Abstract
Van Hove singularity (VHS) has been considered as a driving source for unconventional superconductivity. A VHS in two-dimensional (2D) materials consists of a saddle point connecting electron-like and hole-like bands. In a rare case, when a VHS appears at Fermi level, both electron-like and hole-like conduction can coexist, giving rise to an enhanced density of states as well as an attractive component of Coulomb interaction for unconventional electronic pairing. However, this van Hove scenario is often destroyed by an incorrect chemical potential or competing instabilities. Here, by using angle-resolved photoemission measurements, we report the observation of a VHS perfectly aligned with the Fermi level in a kagome superconductor CsV3-xTaxSb5 (x ~ 0.4), in which a record-high superconducting transition temperature is achieved among all the current variants of AV3Sb5 (A = Cs, Rb, K) at ambient pressure. Doping dependent measurements reveal the important role of van Hove scenario in boosting superconductivity, and spectroscopic-imaging scanning tunneling microscopy measurements indicate a distinct superconducting state in this system.
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Introduction
In correlated materials, the VHS sets a paradigm to understand the divergence of electron density of states. At the VHS, Coulomb interactions between electrons may significantly exceed their kinetic energy, which would in turn drive multiple instabilities in the system, including charge density wave (CDW), spin density wave (SDW), s/d-wave superconductivity1,2,3,4. In the context of superconductivity, an ideal van Hove scenario5 works primarily via two routes. One is to substantially increase the density of states for Cooper pairs mediated by either conventional or unconventional electron-boson coupling5; the other is to form an unconventional electronic pairing, driven by an attractive component of the Coulomb interaction from the coexisted electrons and holes at the VHS5. However, the above scenario has a stringent requirement on the precise energy alignment between the VHS and the Fermi level (EF) due to the logarithmical divergence of the associated density of states5, making its realization in real materials challenging.
Recently, the AV3Sb5 kagome metals have attracted a lot of attention6,7,8,9,10,11,12,13,14,15,16,17,18,19,20,21,22,23,24,25,26,27,28,29,30,31,32,33,34,35,36,37,38,39,40,41,42,43,44 as the first material family to realize superconductivity in layered kagome systems7,8,9. In particular, the existence of multiple VHSs in the electronic structure of AV3Sb510,11,12,13 provides a fertile territory to explore the possible manifestation of van Hove scenario5 in kagome materials. This expectation is also in accord with the phase diagram of AV3Sb5, which is primarily dominated by CDW and superconductivity7,8,9,14,15,16,17,18,19,20,21,22,23—two leading instabilities of the 2D VHS. However, despite the exciting theoretical proposals1,2,3,4,24,25,26,27, the direct experimental evidence to illustrate the role of VHS in this system is still lacking.
In this work, we investigate this issue by comparing the pristine CsV3Sb5 with our newly discovered CsV3-xTaxSb5 samples. With Ta substitution (Fig. 1a, b), the CDW order is suppressed and the superconducting transition temperature (Tc) is doubled from ~2.5 Kelvin (K) in CsV3Sb5 to ~5.5 K in CsV3-xTaxSb5 with x ~ 0.4, which is the highest among all the current variants of AV3Sb5 at ambient pressure7,8,9,21,22,28,29,30. Angle-resolved photoemission spectroscopy (ARPES) measurements on the new compound CsV3-xTaxSb5 (x ~ 0.4) reveal a perfect realization of the VHS at Fermi level, formed by V d-orbitals of the kagome lattice. Surprisingly, the special VHS is almost quantitatively reproduced by first-principles calculations considering the Ta substitution. This is distinct from that of pristine CsV3Sb5, where the VHSs are pushed away from the Fermi level by the CDW order. We further demonstrate that the suppression of competing orders (e.g., the CDW order) is insufficient to account for the record-high Tc, and the superconducting Tc (gap) is related to the energy position of the VHS in samples without competing orders. In the meantime, negligible changes are observed on other low-energy states and their associated electron-boson coupling as a function of Ta substitution. As such, our results establish a direct link between the substantially enhanced superconductivity and the VHS at the Fermi level. Our spectroscopic-imaging scanning tunneling microscopy (STM) measurements further reveal that the superconducting state of CsV3-xTaxSb5 (x ~ 0.4) is different from that of the pristine CsV3Sb5. These results demonstrate the feasibility of van Hove scenario5 in kagome superconductors.
Results
Fermi surface and electronic structure
We start from investigating the Fermi surfaces of CsV3Sb5 and CsV2.6Ta0.4Sb5 (Fig. 1c, d). The overall Fermi surface topology remains similar in both materials. Some additional Fermi surface sheets are seen in the pristine CsV3Sb5 with relatively weak spectral intensity (Fig. 1c and Supplementary Fig. S1), which represent a replica of the main Fermi surface (Fig. 1e). This Fermi surface folding effect is believed to be associated with the CDW order31,32, which gives rise to a scattering wavevector connecting M-M (or equivalently Γ-M) in the Brillouin zone (BZ) (Fig. 1e). On the contrary, the folding induced replica Fermi surface sheets are absent in CsV2.6Ta0.4Sb5 (Fig. 1d), which is consistent with the complete suppression of the CDW order in this Ta substituted sample. In this regard, we compare the bands of CsV2.6Ta0.4Sb5 with the main bands of the pristine CsV3Sb5, hereafter.
Similar to the Fermi surface, the overall band structure of CsV2.6Ta0.4Sb5 also shares the characteristic features with the main bands of the pristine CsV3Sb5, evidenced by an electron-like band centered at the Γ point, a Dirac crossing at the K point and multiple VHSs near the M point (Fig. 2a, b). First-principles calculations have been carried out on Ta substituted CsV3Sb5 (see Supplementary Figs. S3 and S4 for details). The corresponding orbital characters have been analyzed in the calculations and confirmed by polarization-dependent photoemission measurements (Fig. 2d, f, g, Supplementary Figs. S5–S7), which are similar to those identified in the pristine CsV3Sb513,33. The persistence of the overall band structure and the associated orbital characters demonstrates the robustness of the kagome lattice upon Ta substitution, which also enables a quantitative examination of the changes in low energy states at different momenta.
For this purpose, we first examine the simple electron-like band centered at the Γ point. In the pristine CsV3Sb5, a dispersion kink at ~30 meV is observed on this band due to the improved data quality (Fig. 2h), indicating the existence of electron-boson coupling in the Sb p-states. This band forms an electron-like pocket on the Fermi surface, which remains gapless irrespective of the CDW order31,34,35. In CsV2.6Ta0.4Sb5, the electron-like band moves towards a slightly deeper binding energy from the EF (Fig. 2a, b), which is also captured by first-principles calculations (Fig. 2c, d). The dispersion kink remains at ~30 meV, with a similar or smaller coupling strength (e.g., compare Fig. 2h, i, also see Supplementary Fig. S8). The corresponding electron-like Fermi pocket becomes slightly larger (Fig. 1f), and remains gapless (Figs. 3a and 4a). Then, we examine the electronic structure near the K point. The Dirac crossing moves towards a slightly deeper binding energy (Fig. 2a, b), but the low energy states between Γ and K (Fig. 2a, b) as well as the area of the double-triangle Fermi surface sheets around the K point exhibit little change upon the Ta substitution (Fig. 1f).
The most significant changes take place near the M point. In the pristine CsV3Sb5, electronic structures in this momentum region are significantly reconstructed by the CDW order10,11,12,13,36, giving rise to an additional VHS at ~70 meV below EF (Figs. 2a and 3f)12. The low energy states near M are also gapped away from EF by the CDW order, with a gap size of ~20 meV (Fig. 3f and Supplementary Fig. S9)31,34,35. Distinct from that in the pristine CsV3Sb5, the CDW induced VHS and energy gap are absent in CsV2.6Ta0.4Sb5 (Fig. 2b and Supplementary Fig. S9), and the electronic structure remains identical at 200 K and 25 K (Fig. 3e). This is also consistent with the absence of CDW order in this compound. Surprisingly, a careful examination of the VHS near the M point of CsV2.6Ta0.4Sb5 reveals a flat dispersion exactly at the Fermi level, which connects the top of a hole-like band to the bottom of an electron-like band (Fig. 3a, Supplementary Figs. S10 and S11). The energy position of the VHS can be quantitatively determined by the energy distribution curves (EDCs) of the raw data. The Fermi-Dirac Function is removed to observe the band structure slightly above the Fermi level, and to avoid the shift of the EDC peaks by the Fermi-Dirac distribution. As shown in Fig. 3b, the hole-like band disperses towards the Fermi level and merges into a flat dispersion. The quasiparticle peaks in the flat dispersion region are unambiguously identified at the Fermi level without any energy gap (Fig. 3b, c). At the end of the flat dispersion, a small portion of the connected electron-like band can be seen above the Fermi level due to the thermal broadening (Fig. 3d). This is a standard example of a perfect VHS at the Fermi level, where the hole-like conduction and electron-like conduction coexist. It is interesting to note that such a VHS is almost quantitatively reproduced by first-principles calculations considering the Ta substitution (Fig. 2d).
Superconducting state
After revealing the electronic structure by ARPES, we investigate the superconducting state by STM. The superconducting gap of CsV2.6Ta0.4Sb5 shows a U-like shape, where the gap gradually forms between −0.8 meV and −0.4 meV, and exhibits nearly zero conductance in the energy region near EF (Fig. 4e, g). This is distinct from that in the pristine CsV3Sb5 sample, where a V-shape superconducting gap is identified15 (Fig. 4f). To better understand the superconducting state of CsV2.6Ta0.4Sb5, quasiparticle interference (QPI) measurements have been carried out. When the energy is beyond the superconducting gap (e.g., −0.9 meV, Fig. 4i), the Fourier transform of the measured QPI image shows a clear resemblance to the simulation by autocorrelation of the proximate schematic of the Fermi surface (Fig. 4h), where scattering patterns from both V d-orbitals and Sb p-orbitals can be clearly identified. For example, the scattering wavevector Qp connecting the circular Fermi pocket around Γ (Sb p-orbitals, Fig. 4a) gives rise to a circle at the center of the scattering pattern (Fig. 4h), and the scattering wavevectors connecting Fermi surface sheets with V d-orbitals give rise to multiple flower-shape scattering patterns (Fig. 4h). It seems that the scattering patterns from the V d-orbitals vanish more rapidly than that from the Sb p-orbitals between −0.8 meV and −0.4 meV (Fig. 4i–k). In order to quantify the difference, QPI intensities for the V orbitals and Sb orbitals are integrated, respectively. The difference of the normalized QPI intensities \(\Delta g\) is shown as a function of energy (Fig. 4n, see Supplementary Fig. S15). This difference disappears when the superconductivity is suppressed by an external magnetic field (Fig. 4o). These results indicate that the V d-orbitals are more strongly suppressed than Sb p-orbitals between −0.8 meV and −0.4 meV. On the other hand, the V d-orbitals in the pristine CsV3Sb5 are primarily gapped by the CDW order, whereas the Sb p-orbitals remain gapless in the CDW state (Fig. 4c and Supplementary Fig. S9)31,34,35. Therefore, when the CsV3Sb5 enters the superconducting state from the CDW state, one would naturally expect that the gapless electron-like pocket with Sb p-orbitals can provide electron density of states for the pairing process (Fig. 4c). QPI measurements indicate that the Sb p-orbitals are involved in the superconductivity, although they may be influenced by multiple other orders in the pristine compound (Supplementary Figs. S17 and S18). We cannot rule out that the remnant V d-electrons inside the CDW gap may also contribute to Cooper pairs, but the VHS at ~20 meV below EF near the M point has little effect on the superconductivity (Supplementary Fig. S19).
Discussion
Next, we discuss the implications of our observations. A direct question is about the origin of the enhanced superconductivity in the Ta substituted compound. In principle, the substitution of V by Ta might induce a chemical strain in the sample. Nevertheless, we find that the substantially enhance Tc is special for the Ta substitution, which is not a universal property in the CsV3Sb5 system with the similar chemical strain (Supplementary Fig. S20). Therefore, we examine possible contributions from the unique electronic structure of the CsV2.6Ta0.4Sb5 sample. First, the electron-like band with Sb p-orbitals around Γ has little contribution to the substantially increased Tc. The electron-boson coupling on this band remains similar or becomes slight weaker with the Ta substitution (Fig. 2h, i). Second, the low energy states between the Γ and K points may potentially involve the pairing process, but they are almost identical in the CsV3Sb5 and CsV2.6Ta0.4Sb5 samples (Figs. 2a, b and 4a, c). Distinct from the above two observations, the superconducting Tc (gap) shows a clear relationship with the energy position of the VHS in various doped samples without competing orders, where the maximum Tc (gap) is associated with the VHS at EF [Fig. 3g, also see Supplementary Figs. S12–S14 for the comparison between a Ti substituted sample CsV3-xTixSb5 (x ~ 0.2), two Ta substituted samples CsV3-xTaxSb5 (x ~ 0.3 and x ~ 0.4) and surface doped samples]. These results have experimentally demonstrated that the suppression of competing orders in Ta substituted samples is insufficient to account for the record-high Tc, and a direct connection is established between the significantly enhanced superconductivity and the appearance of VHS at the Fermi level in the Ta substituted sample. Theoretically, a VHS perfectly aligned with the Fermi level can remarkably change the superconductivity at least via two routes. In a more traditional picture, where the Cooper pairs are formed by a bosonic pairing mechanism, the substantially enhanced density of states at the Fermi level by the VHS (Fig. 4b) would significantly enhance the superconductivity and increase the Tc (Supplementary Fig. S19). This cooperative mechanism between the bosonic pairing and the van Hove scenario5 works for both conventional electron–phonon coupling and other unconventional bosonic pairing. The second route is beyond the scenario of bosonic pairing. The rare coexistence of both electrons and holes at the VHS (Fig. 4b) can induce an attractive component of the Coulomb interaction for an unconventional electronic pairing. In this situation, the superconducting state of the CsV2.6Ta0.4Sb5 with a higher Tc would be fundamentally different from that of the CsV3Sb5 with a lower Tc. The van Hove scenario5 also echoes our STM result that the superconducting state of CsV2.6Ta0.4Sb5 is different from that of the pristine compound.
Our results can also shed new insights on the origin of the CDW order in CsV3Sb5. The driving mechanism of CDW in CsV3Sb5 has been primarily attributed to the Fermi surface nesting between VHSs32,37,40 or electron–phonon coupling31,41,42,43,44. Our measurements on CsV2.6Ta0.4Sb5 reveal a perfect Fermi surface nesting condition, because the VHS is located exactly at the Fermi level. However, the CDW order is absent in this compound (Fig. 1). These results strongly suggest that the charge order instability is not directly driven by the Fermi surface nesting between the VHSs at M points. Nevertheless, the CDW order and the VHSs are indeed closely related, evidenced by the significantly reconstructed VHSs in the CDW state of CsV3Sb510,11,13,36. In order to understand this issue, we have carried out first-principles calculations on the total energy of the CsV3Sb5 as a function of Ta substitution. In the pristine CsV3Sb5, the crystal structure with Inverse star of David (ISD) distortion is energetically favorable37. However, the total energy of the undistorted kagome structure becomes similar to that of the structure with ISD distortion when the Ta substitution level in CsV3-xTaxSb5 reaches x = 0.25. Then the undistorted kagome structure becomes energetically most favorable with higher Ta substitution level (see Supplementary Fig. S21). These results have almost quantitatively explained the experimental observation that the CDW order in CsV3-xTaxSb5 disappears at high Ta substitution levels with a transition between x = 0.24 and x = 0.3. As for the origin of the energy change, it would be interesting to consider a cooperative mechanism. In order to lower the total energy of the material system, multiple electronic instabilities are favored by the VHSs, but one of them may dominate if triggered by another interaction. Future experiments are stimulated to verify the proposed mechanism and understand how the tuning knob works for the competing or intertwined orders in kagome superconductors.
Methods
Sample growth and characterizations
Single crystals of Ta and Ti substituted CsV3Sb5 were grown by the self-flux method6,7. The crystal structure was examined by X-ray diffraction (XRD) and the element substitution levels were determined by energy-dispersive X-ray spectroscopy (EDS).
ARPES measurements
Synchrotron-based ARPES measurements were performed at Beamline 5-2 of the Stanford Synchrotron Radiation Lightsource (SSRL) of SLAC National Accelerator Laboratory with a total energy resolution of ∼10 meV and a base pressure of better than 3 × 10−11 torr. ARPES measurements were also carried out at our lab-based ARPES system with a total energy resolution of ~7 meV and a base pressure of better than 7 × 10−11 torr. All samples were cleaved in situ and measured with fresh cleaving surfaces. The Fermi level was determined by measuring the polycrystalline Au in electrical contact with the samples. Unless otherwise noted, the Fermi surface and band structure of the CsV3Sb5 and Ta substituted CsV3Sb5 samples were measured with the same experimental conditions for the direct comparison.
STM measurements
STM measurements were carried out using a customized UNISOKU USM1300 microscope, equipped with a magnetic field up to 11 T that is perpendicular to the sample surface. The electronic temperature is 0.62 K (the energy resolution is about 0.15 meV) at a base temperature of 0.42 K, calibrated using a standard superconductor, Nb crystal. Non-superconducting tungsten tips fabricated via electrochemical etching were annealed in ultrahigh vacuum and calibrated on a clean Au(111) surface. All samples were cleaved in situ at ~10 K and transferred immediately into the STM chambers for measurements. As Sb-terminated surface provides a direct window to study the momentum-resolved structure of the V kagome bands compared to the Cs-terminated surface14,15, our STM measurements are focused on the large-scale, clean Sb surfaces of both CsV2.6Ta0.4Sb5 and CsV3Sb5 for comparison. Unless otherwise noted, the dI/dV maps were acquired by a standard lock-in amplifier at a modulation frequency of 973.1 Hz. To remove the effects of small piezoelectric and thermal drifts during the acquisition of dI/dV maps, we apply the Lawler-Fujita drift-correction algorithmon45, which aligns the atomic Bragg peaks in STM images to be exactly equal in magnitude and 60° apart.
First-principles calculations
First-principles calculations were performed by using the projected augmented-wave method46 as implemented in the Vienna ab initio simulation package (VASP)47,48. The exchange-correlation interaction was treated with the generalized gradient approximation (GGA) of the Perdew–Burke–Ernzerhof type49. The kinetic energy cutoff and energy threshold for convergence were set to be 520 eV and 10−6 eV, respectively. The zero-damping DFT-D3 method was used to treat the van der Waals correction50. To simulate the Ta substituted system, a 2 × 2 × 1 supercell was constructed, the lattice constants a = b = 5.4949 Å, c = 9.3085 Å were used (see Supplementary Fig. S22). To directly compare the band structure of the supercell with experiment measurements, we performed band unfolding calculations by using the effective band structure method51,52 as implemented in VASPKIT codes53.
Data availability
The raw data generated in this study are provided in the article and the supplementary materials.
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Acknowledgements
We thank K. Jiang, J.-J. Ying, Z.-Y. Wang, T. Wu, and R. S. Markiewicz for useful discussions. We thank X.-H. Han, Y.-H. Ye, J.-Y. Zhao, X.-G. Liu, L.-P. Nie, and T. Wu for their help in the experiments. The work at University of Science and Technology of China (USTC) was supported by the National Natural Science Foundation of China (Nos. 52273309, 12074358, 52261135638, 11974327, and 12004369), the Fundamental Research Funds for the Central Universities (Nos. WK2030000035, WK3510000012, WK3510000010, WK2030020032), the Innovation Program for Quantum Science and Technology (Nos. 2021ZD0302800, 2021ZD0302802), the Anhui Initiative in Quantum Information Technologies (No. AHY170000) and the USTC start-up fund. The work at Beijing Institute of Technology was supported by the National Key R&D Program of China (Grant No. 2020YFA0308800), the Natural Science Foundation of China (Grant No. 92065109), the Beijing Natural Science Foundation (Grant Nos. Z210006, Z190006), and the Beijing Institute of Technology (BIT) Research Fund Program for Young Scholars (Grant No. 3180012222011). Z.W. thanks the Analysis & Testing Center at BIT for assistance in facility support. The work at Institute of Physics was supported by the National Natural Science Foundation of China (61888102, 52022105) and the Key Research Program of Chinese Academy of Sciences (ZDBS-SSW-WHC001). Use of the Stanford Synchrotron Radiation Lightsource, SLAC National Accelerator Laboratory, is supported by the U.S. Department of Energy, Office of Science, Office of Basic Energy Sciences under Contract No. DE-AC02-76SF00515. M.H. and D.L. acknowledge the support of the U.S. Department of Energy, Office of Science, Office of Basic Energy Sciences, Division of Material Sciences and Engineering.
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J.H. and Z.W. initiated the research. J.L., Y.Y., Z.W., H.L., Z.X., and X.C. grew and characterized the crystals. Y.H., S.D., Z.L., and Z.Q. performed the theoretical calculations. H.C., Z.H., H.Y., and H.-J.G. carried out the STM measurements and the QPI simulations. Y.L., L.H., B.W., and J.S. performed the ARPES experiments with guidance from J.H. and help from D.L., M.H., S.P., Z.W., Y.M., X.S., and Z.O. Y.L. analyzed the data. J.H. and Y.L. wrote the paper with inputs from all authors.
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Luo, Y., Han, Y., Liu, J. et al. A unique van Hove singularity in kagome superconductor CsV3-xTaxSb5 with enhanced superconductivity. Nat Commun 14, 3819 (2023). https://doi.org/10.1038/s41467-023-39500-7
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DOI: https://doi.org/10.1038/s41467-023-39500-7
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