Abstract
The aim of this paper is to study the algebraic structure of the space \(R(\Gamma _{n,m})\) of representations of the torus knot groups, \(\Gamma _{n,m}=\left\langle x,y:x^{n}=y^{m}\right\rangle\), into the linear special group \(SL(2,{\mathbb {C}})\).
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1 Introduction
Knot theory is understood as the study of the equivalence classes of embeddings of the circle \(S^1\) or the disjoint union of m copies of \(S^{1}\) into \(S^{3}\), considered up to ambient isotopy of \(S^3\). A torus knot is a knot isotopic to one that lies on the boundary \(\partial (V)\) of an unknoted solid torus \(V\subset S^{3}\). A knot \(K\subset S^{3}\) is said to be hyperbolic if \(S^{3}\setminus K=\mathbb {H}^{3}/\Gamma\), where \(\mathbb {H}^{3}\) is the hyperbolic 3–space and \(\Gamma\) is a discrete, torsion-free subgroup of Iso\(^{+}(\mathbb {H}^{3})\), isomorphic to the fundamental group \(\pi _1(S^{3}\setminus K)\) of the knot complement \(S^{3}\setminus K\).
R. Riley studied the geometry of knot complements throughout representation theory in which he considered \(SL(2,{\mathbb {C}})\)-representations and used the theory of Haken manifolds to prove that the complement of the figure-eight knot is homeomorphic to \(\mathbb {H}^{3}/\Gamma\), where \(\Gamma\) is a Kleinian subgroup of \(PSL(2,{\mathbb {C}})\), see [36] and [35]. Following this line, Riley also proved that many other knots are hyperbolic and he conjectured that the knots that are neither torus knots nor satellite knots are hyperbolic knots, see [37]. Riley’s work prepared the setting for Thurston’s geometrization conjecture. In the 80’s W. Thurston in [42] showed that every knot in \(S^{3}\) is either a torus knot, a satellite knot or a hyperbolic knot.
It is well known that torus knots complements do not support an unique hyperbolic geometry, because it is not possible to get faithful representations of those groups that admit a presentation of the form \(\left\langle x,y:x^{n}=y^{m}\right\rangle\) into \(PSL(2,{\mathbb {C}})\) with Kleinian groups as their image. Despite that, in this paper we study representations of torus knot groups into \(SL(2,{\mathbb {C}})\), and among other things, we give a simple proof of the fact that the image of any \(SL(2,{\mathbb {C}})\)-representation \(\varphi\) of \(\pi _1(S^{3}{\setminus } K_{n,m})\) has torsion elements. Thus, a natural question arose, what type of topological space \(\mathbb {H}^{3}/\Gamma\) is, where \(\Gamma =\varphi (\pi _1(S^{3}\setminus K_{n,m}))\). On the other hand, the complement of a torus knot \(S^{3}\setminus K_{n,m}\) can be decomposed into pieces \(M_1,\cdots , M_k\) such that each of them have one of the eight types of geometric structure, this decomposition is studied from an irreducible decomposition of the \(SL(2,{\mathbb {C}})\)-representation affine space \(R(\Gamma _{n,m})\) of \(\Gamma _{n,m}:=\pi _1(S^{3}\setminus K_{n,m})\), in this way it is of great interest to get a complete characterization of these irreducible components of \(R(\Gamma _{n,m})\). We know that the structure of the representation variety \(R(\Gamma _{n,m})\) and the character variety \(X(\Gamma _{n,m})\) have been widely studied and determined in many references, for example, in [28], Muñoz and Porti give a geometric description of the character variety \(X(\Gamma _{n,m})\) of \(\Gamma _{n,m}\) into \(SL(2,{\mathbb {C}})\), \(GL(2,{\mathbb {C}})\) and \(PGL(2,{\mathbb {C}})\), in [16], Liriano computes the dimension of \(R(\Gamma )\), where \(\Gamma\) is an one-relator group with presentation \(\left\langle x_1,\cdots , x_n,y \mid w(x_1,\cdots ,x_n)=y^{k}\right\rangle\), \(w(x_1,\cdots ,x_n)\) is a word in the free group \(F(x_1,\cdots ,x_n)\) and \(k\ge 2\), thereby, he proves that the dimension of \(R(\Gamma _{n,m})\) is 4, see [16, Theorem 0.4], also in [17], he provides a formula to compute the number of four-dimensional irreducible components of \(R(\Gamma _{n,m})\); following this line J. Martín-Morales and A. M. Oller-Marcen, in [22], give a complete description of the character variety \(X(\Gamma _{n,m})\) and they prove that it is possible, in most cases, to recover n, m from \(X(\Gamma _{n,m})\). Moreover, in [23], they compute the total number of irreducible components of \(R(\Gamma _{n,m})\) and their corresponding dimension, extending, in this way, the work of S. Liriano. It is appropriate to emphasize here that they do not get such number from an explicit decomposition, but instead, by using a topological result and a well known irreducible decomposition of the character variety \(X(\Gamma _{n,m})\). Thus, as we note, there are a lot of important results in this line. In addition, in this paper, we give a description of the matrices and the explicit changes of basis of the representation variety \(R(\Gamma _{n,m})\). We also yield a complete characterization of reducible and irreducible \(SL(2,{\mathbb {C}})\)-representations of torus knot groups; see also [29] and [30], and several results in order to compute, explicitly, non-abelian representations of torus knot groups. We also prove that the abelian representations in \(R(\Gamma _{n,m})\) define an affine algebraic set that is a closed subset of the variety representation \(V(J_{n,m})\) of \(\Gamma _{n,m}\), endowed with the Zariski topology. Thus, the non-abelian representations in \(R(\Gamma _{n,m})\) correspond to open subsets of \(V(J_{n,m}).\) We denote by \(A(\Gamma _{n,m})\) the abelian representations and by \(N(\Gamma _{n,m})\) the non-abelian representations, then, \(R(\Gamma _{n,m}) = A(\Gamma _{n,m})\cup N(\Gamma _{n,m})\). We decompose these two subsets as a disjoint union of open sets. On the other hand, we obtain a decomposition of \(R(\Gamma _{n,m})\) into closed subsets just by taking closures. Since, \(A(\Gamma _{n,m})\) is a closed set, we have that \(R(\Gamma _{n,m})=A(\Gamma _{n,m})\cup \overline{N(\Gamma _{n,m})}\). It is well known that every abelian representation of \(\Gamma _{n,m}\) in \(SL(2,{\mathbb {C}})\) is reducible. Because \(\overline{N(\Gamma _{n,m})}=\overline{N_I(\Gamma _{n,m})} \cup \overline{N_R(\Gamma _{n,m})}\), where \(N_{I}(\Gamma _{n,m})\) and \(N_{R}(\Gamma _{n,m})\) denote the set of non-abelian irreducible and reducible representations, respectively, of \(\Gamma _{n,m}\), and \(\overline{N_R(\Gamma _{n,m})}\subset \overline{N_{I}(\Gamma _{n,m})}\), we conclude that \(R(\Gamma _{n,m})=A(\Gamma _{n,m})\cup \overline{N_{I}(\Gamma _{n,m})}\),, see [24] for more details. We also find the irreducible components of \(R(\Gamma _{n,m})\) and some of their ideals. We prove that the closed subset \(A(\Gamma _{n,m})\) is irreducible. Since the set of non-abelian representations in \(R(\Gamma _{n,m})\) can be decomposed as a disjoint union of the set of reducible non-abelian representations and the set of irreducible non-abelian representations, we also study the irreducible components of each of these subsets. In the last section we use that decomposition in order to present a complete description of the character variety \(X(\Gamma _{n,m})\) of the group of torus knots.
2 Definitions and motivation
The set of Möbius transformations \(f(z)=\frac{az+b}{cz+d}\), where \(a,b,c,d \in {\mathbb {C}}\) and \(ad-bc\ne 0\), acting on \({\mathbb {C}}_{\infty }={\mathbb {C}}\cup {\infty }\) is denoted by \(\mathcal {M}_{{\mathbb {C}}}({\mathbb {C}}_{\infty })\). This set is a group under composition of transformations. On the other hand, let the matrix group of \(2\times 2\) non singular matrices with determinant one be denoted by
Then, we have the homomorphism \(\pi : SL(2,{\mathbb {C}})\rightarrow \mathcal {M}_{{\mathbb {C}}}({\mathbb {C}}_{\infty })\), where
has kernel \(\{\pm I\}\), and provides a natural identification between \(\mathcal {M}_{{\mathbb {C}}}({\mathbb {C}}_{\infty })\) and \(PSL(2,{\mathbb {C}}):=SL(2,{\mathbb {C}})/{\pm I}\).
In this paper, the trace and transposed of the matrix A are denoted by tr(A) and \(A^t,\) respectively. The following definition comes from the correspondence between \(SL(2,{\mathbb {C}})\) and the group of Möbius transformations \(PSL(2,{\mathbb {C}})\). A complete classification of matrices in \(SL(2,{\mathbb {C}})\) according to the value of the square of their trace can be found in [2, Theorem 4.3.4].
Definition 1
[2] Given a matrix A in \(SL\left( 2,{\mathbb {C}}\right)\) such that \(A\ne I\), it is said to be a parabolic matrix if \(tr^2(A) = 4\), A is said to be an elliptic matrix if \(tr^2(A) \in [0, 4)\), the matrix is said to be a hyperbolic matrix if \(tr^2(A) \in (4, \infty )\), and A is a strictly loxodromic matrix if \(tr^2(A)\not \in [0, \infty ).\)
Let G be a group. A representation of G on \(SL(2,{\mathbb {C}})\) is a group homomorphism \(\varphi :G\rightarrow SL\left( 2,{\mathbb {C}}\right)\). Two representations \(\varphi :G\rightarrow SL\left( 2,{\mathbb {C}}\right)\) and \(\varphi ':G\rightarrow SL\left( 2,{\mathbb {C}}\right)\) are said to be equivalent if there exists \(P\in SL(2,{\mathbb {C}})\) such that, for every \(g\in G\), \(\varphi (g)=P\varphi '(g)P^{-1}\).
Consider a finitely generated group G with finite presentation given by \(G= \left\langle x_1, x_2,\dots , x_n: r_1,r_2,\dots ,r_ m \right\rangle\). Then any representation \(\varphi : G\rightarrow SL(2,{\mathbb {C}})\) is completely determined by the n-tuple \((\varphi (x_1),\cdots , \varphi (x_n))\in SL(2,{\mathbb {C}})^{n}\) subject to the relations \(r_j(\varphi (x_1),\cdots , \varphi (x_n))=I\), for all \(j=1,\cdots , m\). Thereby, we define the subset V(G) of \(SL(2,{\mathbb {C}})^{n}\) as
Thus, using the natural embedding of \(SL(2,{\mathbb {C}})\) into \({\mathbb {C}}^4\), V(G) can be endowed with the structure of an affine algebraic set (the zero set of polynomials in \({\mathbb {C}}^{4n}\)). That is, V(G) is in bijection to the zero set in \({\mathbb {C}}^{4n}\) of the polynomials given by the matrix entries of the group relations \(r_j\) and by the determinant equal to one. Therefore, there exists a natural 1-1 correspondence between the set R(G), of representations of G on \(SL(2,{\mathbb {C}}),\) and the points of V(G) in which each representation \(\varphi :G\rightarrow SL\left( 2,{\mathbb {C}}\right)\) is identified with the point \((\varphi (x_1),\cdots , \varphi (x_n))\). From this correspondence, we refer to R(G) as the space of representations of G in \(SL(2,{\mathbb {C}})\) and also the algebraic variety. The space R(G) is well-defined in the following sense, for two finite sets of generators of G, the unique bijection between the corresponding spaces of representations which preserves the above identification is an isomorphism of algebraic sets, see [8], thereby, R(G) is well-defined up to isomorphism.
Definition 2
A representation \(\varphi :G\rightarrow SL\left( 2,{\mathbb {C}}\right)\) is called reducible if there exists a nontrivial subspace V of \({\mathbb {C}}^{2}\), such that for each \(g\in G,\) \(\varphi (g)(V)\subset V\). Otherwise, we say that \(\varphi\) is irreducible.
By definition, a representation \(\varphi :G\rightarrow SL\left( 2,{\mathbb {C}}\right)\) is reducible if all the matrices \(\varphi (g)\), \(g\in G\), have a common one-dimensional eigenspace. A representation is abelian if its image is an abelian subgroup of \(SL(2,{\mathbb {C}})\), and non-abelian otherwise. From [8, Lemma 1.2.1], every abelian representation \(\varphi :G\rightarrow SL\left( 2,{\mathbb {C}}\right)\) is reducible.
The character of a representation \(\varphi \in R(G)\) is the function \(\chi _{\varphi }: G\rightarrow {\mathbb {C}}\), such that \(\chi _{\varphi }(g)=tr(\varphi (g))\), the set of all characters \(\chi _{\varphi }\), \(\varphi \in R(G)\), is denoted by \(\chi (G)\). For each \(g\in G\), let \(\tau _g:R(G) \rightarrow {\mathbb {C}}\), with \(\tau _g(\varphi )=tr(\varphi (g))\). Let T be the ring generated by all the functions \(\tau _g\), for \(g\in G\). It was proved in [8, Proposition 1.4.1] that if \(h_1, \cdots , h_n\) are generators of G, then T is generated by the set of all functions \(\tau _{h_{i_1}h_{i_{2}}\cdots h_{i_k}}\), where \(i_1,\cdots , i_k\) are distinct numbers in \(\{1,\cdots , n\}\). Let \(g_1,\cdots , g_s\) be a set of elements of G such that, \(\tau _{g_1},\cdots , \tau _{g_s}\) generate T. Define the map \(t: R(G)\rightarrow {\mathbb {C}}^{s}\), by
and let \(X(G)=t(R(G))\). The proof of the following theorem can be found in [4, Theorem A] and [8, Corollary 1.4.5].
Theorem 1
X(G) is a closed algebraic set.
We also have that the function \(\Lambda : \chi (G)\rightarrow X(G)\), given by \(\Lambda (\chi _{\varphi })=t(\varphi )=(tr(\varphi (g_1)),\cdots , tr(\varphi (g_s)))\) is an injective function. In fact, let \(\varphi , \psi \in R(G)\) be two representations of G such that \(t(\varphi )=t(\psi )\), then \(\tau _{g_i}(\varphi )=\tau _{g_i}(\psi )\), for \(i=1,2,...,s\). Now, let \(f\in T\). Since \(\tau _{g_1},\cdots , \tau _{g_s}\) is a generating set of the ring T, then \(f=\sum \alpha _{n_1,n_2,...,n_s}\tau _{g_1}^{n_1}\cdots \tau _{g_s}^{n_s}\), where \(n_1,...,n_s\) are integer numbers and \(\alpha _{n_1,n_2,...,n_s}\) are complex numbers, such that \(\alpha _{n_1,n_2,...,n_s}=0\) except for a finite number of them. Given that \(\tau _{g_i}(\varphi )=\tau _{g_i}(\psi )\), for \(i=1,2,...,s\), then
Due to the fact that, for every \(g\in G\), \(\tau _g\in T\),
we have, \(\chi _{\varphi }=\chi _{\psi }\). Thereby, we identify the points of X(G) with the corresponding character, and so, X(G) is called the space of characters of the group G and \(t(\varphi )=\chi _{\varphi }\), \(\varphi \in R(G)\). The space X(G) does not depend, up to canonical-isomorphism, of the generating set of the ring T, so X(G) is well-defined. See [8] for more details.
Proposition 2
[8, Proposition 1.5.2] If \(\varphi\) and \(\varphi '\) are irreducible representations of G in \(SL(2,{\mathbb {C}})\). Then, \(\varphi\) and \(\varphi '\) are equivalent if and only if \(\chi _{\varphi }=\chi _{\varphi '}\).
A subset K of \(S^{3}\) is called a knot if there is an orientation-preserving embedding \(\phi : S^{1} \rightarrow S^{3}\), such that \(K=\phi (S^{1})\). Two knots K and \(K'\) are said to be equivalent is there exists an orientation-preserving homeomorphism \(\psi : S^{3}\rightarrow S^{3}\), such that \(\psi (K)=K'\). A knot \(K\subset S^{3}\) is usually represented by a diagram in the plane or \(S^{2}\), called knot diagram, which is the projection of it in some plane of \(S^{3}\), such that their intersections are transverse and no more than two points of K have the same projection.
A torus knot is a knot isotopic to a simple, closed curve D that lies on the boundary \(\partial (V)\) of an unknoted solid torus \(V\subset S^{3}\). Since V is a solid torus, there are two simple closed curves \(\mu\) (a meridian) and \(\lambda\) (a longitude) on the border \(\partial (V)\) of V such that \(D=m\mu + n\lambda\), where m and n are positive integer numbers. In this case, we say that the torus knot is of type (n, m) and denoted by \(K_{n,m}\). When m and n are relative prime numbers, then \(K_{n,m}\) has one component, see [3] and [7].
Let K be a knot in \(S^{3}\), then the fundamental group \(\pi _1(S^{3}\setminus K)\) of the knot complement \(S^{3}\backslash K\) or shortly called the knot group of K has a Wirtinger presentation \(\pi _1(S^{3}{\setminus } K)=\left\langle x_{1},x_{2},\cdots ,x_{m} \mid r_{1},r_{2},\cdots ,r_{m}\right\rangle\), see [3, 26] and [40] for more details.
It is well known, see [25], that the group of the torus knot \(K_{n,m}\) has the presentation \(\Gamma _{n,m}=\left\langle x,y \mid x^{n}=y^{m}\right\rangle\). In this way, the ring T is generated by \(\tau _{x}, \tau _{y}, \tau _{xy}\). This is because \(\tau _{xy}=\tau _{yx}\). Therefore, the character variety of \(\Gamma _{n,m}\) has the form:
In the last section we present a more explicit description of such algebraic variety.
Lemma 1
With the above notation. The generators x and y are torsion free. Therefore, the center \(Z(\Gamma _{n,m})\) of the group \(\Gamma _{n,m}\) of the knot \(K_{n,m}\) is not trivial.
Proof
Suppose that there is a positive integer p such that \(y^{p}=1\). Then \(y^{p}\in \overline{\left\langle r \right\rangle }\), where \(r=x^{n}y^{-m}\). Because, \(\overline{\left\langle r \right\rangle }=\{wrw^{-1}\mid w\in F\}\), F is the free group on the set \(\{x,y\}\), then \(y^{p}=\prod _{i=1}^{k}w_ir^{\epsilon _i}w_i^{-1}\). Let us denote \(l_y(w)\) and \(l_x(w)\) the sum of the superscripts of the occurrences of the letters x and y, respectively, in the word \(w\in F\). So,
On the other hand,
Then, \(\sum \limits _{i=1}^{k} \epsilon _i=0\). Thereby, \(p=0\). In a similar way, we prove that x is torsion free.
Since \(\left\langle y^{m} \right\rangle \subset Z(\Gamma _{n,m})\) and \(\left\langle y^{m} \right\rangle \ne \{1\}\), then \(Z(\Gamma _{n,m})\) is not trivial.
3 Toroidal knot representations
In this section we prove some important properties about representations of torus knots groups. These results are necessaries for the understanding of the last section.
Lemma 2
Let us consider the infinite sequence of polynomials in \(\mathbb {Z}[x]\), \(\{\phi _k(x)\}_{k=0}^{\infty }\), where \(\phi _0(x) = 1\), \(\phi _1(x) = x\) and \(\phi _k(x) = x\phi _{k-1}(x) - \phi _{k-2}(x),\) for \(k > 1\). Let A be a matrix in \(SL(2,{\mathbb {C}})\) and \(\alpha = tr(A).\) Then, for each positive integer \(k > 1,\)
Proof
We prove this by induction on the number k. If \(k=2,\) then
Thus, the lemma holds, when \(k=2.\) Now suppose that
We have that
Therefore, the lemma holds.
Theorem 3
For each pair of positive integers m and n, with \(n,m >1,\) the set \(R(\Gamma _{n,m})\) of representations over \(SL(2,{\mathbb {C}})\) can be endowed with the structure of an affine algebraic set. Indeed, there exists a bijective function from \(R(\Gamma _{n,m})\) to the algebraic set
where \(A=(a_{ij})\), \(B=(b_{ij})\) are matrices in \(SL(2,{\mathbb {C}})\) and \(I=(\delta _{ij})\) is the identity matrix. Moreover, \(\alpha = tr(A)\) and \(\beta = tr(B)\) are polynomials in the diagonal entries of the matrices A and B, respectively.
Proof
We map each representation \(\varphi \in R(\Gamma _{n,m})\) to a 8-tuple \((\varphi (x), \varphi (y))=(A,B)\in {\mathbb {C}}^{8}\) of matrices, consisting of the image of the generators, and embed \(SL\left( 2,{\mathbb {C}}\right)\) in \({\mathbb {C}}^4\) by using the entries of the matrices. Then \(R(\Gamma _{n,m})\) is in bijection with the zero set in \({\mathbb {C}}^{8}\) of the polynomials given by the matrix entries of the group relation \(x^n=y^m\) and by the determinant equal to one. That is, \(A^n=B^m\), \(\det A=1\) and \(\det B=1\). On the other hand, by Lemma 2, we have that:
Thus, \(A^n=B^m,\) if and only if, \(\phi _{n-1}(\alpha )A-\phi _{m-1}(\beta )B -( \phi _{m-2}(\beta )- \phi _{n-2}(\alpha ))I=0,\) if and only if \(\phi _{n-1}(\alpha )a_{ij}- \phi _{m-1}(\beta )b_{ij} -( \phi _{n-2}(\alpha )- \phi _{m-2}(\beta ))\delta _{ij}=0 \ \ \text {for}\ \ i,j=1,2\)
From Theorem 3, the ideal \(J_{n,m}\) corresponding to \(R(\Gamma _{n,m}),\) can be generated by \(x_{11}x_{22}-x_{12}x_{21}-1,\) \(y_{11}y_{22}-y_{12}y_{21}-1,\) \(\phi _{n-1}(x_{11}+x_{22})x_{ij}- \phi _{m-1}(y_{11}+y_{22})y_{ij} -( \phi _{n-2}(x_{11}+x_{22})- \phi _{m-2}(y_{11}+y_{22}))\delta _{ij} \ \ \text {for}\ \ i,j=1,2\) in the ring of polynomials \({\mathbb {C}}[x_{11},x_{12},x_{21},x_{22},y_{11},y_{12},y_{21},y_{22}].\) Thus we can identify the affine algebraic set \(V(J_{n,m})\) with \(R(\Gamma _{n,m}),\) the set of all representations of \(\Gamma _{n,m}\) into \(SL(2,{\mathbb {C}}).\)
Abelian representations in \(R(\Gamma _{n,m})\) also define affine algebraic sets, moreover they correspond to a closed subset of \(V(J_{n,m}),\) with the Zariski topology. Thus, the non-abelian representations in \(R(\Gamma _{n,m})\) correspond to an open subset of \(V(J_{n,m}).\) We denote the abelian representations by \(A(\Gamma _{n,m})\) and the non-abelian ones by \(N(\Gamma _{n,m})\). Then, \(R(\Gamma _{n,m}) = A(\Gamma _{n,m})\cup N(\Gamma _{n,m})\). We study these two subsets in a more detailed way. We can obtain a decomposition of \(R(\Gamma _{n,m})\) into closed subsets just by taking closures, but the unions are no longer disjoint. That is, \(R(\Gamma _{n,m}) =A(\Gamma _{n,m})\cup \overline{N(\Gamma _{n,m})}.\)
4 Decomposition of \(R(\Gamma _{n,m})\) as irreducible closed subsets
This section is devoted to find the irreducible components of \(R(\Gamma _{n,m})\) and some of their ideals. We prove that the closed subset \(A(\Gamma _{n,m})\) is irreducible. Then, since the set of non-abelian representations in \(R(\Gamma _{n,m})\) can be decomposed as a disjoint union of the set of reducible non-abelian representations and the set of irreducible non-abelian representations, in this section we also study the irreducible components of each of these subsets.
First we have that \(A(\Gamma _{n,m}) \cong R((\Gamma _{n,m})_{ab}).\) Moreover, if \(gcd(n,m) = 1\), then \((\Gamma _{n,m})_{ab}\) is a cyclic group isomorphic to \(\mathbb {Z}\), see [26] Proposition 4.2. for an algebraic proof. Thus,
Any one of the structures in (1) is isomorphic to \(SL(2,{\mathbb {C}})\) as it will be proved in the following proposition.
Proposition 4
Let n, m be two positive integers such that \(n,m > 1\) and \(\gcd (n,m) = 1.\) Then the map \(f:SL(2,{\mathbb {C}})\rightarrow A(\Gamma _{n,m}),\) defined by
is a bijective morphism of algebraic sets. Thereby, \(A(\Gamma _{n,m})\) is an irreducible affine algebraic variety of dimension 3.
Proof
Let X, Y be two matrices in \(SL(2,{\mathbb {C}}).\) Assume that \((X^m,X^n)=(Y^m,Y^n),\) that is, \(X^m=Y^m\) and \(X^n=Y^n.\) By Bezout‘s identity there exist integer numbers r and s such that \(1=rm+sn.\) Thus, \(X=X^{rm+sn}=X^{rm}X^{sn}=Y^{rm}Y^{sn}=Y^{rm+sn}=Y.\) So, f is an injective function. On the other hand, since \(\gcd (n,m) = 1\) and hence \(\left\langle x,y:x^n=y^m, 1=[x,y]\right\rangle\) is a cyclic group, it follows that for each pair of matrices A, B in \(SL(2, {\mathbb {C}})\) such that \(AB=BA\) and \(A^{n} = B^{m}\), there exists \(X\in SL(2,{\mathbb {C}})\) such that \(A = X^m\) and \(B = X^n\). Therefore, the function f is onto.
Let n and m be two positive integers greater than or equal to 2. The following lemma will be useful to prove the non existence of non-abelian representations of \(\Gamma _{n,m}\) in \(SL(2,{\mathbb {C}})\) such that the images under it of x and y in \(SL(2,{\mathbb {C}})\) are both parabolic matrices.
Lemma 3
Let \(B=\left( \begin{array}{cc} a &{} b \\ c &{} d \end{array} \right) \in SL(2,{\mathbb {C}})\) be a parabolic matrix. If \(B^{m}=\left( \begin{array}{cc} 1 &{} k \\ 0 &{} 1 \end{array} \right)\), for some \(k\ne 0\) and \(m\ge 2\), then \(B=\left( \begin{array}{cc} 1 &{} \frac{k}{m} \\ 0 &{} 1 \end{array} \right)\) or \(B=\left( \begin{array}{cc} -1 &{} -\frac{k}{m} \\ 0 &{} -1 \end{array} \right)\).
Proof
Let \(B=\left( \begin{array}{cc} a &{} b \\ c &{} d \end{array} \right) \in SL(2,{\mathbb {C}})\) be a parabolic matrix, that is \(tr^{2}\left( B\right) =4.\)
Assume that \(B^{m}=\left( \begin{array}{cc} 1 &{} k \\ 0 &{} 1 \end{array} \right)\). Since \(B^mB^{-1}=B^{m-1}=B^{-1}B^m\) and \(B^{-1}=\left( \begin{array}{cc} d &{} -b \\ -c &{} a \end{array} \right) ,\) then
It follows that
Thus, we obtain that \(c=0,\) \(-b+ak=-b+dk\) and hence
Now, we can prove by induction in m that
Thus, \(a^{m}=1\) and \(k=ma^{m-1}b\). Given that \(\det (B)=1\), it follows that \(a^{2}=1\), that is, \(a\in \{1,-1\}.\) Therefore, if m is odd, then \(a=1\) and \(b=\frac{k}{m}\). Besides, if m is even, then either \(a=1\) or \(a=-1\), so \(b=\frac{k}{m}\) or \(b=-\frac{k}{m}\), respectively. In any case, \(B=\left( \begin{array}{cc} \pm 1 &{} \pm \frac{k}{m} \\ 0 &{} \pm 1 \end{array} \right)\).
Theorem 5
If \(\varphi :\Gamma _{n,m}\rightarrow SL(2,{\mathbb {C}})\) is a non-abelian representation and \(A=\varphi (x)\), \(B=\varphi (y)\), then A and B both are not parabolic matrices.
Proof
Assume that \(tr^{2}(A)=tr^{2}(B)=4\). Then there exists a non singular matrix P such that \(P^{-1}AP=\left( \begin{array}{cc} 1 &{} 1 \\ 0 &{} 1 \end{array} \right)\), see [2].
Thus \(P^{-1}A^{n}P=\left( \begin{array}{cc} 1 &{} n \\ 0 &{} 1 \end{array} \right)\), and hence \(P^{-1}B^{m}P=\left( \begin{array}{cc} 1 &{} n \\ 0 &{} 1 \end{array} \right)\).
From Lemma 3, \(P^{-1}BP=\left( \begin{array}{cc} a &{} \lambda \\ 0 &{} a \end{array} \right)\), where \(a\in \{1,-1\}\) and \(n=\pm m\lambda\).
Since the matrices \(\left( \begin{array}{cc} 1 &{} 1 \\ 0 &{} 1 \end{array} \right)\) and \(\left( \begin{array}{cc} a &{} \lambda \\ 0 &{} a \end{array} \right)\) commute, then A and B commute, which contradicts the fact that \(\varphi\) is a non-abelian representation.
Theorem 6
There are not non-abelian representations \(\varphi :\Gamma _{n,m}\rightarrow SL(2,{\mathbb {C}})\) such that \(\varphi (x)\) or \(\varphi (y)\) are parabolic matrices.
Proof
We reason by contradiction, let us assume that there exists a non-abelian representation \(\varphi :\Gamma _{n,m}\rightarrow SL(2,{\mathbb {C}})\) such that \(A:=\varphi (x)\) is a parabolic matrix. From Theorem 5, the matrix \(B:=\varphi (y)\) is not parabolic. Then there exist non singular matrices P and Q such that
and
see [2].
Since \(A^{n}=B^{m}\), then \(\left( \begin{array}{cc} 1 &{} n \\ 0 &{} 1 \end{array} \right)\) and \(\left( \begin{array}{cc} u^{m} &{} 0 \\ 0 &{} u^{-m} \end{array} \right)\) are conjugates, and hence \((u^{m}+u^{-m})^{2}=4.\) Thus, \(u^{4m}+2u^{2m}+1=4u^{2m}\). By factoring we have that \((u^{2m}-1)^{2}=0\) and \(u^{2m}=1\). From this, it follows that \(B^{2m}=I\), and hence \(A^{2n}=I\), which is a contradiction.
Similarly we can prove that there does not exist a non-abelian representation \(\varphi\) of \(\Gamma _{n,m}\) in \(SL(2,{\mathbb {C}})\) such that \(B:=\varphi (y)\) is a parabolic matrix.
Corollary 1
Let \(\varphi :\Gamma _{n,m}\rightarrow SL(2,{\mathbb {C}})\) be a non-abelian representation of \(\Gamma _{n,m}\) in \(SL(2,{\mathbb {C}}).\) Then, \(\varphi (x)\) and \(\varphi (y)\) are not parabolic matrices.
Proof
From Theorem 5, \(\varphi (x)\) and \(\varphi (y)\) both are not parabolic matrices. Thus, from Theorem 6 the result holds.
Theorem 7
There exist non-abelian representations of \(\Gamma _{n,m}\) in \(SL(2,{\mathbb {C}})\), for each \(n,m\ge 2\).
Proof
We consider three cases
Case 1: \(n=2\) and \(m=2\). Let us consider
defined by \(\varphi (x)=A=\left( \begin{array}{cc} 0 &{} 1 \\ 1 &{} 0 \end{array} \right)\) and \(\varphi (y)=B=\left( \begin{array}{cc} -1 &{} -1 \\ 0 &{} 1 \end{array} \right)\). We have that \(A^{2}=B^{2}\), then \(\varphi\) is a representation. On the other hand, \(AB\ne BA\), thus \(\varphi\) is non abelian.
Case 2: \(n=2\) and \(m=3\) or \(n=3\) and \(m=2.\) Let us consider
defined by \(\varphi (x)=A=\left( \begin{array}{cc} 0 &{} -1 \\ 1 &{} 0 \end{array} \right)\) and \(\varphi (y)=B=\left( \begin{array}{cc} 0 &{} -1 \\ 1 &{} 1 \end{array} \right)\). We have that \(A^{2}=B^{3}\), then \(\varphi\) is a representation. On the other hand, \(AB\ne BA\), thus \(\varphi\) is non abelian.
Similarly we can prove that there exist non-abelian representations of \(G_{3,2}=\left\langle x,y:x^{3}=y^{2}\right\rangle\) in \(SL(2,{\mathbb {C}})\).
Case 3: n and m are positive integers \(n,m\ge 3\).
Let \(\omega _{n}=e^{\tfrac{2p\pi }{n}i}\) and \(\omega _{m}=e^{\tfrac{2q\pi }{m} i}\) be two primitive roots of the unity, with \(\omega _{n}\ne \pm 1\) and \(\omega _{m}\ne \pm 1\). Let us take
Then \(A_{n}\) and \(B_{m}\in SL(2,{\mathbb {C}})\). Now, taking \(P=\left( \begin{array}{cc} 0 &{} -1 \\ 1 &{} 1 \end{array} \right) ,\) \(Q=\left( \begin{array}{cc} 0 &{} -1 \\ 1 &{} 0 \end{array} \right)\) and \(\varphi :\left\langle x,y:x^{n}=y^{m}\right\rangle \rightarrow SL(2,{\mathbb {C}})\), defined by
we obtain that \(\varphi\) is a representation. Now,
if and only if, \(\omega _{n}^{2}=1\) or \(\omega _{m}^{2}=1\). Therefore \(\varphi\) is a non abelian representation.
The equalities \(\omega _{n}^{2}=1\) or \(\omega _{m}^{2}=1\) described in the previous proof hold whenever \(m\in \{1,-1,2,-2\}\). Moreover, we observe that \(tr^{2}(A_{n})=4\cos ^{2}(\frac{2p\pi }{n})\) and \(tr^{2}(B_{m})=4\cos ^{2}(\frac{ 2q\pi }{m})\). Hence, \(A_{n}\) and \(B_{m}\) are parabolic matrices if and only if \(n,m\in \{1,-1,2,-2\}\). Furthermore, \(tr(PA_{n}P^{-1})=tr(A_{n})\) and \(tr(AB_{m}Q^{-1})=tr(B_{m}).\) Thus, \(PA_{n}P^{-1}\) and \(AB_{m}Q^{-1}\) are parabolic matrices if and only if \(n,m\in \{1,-1,2,-2\}.\) On the other hand, if \(n=2\) or \(m=2,\) then \(PA_{n}P^{-1}=\pm I\) or \(QB_{m}Q^{-1}=\pm I.\) So that, case 1 can not be included in case 2.
Example 1
There exist representations of \(G_{\alpha ,2}=\left\langle z,h:z^{\alpha }=h^{2}\right\rangle\) in \(SL(2,{\mathbb {C}})\), with \(\alpha\) an odd positive integer. Moreover, \(G_{\alpha ,2} \cong G(\alpha ,1)\), where \(G(\alpha ,1)\) is the group of the 2-bridge knot \(S(\alpha ,1)\), see [26, Theorem 6.6].
As we can see, representations of groups of toroidal knots are not faithful.
Lemma 4
Let A, B be two matrices in \(SL(2,{\mathbb {C}})\), with \(\alpha =tr(A)\) and \(\beta =tr(B)\). If \(A^n=B^m\) and \(AB\ne BA\). Then, \(\phi _{n-1}(\alpha )=0,\) \(\phi _{m-1}(\beta )=0\), \(\phi _{n-2}(\alpha )=\phi _{m-2}(\beta )=\pm 1\), \(A^n =B^m=\pm I.\)
Proof
We have that:
so
Thus, \(\phi _{n-1}(\alpha )=0.\) Similarly, we can prove that \(\phi _{m-1}(\beta )=0.\) By substituting \(\phi _{n-1}(\alpha )\) and \(\phi _{m-1}(\beta )\) in (2), we obtain that \(\phi _{n-2}(\alpha )=\phi _{m-2}(\beta ),\) and consequently, by taking determinants in (2), \((- \phi _{n-2}(\alpha ))^2=1\) and \((-\phi _{m-2}(\beta ))^2=1.\) Thus, \(\phi _{n-2}(\alpha )=\phi _{m-2}(\beta )=\pm 1\) and hence \(A^n =B^m=\pm I.\)
A direct consequence of the previous lemma is the following corollary.
Corollary 2
Let \(\varphi :\Gamma _{n,m}\rightarrow SL(2,{\mathbb {C}})\) be a non-abelian representation of \(\Gamma _{n,m}\) in \(SL(2,{\mathbb {C}})\). If \(A=\varphi (x)\) and \(B=\varphi (y)\), then A and B have finite order.
The following notation will be useful in order to simplify the proof and certain definitions given in the rest of this paper. For \(c\in {\mathbb {C}},\) with \(c\ne 0,\) we denote by \(D(c):=\left( \begin{array}{cc} c &{} 0 \\ 0 &{} c^{-1} \end{array} \right)\) and \(J(c):=\left( \begin{array}{cc} c &{} 1 \\ 0 &{} c^{-1} \end{array} \right) ,\)
Lemma 5
Let A be a matrix in \(SL(2,{\mathbb {C}})\) and n be a positive integer such that \(A^n=\pm I.\) Then there exists a non singular matrix \(P\in SL(2,{\mathbb {C}})\) and a complex number \(u\in {\mathbb {C}}\) such that \(A=PD(u)P^{-1}\) and \(u^n=\pm 1\).
Proof
If \(A=I\) or \(A=-I,\) the result holds. Let us assume that \(A\ne I\) and \(A\ne -I.\) It is well known that the characteristic polynomial of the matrix A is \(ch_A(x) = x^2 - tr(A)x + \det (A).\) Thus, according to the number of different eigenvalues of A, we have the following cases:
Case 1: If \(ch_A(x) = (x-u)^2,\) for some \(u\in {\mathbb {C}}.\) Then, \(tr(A)=2u,\) \(det(A)=u^2=1\), and hence \(u^{-1}=u.\) Given that \(A\ne I\) and \(A\ne -I,\) its minimal polynomial must be equal to \(ch_A(x)\) and, from the canonical Jordan form, the matrix A is similar to a matrix in Jordan canonical form \(\left( \begin{array}{cc} u &{} 1 \\ 0 &{} u \end{array} \right) =\left( \begin{array}{cc} u &{} 1 \\ 0 &{} u^{-1} \end{array} \right) =J(u)\) i.e. there exists a matrix \(P\in SL(2,{\mathbb {C}})\) such that \(A=PJ(u)P^{-1}.\) We have that
and, by induction, that \(J(u)^{n} = \left( {\begin{array}{*{20}c} {u^{n} } & {\phi _{{n - 1}} (u + u^{{ - 1}} )} \\ 0 & {u^{{ - n}} } \\ \end{array} } \right)\) and \(\phi _{n-1}(u+u^{-1})=u^{-n}(u+u^3+u^5+\dots +u^{2n-1}).\) Thus, \(\ u^n=\pm 1\) and \(u^{-n}(u+u^3+u^5+\dots +u^{2n-1})=0.\) Then \(u+u^3+u^5+\dots +u^{2n-1}=0\) which contradicts \(u^2=1\) and \(u\ne 0.\) Therefore, this case is not possible.
Case 2: If \(ch_A(x) = (x -r_1)(x - r_2),\) for some \(r_1\ne r_2\) in \({\mathbb {C}}.\) Then, \(tr(A)=r_1+r_2\) and \(det(A)=r_1r_2=1.\) Thus, A is a diagonalizable matrix, and hence the matrix A is similar to a matrix in Jordan canonical form D(u), with \(u=r_1\) and \(u^{-1}=r_2\) i.e. there exists a matrix \(P\in SL(2,{\mathbb {C}})\) such that \(A=PD(u)P^{-1}.\) We have, that
and \(D(u)^n=\left( \begin{array}{cc} u ^n &{} 0 \\ 0 &{} u^{-n} \end{array} \right) .\) Therefore, \(\ u^n=\pm 1.\)
Lemma 6
Let \(u\in {\mathbb {C}}\) be a complex number such that \(u\ne 0,\) \(u^2\ne 1\) and let \(A=\left( \begin{array}{cc} a &{} b \\ c &{} u+u^{-1}-a \end{array} \right) \in SL(2,{\mathbb {C}})\) be a matrix. Then,
-
1.
\(bc=0\) if and only if \(a=u\) or \(a=\frac{1}{u}.\)
-
2.
\(P^{-1}AP=D(u),\) where \(P\in SL(2,{\mathbb {C}})\) and
-
(a)
If \(a\ne u,\) then
$$\begin{aligned} P=\begin{pmatrix}\frac{b\left( a-u\right) }{\left( bc+\left( a-u\right) ^2\right) y}&{}y\\ \frac{-\left( a-u\right) ^2}{\left( bc+\left( a-u\right) ^2\right) y}&{}\ \ \frac{c}{a-u}y\end{pmatrix},\ \ \ \ \ \ y\in {\mathbb {C}}-\{0\} \end{aligned}$$(3) -
(b)
If \(a=u,\) then
$$\begin{aligned} P=\left\{ \begin{array}{lll} \begin{pmatrix}w^{-1}&{}\frac{-buw}{u^2-1}\\ 0&{}w\end{pmatrix} &{} \ \ \ &{} \text {if\ \ \ } c=0 \ \ \ \ \text {and\ \ \ } w\in {\mathbb {C}}-\{0\} \\ \begin{pmatrix}w^{-1}&{}0\\ \frac{cu}{(u^2-1)w}&{}w\end{pmatrix}&\ \ \ {}&\text {if\ \ } b=0 \ \ \ \ \text {and\ \ \ } w\in {\mathbb {C}}-\{0\} \text {.} \end{array} \right. \end{aligned}$$(4)
-
(a)
Proof
First, we prove (1). We have that \(\det (A)=1\) i.e. \(a\left( -a+u+\frac{1}{u}\right) -bc=1\) i.e. \(a\left( -au+u^2+1\right) -ubc=u\) i.e. \((a-u)(1-au)=ubc.\) Thus, it follows that \(bc=0\) if and only if \(a=u\) or \(a=\frac{1}{u}.\)
Let us assume that \(a\ne u.\) In order to prove Equation (3), we consider the matrix P defined by
for each \(y\in {\mathbb {C}}-\{0\}.\) First we observe that \(bc+\left( a-u\right) ^2\ne 0\) and, hence, \(P\in SL(2,{\mathbb {C}}).\) In fact, by contradiction, let us assume that \(bc+\left( a-u\right) ^2 =0\) i.e. \(bc =-\left( a-u\right) ^2\). It is well known that \(ch_A(x)=x^2-(u+u^{-1})x+1=(x-u)(x-u^{-1})\) and \(ch_A(A)=0.\) Then, \((A-uI)(A-u^{-1}I)=0\) i.e.
which implies \(\frac{\left( au-1\right) \left( a-u\right) +bcu}{u}=0\) and from this, \(\left( au-1\right) \left( a-u\right) +bcu=0.\) Since, \(bc =-\left( a-u\right) ^2,\) it follows that \(\left( au-1\right) \left( a-u\right) -\left( a-u\right) ^2u=0\) i.e. \(\left( a-u\right) (\left( a-u\right) u+\left( au-1\right) )=0\) and then \((a-u)(u^2-1)= 0,\) which is a contradiction, because \(u^2\ne 1\) and \(a-u\ne 0.\)
Now, by expanding the indicated operations on the left hand, we have that
Since \(\det \begin{pmatrix}a&{}b\\ c&{}u+u^{-1}-a\end{pmatrix}=1,\) it follows that \(a\left( u+\frac{1}{u}-a\right) -bc=1\) i.e. \(au^2+a-a^2u-bcu-u=0.\) Thus,
and
Therefore, Equation (3) holds.
Let us assume that \(a=u.\) Then \(A=\begin{pmatrix}a&{}b\\ c&{}u^{-1}\end{pmatrix}.\) Given that, \(\det \begin{pmatrix}a&{}b\\ c&{}u^{-1}\end{pmatrix}=1,\) it follows that \(a\left( \frac{1}{u}\right) -bc=1\) i.e. \(-bc=0.\) Now, we can prove directly the equations in (4) by expanding their right sides and then simplifying.
Finally, if \(P=\begin{pmatrix}x&{}y\\ z&{}w\end{pmatrix}\), then any solution of the equation system \(AP-PD(u)=0,\) \(\det P=1,\) is equal to one of the forms given in Lemma 6, depending on \(a\ne u\) or \(a=u.\)
Lemma 7
Let \(u\in {\mathbb {C}}\) be a complex number such that \(u\ne 0,\) \(u^2\ne 1\) and let \(A=\left( \begin{array}{cc} a &{} b \\ c &{} \ \ \ \ u+u^{-1}-a \end{array} \right) \in SL(2,{\mathbb {C}})\) be a matrix. Then \(P^{-1}AP=J(u),\) where
-
1.
If \(a\ne u,\) then \(P=\begin{pmatrix}\frac{-bz}{a-u}&{}\ \ \frac{\left( a-u\right) ^2-bz^2}{-\left( bc+\left( a-u\right) ^2\right) z}\\ \\ z&{}\ \ \frac{-\left( a-u\right) \left( c+z^2\right) }{\left( bc+\left( a-u\right) ^2\right) z}\end{pmatrix},\) for each \(z\in {\mathbb {C}}-\{0\}.\)
-
2.
If \(a=u\) then
$$\begin{aligned} P=\left\{ \begin{array}{lll} \begin{pmatrix}\frac{1}{w}&{}\frac{u\left( 1-bw^2\right) }{\left( u^2-1\right) w}\\ 0&{}w\end{pmatrix} &{} \ \ \ &{} \text {if\ \ \ } \ \ c=0 \ \ \text {and\ \ \ } w\in {\mathbb {C}}-\{0\} \\ \\ \begin{pmatrix}x&{}\frac{ux}{\left( u^2-1\right) }\\ \frac{cux}{\left( u^2-1\right) }\,&{}\frac{\left( u^2-1\right) ^2+cu^2x^{2}}{x\left( u^2-1\right) ^2}\end{pmatrix}&\ \ \ {}&\text {if\ \ } \ \ b=0 \ \ \text {and\ \ \ } x\in {\mathbb {C}}-\{0\} \text {.} \end{array} \right. \end{aligned}$$(5)
Proof
The proof of this lemma is similar to the one of Lemma 6.
Theorem 8
Let \(\varphi \in R(\Gamma _{n,m})\) be a representation of \(\Gamma _{n,m}\) in \(SL(2,{\mathbb {C}}).\) Then \(\varphi\) is reducible and a non-abelian representation if and only if there exist a matrix \(M\in SL(2,{\mathbb {C}})\) and complex numbers \(u,v\in {\mathbb {C}}\) such that \(u^n=\pm 1\) and \(v^m=\pm 1\) and \(\varphi (x)=MJ(u)M^{-1},\) \(\varphi (y)=MD(v)M^{-1},\) \(u^2\ne 1\) and \(v^2\ne 1.\)
Proof
Let \(\varphi \in R(\Gamma _{n,m})\) be a representation of \(\Gamma _{n,m}\) in \(SL(2,{\mathbb {C}}).\) Let us assume that \(\varphi\) is reducible and non-abelian. Since \(\varphi\) is reducible, \(\varphi (x)=Q\begin{pmatrix}u&{}a_{12}\\ 0&{}u^{-1}\end{pmatrix}Q^{-1}\) and \(\varphi (y)=Q\begin{pmatrix}v&{}b_{12}\\ 0&{}v^{-1}\end{pmatrix}Q^{-1}\) for some matrix \(Q\in SL(2,{\mathbb {C}})\) and \(u,v, a_{12}, b_{12} \in {\mathbb {C}},\) with \(u,v\ne 0.\) Now, given that \(\varphi\) is non-abelian, by Lemma 4 we have that \((\varphi (x))^n=\pm I\) and \((\varphi (y))^m=\pm I,\) and hence, by Lemma 5, u is a n-th root of unity and v is a m-th root of unity or \(u^n=-1\) and \(v^m=-1\). Then, using (4) and (5),
and
Thus, taking \(w=\sqrt{\frac{\frac{u}{u^2-1}}{\frac{ua_{12}}{u^2-1}-\frac{vb_{12}}{v^2-1}}},\) we have that
for some matrix \(P\in SL(2,{\mathbb {C}}).\) Therefore, \(\varphi (x)=QPJ(u)P^{-1}Q^{-1}\) and \(\varphi (y)=QPD(v)P^{-1}Q^{-1}.\)
Reciprocally, if \(\varphi (x)=MJ(u)M^{-1},\) \(\varphi (y)=MD(v)M^{-1},\) for some matrix \(M\in SL(2,{\mathbb {C}})\), an n-th root of unity u and an m-th root of unity v, or \(u^n=-1\) and \(v^m=-1,\) with \(u^2\ne 1\) and \(v^2\ne 1\), then \(\varphi (x)\) and \(\varphi (y)\) have a common eigenvector. Thus, the representation \(\varphi \in R(\Gamma _{n,m})\) is reducible. Now, since \(J(u)D(v)\ne D(v)J(u)\), it follows that \(\varphi\) is non-abelian.
Let n, m be two positive integers such that \(n,m > 1\) and \(\gcd (n,m) = 1.\) We define \(U^{(n,m)}\) as the set of pairs \((u, v)\in {\mathbb {C}}^2\) such that u is a n-th root of unity and v is a m-th root of unity, or \(u^n=-1\) and \(v^m=-1;\) with \(u^2\ne 1,\) \(v^2\ne 1.\) Moreover, for each \((u,v)\in U^{(n,m)},\) we define
Then, Theorem 8 shows that \(V_{(u,v)}^{(n,m)}\subset V(J_{n,m})=R(\Gamma _{n,m})\) and the subset of reducible non-abelian representations in \(R(\Gamma _{n,m})\) corresponds bijectively to the subset \(\bigcup V_{(u,v)}^{(n,m)}\subset V(J_{n,m})\) where the union is taken over all \((u, v)\in U^{(n,m)}.\)
We observe that \((MJ(u)M^{-1}, MD(v)M^{-1})=( NJ(u)N^{-1}, ND(v)N^{-1})\) if and only if \(N^{-1}M\in \{-I, I\}.\) In fact, \(MJ(u)M^{-1}=NJ(u)N^{-1}\) and \(MD(v)M^{-1}= ND(v)N^{-1}\) if and only if \(J(u)=M^{-1}NJ(u)N^{-1}M\) and \(D(v)= M^{-1}ND(v)N^{-1}M\), by Lemmas 4 and 5, if and only if, \(N^{-1}M=\begin{pmatrix}\frac{1}{w}&{}\frac{u\left( 1-w^2\right) }{\left( u^2-1\right) w}\\ 0&{}w\end{pmatrix}=\begin{pmatrix}\frac{1}{w}&{}0\\ 0&{}w\end{pmatrix}\) if and only if \(N^{-1}M\in \{-I, I\}.\) Therefore, each \(V_{(u,v)}^{(n,m)}\) is birationally equivalent to \(\frac{SL(2,{\mathbb {C}})}{\{-I, I\}}=PSL(2, {\mathbb {C}})\) and hence it is irreducible.
Example 2
Let \(\varphi :\Gamma _{n,m}\rightarrow SL(2,{\mathbb {C}})\) be a non-abelian representation such that \(\varphi (x)=A=\left( \begin{array}{cc} \frac{1}{u} &{} 0 \\ \frac{1-u^{2}}{u}&{}u \end{array}\right)\) and \(\varphi (y)=B=\left( \begin{array}{cc}\frac{1}{v}&{} \frac{1-v^2}{v}\\ 0&{}v\end{array}\right)\), where u is a n-th root of unity and v is a m-th root of unity, or \(u^n=- 1\) and \(v^m=- 1,\) with \(u^2\ne 1\) and \(v^2\ne 1\).
We have that \(A=P D(u) P^{-1}\) and \(B=Q D(v) Q^{-1},\) with \(P=\left( \begin{array}{cc} 0 &{} 1 \\ -1 &{} 1 \end{array} \right) ,\) \(Q=\left( \begin{array}{cc} 1 &{} 1 \\ -1 &{} 0 \end{array} \right) .\) We have that \(AB-BA\ne 0.\) Then, \(\varphi\) is an irreducible non abelian representation.
Example 3
Let \(\varphi :\Gamma _{n,m}\rightarrow SL(2,{\mathbb {C}})\) be a representation of \(\Gamma _{n,m}\) in \(SL(2,{\mathbb {C}}),\) such that
and
Where u is a n-th root of unity and v is a m-th root of unity, or \(u^n=- 1\) and \(v^m=- 1,\) with \(u^2\ne 1\) and \(v^2\ne 1\).
We have that \(\varphi\) is irreducible if and only if
On the other hand,
Thus, \(\varphi\) is a non abelian irreducible representation if and only if \(tz\left( tz+\frac{(u^1-1)(v^2-1)}{uv}\right) \ne 0.\)
Theorem 9
Let \(\varphi \in R(\Gamma _{n,m})\) be a non-abelian representation of \(\Gamma _{n,m}\) in \(SL(2,{\mathbb {C}}).\) Then, \(\varphi\) is irreducible if and only if there exist matrices \(P,Q\in SL(2,{\mathbb {C}})\) and complex numbers \(u,v\in {\mathbb {C}}\) such that \(u^n=\pm 1\) and \(v^m=\pm 1,\) \(u^2\ne 1,\) \(v^2\ne 1,\) \(\varphi (x)=PD(u)P^{-1},\) \(\varphi (y)=QD(v)Q^{-1}\) and the matrices P and Q satisfy one of the following properties:
-
1.
\(P=\begin{pmatrix}1&{} 0\\ \frac{a_{21}u}{u^2-1}&{}1\end{pmatrix},\) \(Q=\begin{pmatrix}1&{}-\frac{b_{12}v}{v^2-1}\\ 0&{}1\end{pmatrix}\) and
$$\begin{aligned} R_1:=a_{21}b_{12}\left( a_{21}b_{12}+\frac{(u^2-1)(v^2-1)}{uv}\right) \ne 0 \end{aligned}$$ -
2.
\(P=\begin{pmatrix}1&{}-\frac{a_{12}u}{u^2-1}\\ 0&{}1\end{pmatrix},\) \(Q=\begin{pmatrix}1&{} 0\\ \frac{b_{21}v}{v^2-1}&{}1\end{pmatrix}\) and
$$\begin{aligned} R_2:=b_{21}a_{12}\left( b_{21}a_{12}+\frac{(v^2-1)(u^2-1)}{vu}\right) \ne 0 \end{aligned}$$ -
3.
\(P=\begin{pmatrix}1&{}\frac{-a_{12}u}{u^2-1}\\ 0&{}1\end{pmatrix},\) \(Q=\begin{pmatrix}\frac{-b_{12}v}{v^2-1}&{}1\\ \frac{\left( b_{11}-v\right) v}{v^2-1}&{}\frac{b_{21}}{b_{11}-v}\end{pmatrix}\) and
$$\begin{aligned} R_3:=a_{12}b_{12}b_{21}\left( \frac{u}{u^2-1}a_{12}(b_{11}-v)-b_{12}\right) \left( a_{12}b_{21}+\frac{u^2-1}{u}(b_{11}-v)\right) \ne 0 \end{aligned}$$ -
4.
\(P=\begin{pmatrix}1&{}0\\ 0&{}1\end{pmatrix},\) \(Q=\begin{pmatrix}\frac{-b_{12}v}{v^2-1}&{}1\\ \frac{\left( b_{11}-v\right) v}{v^2-1}&{}\frac{b_{21}}{b_{11}-v}\end{pmatrix}\) and \(R_4:=b_{12}b_{21}\ne 0\)
-
5.
\(P=\begin{pmatrix}1&{}0\\ \frac{a_{21}u}{u^2-1}&{}1\end{pmatrix},\) \(Q=\begin{pmatrix}\frac{-b_{12}v}{v^2-1}&{}1\\ \frac{\left( b_{11}-v\right) v}{v^2-1}&{}\frac{b_{21}}{b_{11}-v}\end{pmatrix}\) and
$$\begin{aligned} R_5:=a_{21}b_{12}b_{21}\left( \frac{u}{u^2-1}a_{21}b_{12}+(b_{11}-v)\right) \left( b_{21}-\frac{u}{u^2-1}a_{21}(b_{11}-v)\right) \ne 0 \end{aligned}$$ -
6.
\(P=\begin{pmatrix}\frac{-a_{12}u}{u^2-1}&{}1\\ \frac{\left( a_{11}-u\right) u}{u^2-1}&{}\frac{a_{21}}{a_{11}-u}\end{pmatrix},\) \(Q=\begin{pmatrix}1&{}\frac{-b_{12}v}{v^2-1}\\ 0&{}1\end{pmatrix}\) and
$$\begin{aligned} R_6:=b_{12}a_{12}a_{21}\left( \frac{v}{v^2-1}b_{12}(a_{11}-u)-a_{12}\right) \left( b_{12}a_{21}+\frac{v^2-1}{v}(a_{11}-u)\right) \ne 0 \end{aligned}$$ -
7.
\(P=\begin{pmatrix}\frac{-a_{12}u}{u^2-1}&{}1\\ \frac{\left( a_{11}-u\right) u}{u^2-1}&{}\frac{a_{21}1}{a_{11}-u}\end{pmatrix},\) \(Q=\begin{pmatrix}1&{}0\\ 0&{}1\end{pmatrix}\) and \(R_7:=a_{12}a_{21}\ne 0\)
-
8.
\(P=\begin{pmatrix}\frac{-a_{12}u}{u^2-1}&{}1\\ \frac{\left( a_{11}-u\right) u}{u^2-1}&{}\frac{a_{21}}{a_{11}-u}\end{pmatrix},\) \(Q=\begin{pmatrix}1&{}0\\ \frac{b_{21}v}{v^2-1}&{}1\end{pmatrix}\) and
$$\begin{aligned} R_8:=b_{21}a_{12}a_{21}\left( \frac{v}{v^2-1}b_{21}a_{12}+(a_{11}-u)\right) \left( a_{21}-\frac{v}{v^2-1}b_{21}(a_{11}-u)\right) \ne 0 \end{aligned}$$ -
9.
\(P=\begin{pmatrix}\frac{-a_{12}u}{u^2-1}&{}1\\ \frac{\left( a_{11}-u\right) u}{u^2-1}&{}\frac{a_{21}}{a_{11}-u}\end{pmatrix},\) \(Q=\begin{pmatrix}\frac{-b_{12}v}{v^2-1}&{}1\\ \frac{\left( b_{11}-v\right) v}{v^2-1}&{}\frac{b_{21}}{b_{11}-v}\end{pmatrix},\)
$$\begin{aligned} \begin{array}{cc} R_9:=a_{12}a_{21}b_{12}b_{21}\left( a_{21}b_{12}+(a_{11}-u)(b_{11}-v)\right) \left( a_{12}b_{21}+(a_{11}-u)(b_{11}-v)\right) &{} \ \ \ \ \ \ \ \ \ \ \\ \left( a_{12}(b_{11}-v)-b_{12}(a_{11}-u)\right) \left( a_{21}(b_{11}-v)-b_{21}(a_{11}-u)\right) \ne 0.&{} \end{array} \end{aligned}$$
Proof
Let \(\varphi \in R(\Gamma _{n,m})\) be a representation of \(\Gamma _{n,m}\) in \(SL(2,{\mathbb {C}}).\) Let us assume that \(\varphi\) is irreducible and non-abelian. Since \(\varphi\) is non-abelian, by Lemma 4, we have that \((\varphi (x))^n=\pm I\) and \((\varphi (y))^m=\pm I,\) and hence, by Lemma 5, there exist \(P,Q\in SL(2,{\mathbb {C}})\) and \(u,v\in {\mathbb {C}},\) such that
and
with u a n-th root of unity and v a m-th root of unity or \(u^n=-1\) and \(v^m=-1\). Moreover, the matrices P and Q satisfy (3) or (4). For each pair \(P=(p_{ij})\) and \(Q=(q_{ij})\) of these matrices we define
where
Thus, each column of P is linearly independent with each column of Q if and only if \(R(P,Q)\ne 0.\) Given that \(\varphi\) is irreducible, it follows that each column of P is linearly independent with each column of Q. On the other hand, by Lemma 6, we have that \(a_{12}a_{21}=0\) if and only if \((a_{11}-u)(1-ua_{11})=0.\) Similarly, \(b_{12}b_{21}=0\) if and only if \((b_{11}-v)(1-vb_{11})=0.\) Thus, taking into account the above and according to the different possibilities that result for \(a_{12}\), \(a_{21}\), \(b_{12}\) and \(b_{21},\) we can compute R(P, Q) for all possible matrices P and Q satisfying (3) or (4). Then, the only possibilities for P and Q in order to \(\varphi\) be an irreducible representation correspond to one of the descriptions given in (1)- (9), in the statement of the theorem.
Reciprocally, suppose that \(\varphi (x)=A=P D(u) P^{-1}\) and \(\varphi (y)=B=Q D(v) Q^{-1},\) where u is a n-th root of unity and v is a m-th root of unity or \(u^n=-1\) and \(v^m=-1\). Also, P and Q are matrices in \(SL(2,{\mathbb {C}})\) that satisfy any of the properties (1) to (9). Then, \(R(P,Q)\ne 0,\) and hence, each column of P is linearly independent with each column of Q. Thus, \(\varphi\) is irreducible.
It is clear that the non-abelian irreducible representations form an open subset of \(V(J_{n,m}).\) Furthermore, we should note that each of the properties (1)-(9) defines a subset of \(V(J_{n,m})\) which is a principal open set of some closed subset of \(V(J_{n,m}),\) with the Zariski topology. Thus, by Theorem 9 we have a decomposition of the set of irreducible non-abelian representations as an union of open principal sets.
5 Decomposition of \(X(\Gamma _{n,m})\) as irreducible closed subsets
In this section, we use the results developed in the previous one in order to get a complete decomposition of the character variety \(X(\Gamma _{n,m})\).
We have that \(\tau _{g}(\varphi )=tr(\varphi (g)),\) for each \(\varphi \in R(\Gamma _{n,m})\) and \(g\in \Gamma _{n,m}.\) Then,
Now, since \(R(\Gamma _{n,m})=A(\Gamma _{n,m})\cup N(\Gamma _{n,m}),\) we can decompose the character variety \(X(\Gamma _{n,m})\) as follows:
where
and
Proposition 10
Let n, m be two positive integers such that \(n,m > 1\) and \(\gcd (n,m) = 1.\) Then, \(X_A(\Gamma _{n,m})\) is isomorphic to the algebraic set of all triplets
such that \(t=tr(X)\) and \(X\in SL(2,{\mathbb {C}}).\) Each \(\phi _{k}(x)\) is the polynomial defined in (2).
Proof
From Proposition 4, we have that the function \(f:SL(2,{\mathbb {C}})\rightarrow A(\Gamma _{n,m}),\) defined by
is a bijective morphism of algebraic sets. Then,
On the other hand, by Lemma 2 it follows that \(X^m=\phi _{m-1}(t)X - \phi _{m-2}(t)I,\) \(X^m=\phi _{n-1}(t)X - \phi _{n-2}(t)I\) and \(X^{m+n}=\phi _{m+n-1}(t)X - \phi _{m+n-2}(t)I,\) where \(t:=tr(X).\) Thus, \(tr(X^m)=t\phi _{m-1}(t) - 2\phi _{m-2}(t),\) \(tr(X^n)=t\phi _{n-1}(t) - 2\phi _{n-2}(t)\) and \(tr(X^{m+n})=t\phi _{m+n-1}(t) - 2\phi _{m+n-2}(t).\) Thereby, \(X_A(\Gamma _{n,m})\) has the desired form.
We denote by \(N_{R}(\Gamma _{n,m})\) the set of reducible non-abelian representations and by \(N_{I}(\Gamma _{n,m})\) the irreducible non-abelian ones. Then,
and hence,
where,
and
We study these two subsets in a more detailed form.
Let \(\varphi \in R(\Gamma _{n,m})\) be a representation. First, from Theorem 8, we have that \(\varphi \in N_R(\Gamma _{n,m})\) if and only if there exists \((u, v)\in U^{(n,m)}\), such that \((\varphi (x),\varphi (y))\in V_{(u,v)}^{(n,m)}\). When, \(\Gamma _{n,m}=\left\langle x,y \mid x^{n}=y^{m}\right\rangle ,\)
Moreover, \(\left( MJ(u)M^{-1}, MD(v)M^{-1}\right) =\left( NJ(u)N^{-1}, ND(v)N^{-1}\right)\) if and only if \(N^{-1}M\in \{-I, I\}.\)
Proposition 11
Let n, m be two positive integers such that \(n,m > 1\) and \(\gcd (n,m) = 1.\) Then, \(X_{N_R}(\Gamma _{n,m})\) is equal to the algebraic set of all triplets
such that \((u, v)\in U^{(n,m)}.\) That is, u is a n-th root of unity and v is a m-th root of unity, or \(u^n=-1\) and \(v^m=-1;\) with \(u^2\ne 1\) and \(v^2\ne 1,\) in both cases.
Proof
Let \((t_1,t_2,t_3)\in X_{N_R}(\Gamma _{n,m}).\) Then there exists \(\varphi \in N_R(\Gamma _{n,m})\) such that \((t_1,t_2,t_3)=(tr(\varphi (x)), tr(\varphi (y)),tr(\varphi (xy))).\) Now, there exist a matrix \(M\in SL(2,{\mathbb {C}})\) and \((u, v)\in U^{(n,m)}\) such that \((\varphi (x),\varphi (y))=\left( MJ(u)M^{-1}, MD(v)M^{-1}\right) .\) Thus,
On the other hand, let \((t_1,t_2,t_3)\in {\mathbb {C}}^{3}\) such that \((t_1,t_2,t_3)=\left( \frac{u^2+1}{u},\frac{v^2+1}{v},\frac{u^2v^2+1}{uv}\right)\) where, \((u, v)\in U^{(n,m)}.\) Then, we define \(\varphi \in R(\Gamma _{n,m})\) by \(\varphi (x)=J(u)\) and \(\varphi (y)=D(v).\) It is straightforward to prove that \((t_1,t_2,t_3)=(tr(\varphi (x)), tr(\varphi (y)),tr(\varphi (xy)))\) and \(\varphi \in N_R(\Gamma _{n,m}).\) Therefore, \((t_1,t_2,t_3)\in X_{N_R}(\Gamma _{n,m}).\)
Proposition 12
Let n, m be two positive integers such that \(n,m > 1\) and \(\gcd (n,m) = 1.\) Then, \(X_{N_I}(\Gamma _{n,m})=\bigcup \limits _{k=1}^{9}X_{N_I^{k}}(\Gamma _{n,m})\), where \(X_{N_I^{k}}(\Gamma _{n,m})\) is equal to the algebraic set of all triplets
such that \((u, v)\in U^{(n,m)}\) and \(R_{k}(a_{11},a_{12},a_{21},b_{11},b_{12},b_{21},u,v)\ne 0\), where each \(R_k\) is like in Theorem 9. Moreover, since u, v lie in a finite set, the closure of this set is given by
Proof
Since \(N_{I}(\Gamma _{n,m})=\bigcup \limits _{k=1}^{9}N_{I}^{k}(\Gamma _{n,m})\), where \(N_{I}^{k}(\Gamma _{n,m})\) is the component that correspond to each one of the nine cases described in Theorem 9, then
where
for \(k=1,...,9\). From a direct calculation, we prove that \(tr(\varphi (x))=u+u^{-1}\), \(tr(\varphi (y))=v+v^{-1}\) and \(tr(\varphi (xy))=a_{11}b_{11}+a_{12}b_{21}+a_{21}b_{12}+\frac{\left( u^2+1-a_{11}u\right) \left( v^2+1-vb_{11}\right) }{uv}\). Thereby, the proposition holds.
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Mira-Albanés, J.J., Rodríguez-Nieto, J.G. & Salazar-Díaz, O.P. On \(SL(2,{\mathbb {C}})\)-representations of torus knot groups. São Paulo J. Math. Sci. 17, 615–637 (2023). https://doi.org/10.1007/s40863-023-00375-7
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DOI: https://doi.org/10.1007/s40863-023-00375-7