased considerably with increased voltage. According to them, the adsorbed water and oxygen over the graphite facilitated the formation of concave structures, while the oxidation induced by the defects of graphite caused the convex depositions. In 2011, the same authors demonstrated the transition from the convex to concave features over HOPG beyond a threshold voltage, which ranged between 4.1 and 5 V [25].

Fig. 7
figure 7

Formation of nano holes over HOPG. a The scratched lines, b the line profile, c the surface of HOPG before machining, and d the nanoholes obtained for pulse durations from 100 to 10,000 ms, which is noted by numbers from 1 to 9. Reproduced from Ref. [50]. Copyright IOP Publishing

Similarly, protrusions and trench features were observed on HOPG by Gowthami et al. [133] in 2013 by LAO. They also grounded the tip and the humidity was maintained between 55% and 60%. They observed the changes happening on the substrate over different days. The patterns they obtained were reported to have a widening and reduction in width over a day’s time. They explained this change as a result of water adsorption by the LAO-modified region and the subsequent evaporation with time or the sweeping effect of AFM scanning. These types of research are important to develop stable and robust atomic-scale devices in the future.

An important factor in atomic-scale manufacturing is the ability to control the machining of samples. This includes the effects of machining performance on fabrication mechanism and transition from LAO to electrical breakdown during lithography. Yang and Lin [131] performed such an experiment to understand the machining performance and the transitions like the above mentioned on HOPG. They have used a Si probe coated with conductive TiN films. The humidity provided was in the range of 50% to 55%. HOPG sample was given voltages up to 10 V, keeping the tip grounded. They evaluated the I–V curves with feedback on and off. Their results showed that when the feedback was on, a gradual increase of current till 4 V, as from the linear curve, and a rapid increase in current flow above 5.5 V, as in the exponential curve, was observed. Hence, the transition region was found to be in the range of 4–5.5 V, as shown in Fig. 8. On the other hand, when the feedback was off, there was a rapid decrease in the current flow above 5.5 V. They also etched HOPG, with applied bias of 4 V and a scan speed of 2 μm/s, attaining a depth of 0.9 nm and width of 100 nm, which is close to three graphene layers.

Fig. 8
figure 8

The I versus V curve showing the transition from local anodic oxidation to the breakdown region when the feedback was on and off. Reproduced from Ref. [133]. Copyright Microscopy Society of America 2016

Another work by Kurra et al. [134] succeeded in fabricating mesoscopic graphitic island (MGI) over HOPG by local electrochemical oxidation and etching using AFM tip. These MGIs could store charges, which were stable over time. They have reported that at a voltage of − 8 V and humidity of 35%, the HOPG surface could be oxidized with tapping AFM mode and could be etched with contact mode of operation. They have achieved oxide deposits as high as 1 nm with tapping mode and a depth of 1.5 nm in the contact mode, which is comparable with that reported in Ref. [50].

With graphene being a widely used material for electronic applications [28, 135,136,137,138], machining HOPG using AFM could bring about breakthrough research in atomic-scale device fabrication.

2.3 Gold: A Universal Reference Material for Moletronics

Gold is an important material and used as a reference for molecular electronic studies [87, 139]. Most of the theoretical works for developing atomic-scale electronic components are performed considering gold as the electrode material [108, 122, 139,140,141,142,143,144]. Apart from this, the properties and structures of gold in different orientations have been studied in detail by many researchers both in ultra-high vacuum (UHV) and electrochemical environments [145]. Scanning probe microscopes have been used for machining Au nanowires in the earlier years [146, 147]. Hence, machining Au in atomic precision can bring about drastic development in the experimental realities, and in the manufacturing sector.

It has already been discussed that the tunneling current passing between the AFM tip and the substrate can cause oxide structures, which can act as potential barrier regions in the electronic transport studies [148]. Li et al. [149] achieved nanochannels and nanopatterns over gold nanowires manufactured on silicon wafer, with the combination of nanoindenter and AFM. These nanochannels were created using a sharp diamond tip. No debris was formed after scratching the gold surface. They have achieved nanochannels of 170 nm length and a depth of 5 nm, as shown in Fig. 9a. They have also shown that complex patterns can be obtained over Au combining nanoindentation and nanochannel formation, as shown in Fig. 9b.

Fig. 9
figure 9

a Nanochannel formed with a depth of 5 nm and b the combined nanochannel and nanoindentation formation. Reproduced from Ref. [147]. Copyright IOP Publishing

Similar grooves are achieved by Fang et al. [150] by scratching the Au and platinum surfaces with a diamond AFM tip in ambient air conditions. In their experiment, they have used a pyramidal-shaped diamond tip with an apex angle of 60º and tip radius of 15 nm. According to their report, the depth of grooves for Au was greater than platinum. They scratched the surface with different applied forces, from 0.5 μN, with an increment of 0.5 μN, to 2 μN, and the depth increased with increasing force, as shown in Fig. 10a. With further increase in force up to 7.5 μN, the wear mark increased, as shown in Fig. 10b. The increase in wear depth over Au due to the increased force shows the possibilities of removing single atomic layers with optimum parameters.

Fig. 10
figure 10

Material removal over Au. a The material removal obtained for different applied forces over Au and b the increasing wear depth corresponding to the force applied over Au. Reproduced from Ref. [148]. Copyright Elsevier

In the mentioned research, no voltage was applied to the AFM tip and the sample. Instead, they have applied different loads to achieve different depths; hence it is a mechanical method of material removal. Therefore, the effects of applying voltage across the tip-sample junction should be explored to understand the effects of oxide formation or the material removal mechanism over Au substrate. This might be useful in enabling better removal rate from the Au surface. Other options such as using a counter material as the AFM tip other than diamond can also be implemented, which makes it cost-effective and efficient. In this way, much more research can be carried out on this material.

AFM-based machining research on Au is lacking at this stage. From the above-mentioned studies, most of them are related to the fabrication of Au nanowires. An electrochemical AFM etching methodology on Au is lacking, and is an open field of research, even though etching on Au within nanoshaved self-assembled monolayers with the aid of AFM has been reported [151]. Also, Au is malleable and not ideal, making it a challenge for machining purposes. Hence, electrochemical approaches are needed for these reasons.

2.4 Silicon Carbide: A Wide Bandgap Semiconductor

SiC is a semiconductor having a wide bandgap [152]. They have different applications because of their physical and electronic properties. They have been used in high-power, high-frequency, and high-temperature devices due to their excellent thermal and electrical conductivity [153]. Even though they are hard, SiC semiconductors can have higher wear rates than other conventional abrasives [154].

SiC has different crystal plane orientations such as a-, m-, and c- planes, each differing in their properties related to the etching, thermal oxidations, and bulk growth [78, 155,156,157,158]. The oxide growth using an AFM tip over different planes of 4H-SiC was studied by Ahn et al. [78], who found that oxides can be grown as high as 6.5 and 13 nm, respectively, for a- and m- planes, while 30-nm oxide height can be achieved over the c-plane. These authors have used a conductive Si tip and a humidity of ~ 40%, with a scan speed of 0.5 μm/s to scratch over the substrate. However, these oxide structures were not treated with any solutions to find the possibilities of material removal from the SiC surface.

Similarly, Lorrenzoni and Torre [79] achieved oxide patterns over 6H-SiC (0001) by field induced oxidation (FIO). They have adjusted the oxide height and thickness by varying the voltage and pulse duration. On the contrary to Ref. [78], they have treated the substrate with HF solution to remove the oxide deposits from the surface. On the contrary to Ref. [78], they have treated the substrate with HF solution to remove the oxide deposits from the surface. In their experiment, a humidity range of 20%–45% and negative bias to the tip were provided. The lines were achieved between 5 and 15 V, with a scratching speed of 1 μm/s, as shown in Fig. 11. They obtained a lateral feature of ~ 50 nm and a full width at half maximum (FWHM) ~ 350 nm. Figure 11a shows the patterns formed over SiC when a 10-V bias and a scratching speed of 1 μm/s were implemented. When these patterns were treated in 5% aqueous HF for 30 s, depressions of ~ 3 nm were obtained, as shown in Fig. 11b. The height profile of the untreated SiC and the HF-treated surface is shown in Fig. 11c. In the figure, h represents the oxide height and d represents the HF etched depth.

Fig. 11
figure 11

Patterns over SiC. a The oxide patterns formed over 6H-SiC at different bias voltage and the line profile showing the height of each deposits in nm. b The 3D structures fabricated over SiC. c The depressions obtained when the same surface was treated with HF solution. d The height profile for the surface before and after treating with HF solution. Reproduced from Ref. [71]. Copyright AIP Publishing

Since SiC is a hard material with extreme stiffness and micro hardness, machining the surface with atomic precision is a difficult task [159,160,161], even though scratching with a Berkovich indenter has been performed by Zhang et al. [162]. However, an effective AFM-based machining of SiC is still lacking, though nanopatterning of epitaxial graphene grown on SiC(0001) has been reported by Alaboson et al. [22] using c-AFM. Recently, a molecular model showing the different aspects of tip-based machining over single-crystal SiC has been performed by Meng et al. [163].

The material properties of SiC and Si differ in many ways; this can be referred from Table 1. SiC is much harder than Si, with a Mohs hardness of 9–10. The fracture toughness and tensile strength are also much harder for SiC than Si. Owing to these factors, limited research on AFM-based material removal is performed on SiC. Apart from this, SiC is very brittle and diamond grinding techniques are well favored for proper machining. In the studies performed so far, as shown in Table 2, Pt-coated AFM probes are used. Hence, SiC needs to be explored further for the applications in atomic-scale device fabrication. As mentioned above, limited research has been conducted using SiC as a sample material for AFM-based machining for the above-mentioned reasons. Si probes have been used to test their durability over SiC [97] but a consistent material removal method should be developed and tested to expand the research possibilities with this material. In addition, SiC has a standard etching procedure that provides an atomically flat surface, with atomic step edges, and hence finding the parameter space to achieve this locally should be the goal of future research.

Table 2 Summarized results from the selected papers mentioned in this review along with some of the parameters used in etching over Si, HOPG, and SiC

3 Research Trends and Future Outlook

From the works conducted so far, researchers are on the verge of making a breakthrough by enabling the mass production of atomic-scale devices to improve the efficiency and access to the technology. The next generation of manufacturing is known as Manufacturing III, which is at the atomic scale [164, 165]. Currently, molecular dynamics simulations are best suited for studying the possibilities of material removal mechanisms [166,167,168,169,170]. These simulations help to visually analyze the interactions occurring at the atomic scale. Once the fundamentals are developed and properly simulated, experimental realities are possible, which can eventually lead to the fabrication and integration of these devices in IC chips. The most advanced AFM-based manufacturing is performed with the help of artificial intelligence (AI) technology [35]. Machine learning can bring about drastic innovations since automation is a key factor in achieving atomic fabrication with precision.

The mechanical material removal over Si has achieved a removal thickness of merely 1.4 ± 0.3 Å, which is very close to a single layer of monocrystalline Si. However, consistent and stable removal has not yet been achieved. Apart from this, the formation of oxide deposits can be considered a possibility in controlling the depth of Si removal. From the papers mentioned above, many factors such as voltage, scratching speed, and so on can influence this deposition. Finding optimal parameters to remove the thinnest possible layers electrochemically from the substrate is still an open field of research. The tip material can also be selected appropriately to achieve maximum removal with less wear. Currently, diamond tips are the most favored, as diamond is much harder than other materials. To solve the high-cost problem, DLC-coated tips are also successively used, which is almost as hard as diamond but less expensive at the expense of a larger tip size. In addition, metal-doped tips are also used, which are cheap and durable for academic research purposes. For future works based on electrochemical AFM-based etching, conductive tips are best suited, as they require a strong electric field to overcome the activation energy required for the oxidation reactions to take place. Si probes with PtIr5 coatings are commonly used for this purpose.

In the case of HOPG, Au, and SiC substrates, there is much more research to be explored to find the possibilities of atomic manufacturing. In the future, a large area deposition of few layers of graphene could be implemented, from which a single layer can be removed. Even though etching has been achieved, AFM-based machining is still lacking, and if a successful removal methodology is achieved, many applications in moletronics and molecular electronic device fabrication can be made possible. Towards the future, a single atomic protrusion from the electrode should be fabricated for connecting with the terminal of a molecule. This is a tedious task, but possible with a systematic and careful approach.

The theoretical thickness of a monolayer of Si (100) is ~ 1.36 Å [6]. Likewise, a single layer of HOPG corresponds to 3.40 Å [132]. This should be the target layer thickness to achieve ACSM on these materials. Table 2 shows a summary of the etch depth achieved, including the major parameters used by different researchers to achieve ACSM on Si, HOPG, and SiC. From the table, it is evident that p-type Si (100) is mostly used as the substrate for the experiments. Also, diamond tips are the most favored due to their hardness, durability, and less tip wear. The minimum layer removed on Si is claimed to be 0.14 nm, which is almost close to a monolayer thickness, as mentioned earlier. The force applied depends mostly on the tip used. For diamond- and DLC-coated tips, higher forces are required, ranging from 10 to 160 μN, even though low forces on orientations such as Si (110) have been reported [113], whereas low loading forces can be applied for metal-coated tips. NC-AFM also finds its application in ACSM of ~ 0.3 nm material removal. Hence, Si and Si-like materials can be machined efficiently by using hard tips such as diamond with higher loading force, with voltages ranging from 1 to 10 V and by providing RH ranging between 50% and 80%.

In the case of HOPG, due to its soft surface compared to Si, diamond tips can be replaced with metal-coated tips such as Pt/Ir, Cr/Au, or TiN. Experiments can be performed in room conditions, however, a humid environment with humidity ranging between 30% and 60% is optimal. Apart from this, less loading force ranging between 0.1 and 1 μN is mostly sufficient to scratch the HOPG surface. Further research is yet to be conducted over SiC and Au, however, from the research performed so far, Pt-coated tips with applied bias between 6 and 13 V and humidity conditions ranging between 20% and ~ 50% can be used for machining SiC.

For the electrochemical approach, no special electrolytes are needed, since the water meniscus formed between the tip and the substrate serves the purpose. However, different electrolytes could be explored for achieving selectivity and reducing byproducts or oxidation deposition. Humidity is maintained between 20% and 80% in most of the research. Based on the previous studies, a humid environment is much more favored for electrochemical etching process by AFM tip. Also, voltage should be provided to enhance the electric field between the tip and sample. Hence, optimum parameters can work towards achieving atomic-scale manufacturing over these substrates.

Optical excitation is another area to be explored to enhance the etching of materials. The photogenerated carriers in a plasmonic structure could facilitate reactions which could aid the material removal mechanism. Optical excitations are proved to alter the structure and properties of materials [171]. As a matter of fact, conventional classical mechanical theory is insufficient to deal with interactions at the atomic scale. As small-scale manufacturing is very sensitive, a well-defined quantum mechanical approach is required since the tunneling effect and the possible underlying damage which occurs can hinder the machining. Without confining only to silicon, further materials such as copper should be explored for this approach [172]. The major problem lies in the mass production of these manufactured products. AFM is a medium to perform the analysis and research, but it is not a proper machining platform for the mentioned purpose, even in a millipede configuration [173]. Machines capable of performing small-scale manufacturing should be developed with proper supervision of the quality and performance of machined components through surface integrity research and development [174].

4 Conclusions

In this review, we have come across different aspects of research performed to achieve atomic-scale manufacturing using AFM-based machining, emphasizing the past decade. Four typical materials having potential applications in the semiconductor industry have been selected: these are Si, HOPG, Au, and SiC. Out of these, most of the research, based on AFM machining, has been conducted on Si. The formation of oxide deposits over Si and SiC and the formation of grooves on HOPG and Au are described in detail with the reactions taking place at the tip–substrate junction. Since many reviews have reported on tip-based manufacturing, we have only concentrated on limited and much mentionable works on electrochemical and some mechanical works with the application of AFM over the mentioned substrates. In conclusion, we could state that a stable and continuous atomic-scale manufacturing on Si, exploring much more possibilities on HOPG, Au, and SiC, should be the aim, leading towards ACSM in the future.