Abstract
Patient-specific surgical guides are increasingly demanded. Material Extrusion (ME) is a popular 3D printing technique to fabricate personalized surgical guides. However, the ME process usually generates deleterious surface topography which is not suitable for orthopaedic emergencies. We designed and optimized parametric combinations of a laser polishing approach as post process to improve the surface quality of ME-made poly-lactic acid (PLA) objects. In this study, we investigated the contribution of processing variables to the mechanical properties and the biocompatibilities in vitro of the ME-made PLA objects. Conventional surface grinding was conducted as comparison. The results demonstrate that the ME-made PLA samples exhibit good mechanical properties and favourable biocompatibility after being post processed using laser polishing. The post laser polishing, as a powerful tool in manufacture of ME-made PLA objects, will open a new approach with a great promise in its applications in personalized and timely management of medical emergencies.
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1 Introduction
Orthopaedic implants and surgical guides are usually standardized products that are categorized into a limited number of sizes to fit all patients [1]. However, bone geometrical and structural parameters and the complexity of a traumatic injury or joint reconstruction vary individually [2, 3]. Consequently, the geometric mismatch between a surgical device and individual bone increases the possibility of nerve roots or visceral damage [4, 5], biomechanical disadvantages [6], implant mobility and loosening [7], and implant failure [8]. Good fitting accuracy of implants or surgical guides will reduce the risk of body rejection and complications, and influence on the osseointegration at the interface between bone and implants after surgery, which will largely improve clinical outcomes. Therefore, customized patient-specific medical implants with an accurate implant configuration and appropriate implant placement have become attractive [9]. Likewise, patient-specific surgical guides are increasingly demanded, particularly by orthopaedic surgeons worldwide in planning their surgeries and improving the accuracy during their performances [10].
Three-dimensional (3D) printing, a modern additive manufacturing technology, emerges as asimple and feasible solution to the manufacturing issue related to medical devices that are highly demanded by medical field, particularly in orthopaedic emergencies because it buildspatient-specific models and fabricate surgical guides and implants. To date, material extrusion (ME) is the most commonly used and the most accessible 3D printing technology for customized medical applications [11]. A hot-end tip extrudes melted material filament which solidifies at the designated spatial position of a proposed 3D model. This technique allows physical fabrication from a computer-aid-design (CAD) model at a relatively low cost [12].
Poly-lactic acid (PLA) is one of the most commonly used thermoplastic materials in ME printing which has been shown to have sufficient geometrical accuracy [13], strength resistance and good biocompatibility in vitro [14, 15]. ME prototypes have been used successfully as guiding instruments to assist surgical procedures [16,17,18]. However, a number of limitations still exist. Research showed that the ME process changes the chemical properties of the original PLA, making it more susceptible to degradation in physiological conditions [19]. Such PLA objects exhibit a rough surface topography, specifically a staircase surface texture with a low directional resolution [20, 21]. Surface roughness of a bio-material is essential to its mechanical strength and cell growth [22]. Poor surface quality of the ME-made PLA parts that contains the deleterious staircase structure constrains their application as a final product for medical applications. Other than improving the surface quality by optimizing the processing parameters [23, 24], post surface treatment reduces the deleterious staircase surface characteristics of ME products, which can be directly quantified by a reduction of surface roughness. Studies have investigated different post processing methods for improving surface quality of the ME products [25, 26], such as barrel finishing, vapour smoothing and chemical etching techniques [27, 28]. These methods are currently offering available options for post surface processing on the ME-made PLA parts. However, the disadvantages, such as chemical contamination, high production cost and long processing time length make them impractical to the use in emergent medical situations, like trauma management.
Laser scanning for post polishing of metal 3D printing prototypes has been widely used [29, 30]. Although the laser treatment usually applies on polishing of flat surface because of its technical nature, the laser polishing is greatly desired for medical device manufacturing because it possesses contactless and wearless machining abilities and penetrates material surface to polish the inner structure [31,32,33]. Our laboratory and other researchers developed a novel laser polishing method on polymer 3D printed object, and conducted preliminary studies [34, 35]. Although researchers have reported the mechanical strength of PLA composite with or without laser polishing, the mechanical and biocompatible behaviours of laser post processed ME-made PLA object have not been fully investigated [36, 37]. Its feasibility on orthopaedic application remains unknown. In this study, we explored the contribution of processing variables to the mechanical properties and biocompatibilities of ME-made PLA and identified the optimal set of laser scanning parameters. Conventional mechanical grinding was conducted as comparison. We expect to provide comprehensive experimental evidence to support the post laser polishing as a powerful tool in manufacture of ME-made PLA objects for the use in personalized and timely management of medical emergencies.
2 Material and methods
2.1 3D printing
As demonstrated in Fig. 1, the 3D model contains three different parts to fill in a solid material. The first part is a brim, i.e. fringe of a model at each layer, where the extruder scans. The second part is infill, in which the inside area of the model is filled by a proposed pattern and density. The third part is a supporting structure which refers to the features that do not exist in the 3D model, but support the upper layer to maintain its spatial position. The 3D model was designed using Solidworks (Dassault Systemes SA, France), and were converted to.stl file to be recognizable by the 3D printer. The slicing strategy was generated using the software Simplify3D (Simplify3D, OH, USA). To examine the mechanical properties of the ME-made PLA objects and post processed with the laser scanning, we designed model geometries based on the requirements of International Organization for Standardization (ISO). We prepared samples for tensile and compression tests and flexural properties under the defined conditions according to the standards of ISO 527 [38], ISO 604 [39], and ISO 178 [40], respectively. In addition to the mechanical tests, we also prepared sample discs for in vitro biocompatibility test at 12 mm radius and 1.5 mm thickness, with a surface area of 1.02 cm2. These parameters were determined according to ISO 10,993–5 [41], including the requirement of a ratio between the size of test sample and density of cell seeding. This study focuses on the mechanical and biocompatible comparison of post treated samples, thus the influence of complex sample geometry is not discussed.
We used an aluminium frame reinforced self-assembly deltabot ME 3D printer to manufacture PLA components for surface polishing experiments. We selected white PLA filaments with a 1.75 mm (Sunhokey-tec, Guangdong, China) as stock materials owing to their good thermal performance and environmentally friendly nature. During ME process, samples for mechanical testing were oriented flatly and for interlayer bonding were oriented vertically. Parameters were set as 195 ℃ extrusion temperature and 60 ℃ bed temperature, 60 mm/s printing speed, 70% infill density and rectilinear infill pattern with double brim. In contrast, samples for biocompatibility testing were printed vertically and made in 100% solid infill to avoid hollow interior. All models were sliced at 0.25 mm layer thickness.
2.2 Post processing using laser scanning
We used a 40 W laser scanning machine (King Rabbit HX-40A, Shandong, P.R. of China) and a mechanical grinding machine to prepare the test samples. To achieve shallow melt regime on the surface, we used a set of the parameters of laser polishing treatment at 3 W output power, 0.025 mm scan line gap, 30 ms delay between pulses, and 150 mm/s scan speed as previously described [35]. A square area that fully covered the sample was scanned by laser and each laser pulse scanned along the short side. Samples were post processed at all sides of faces. A 700 grit sandpaper was applied with water as lubricant at a rotation speed of 150 r/min for mechanical surface grinding. Although the manually controlled grinding pressure could hardly be quantified to a standard procedure, we optimised and set the grinding duration at 40–50 s/corresponding side. A grinding depth of 0.25 mm was achieved at each side.
2.3 Validation of surface roughness
A Wyko NT1100 optical profiler (Veeco, AZ, USA) was used to determine the surface roughness (\({\mathrm{S}}_{\mathrm{a}}\)) (µm) of the ME-made PLA samples before and after post surface treatment [42], shown below:
The effectiveness of the topography optimization was evaluated by the roughness reduction of surface (%), shown below:
An area of 1.3 × 0.9 mm2 that contained over 5 layers of waviness on each sample was scanned to calculate the overall surface roughness. The same area of scan was applied on measuring the grinded samples that had no obvious waviness.
2.4 Mechanical properties
An Instron mechanical tester (Instron®4505, MA, USA) was employed for investigating tensile, compression and flexure properties of the PLA parts at room temperature, 23 °C and 50% relative humidity according to the standards of ISO 527. To quantify mass loss during the laser polishing treatment, the samples were weighted before and after the post processing on an electronic balance with an accuracy of 0.0001 g. In tensile test, velocity was 5 mm/min and the specimen was loaded until it was broken with a load cell of 5 kN. In compression test, cross-sectional dimensions after post processing were measured using a 50 kN load cell and velocity at 1.3 mm/min. We used the same load cell for flexural test at a speed of 2 mm/min. The three point bending method was used, with a load cell of 5 kN and a speed of 2 mm/min, to calculate the flexural modulus.
2.5 Biocompatibility testing
We further investigated cytotoxicity of the various ME-made PLA samples in vitro by culturing bone cells on their surface [41]. Three groups of PLA disks were used in this study, i.e. laser scanning polished, as-printed and mechanical grinded discs (control groups). Sample discs were immersed in deionized water for ultrasonic cleaning for 20 min, and irradiated with UV light for 30 min on each side for further use.
Human primary osteoblast cells (OBs), human osteoclast cells (OCs) and human Saos-2 cell line supplied by ECACC (Sigma, Melbourne, Australia) were used in in vitro cytotoxicity test. The human primary OBs were derived from normal human trabecular bone specimens as we previously described with mild modifications [8], with the permission of the Australia Capital Territory (ACT) Health Human Research Ethics Committee (Ref. ETH.9.07.865). To assess whether the different material discs influence on OB cell growth, the cells were seeded at a density of 5 × 103 cells per well in 1 mL of cell culture medium in 24-well plate containing discs. The cells were cultured at 37 °C, 5% CO2 for 3 days before were measured for cell density. The experiments were performed at triplicates in each sample group. At the end point, the cells were washed, trypsinized, and resuspended in cold PBS. The cells were counted using Vi-CELL™ Cell Viability Analyser (Beckman Coulter, IN, USA). Cell numbers represented the quantity of surviving cells on each disc.
The human OCs were induced from “buffy coat” (a 42-year-old male volunteer) provided by Australian Red Cross Blood Service with approval from Human Research Ethics Committee of Australian National University (Ref. 2014/253). Peripheral blood mononuclear cells (PBMCs) were separated from the buffy coat as we descripted previously [43], and approximately 2.5 × 105 cells were placed in a well of 12-well plate containing the sample disc in 1 mL of OC conditional culture medium. The medium is a α-MEM based with supplements of 10% FCS and antibiotics, 10 × 10–9 M dexamethasone Sigma-Aldrich, Australia), 25 ng mL-1 human M-CSF (Merck Millipore, Australia), and 10 × 10–9 M 1,25(OH)2D3 (Sigma-Aldrich, Australia). Cell culture medium was refreshed every 2 days. The OC inductive medium supplemented with recombinant human RANKL (Merck Millipore) at 50 ng mL-1 was used and the induced OCs were measure at the day 8 of culture. In the Vi-CELL™ Cell Viability Analyser, we set 70 µm filter for cells selected as induced matured/prematured OCs. Three independent experiments were performed by two independent researchers.
2.6 Statistical analysis
Experimental data were analysed using software Graphpad Prism7.0 (GraphPad Software, Inc. CA, USA). Student t-test was performed to analyse differences between two means in the experiments. Data is Gaussian distribution without equal standard deviations (SDs) for unpaired comparison. Welch’s correction was applied. The statistical significance was set at p ≤ 0.05. Three to six replicates of each experiment were performed.
3 Results and discussion
3.1 Surface morphologies of post treatment
Surface roughness of FDM-made PLA samples polished by laser scanning and grinding are shown in Table 1. The laser scanning reduced 47% surface roughness and the grinding 94%. We noted that the surface roughness reduction was not as much as that on laser polishing metal material, laser treatment of polymer still has great potential when it attract more researchers. The profiles of cross-sectional surfaces are shown in Fig. 2. As-printed PLA surface and laser treated surface present a heterogeneous character. We noted that laser scanning evaporated a thin layer of surface material in Figs. 2a, b. We further measured the height difference of a single layer between as-printed area and laser scanned area in Fig. 2c, the later showed a surface roughness at 9.78 µm. We found that the laser evaporated area declined 24.18 ± 4.28 µm compared to that of as-printed (n = 5 per group). The result indicates that parameters of laser polishing treatment that we set for this project induced ignorable material evaporation.
In this study, only the flat surfaces were laser treated due technology and equipment limitation. Studies reported successful applying laser surface treatment onto curved or complex surface geometry. We planned further investigation about the influence of different sample geometries on laser polishing outcome [44, 45]. It worth to note that a sample at high area-volume ratio may not be suitable to apply laser processing method to improve the surface quality, such as lattice structure. Although the geometry is rare in surgical guide design, an alternative surface treatment method might be required, such as vapour smoothing [28].
3.2 Influence of laser polishing on tensile stress
Slight weight reduction is a common phenomenon after post surface processing. In this study, we measured the weight of samples from all groups and found that both laser and grinding treatments reduced the weight of samples as showed in Table 2. Next, we compared the tensile properties of laser treated samples to that of as-printed and grinded samples as showed in Table 2. There was no significant difference in tensile strain and Young’s modulus at break in the samples post processed either using laser polishing or grinding when compared with the as-printed samples. Even though the weight of samples was reduced by laser treatment from 7.52 to 6.98 g (7.18%), the ultimate tensile stress (UTS) was not significantly influenced (p > 0.05).
Technical schematic diagrams are presented in Fig. 3a, which demonstrates samples geometry, post treated faces, and force direction. The stress–strain curves of the as-printed, laser treated, and grinded samples are shown in Fig. 3b and experimental setup is presented in Fig. 3c. The morphologies of interlayer breaks are shown in Fig. 3d. The laser treated samples had slightly higher UTS than that of the grinded samples at break as presented by red and blue curves, respectively, in Fig. 3b. Our results suggested that the tensile performance is, to some extent, related to the thickness of outer shell of sample. This is agreed with the results by Bagsik et al. who found that the tensile stress of samples build up in the side direction were higher than the one build up in the flat direction [46]. The higher tensile stress may also be a result of more build-in shell material along the force direction. This is also ascribed to the low adhesion strength between layers. Further interlayer bonding experiments validated that a more uniformed surface makes the object less likely to break at the binding interface between layers, i.e. isotropic surface at low surface roughness. In Fig. 3d, the as-printed sample showed clear border where layers bonded and then broke along. The laser treated sample had flatter waviness, and the border was less clear, but the stress concentration was not reduced. As shown in Table 2, there was no difference between as-printed and laser treated samples (p = 1.00), and between as-printed and grinded samples (p = 0.06). The raster infill structure can be improved in the software algorithm to change the mechanical property to be suitable for a specific load bearing task [47]. It is worth to note that comparing to the strength of polypropylene which is also widely applied in medical device fabrication, laser treated ME-made PLA samples showed 19.82% higher UTS than that of pure polypropylene samples [48]. This provides supporting evidence to the potential of the proposed surgical guide application.
3.3 Laser polishing achieved favourable compressive stress
To understand the mechanisms that laser treatment achieved a favourable compressive stress, we further investigated the factors, which could be related to compressive stress, such as weight, deformation morphologies of samples’ surface, and infill density. Both post treatments generally reduced the ultimate compressive stress (σB) compared with that of as-printed samples as shown in Fig. 4b. As we can see from Table 3, the samples in as-printed group presented the maximum stress. The reduction of maximum σB might due to the weight loss during the post processing. The dimensional reduction by surface treatment reduced cross-sectional area. However, it was not sufficient to compensate the decline of compressive stress. This might be an explanation of the σB reduction. In addition, there was no statistically significance difference between groups on compressive strain when the samples were broken (p > 0.05), regardless of whether the samples were with or without post processing.
Interestingly, we also noted that the deformation morphologies of the samples are different as shown in Fig. 4c. In addition to the Young’s Modulus of interlayers that the anisotropic surface is lower than the isotropic surface, this is a further evidence of weak adhesion between the layers when there was no solid infill density. Compressive behaviour in this study is also different from that of a solid material test reported by other researchers [46], in which a break caused by shear strain can be found. This is because our study reduced infill density from 100% solid to 70% to fabricate the samples, which consumed a shorter manufacturing time.
3.4 Influence of post treatment on flexure stress
We further analysed differences in flexural modulus, flexural stress and flexure strain of ME-made PLA samples post treated using laser and grinding. The laser treated samples demonstrated similar results to the as-printed samples in the flexure test, while the grinded samples exhibited brittle fracture in Fig. 5b. As presented in Table 4, laser treated samples showed no difference in all parameters compared with those of as-printed samples at break (p > 0.05). The grinded samples reached brittle fracture as we reported in the last section, but the weight reduction in the samples grinded was in an acceptable range (5%).
However, there is no significant increase on flexure strain at break when samples were post grinded, which was calculated from the deflection correspondent to the maximum load. As shown in Fig. 5b, we noted that the stress–strain curves of grinded samples (blue curves) declined dramatically at a short deflection. We infer that the heterogeneity surface, surface at high roughness in this study, reduces the overall rigidity of PLA samples. Therefore, we can conclude that the smoother surface influenced on the flexural capacity of object.
3.5 Laser polishing had less reduction of mechanical properties
There is no statistical difference in Young’s Modulus, flexural modulus, and flexure stress at break. Grinding reduced tensile stress and compressive stress with deformed samples, and laser treatment reduced compressive stress at break. We calculated the reduction of mechanical properties from Table 2, 3, 4. Among all mechanical tests of laser treated samples, a maximum of 17.24% stress reduction at break was found (compression from 16.02 to 13.26 MPa), with an average reduction of 9.40%. Ultimate compression stress was sensitive to the post laser treatment that has statistical reduction (p < 0.05). Tensile strength and flexure property on average only reduced 7.41% from 28.47 to 26.36 MPa and 3.56% from 56.89 to 54.87 MPa after laser processing, respectively. In comparison, grinding reduced 16.30% ultimate compressive stress from 16.02 to 13.41 MPa (p > 0.05), 22.95% UTS (from 28.47 to 21.94 MPa), and 6.00% flexural stress at break from 56.89 to 53.48 MPa, which on average 5.68% lower than that of laser polished samples.
We infer that the post surface treatment made the object more likely to break under compression, and varying material weights might significantly influence the tensile property. However, the resistance to deformation was statistically no difference as shown in all strain analyses. It was reported and experimentally validated that the E-modulus value of ME-made PLA falls within the range of trabecular bone (0.76–10 GPa) and within the lower limit of cortical bone (3.3–20GPa) [49]. The stiffness of PLA was also suitable for maxillofacial applications [14]. For a surgical guidance that requires geometrical accuracy, we recommend to use laser scanning as a post treatment for a better surface quality. However, if tensile functionality is primarily desired, it is more suitable to use an as-printed object without surface treatment, as long as a smooth surface is not highly required. A more accurate conclusion might be gained by expanding the sample size in further study.
3.6 Laser polishing demonstrated preferable biocompatibility
We next investigated the influence of laser polishing on the biocompatibility of ME-made PLA samples. After being cultured for 3 days, the cell densities of primary OB cells were analysed and compared among groups. As presented in Fig. 6a, although a slightly higher cell density was observed in laser scanning group than that of as-printed and grinding groups, there was no statistical significance when the laser scanning group was compared to the as-printed and the grinding groups (p = 0.489 and p = 0.401, respectively). From Fig. 6b, we observed that the laser scanning group has no statistically significant influence on Saos-2 cell proliferation compared to the as-printed (p = 0.058) and grinding (p = 0.084) groups. In contrast, analysis based on the cell density revealed a significant decrease in Saos-2 cells on the surface of grinded samples compared to that of as-printed samples (p < 0.05), which might be owing to the surface roughness of grinded samples. These results demonstrate that the samples treated by our designed laser processing parameters are favourable to the growth of bone forming cells. Figure 6c presents the influence of samples tested on the maturation of human OC cells. The laser scanning group showed no inhibition in the maturation of primary OCs compared to as-printed and grinding groups (p = 0.074 and 0.992, respectively). Those results provide evidences supporting our hypothesis that surface roughness of laser post treated PLA has no toxic effect on either OB or OC cells. The material surface which possesses such a biocompatibility is ideal for use as an intra-operative guidance material in trauma and orthopaedic surgeries.
4 Conclusion
We developed a laser surface scanning for the post processing on ME-made PLA samples and demonstrated that the processed PLA samples exhibited good mechanical properties and favourable biocompatibility. Although no conclusive report, by our knowledge to date, has suggested laser method would be applied to the post surface polishing on the ME-made PLA objects, laser post processing can be a useful option to decrease the processing time in fabricating surgical guides for orthopaedic surgery.
We are planning to conduct further study on validating more properties of laser treated ME samples using different characterizing strategies, and comparing the outcome to other post treatment methods.
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Acknowledgements
Authors are thankful to Mr. Khu Vu in the Research School Physics, and Dr. Zbigniew Stachurski, Chao Hu and Bobin Xing in the Research School of Engineering at the Australian National University for the technical assistance. This work was Australian Orthopaedic Association Research Foundation AOARF2017.
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Chai, Y., Chen, XB., Zhang, D. et al. Laser polished fused deposition poly-lactic acid objects for personalized orthopaedic application. SN Appl. Sci. 2, 1838 (2020). https://doi.org/10.1007/s42452-020-03637-7
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DOI: https://doi.org/10.1007/s42452-020-03637-7