Abstract
In this article, we are to find the root of a square matrix A. Specially,if matrix A has multiple eigenvalues, we present a manual solution so as to find the root of it. In other words, we focus on solving the equation X2=A and find the solutions.
MSC
15A24
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Introduction
In recent years, several articles are written about the root of a matrix, and we can refer to [1–6] for instance. In 2007, Kh. Ikramov tried to solve the matrix equation and .At first, he considered the problem as and then generalized it to general case and [7]. If matrix A has different eigenvalues λ1,λ2,…,λ n ,then the root of A, i.e. solution of the equation X2=A is achieved as the following:
where V is a matrix, columns of which are eigenvectors of A. If matrix A is not diagonalizable, the solution is not so simple. In this article,first of all, we are to solve the following matrix equation in different cases and try to generalize the result for greater dimensions:
In section “Solution of X2=A”, we solve the matrix equation (2). In section “Solution of X2=A in which A is of dimension 3”, we solve the equation and ultimately in section “Second root of 3×3 matrix”,generalizations of it are verified.
Solution of X2=A
Let .In this section, we are to solve the equation (2) in four cases as the following:
Case 1 - The matrix A has two different eigenvalues.Case 2 - The matrix A has two nonzero different simple eigenvalues and b≠0.Case 3- The matrix A has two nonzero different simple eigenvalues and b=0.Case 4 - The matrix A has two different simple eigenvalues which are zero.
For the first case, as the right-hand side matrix is diagonalized, the solution of (2)is as (1).
Lemma 1
(Case two) If A has a multiple nonzero eigenvalue, and b≠0,then solution of the equation (2) is as below:
Proof
Writing the characteristic equation of A, we have:
Consider its eigenvalues as follows:
In this case, as we see in (1), we attempt to find the root of matrix A,setting
If so, the matrix of corresponding eigenvalues with these eigenvalues is as below:
In this case,
is solution of the problem. □
Theorem 1
(Case 3) If A has two simple nonzero eigenvalues, b=0 and c≠0, then the matrices
are some solutions of (2).
If and is the root of it, then setting X2=A is the solution above.
Corollary 1
If A has a zero multiple eigenvalue and b=c=0, then in addition to the two solutions in (4), an infinite number of solutions exist as the following for (2):
in which α,β,γ≠0∈C.
Lemma 2
(Case 4) If A has two zero eigenvalues, then one of the following cases occurs:
a) If b=c=0, then X=0 is a solution of the equation.b) If b=0 and c≠0, then the equation has no solution.c) If c=0 and b≠0, then the equation has no solution.d) If b c≠0, then the equation has no solution.
Assuming ,we can verify all four cases presented before. Case (a) is trivial. For case (b), if b=0 and c≠0, then from X2=A, we must have:
If y=0, then x=w=0 which is in contradiction with c≠0. If x+w=0, then we must have c=0, which is impossible. Therefore, in this case, the second root of A does not exist.
Case (c) is similar to case (b) and for case (d), according to the characteristic equation of matrix A, we have:
By our assumption, matrix A has two zero eigenvalues, then
As a result, a=−d and b c=−a2 and as b and care nonzero, so a≠0. Thus, in removing b and d, we have:
Now, we claim that this matrix has no square root. If is its root, then according to X2=A, we have:
from (5), we have:
and also from (6), with c≠0, we have:
According to both (5) and (6), we achieve ,(4) implies that and regarding (6) and (8), conclude that
The relation (3) implies that
and ultimately considering (4) and (9), we have:
from (9) and (10), we have:
from (9), we have:
the relations (11) and (12) imply that
from (7), we have:
and this is impossible and proves the lemma.
Solution of X2=A in which A is of dimension 3
The second root of all square matrices that have different eigenvalues are achieved. In this article, the cases are studied in which eigenvalues are not different.
The second root of a matrix A is X=V E V−1, where V is a matrix, rows of which are eigenvectors of A and also V is diagonal matrix, and the entries on its diagonal are square root of eigenvalues of A,because
In this section, we solve the problem for the triangular matrix A. Next, we attempt to solve the problem for a more generalized case.
Theorem 2
The second root of matrix
in which a≠d and d≠0 equals:
in which
Proof
□
Example 1
The second root of equals:
Theorem 3
The second root of ,in which a≠d and d≠0 equals X such that
Proof
□
Example 2
Second root of is equal with
Theorem 4
Second root of in which a≠d and a≠0 equals X such that and n is as
Proof
and
□
Example 3
Second root of equals:
Theorem 5
Second root of that a≠0 is
Proof
□
Example 4
Calculate the second root of ,
Second root of lower triangular matrix
In order to find the second root of the lower triangular matrix that has iterated eigenvalue (the four cases mentioned previously), we do as the upper triangular matrix since (At)my=(Amy)t.
Theorem 6
If then (a) If a≠0, then A has no lower triangular second root. (b) If a=0, then A has infinite second roots as ,where t is a free parameter.
Example 5
Find the second root of such that sum of all entries is 100. .
Theorem 7
Find the second root of a lower triangular matrix which has three eigenvalues (all are 0); considering ,we have the following:
(a) If a=c=0, we can find infinite second roots of A.(b) If at least a or c is not 0, then A has no lower triangular second root.
Example 6
Calculate the second root of such that sum of all entries is 1,391.
Theorem 8
The second root of the matrix when a≠b, and a≠0, equals:
Example 7
Calculate the second root of .The solution is
Second root of 3×3 matrix
In this section, we find the solution of equation X2=A,when A is special 3×3 non-triangular matrix.
Theorem 9
The second root of matrix when a≠b, and a≠0, equals
Proof
At first, we find the eigenvalues of matrix A. From det(A−λ I)=0, we have λ=a,a,d. Thus,
The matrix eigenvector associated to these eigenvalues has the following form:
where t is a free parameter. Then, we have:
and then we have:
where
Now, we take limit of all elements of matrix (13) when t tends to zero;therefore,
□
Theorem 10
The square root of 3×3 permutation matrices ,and equals ,and ,respectively, where .
Proof
We present proof only for P12. From det(P12−λ I)=0, we have λ=1,1,−1. Thus, the matrix and the matrix Then,
and by taking limit when t tends to zero, we obtain solution. □
References
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Acknowledgments
The authors wish to an anonymous referee, whose sensible suggestions led to a significant rewrite which greatly simplified the overall presentation of the results.
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AN and HF carried out the proof. AN and MB read and approved the final manuscript.
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Nazari, A., Fereydooni, H. & Bayat, M. A manual approach for calculating the root of square matrix of dimension . Math Sci 7, 44 (2013). https://doi.org/10.1186/2251-7456-7-44
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DOI: https://doi.org/10.1186/2251-7456-7-44