Abstract
We study the composition of nuclear matter at sub-saturation densities, non-zero temperatures, and isospin asymmetry, under the conditions characteristic of binary neutron star mergers, stellar collapse, and low-energy heavy-ion collisions. The composition includes light clusters with mass number \(A\le 4\), a heavy nucleus (\(^{56}{Fe}\)), the \(\varDelta \)-resonances, the isotriplet of pions, as well as the \(\Lambda \) hyperon. The nucleonic mean-fields are computed from a zero-range density functional, whereas the pion-nucleon interactions are treated to leading order in chiral perturbation theory. We show that with increasing temperature and/or density the composition of matter shifts from light-cluster to heavy baryon dominated one, the transition taking place nearly independent of the magnitude of the isospin. Our findings highlight the importance of simultaneous treatment of light clusters and heavy baryons in the astrophysical and heavy-ion physics contexts.
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1 Introduction
The formation of light clusters in dilute, warm nuclear matter is of interest in astrophysics of binary neutron star mergers, stellar collapse, as well as in heavy-ion physics. The details of the matter composition are important for the accurate determination of transport coefficients appearing in dissipative relativistic fluid dynamics as well as the neutrino Boltzmann transport in various astrophysical scenarios. The clustering phenomenon is also of great interest in nuclear structure calculations (e.g. alpha-clustering) and heavy ion collisions in laboratory experiments.
A great deal of effort during the last decade was focused on the accurate determination of the composition of dilute nuclear matter at finite temperatures and isospin asymmetry within a range of methods based on the ideas of nuclear statistical equilibrium [1,2,3,4,5,6,7,8,9,10,11,12,13,14,15,16,17,18,19,20,21,22,23,24,25,26,27,28,29,30,31,32,33,34,35,36] and virial expansion for quantum gases [37,38,39,40]. The appearance of clusters leads to a range of interesting phenomena, in particular \(\alpha \)-condensation at low temperatures [25, 26, 30, 41,42,43,44].
In astrophysics, light clusters and their weak interactions with neutrinos were studied in detail in the context of stellar collapse and supernova physics [45,46,47,48]. The electroweak interactions of leptons with baryonic matter are also of interest in describing the transport in binary neutron star mergers, in particular the bulk viscosity [49,50,51,52] and electrical conductivity [53, 54].
The formation of the heavy baryons in dense and cold nuclear matter, in particular hyperonic members of the \(J^{1/2+}\) baryonic octet in combinations with the non-strange members of baryon \(J^{3/2+}\) decouplet (\(\varDelta \)-resonances) has attracted attention in recent years [55,56,57,58,59,60,61,62,63,64]. The relativistic density functionals were successfully tuned to remove the tension between the softening of the equation of state of dense matter associated with the onset of the baryons and the astrophysical observations of the massive neutron stars with masses \(2M_{\odot }\) [58,59,60].
The motivation of this work is to explore the interplay between the clustering and heavy-baryon degrees of freedom in dilute, finite-temperature nuclear matter. For this purpose we set-up a model which includes both light nuclear clusters with mass number \( A\le 4\), a representative heavy nucleus (\(^{56}{Fe}\)) as well as the \(\Lambda \)-hyperon, the quartet of \(\varDelta \)-resonances, and the isotriplet of pions \(\pi ^{\pm ,0}\). Previously, hyperons were included in the finite temperature composition of matter in stellar collapse and proto-neutron star studies [63, 65, 66]. Pions and pion condensation has been studied recently in the stellar context in Refs. [66,67,68,69]. While the light nuclear clusters have been accounted for in the low-density envelops used in some models, a combined study of the clustering, heavy baryons and pions is missing so far.
In this work, we extend the approach of Ref. [25] to include heavy baryons and pions in the composition and the equation of state of isospin asymmetrical nuclear matter. In addition to the mean-field effects included in the previous study, we will treat also the Pauli-blocking effects on the binding energies of the light clusters in an approximate manner. We will focus on temperatures \(T\ge 10\) MeV, which is above the critical temperature of Bose-Einstein condensation of \(\alpha \) particles in the clustered environment, see for further details [25, 26, 30, 42,43,44]. Indeed, low temperatures disfavor the heavy baryons in low-density nuclear matter and the problem of \(\alpha \) condensation is unaffected by their nucleation. While we include in our composition a heavy nucleus, its effect will turn out to be minor in the parameter range studied in this work.
The paper is organized as follows. Section 2 extends the formalism of the quasiparticle gas model [25] to include heavy baryons and pions. In Sect. 3 we present the numerical results for the composition and equation of state of matter. Section 4 provides a summary and an outlook.
2 Formalism
2.1 Thermodynamics
We consider matter composed of unbound nucleons, heavy baryons, light nuclei (\(A\le 4)\), \(^{56}{Fe}\) and pions at temperature T and baryon number density \(n_B\). We assume that the charge density is fixed to a value \(Y_Q = n_L/n_B\), where \(n_L = (n_e-n_{e^+}) + (n_{\mu }-n_{\mu ^+})\) where \(n_{e}\), \(n_{e^+}\), \(n_{\mu }\) and \(n_{\mu ^+}\) are the number densities of electrons, positrons, muons and anti-muons. The thermodynamical potential of the system can be expanded into a sum of contributions of constituents
where j runs over the all elements of the composition of matter, specifically, \(j=A,Z\) for nuclei with mass number A and charge Z, \(j=n,p\) for neutrons and protons, \(j=\{\varDelta ^0, \varDelta ^+,\varDelta ^{++},\varDelta ^{-}\}\) for \(\varDelta \)-resonances, \(j=\Lambda \) for the \(\Lambda \)-hyperon, and \(\pi ^0,\pi ^{\pm }\) for the isotriplet of pions. Here the chemical potentials of the species \(\mu _{j}\) are functions of the chemical potentials of neutrons and protons \(\mu _n\) and \(\mu _p\) in “chemical” equilibrium with respect to weak and strong interactions.
If a nucleus is characterized by mass number A and charge Z its chemical potential is expressed as
For the chemical potentials of heavy baryons the following relations hold
where we introduced the baryon number chemical potential \(\mu _B\) and the charge chemical potential \(\mu _Q=\mu _p-\mu _n\). The chemical potentials of the pions obey the following relations
The baryon number density and the charge neutrality conditions are given by the relations
where the c-summation goes over the densities of deuteron (d), triton (t), \(^{3}{He}\) (h), \(\alpha \)-particle and \(^{56}{Fe}\) nucleus. The latter nucleus is considered below in its ground state, i.e., the states that are excited at finite temperatures are neglected. The inclusion of these states will act to enhance the fraction of this particular nucleus or other heavier nuclei in matter, should they be included in the composition. Equations (10) and (11) determine the two unknown chemical potentials \(\mu _{n}\) and \(\mu _{p}\) at any temperature T for fixed values of \(n_B\) and \(Y_Q\).
The thermodynamical potential for each species can be expressed through the densities
where \(n_{j}(\mu '_{j}, T)\) is the number density of species j, V is the volume.
In the stellar context, the matter is charge neutral, the positive charge of baryons being neutralized by leptons (electrons and muons). The lepton thermodynamic potential is given by
where the index l sumes of electrons e and muons \(\mu \) (\(\tau \)-leptons can be neglected), \(g_l=2\) is the degeneracy factor, the lepton energy is given by \(E_{l} = \sqrt{k^2+m_l^2}\), where \(m_l\) is the lepton mass and \(\mu _l\) their chemical potential and \(f_l\) stands for the lepton Fermi distribution function. The lepton density is obtained then as \(n_l = \partial \varOmega _L/\partial \mu _l\). At finite temperatures a small fraction of positrons may appear: their thermodynamical potential is obtained from Eq. (13) by interchanging the sign of the electron chemical potential. To obtain the full thermodynamical potential of matter in astrophysical contexts one needs to take into account, in addition, the thermodynamical potential of neutrinos and anti-neutrinos. For any fixed flavor it has the same form as Eq. (13), the only difference being the degeneracy factor \(g_{\nu } =1\) (as implied by the Standard Model) and vanishingly small neutrino mass.
Having computed partial contributions \(\varOmega _{j}\), the thermodynamic quantities can be obtained from the thermodynamic potential Eq. (1) for nuclear systems and from the sum of Eqs. (1) and (12) in the charge neutral stellar systems. In particular, we recall that the pressure and the entropy are given by
2.2 Computing densities
We now turn to the computation of the partial densities of constituents. This can be done in a unified manner for quasiparticles, resonances, and clusters using the real-time finite temperature Green’s function (hereafter GF) formalism. The density of species j are directly related to the following GFs
where \(\psi ^{\dagger }_{j}(x_1)\) and \(\psi _{j}(x_1)\) are the creation and annihilation operators of a species j at the space-time point \(x_1\), the upper sign here and below refers to fermions, the lower – to bosons. The time-arguments of the GF are located on different branches of the Schwinger-Keldysh time-contour with \(t_2< t_1\) in (15) and \(t_2> t_1\) in (16). The Fourier transforms of GFs in (15) and (16) with respect to the argument \(x_1-x_2\) are related to the occupation numbers and the spectral function \( S_j(\omega ,\varvec{p})\) as
where \(f_{j}(\omega )\) is either Bose or Fermi distribution function depending on the spin of the j-species. From Eqs. (17) and (18) in follows that
At this point it is convenient to establish the connection to the advanced (A) and retarded (R) GFs
where \(\epsilon _{\varvec{p}}\) the energy of particle in the non-interacting theory and \(\Sigma ^{R/A}(\omega , \varvec{p})\) are the retarded/advanced self-energies that are commonly evaluated in the equilibrium theory. If we use the identity
the spectral function takes the form
where \(E_{j}(\omega ,\varvec{p})\) is the quasiparticle energy and \(\varGamma _{j}(\omega ,\varvec{p}) = -2 \mathrm{Im}\Sigma _{j}(\omega , \varvec{p})\) is the spectral width. The quasiparticle energy is given by
where \(m_j\) is the mass, \(E^0_j\) is the vacuum binding energy of the nucleus \(j=(A,Z)\), which vanishes for baryonic quasiparticles. From the definition (15) it follows that
where \(g_{j}\) is the degeneracy factor.
Thus, we have obtained a closed set of equations which consists of Eqs. (10) and (11) for the two unknowns \(\mu _n\) and \(\mu _p\) at fixed \(n_B\), \(Y_Q\) and T, whereby the densities of constituents are computed from Eqs. (17), (22) (23) and (24). These equations still contain unspecified self-energies of the constituents, which depend on the modeling of the interactions in the system. We turn now to this problem.
2.3 Self-energies
We assume that in the dilute limit of interest the unbound baryons are well-defined quasiparticles and the imaginary part of their self-energy vanishes; this implies that their spectral function is a delta-function
where
with \(m_j^*\) and \(\mu _j\) being the effective mass and the chemical potential. Furthermore, the nucleon self-energy is approximated by the effective masses of neutrons \(m^*_n\) and protons \(m^*_p\) which depend on the baryon and charge density (or \(n_B\) and \(Y_Q\)) but are independent of temperature. In the numerical work, we use the Skyrme functional parametrization given by Eq. (15) of Ref. [70] for that purpose. The spectral functions of the light clusters are approximated also by their quasiparticle limit
where \(E^0_j\) is the vacuum binding energy of cluster j, \(\mathrm{Re}\Sigma _{j}\) is its self-energy. The effective mass of a cluster is constructed as \(M= (A-Z)m_n^* + Zm_p^*\). Finally, for the \(\Lambda \) hyperon and \(\varDelta \)-resonances we use again Eq. (25) with their vacuum masses and neglect the narrow (118 MeV) width of the \(\varDelta \)-resonance and self-energy corrections. With these approximations the energy integral in Eq. (24) is trivial and one is left with the momentum phase-space integration. In the case of pions, we include the leading contribution to the pion self-energy in chiral perturbation theory [68, 71], which arises from their coupling to neutrons and protons, specifically Eq. (3.4) and (3.5) in Ref. [71].
The binding energies of clusters are functions of density and temperature in general. The nuclear environment influences the binding energies through phase space occupation (Pauli-blocking). To take this into account, we use the results of the solutions of in-medium two-body Bethe-Salpeter and three-body Faddeev equations in dilute nuclear matter given in Ref. [72]. These solutions are fitted by the following procedure: (a) first we determine the critical value of the inverse temperature \(\beta \) for which a cluster disappears via the formula: \(\beta _\mathrm{cr} \left[ \mathrm{MeV}^{-1}\right] = 0.07835 + 0.00185~(n_0/n_B)\), where \(n_0 = 0.16\) fm\(^{-3}\), which is assumed to be universally independent of A and \(Y_Q\), and (b) the in-medium binding energies \(B_j(n_B, T)\) are obtained via a linear fit given by
Then the spectral function (25) takes the form
where any contribution to the self-energy beyond the modifications of the binding energy is energy and momentum independent and, thus, can be absorbed in the chemical potential \(\mu _j^*\).
3 Results
The system of Eqs. (10) and (11) was solved simultaneously for unknown chemical potentials \(\mu _n\) and \(\mu _p\) at fixed temperature T, baryon number density \(n_B\) and charge fraction \(Y_Q\). We consider two values of the latter parameter \(Y_Q = 0.1\), which is characteristic to binary neutron star mergers, and \(Y_Q = 0.4\) which is characteristic to stellar collapse.
Figure 1 shows the mass fraction \(X_j = A_j n_j/n_B\), where \(A_j\) is the mass number of a constituent, as a function of temperature in cases (a) nucleons and clusters only and (b) nucleons, clusters, heavy baryons and pions, for \(Y_Q=0.1\) and 0.4 at fixed \(n_B/n_0=10^{-2}\), where \(n_0=0.16\) fm\(^{-3}\) is the nuclear saturation density. The mass fraction of \(^{56}{Fe}\) is not visible on figure’s scale. It is seen that nucleons are the dominant component at all temperatures, but there is a change in the composition of matter with respect to the remaining constituents with increasing temperature. For temperatures \(T \ge 30\) MeV the dominant mass fraction is in the heavy baryons, whereas at lower temperatures the clusters are the dominant component. Note also that the inclusion of heavy baryons and pions reduces the isospin asymmetry in the neutron and proton components and, as a consequence, the helion and triton abundances are much closer to each other in this case. A previous study of hyperon abundances at finite temperatures in Ref. [28] finds that the hyperon fraction exceeds \(10^{-4}\) at density \(n_B/n_0=10^{-2}\) for temperatures \( T\ge 40\) MeV. According to Fig. 1 this occurs in our model for \( T\ge 20\) MeV. This difference may be a consequence of different treatment of nuclear interactions and different compositions allowed in the models. Ref. [27] finds that \(\Lambda \) hyperon fraction stays below \(10^{-7}\) for temperatures up to 14 MeV in the inhomogeneous “pasta” phases of supernova matter independent of the value of \(Y_Q\), which is consistent with present results.
Figures 2 and 3 show the mass fractions mass fraction \(X_j \) at two fixed temperatures \(T=30\) MeV and \(T=10\) MeV and varying density. It is seen that the abundances of the nucleons, heavy baryons, and pions are insensitive to the density, whereas the cluster abundances increase as the density increases. In other words, the increase in the nucleonic density at a fixed temperature is accommodated by the system by increasing the number of the light clusters, whereas the fractions of neutrons and protons remain constant in a wide density range. Since the heavy baryon fraction are determined by their “chemical” equilibrium with respect to neutrons and protons via the relations (3)–(6), their fractions stay constant with the density as well. The same applies also to pion fractions, which are likewise related to proton and neutron concentrations via Eqs. (8) and (9). The reduction of isospin asymmetry among neutrons and protons mentioned above is seen here as well. Note that the Pauli-blocking at \(T=30\) MeV is ineffective within the density range considered, but its effect is seen in the right panels of Fig. 3 corresponding to \(T=10\) MeV. It is seen that \(n_B/n_0 \simeq 0.1\) the clusters abruptly disappear as a consequence of \(B_j(n_B, T)\rightarrow 0\) and there appears a jump in the density of nucleons. Note that our Pauli blocking factor does not dependent on the momentum of the cluster with respect to the medium. In general, it does, so that the phase space vanishes with increasing the density more smoothly: the clusters with the lower-momenta are eliminated first, while those with high-momenta remain intact. It is also seen that the pion mass fraction undergoes at the same point an abrupt change, clearly visibly for \(Y_Q =0.1\). Finally, note that at this temperature, the heavy baryon fractions are too low to be relevant. To assess if there is a phase transition (and if so, to find its order) a detailed study of the thermodynamic functions of matter at the point of the dissolution of clusters is needed. In a similar study of Ref. [6], which used non-linear fits to the binding energies of clusters, the transition is found to be less abrupt.
Figure 4 shows the pressure as a function of the normalized density for temperature values \(T=20,\) 30, 40, and 50 MeV for two values of charge fraction \(Y_Q = 0.1\) and 0.4. The main effect caused by the onset of heavy baryons and pions is the more symmetric appearance of the nucleonic component for \(Y_Q = 0.1\), already observed in Fig. 2, which leads to pressure values that are similar to those for the case \(Y_Q = 0.4\).
4 Summary and outlook
The composition of warm dilute nuclear matter was computed including simultaneously light clusters with \(A\le 4\), a representative heavy nucleus (\(^{56}{Fe}\)), heavy baryons (\(\Lambda \)’s and \(\varDelta \)’s) and pions. We find that with increasing temperature the mass fraction shifts from light clusters to heavy baryons, whereby the nucleons remain the dominant component within the parameter range considered. The heavy nucleus \(^{56}{Fe}\) does not play a significant role at temperatures \(T\ge 10\) MeV, but is known to suppress strongly the abundances of light clusters at low temperatures of the order 1 MeV [25, 44]. The addition of heavy baryons and pions makes the nucleonic component more isospin symmetric and, as a consequence, the cluster abundances become less sensitive to the value of the isospin asymmetry. At low temperatures \(T\simeq 10\) MeV, the phase-space occupation strongly suppresses the cluster abundances for densities \(n_B/n_0 \ge 0.1\) due to the Pauli blocking, as expected.
The rich composition of matter in the parameter range considered may have interesting implications in astrophysics of compact star mergers, stellar collapse as well as heavy-ion collisions. The transport studies of hadronic matter and its coupling to leptons in these contexts need to include the additional degrees of freedom shown to be important in the composition of matter.
Data Availability Statement
This manuscript has no associated data or the data will not be deposited. [Authors’ comment: Data are available on request from the author.]
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Acknowledgements
The support through the European COST Actions “PHAROS” (CA16214) and by the Deutsche Forschungsgemeinschaft (Grant no. SE 1836/5-1) is gratefully acknowledged. This research has made use of NASA’s Astrophysics Data System Bibliographic Services.
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Sedrakian, A. Light clusters in dilute heavy-baryon admixed nuclear matter. Eur. Phys. J. A 56, 258 (2020). https://doi.org/10.1140/epja/s10050-020-00262-1
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DOI: https://doi.org/10.1140/epja/s10050-020-00262-1