Abstract
The Constitution’s division of powers from which E. Corwin famously asserted an “invitation to struggle” in the making of US foreign policy (1957, 171) has become overshadowed by partisan conflict in the contemporary era. Although much of the extant literature points to Congress’s subsidiary role in foreign policy relative to the presidency-centered model, the appeal of partisanship has worked to further deepen congressional abrogation and extend presidential unilateralism (Lindsay in Congress and the politics of U.S. Foreign Policy. The Johns Hopkins University Press, Baltimore, 1994; Kriner in After the rubicon: congress, presidents, and the politics of waging war. University of Chicago Press, Chicago, 2010; Potter in Pres Stud Quart 46(4):849–867, 2016). Our analysis illustrates a puzzle. On one hand, there are growing levels of majority support in the USA for political leadership on the world stage. But on the other hand, our analysis of congressional behavior such as voting, lawmaking, and oversight shows relatively clear patterns of congressional decline—Congress no longer exercises much of its power in foreign affairs, neither in form or substance. Partisan incentives for congressional abdication to the presidency carry at least one additional risk we point to: Congressional capitulation from its constitutional duty places democracy in the jeopardy that the Framers’ design was intended to prevent.
Similar content being viewed by others
Change history
01 October 2022
A Correction to this paper has been published: https://doi.org/10.1057/s41311-022-00408-6
Notes
Our focus in this argument is more on party conflict that results from party competition when MCs behave strategically with an eye toward majority control as compared to conflict that may result from ideological differences between MCs (Lee 2016). Although polarization or ideological conflict remains an important factor, we think party conflict resulting from competition for majority control has become a key motivator in understanding the more recent dynamics of congressional decline and presidential ascendency.
In addition, Lindsay suggests the growth of foreign policy lobbying and interest groups significantly altered the incentives for members of Congress to take positions and to increasingly invest in developing their own foreign policy expertise (1994, pp. 28–29).
Recent work by Curry and Lee (2020) takes a somewhat different long-term view demonstrating that the sheer volume of pages of legislation enacted in recent congresses has been relatively constant since the 1980s. They argue that policy outcomes over the last several decades have not changed as much as the internal legislative processes. They also show that restrictive rules have increased and amending activity has declined considerably which is also consistent with Sinclair’s work and suggests that party leaders enjoy greater influence over the legislative process and the rank-and-file members have fewer opportunities to participate in the legislative process.
The National Defense Authorization Act (NDAA) was the only successful congressional override during the Trump Presidency, passing 322–87 in the House and 81–13 in the Senate. The NDAA has historically passed with bipartisan coalitions for the last 60 years. The NDAA, like its predecessors, contained a bonanza of popular provisions such as 3% military pay raise, new weapons systems, and military construction projects. President trump vetoed the legislation claiming that it failed to limit giant social media companies that were biased against him and he also opposed language that would rename military bases that honor Confederate leaders (AP Jan 1, 2021).
The Lugar Center methodology for oversight hearing scores for each committee are calculated from a point system taken on three possible values for hearings conducted in eight possible categories of hearings including agency conduct, private sector oversight, policy, legislative, closed, nominations, fact finding, and field. The overall oversight hearing “grade” is generated for every committee for every Congress in the data set. Grades range from As (90–100) to F (59-below) and include pluses and minuses. Each committee’s grade is based on the points Achieved from that committee’s highest performance over the six Congresses. More detailed description of the point and oversight hearing grading system can be found on the Lugar Center site, https://oversight-index.thelugarcenter.org/faq/methodology/.
The prestige committees for the House include Appropriations, Ways & Means, Budget, and Rules. Senate prestige committees include Appropriations, Finance, Budget, Foreign Relations, and Armed Services. Major Policy committees in the House include Financial Services, Education & Workforce, Energy & Commerce, Foreign Affairs, Judiciary, and Oversight. The policy committees for Senate were Homeland Security, Judiciary, HELP, and Small Business. Finally, Agriculture, Armed Services, Natural Resources, Transportation, Small Business, Science, VA, and Homeland Security were coded as House constituency committees. Senate constituency committees included Agriculture, Commerce, Energy, and Environment & Public Works.
This result is also consistent with Fowler (2015). She finds the decline in oversight greater for Senate Foreign Relations as compared to Senate Armed Services. Senate Armed Services demonstrated penchant toward budget hearings and routine program administration which illustrates its bias toward responding to narrow organized interests in the defense establishment.
We know, and are uncomfortable about how polemical this argument may sound. However: (1) the data supports the viewpoint, and (2) while we are both Democrats we are troubled by actions of Democratic presidents that run afoul of the Madisonian framework, such as Clinton’s moves on Cuba after Helms-Burton or Obama’s OLC’s contorted view of the applicability of reporting under the War Powers Act when flying “over” hostilities in Libya. While we do not see these acts as equal and on balance to actions taken under Bush (43) and Trump, and reject the argument that both sides do it equally, nevertheless the movement away from shared governance in foreign affairs is clear and alarming, in our view.
References
2021, Jan. 1 AP “In a First, Congress Overrides Trump Veto of NDAA” https://federalnewsnetwork.com/defense-main/2021/01/in-a-first-congress-overrides-trump-veto-of-ndaa/.
CQ Magazine. February 10, 2020. “Trump’s acquittal caps decades-long power shift away from Congress” pp. 1–10.
Canes-Wrone, Brandice, William G. Howell, and David E. Lewis. 2008. The Journal of Politics 70 (1): 1–16.
Carter, Ralph G., and James M. Scott. 2009. Choosing to lead: understanding congressional foreign policy entrepreneurs. Durham, NC: Duke University Press.
Cooper, Phillip J. 2002. By order of the president: The use and abuse of executive direct action. University of Kansas Press.
Corwin, Edward S. 1957. The president: Office and powers, 1787–1957, 4th. Revised. New York University Press: New York.
Curry, James M. and Frances E. Lee. 2020. The limits of party: Congress and lawmaking in a polarized era. Chicago & London: The University of Chicago Press.
Davidson, Roger H., Walter J. Oleszek, Frances E. Lee, and Eric Schickler. 2020. Congress and Its Members, 17th ed. London: Sage CQ Press.
Evans, Kevin A. 2011. Challenging law: Presidential signing statements and the maintenance of executive power. Congress & the Presidency 38 (2): 217–234.
Fenno, Richard F., Jr. 1966. The power of the purse: Appropriations politics in congress. Boston: Little, Brown.
Fenno, Richard F., Jr. 1978. Home style: House members in their districts. New York: Harper Collins Publishers.
Fisher, Louis. 2000. Congressional abdication on war and spending. College Station: Texas A&M University Press.
Fleisher, Richard, and Jon R. Bond. 2000. Polarized politics: Does it matter? In Polarized politics: Congress and the president in a partisan era, ed. Jon R. Bond and Richard Fleisher, 186–200. Washington, DC: CQ Press.
Fowler, Linda L. 2015. Watchdogs on the Hill: The decline of congressional oversight of U.S. Foreign Relations. Princeton and Oxford: Princeton University Press.
Gowa, Joanne. 1998. Politics at the water’s edge: Parties, voters, and the use of force abroad. International Organization 52 (2): 307–324.
Hamilton, Alexander, James Madison, and John Jay. 1961. The federalist papers. New York: Mentor Books.
Henkin, Louis. 1972. Foreign Affairs and the Constitution. N.Y.: Norton.
Hinckley, Barbara. 1994. Less than meets the eye: Foreign policy making and the myth of the assertive congress. Chicago, IL: University of Chicago Press.
Holsti, Ole R. 2004. Public opinion and American foreign policy. Ann Arbor: University of Michigan Press.
Howell, William G., and Jon C. Pevehouse. 2007. While dangers gather: congressional checks on presidential war powers. Princeton, NJ: Princeton University Press.
Howell, William G. 2003. Power without persuasion: The politics of direct presidential action. Princeton University Press.
Kelley, Christopher S., and Bryan W. Marshall. 2010. Going It Alone: The Politics of Signing Statements from Reagan to Bush II. Social Science Quarterly 91 (1): 168–187.
Kriner, Douglas L. 2010. After the Rubicon: Congress, presidents, and the politics of waging war. Chicago: University of Chicago Press.
Lee, Frances E. 2009. Beyond Ideology: Politics, principles, and partisanship in the U.S. Senate. Chicago: The University of Chicago Press.
Lee, Frances E. 2016. Insecure majorities: Congress and the perpetual campaign. The University of Chicago Press.
Lindsay, James M. 1994. Congress and the politics of U.S. Foreign Policy. Baltimore, MD: The Johns Hopkins University Press.
Mann, Thomas E., and Norman J. Ornstein. 2006. The Broken Branch: How congress is failing America and how to get it back on track. New York: Oxford University Press.
Mann, Thomas E., and Norman J. Ornstein. 2013. Finding the common good in an era of dysfunctional governance. American Academy of Arts and Sciences 142 (2): 15–24.
Marshall, Bryan W. 2003. Presidential success in the realm of foreign affairs: Institutional reform and the role of house committees. Social Science Quarterly 84 (3): 685–703.
Marshall, Bryan W. 2017. Congress & U.S. Foreign Policy. Oxford Research Encyclopedia of Politics, Oxford University Press. http://politics.oxfordre.com/view/https://doi.org/10.1093/acrefore/9780190228637.001.0001/acrefore-9780190228637-e-399.
Marshall, Bryan W., and Patrick J. Haney. 2010. Aiding and Abetting: Congressional Complicity in the Rise of the Unitary Executive. In The Unitary Executive and the Modern Presidency (College Station: Texas A&M University Press), ed. Ryan J. Barilleaux and Christopher S. Kelley, pp. 188–216.
Mayer, Kenneth R. 2001. With the stroke of a pen: Executive orders and presidential power. Princeton University Press.
Mayhew, David. 2005. Wars and American politics. Perspectives on Politics 3: 473–493.
Mayhew, David. 1973. Congress: The electoral connection. Yale University Press.
McCormick, J.M., and Eugene R. Wittkopf. 1998. Congress, the president, and the end of the cold war. Journal of Conflict Resolution 42 (4): 440–466.
Meernik, J. 1993. Presidential support in congress: Conflict and consensus on foreign and defense policy. Journal of Politics 55 (3): 569–587.
Patrick J. Haney, Maureen P. Haney, and Walt Vanderbush. 2006. “Clinton’s Other Infidelity: Signing and Ignoring Helms-Burton.” In Executing the Constitution: Putting the President Back Into the Constitution (Albany: SUNY Press), ed. Christopher S. Kelley, pp. 219–238.
Potter, P.B.K. 2016. Lame-duck Foreign Policy. Presidential Studies Quarterly 46 (4): 849–867.
Prins, Brandon C., and Bryan W. Marshall. 2001. Congressional support of the president: A comparison of foreign, defense, and domestic policy decision-making during and after the cold war. Presidential Studies Quarterly 31 (2): 660–678.
Raju, Manu, and Ted Barrett. 2020. Top Democratic leaders kept in dark about Soleimani attack. January 3, 2020. https://www.cnn.com/2020/01/03/politics/congress-soleimani-attack/index.html. Accessed 2 Nov 2020.
Ripley, Randall, and James Lindsay, eds. 1993. Congress resurgent: Foreign and defense policy on capitol Hill. Ann Arbor: University of Michigan Press.
Rohde, David W. 1991. Parties and leaders in the postreform House. Chicago: University of Chicago Press.
Rudalevige, Andrew. 2002. Managing the president’s program: Presidential leadership and legislative policy formation. Princeton University Press.
Sinclair, Barbara. 2017. Unorthodox Lawmaking: New Legislative Processes in the U.S. Congress, 5th ed. Thousand Oaks: CQ Press.
Smeltz, Dina., Ivo Daalder, Karl Friedhoff, Craig Kafura, and Brendan Helm. 2019. “Rejecting Retreat: Americans Support for US Engagement in Global Affairs.” The Chicago Council on Global Affairs.
Souva, Mark, and David Rohde. 2007. Elite opinion differences and partisanship in congressional foreign policy, 1975–1996. Political Research Quarterly 60 (1): 113–123.
Tama, Jordan. 2021. Anti-Presidential Bipartisanship in Foreign Policy in the Trump Era. In Ralph G. Carter and James M. Scott (Eds.), Congress and U.S. Foreign Policy: Activism, Assertiveness and Acquiescence in a Polarized Era. Rowman and Littlefield (Forthcoming).
White, Joseph. 1993. Decision making in the appropriations subcommittees on defense and foreign operations. In Congress Resurgent: Foreign and Defense Policy on Capitol Hill, ed. R.B. Ripley and J.M. Lindsay, 183–206. Ann Arbor: University of Michigan Press.
Wittkopf, E.R., and J.M. McCormick. 1990. Bipartisanship, partisanship, and ideology in congressional-executive foreign policy relations, 1947–1988. Journal of Politics 52 (4): 1077–1100.
Author information
Authors and Affiliations
Corresponding author
Additional information
Publisher's Note
Springer Nature remains neutral with regard to jurisdictional claims in published maps and institutional affiliations.
Rights and permissions
Springer Nature or its licensor holds exclusive rights to this article under a publishing agreement with the author(s) or other rightsholder(s); author self-archiving of the accepted manuscript version of this article is solely governed by the terms of such publishing agreement and applicable law.
About this article
Cite this article
Marshall, B.W., Haney, P.J. The impact of party conflict on executive ascendancy and congressional abdication in US foreign policy. Int Polit 59, 661–686 (2022). https://doi.org/10.1057/s41311-021-00326-z
Published:
Issue Date:
DOI: https://doi.org/10.1057/s41311-021-00326-z