Abstract
In this paper, we study the spontaneous scalarization of Reissner–Nordström (RN) black holes enclosed by a cavity in an Einstein–Maxwell-scalar (EMS) model with non-minimal couplings between the scalar and Maxwell fields. In this model, scalar-free RN black holes in a cavity may induce scalarized black holes due to the presence of a tachyonic instability of the scalar field near the event horizon. We calculate numerically the black hole solutions, and investigate the domain of existence, perturbative stability against spherical perturbations and phase structure. The scalarized solutions are always thermodynamically preferred over RN black holes in a cavity. In addition, a reentrant phase transition, composed of a zeroth-order phase transition and a second-order one, occurs for large enough electric charge Q.
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1 Introduction
The no-hair theorem is important to understand black hole physics, which initially states that all black hole can be uniquely characterized by only three externally observable parameters: mass, electric charge, and angular momentum. Although the no-hair theorem has been proven for the Einstein–Maxwell field theory, the advent of hairy black hole solutions in the context of the Einstein–Yang–Mills theory [1, 2] prompt people to reconsider the no-hair theorem. Later, black holes with Skyrme hairs [3, 4] and black holes with dilaton hairs [5] were also discovered as counter-examples to the no-hair theorem. For a recent review, see [6].
As a way of formation of hairy black holes, spontaneous scalarization is first studied for neutron stars in scalar-tensor models [7]. In this phenomenon of spontaneous scalarization, the non-minimal coupling of the scalar field to the Ricci curvature can lead to a certain parameter region, where scalar-free and scalarized neutron star solutions coexist, and the scalarized one is energetically favoured. Later, the spontaneous scalarization of black holes is also found in scalar-tensor models [8, 9]. Recently, the authors of [10,11,12,13,14,15] studied the spontaneous scalarization in the extended Scalar–Tensor-Gauss–Bonnet (eSTGB) gravity, where the scalar field is non-minimally coupled to the Gauss–Bonnet curvature invariant of the gravitational sector. However, the numerical challenges of studying dynamical evolution equations in this model compels people to consider other simpler model. It is at this juncture that the Einstein–Maxwell-scalar (EMS) models, a kind of classical black-hole-field model, were introduced to gain a deeper insight into spontaneous scalarization [16]. In these models, spontaneous scalarization can be triggered by the strong non-minimal coupling of the scalar field to the electromagnetic field. In [16], a massless and non-self-interacting scalar field was considered, and an exponential coupling function was introduced to ensure a tachyonic instability of Reissner–Nordström (RN) black holes. In [17], the analytical technique is applied to solve the Klein–Gordon wave equation for the non-minimally coupled linearized scalar fields in the spacetimes of near-extremal supporting black holes. Furthermore, spontaneous scalarization in the EMS models was discussed in context of coupling functions beyond the exponential coupling [18, 19], dyons including magnetic charges [20], axionic-type couplings [21], massive and self-interacting scalar fields [22, 23], horizonless reflecting stars [24], linear stability of scalarized black holes [25,26,27], higher dimensional scenario [28], quasinormal modes of scalarized black holes [29, 30], two U(1) fields [31] and quasi-topological electromagnetism [32]. Moreover, the EMS models with a cosmological constant are considered in [33, 34]. Recently, the effect of non-linear electrodynamics corrections on the EMS models is also studied [35]. Analytic approximations were also used to study spontaneous scalarization of the EMS models [36,37,38].
Over the past four decades a preponderance of evidence has accumulated suggesting a fundamental relationship between gravitation, thermodynamics, and quantum theory. This evidence is rooted in our understanding of black holes and their relationship to quantum physics, and developed into the sub-discipline of black hole thermodynamics. Since the discover of the area theorem [39] and the Hawking radiation [40, 41], the analogy between usual thermodynamics and black hole thermodynamics is confirmed. Furthermore, the four laws of black hole mechanics were established in [42] and numerous studies have focused on this subject. Since it is shown that asymptotically anti-de Sitter (AdS) black holes are thermodynamically stable and the Hawking-Page phase transition was revealed in Schwarzschild–AdS black holes [43], thermodynamic properties of various more complicated black holes have been studied [44,45,46,47,48,49,50,51]
As parallel research with that of AdS black holes, studies of black holes in a cavity have also attracted a lot attentions since York realized that Schwarzschild black holes can be thermally stable by placing them inside a spherical cavity, on the wall of which the metric is fixed [52]. The phase structure and transitions of black holes in a cavity were shown to closely resemble that of the AdS counterparts for Schwarzschild black holes [52] and RN black holes [53,54,55]. Recently, it is found that the resemblance still exist in the extended phase space [56]. And it was discovered that Gauss–Bonnet black holes in a cavity also have quite similar phase structure and transitions to the AdS counterparts [57]. However, it is shown that the phase structure of Born–Infeld black holes enclosed in a cavity has dissimilarities from that of Born–Infeld–AdS black holes [58, 59]. Moreover, it is found that there exist significant differences between the thermodynamic geometry of RN black holes in a cavity and that of RN–AdS black holes [60], and some dissimilarities between the two cases also occur for validities of the second thermodynamic law and the weak cosmic censorship [61]. These findings motivate us to further explore connections between thermodynamic properties of black holes and their boundary conditions. For black holes in a cavity, it is shown that there exist the black hole bomb setup for Kerr black holes [62, 63]. Although it is shown the black hole bomb still exists for charged black holes in a cavity [64,65,66], the hairy black holes in a cavity are also found for Einstein–Maxwell gravity coupled to a charged scalar field [67]. Therefore, it is interesting to investigated hairy black holes in a cavity for the EMS model and compare the results with those of AdS case [34].
Nevertheless, the solutions and thermodynamics of hairy black holes in cavity have rarely been studied in the context of the EMS model. The rest of this paper is organized as follows. Section 2 presents the basics of the EMS model and provides the equations of motion for the solution ansatz of interest. In Sect. 3, we review the scalar-free RN black holes in cavity and show our main numerical results for scalarized black hole solutions in a cavity, which include domains of existence, thermodynamic preference and effective potentials for radial perturbations. In Sect. 4, we discuss the phase structure and transitions in a canonical ensemble. We summarize our results with a brief discussion in Sect. 5. For simplicity, we set \(16\pi G=1\) in this paper.
2 EMS model in a cavity
The EMS model describes a real scalar field minimally coupled to Einstein’s gravity and non-minimally coupled to Maxwell’s electromagnetism. In a cavity, the EMS model is described by the action
where \(f\left( \phi \right) \) is the coupling function governing the non-minimal coupling of \(\phi \) and \(A_{\mu }\), \(F_{\mu \nu }=\partial _{\mu }A_{\nu }-\partial _{\nu }A_{\mu }\) is the electromagnetic field strength tensor. And \({\mathcal {S}}_{surf}\) is the surface terms on \(\partial {\mathcal {M}}\), which does not affect the equations of motion. Therefore, the equations of motion that follow from the action (1) are
where \({\dot{f}}\left( \phi \right) \equiv df\left( \phi \right) /d\phi \), and the energy-momentum tensor is
The generic spherically symmetric metric can be written as
The electromagnetic field and the scalar field are given by \(A_{\mu }dx^{\mu }=V\left( r\right) dt\) and \(\phi =\phi \left( r\right) \), respectively. Then the equations of motion (2) reduce to
where primes denote derivatives with respect to the radial coordinate r, and Q is a constant that can be interpreted as the electric charge.
3 Scalarized RN black hole in a cavity
In this paper, we study spontaneous scalarization of the EMS model in a cavity, which requires a scalar-free solution. When the scalar field \(\phi =0\), the static spherically symmetric RN black hole solution was derived in [53],
where \(Q_{b}\) is the black hole charge, and \(r_{+}\) is the radius of the outer event horizon. The Hawking temperature \(T_{b}\) of the RN black hole is given by
In this scalar-free solution background, one can linearize the scalar equation in Eq. (2) around the scalar-free solution, which gives
where \(\mu _{eff}^{2}=-\ddot{f}\left( 0\right) Q^{2}/\left( 2r^{4}\right) \). If \(\mu _{eff}^{2}<0\), i.e. \(\ddot{f}\left( 0\right) >0\), a tachyonic instability is induced, and a scalarized black hole solution can bifurcate from the scalar-free RN black hole solution. In the remainder of the paper, we focus an exponential coupling, \(f\left( \phi \right) =e^{\alpha \phi ^{2}}\) with \(\alpha >0\), which satisfies \({\dot{f}}\left( 0\right) =0\) and \(\ddot{f}\left( 0\right) >0\).
To obtain non-trivial hairy black hole solutions of the non-linear ordinary differential equations (5), one needs to impose regular boundary conditions at the event horizon and the boundary of the cavity. The regularity of the solutions across the event horizon at \(r=r_{+}\) gives that the solutions can be approximated by a power series expansion in \(r-r_{+}\),
where
The parameters \(\phi _{0}\) and \(\delta _{0}\) determine the expansion coefficients and hence the solutions in the vicinity of the horizon. Outside the cavity, we require that the scalar field vanishes and it recover the scalar-free solution [67]. Therefore the boundary conditions at the boundary of the cavity is
We can use a standard shooting method to solve Eq. (5) for a family of black hole solutions with the boundary conditions at the event horizon and the boundary of the cavity. Note that the solutions and the associated physical quantities scale as
where \(\lambda \) is a constant and the ADM mass M is introduced by the asymptotic expansion of the solutions at spatial infinity,
So we introduce some reduced quantities for later use,
which are dimensionless and invariant under the scaling symmetry.
To study how a scalarized black hole solution bifurcates from a scalar-free solution, we derive the zero modes of the scalar perturbation in the scalar-free black hole background. First, we express the scalar perturbation as a spherical harmonics decomposition
With this decomposition, the scalar equation (8) then simplifies to
where \(N\left( r\right) \) is given by Eq. (6). For the black hole in a cavity, \(U_{l}\left( r\right) \) is regular at \(r=r_{+}\) and vanishes at \(r=r_{B}\). The boundary conditions of \(U_{l}\left( r\right) \) would pick up a set of black hole solution with different reduced charge q if one fixes \(\alpha \) and l. The black hole solutions can be labeled by a non-negative integer n, and \(n=0\) is the fundamental mode, whereas \(n>0\) corresponds to overtones. In this paper, we focus on the \(l=0=n\) mode since it gives the smallest q of the black hole solutions for a given \(\alpha \) [16]. The reduced charge \(q_{exist}\left( \alpha \right) \) of the \(l=0=n\) mode compose the bifurcation line in the \(\alpha -q\) plane, on which scalarized black hole solutions emerge from the RN black holes in a cavity.
We present the numerical results, e.g., domains of existence, thermodynamic preference and effective potentials, for scalarized black hole solutions in a cavity. We express non-linear differential equation (5) in terms of a new coordinate
and employ the NDSolve function in Wolfram Mathematic to numerically solve the equations in the interval \(10^{-8}<x<1-r_{+}/r_{B}\). In what follows, we confine ourselves to the simplest case of nodeless, spherically symmetric black hole solutions and leave general configurations for future work.
In the left panel of Fig. 1, we present the domain of existence for scalarized RN black holes in a cavity with \(r_{B}/Q=10\). For a given \(\alpha \), scalarized solutions emerge from the bifurcation line as zero modes, and can be continuously induced by increasing q until they reach the critical line. The numerical results suggest that, for scalarized solutions on the critical line, the horizon radius \(r_{+}\) vanishes, whereas the mass M and the charge Q remain finite. The domain of existence for scalarized solutions is bounded by the bifurcation and critical lines, and the boundary contour for domain of existence shows a close resemblance to that of RN black holes [16] and RN–AdS black holes [34]. The numerical results show that there exists a unique set of nodeless scalarized solutions for given \(\alpha \) and q in the domain of existence. We plot the reduced area \(a_{H}\) of the scalarized solutions against the reduced charge q for several \(\alpha \) values of in the right panel of Fig. 1, which indicates that scalarized solutions are entropically preferred over RN black hole solutions in a cavity.
Then we consider spherically symmetric and time- dependent linear perturbations around the black hole. The metric ansatz including the perturbations can be written as [18]
where
The time dependence of the perturbations is assumed to be Fourier modes with frequency. Similarly, the ansatzes of the scalar and electromagnetic fields are given by
respectively. Solving Eq. (2) with the ansatzes (18) and (19), one can extract a Schrodinger-like equation for the perturbative scalar field \({\tilde{\phi }}_{1}\left( r\right) \),
where \(\Psi \left( r\right) \equiv r\phi _{1}\left( r\right) \), and the tortoise coordinates \(r^{*}\) is defined by \(dr^{*}/dr=e^{\delta \left( r\right) }N^{-1}\left( r\right) \). The effective potential \(U_{\Omega }\) is given by
which can be shown to vanish at the event horizon and spatial infinity. A positive definite \(U_{\Omega }\) ensures that scalarized black hole solutions are stable against the spherically symmetric perturbations. We display effective potentials for scalarized solutions with \(\alpha =5\) in Fig. 2. The numerics show that the scalarized solutions always have positive effective potentials, thus are stable against the spherically symmetric perturbations.
4 Phase structure
In this section, we consider phase structure and transitions of scalarized and RN black holes in a cavity. For black holes in a cavity, in a canonical ensemble, the wall of the cavity, which is located at \(r=r_{B}\), is maintained at a temperature of T and a charge of Q. It was showed [53] that the system temperature T and charge Q can be related to the black hole temperature \(T_{b}\) and charge \(Q_{b}\) as
respectively. The Helmholtz free energy F and the thermal energy E were also given in [54],
The phase that has the lowest possible Helmholtz free energy F is the globally stable phase of a multiphase system. The rich phase structure of black holes comes from solving \(T\left( r_{+}\right) \) for \(r_{+}\). If \(T\left( r_{+}\right) \) is a monotonic function with respect to \(r_{+}\), there is only one branch for the black hole. More often, there exists a local minimum/maximum for \(T\left( r_{+}\right) \) at \(r_{+}=r_{+,\min }/r_{+,\max } \). In this case, there is more than one branch for the black hole, corresponding to different phases. The scalar-free RN black holes in a cavity has been studied in [55] in a canonical ensemble, it show that the thermodynamics and phase structure of RN Black Holes in a cavity is similar to that of AdS counterparts and the critical values is
Considering the scalarized black hole solution, there is additional branch for \(T\left( r_{+}\right) \). Therefore we displays \({\tilde{r}}_{+}\) and \({\tilde{F}}\) against \({\tilde{T}}\) for scalarized and scalar-free RN black holes in a cavity with different values of \({\tilde{Q}}\) and \(\alpha =5\) in Fig. 3, where
Moreover, the thermodynamic stabilities against thermal fluctuations of these phase is also shown in Fig. 3, where thermodynamic unstable and stable phase is plotted with dashed and solid line, respectively. In a canonical ensemble, the quantity we consider is the specific heat at constant electric charge:
Since the entropy is proportional to the size of the black hole, a positive specific heat means that the black hole radiates less when it is smaller. Thus, the thermal stability of the branch follows from \(C_{Q}>0\) .
When \({\tilde{Q}}<{\tilde{Q}}_{c}\), three phases of the scalar-free RN black holes, namely Small BH, Intermediate BH and Large BH, coexist for some range of \({\tilde{T}}\). And there is only one phase of scalarized RN black holes, which bifurcates form the scalar-free solution. For \({\tilde{Q}}=0.1<\tilde{Q}_{c}\), we plot \({\tilde{r}}_{+}\) and \({\tilde{F}}\) against \({\tilde{T}}\) in the left column of Fig. 3, where different colored lines represent different phases. The three phases of scalar-free black holes form the characteristic swallowtail, which usually means a van der Waals-like phase transitions. And the scalarized BH bifurcates form Intermediate BH. Moreover, the free energy of scalarized BH is always not the lowest, and the negative specific heat of scalarized BH means that it is thermodynamic unstable. So the scalarized BH is always not globally stable and there is only a first-order transition form Small BH to Large BH at \(\tilde{T}={\tilde{T}}_{p}\) for \({\tilde{Q}}<{\tilde{Q}}_{c}\).
When \({\tilde{Q}}_{c}<{\tilde{Q}}<0.49\), there are one branch of scalar-free solutions and one branch of scalarized solutions. The scalar-free one is thermodynamic stable and the scalarized one is thermodynamic unstable. Therefore, the globally stable phase is always scalar-free RN BH, and there is no phase transition, which is shown in the middle column of Fig. 3.
When \({\tilde{Q}}>0.49\), there are branches of scalarized black holes, namely Small SBH and Large SBH, coexisting between \({\tilde{T}}={\tilde{T}}_{\min }\) and \({\tilde{T}}={\tilde{T}}_{B}\). The Large SBH has positive specific heat and is thermodynamic stable, whereas the Small SBH is thermodynamic unstable. As \({\tilde{T}}\) increase from 0, there is a jumps from the scalar-free RN BH branch to the Large SBH one, corresponding to the zeroth order phase transition between RN BH and Small SBH, followed by a second-order phase transition returning to RN BH. This RN BH\(\rightarrow \)Large SBH\(\rightarrow \)RN BH phase transition corresponds to a reentrant phase transition.
Furthermore, we display the globally stable phase of black holes in a cavity in the \({\tilde{Q}}-{\tilde{T}}\) plane. In Fig. 4, the blue line represents Large BH/Small BH first-order transition lines, which terminates at the critical point, where a second-order phase transition occurs. The red line and green line correspond the zeroth order phase transition from RN BH to Small SBH and the first order phase transition returning to RN BH, respectively. Comparing with the phase diagram of scalar-free RN black hole in a cavity, the join of scalarized BH results in a additional structure for large enough \({\tilde{Q}}\), corresponding a reentrant phase transition, which consists of the red line and green line.
5 Discussion and conclusion
In this paper, we investigated spontaneous scalarization of charged black holes enclosed by a cavity in the EMS model with the nonminimal coupling function \(f\left( \phi \right) =e^{\alpha \phi ^{2}}\), and studied the phase structure of these black holes in a canonical ensemble. The scalarized black holes in a cavity can bifurcate from scalar-free solution on the bifurcation line, which consists of zero modes of the scalar-free solutions. The domains of existence, thermodynamic preference, radial stability and temperature of these solutions were numerically investigated for the black holes in a cavity. In the \(\alpha -q\), Fig. 1 shows that the domain of existence for scalarized RN black holes in a cavity is bounded by the bifurcation and critical lines, which is very similar with the case of not in a cavity [16] and RN–AdS [34]. Note that the scalarized solutions in a cavity always have positive effective potentials, which means they are always stable against the spherically symmetric perturbations, unlike the case of RN–AdS black holes.
Furthermore, we studied the thermodynamic of these black holes and a richer phase structure than the scalar-free case is displays in Fig. 4. In the small \({\tilde{Q}}\) regime, scalarized black holes never globally minimize the free energy, there is a classical first-order phase transition line separating Large BH and Small BH, resembling that of the liquid/gas system closely. However, when \({\tilde{Q}}\) is large enough, there is another structure since scalarized black holes can be the globally stable phase in the large \({\tilde{Q}}\) regime, where the system undergoes a RN BH\(\rightarrow \)Large SBH\(\rightarrow \)RN BH reentrant phase transition as \({\tilde{T}}\) increases from 0. And this reentrant phase transition consists of a zeroth-order phase transition and a second-order one.
In this paper, the spontaneous scalarization of black holes in a cavity were studied, and the phase structure is investigated in the normal phase space, where the cavity radius is fixed. The results closely resemble those of the AdS counterparts for scalarized RN black holes. Recently, the phase space of black holes in a cavity has been extended by including a thermodynamic pressure and a thermodynamic volume [56], it is interesting to consider scalarized black holes enclosed by a cavity in the extended phase space. Moreover, one can study excited scalarized solutions since only the fundamental state was considered in this paper. On the other hand, other thermodynamic properties could be investigated for scalarized black holes in a cavity and it would be very interesting to explore these phenomena in the context of other non-linear electrodynamics black holes in a cavity and check whether analogies with the AdS counterparts can go beyond RN black holes.
Data Availability Statement
This manuscript has no associated data or the data will not be deposited. [Authors’ comment: Data is available from the author upon reasonable request.]
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Acknowledgements
We are grateful to Peng Wang, Guangzhou Guo and Qingyu Gan for useful discussions and valuable comments. This work is supported in part by NSFC (Grant No. 11875196, 11375121, 11947225 and 11005016).
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Yao, F. Scalarized Einstein–Maxwell-scalar black holes in a cavity. Eur. Phys. J. C 81, 1009 (2021). https://doi.org/10.1140/epjc/s10052-021-09793-3
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DOI: https://doi.org/10.1140/epjc/s10052-021-09793-3