Abstract
It is extremely important to save costs and time while enhancing accuracy in experimentation. However, no study has utilized response surface methodology (RSM) to obtain the effects of independent parameters on properties of PLA/clay/rice husk composites. This study focused on optimization of tensile strength of fiber-reinforced polylactic acid (PLA) composites. RSM using Box-Behnken design (BBD) was used to determine optimum blending parameters of the developed composites. Fiber-reinforced PLA composites were prepared using compression molding. Rice husk fiber and clay filler were used to enhance tensile properties of PLA. Five factors, namely, clay filler loading (1 − 5 wt.%), rice husk fiber loading (10 − 30 wt.%), alkali concentration (0 − 4 wt.%), rice husk variety (K85, K98), and alkali type (NaOH, Mg(OH)2) were varied with 68 individual experiments. Tensile tests were carried out according to ASTM D638 standards. ANOVA results revealed that the quadratic models best fit the tensile strength response, with filler loading and fiber loading factors as the most significant model terms. Interaction effects were more predominant than linear and quadratic effects. The developed models used to determine maximum tensile strengths of PLA/clay/rice husk composites were in close agreement with experimental findings (R2 values of 0.9635, 0.9624, 0.9789, and 0.9731 for NaOH-modified K85 rice husks, Mg(OH)2-modified K85 rice husks, NaOH-modified K98 rice husks, and Mg(OH)2-modified K98 rice husks respectively). Individual optimal conditions were used to predict maximum tensile strengths in each set of developed composites. The predicted tensile strengths were 32.09 MPa, 33.69 MPa, 32.47 MPa, and 32.75 MPa for PLA/clay composites loaded with NaOH-modified K85 rice husks, Mg(OH)2-modified K85 rice husks, NaOH-modified K98 rice husks, and Mg(OH)2-modified K98 rice husks, respectively, which were very close to the obtained experimental values of 31.73 MPa, 33.06 MPa, 32.02 MPa, and 31.86 MPa respectively.
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1 Introduction
Engineering and science efforts towards sustainable reinforcement of polymer matrices with natural fibers are increasing fast in recent times [1]. Natural fibers are advantageous over their synthetic counterparts as reinforcement because they are low-cost, tough, non-abrasive, flexible during processing, and eco-friendly [2,3,4,5,6]. They can be extracted from various plant parts and classified accordingly [7]. Rice husks are natural fibers obtained by milling processes, constituting approximately 20% of total paddy rice [8, 9]. They are characterized by low density, low calorific value, and high ash content and contain about 35%, 25%, and 20% cellulose, hemicellulose, and lignin respectively [9, 10]. Rice husks are underutilized in Uganda and many other developing nations, due to limitations in methods necessary to convert them into useful products [11]. As such, majority of the rice husks generated by agricultural processing are often burned in open fields, a practice which creates negative environmental impacts [12,13,14].
There is therefore urgent need to find suitable uses of rice husks since they are abrasive, low cost, lightweight, renewable, biodegradable, and universally available [8]. For example, rice husks can be suitably used as reinforcement in composites with polylactic acid (PLA) matrix to enhance PLA’s tensile properties. Hamdan et al. [15] utilized MAPE compatibilizer in enhancing the tensile strength of rice husk fiber-reinforced PLA composites. Another study reported tensile strength of 0.05–0.5 MPa in PLA composites and that addition of 4 wt.% and 6 wt.% raw rice husk fiber increased the tensile strength by 95% and 43% respectively [16]. As such, these composites can be used as to develop components in Uganda’s automotive industry [17, 18]. Use of natural fibers for enhancing tensile properties of PLA however depends on fiber loading, fiber surface modification effect, and filler loadings (like clay). Kovacevic et al. [19] studied the effect of fiber loading on tensile properties of fiber-reinforced PLA composites and reported increasing tensile strength of neat PLA by 136.80% at 30 wt.% fiber loading. Similarly, Wang et al. [20] and Yu et al. [21] reported that increase in fiber contents increased neat PLA’s tensile strength. Sajna et al. [22] developed fiber-reinforced PLA composites with fiber loadings of 10, 20, 30, and 40 wt.%. They reported that 10 wt.% fiber loading reduced tensile strength of neat PLA but with subsequent increase in fiber loading to a 30 wt.% optimum, a marginal improvement was noted.
Aside from fiber loading as reported from the above studies, another aspect that affects tensile properties of PLA composites is adhesion between fiber material and PLA matrix. Poor adhesion between fibers and the matrix can be a great problem of natural fiber-reinforced PLA composites. The presence of impurities on surfaces of untreated natural fibers can cause ineffective bonding [23]. As such, PLA composites developed with untreated fibers may obtain poor tensile properties. For example, Jandas et al. [24] reported decreasing tensile strength of PLA with increase in untreated fiber material. This can however be overcome by chemical treatments to modify fibers’ surfaces. This is because chemical treatment of agricultural fibers effectively removes fiber surface and offers a better fiber-matrix adhesion as well as interfacial loading transfer between the fiber and the matrix [25]. Jandas et al. [24] reported increasing tensile strength with NaOH and silane treatment of banana fibers. Sajna et al. [22] reported a 1.60% increase in PLA’s tensile strength when fibers were silane treated as compared to untreated fiber-reinforced PLA composites. Hu et al. [26] reported that alkali modification (4%w/v) of fibers enhanced interfacial adhesion with PLA, which and increased the composites’ tensile strength to 71.70 MPa compared to 54.50 MPa for the untreated fiber-reinforced PLA composites.
Another factor that can enhance tensile properties of fiber-reinforced PLA composites is clay incorporation. Ramesh et al. [27] investigated the influence of 1, 2, and 3 wt.% clay filler loading on tensile properties of aloevera fiber-reinforced PLA composites. They reported that 1 wt.% clay loading increased tensile strength by 5.72%. A similar increase was also reported by Eng et al. [28]. Jandas et al. [24] presented the effect of clay loading (1, 3, and 5 wt.%) on tensile properties of banana fiber-reinforced PLA composites. They found that tensile strengths increased with addition of clay until the optimum point (3 wt.%). Similarly, Kumar et al. [29] reported an increase in neat PLA’s tensile strength with 2.5 wt.% clay loading in flax fiber-reinforced PLA composites.
Based on the above factors, it is clear that a lot of effort goes into development of plastic composites. A traditional approach to experimental work for developing plastic composites is to vary one factor at a time, holding all other factors fixed but this is time consuming and unable to produce satisfactory results in a wide range of experimental settings [30]. As such, the complexity of developing PLA composites with the required tensile properties can be solved by employing response surface methodology (RSM) [31]. RSM is defined as a set of mathematical and statistical tools or techniques used to build some empirical models and explain relationships between factors and responses [32]. RSM is an effective tool for optimizing the PLA composites’ tensile strength. From the literature review, as much as extensive research has been conducted to design experiments fiber-reinforced PLA composites, no study involved PLA composites based on rice husk fiber and clay filler. As such, there is a need to fill the knowledge gap on the tensile behavior of PLA/clay/rice husk composites. Therefore, the aim of this work was the characterization of different factors on the tensile strength of PLA/clay/rice husk composites. These factors included filler loading, fiber loading, alkali concentration, rice husk variety, and alkali type. To reduce the experimental complexity, the method of a Box-Behnken design was applied. The developed PLA composites were tested according to ASTM D638 standards at 25 °C.
2 Materials and methods
2.1 Materials
In this work, polylactic acid (4032D) matrix in pellet form was purchased from Huaian Ruanke Trade Co. Ltd, Huaian, China. It has a specific gravity 1.24 g/cm3 and melt flow index (MFI) of 7 g/10 min (210 °C/2.16 kg). Rice husks (K98 and K85) were obtained from Tororo district in Eastern Uganda. The obtained rice husks contained 13% moisture content. Kaolin was collected from Buwambo clay deposits in Central Uganda. Magnesium hydroxide (Mg(OH)2) (CAS number 2917–11-90) with a molecular weight of 58.53 g/mol and sodium hydroxide (NaOH) (CAS number 1310–73-2) with a molecular weight of 40 g/mol were both supplied by Lab Access Uganda Ltd, Kampala, Uganda. The research was carried out at the Department of Mechanical Engineering, Makerere University Kampala in Uganda.
2.2 Methods
2.2.1 Surface modification
Part of the rice husks (50%) were used as received. This formed the unmodified rice husk samples. Alkaline surface modification was done for the other part of husks using Magnesium hydroxide (Mg(OH)2) and sodium hydroxide (NaOH) to form modified rice husk samples. This was done to enhance adhesion between fiber and matrix materials [12, 33]. Alkali modification involved soaking 1000 g of rice husks in 2 wt.% and 4 wt.% concentrated solutions for 3.5 h at ambient temperature. A liquor ratio of 20:1 was used. Alkali modified rice husk samples were then washed in reverse osmosis water until a neutral pH was obtained. The samples were dried for 48 h at room temperature and then at oven-dried at 60 °C overnight to reduce their moisture contents to < 5% before storage, in order to improve their adhesion with PLA during composite processing [12, 34]. Kaolin was used as received.
2.2.2 Design of experiments
Tensile strength was optimized using a standard response surface methodology design in design of experiments called Box-Behnken design (BBD). BBD is a spherical and revolving design that consists of a central point and middle points of the edges [35]. BBD is more efficient than central composite design, Doehlert design, and 3-level factorial design because Box-Behnken designs are rotatable and do not contain combinations for which all factors are simultaneously at their highest or lowest levels [36]. Clay filler loading, rice husk fiber loading, alkali concentration, rice husk variety, and alkali type were employed as the five input factors in this study. The numeric factors—filler loading, fiber loading, and alkali concentration—were elucidated in ranges of 1 − 5 wt.% [24], 10 − 30 wt.% [35, 37], and 0 − 4 wt.% [26], respectively, as shown in Table 1.
Using the Design-Expert software (version 13, Stat-Ease Inc., MN, USA), runs were planned in a randomized order so as to minimize the effects of the uncontrolled factors. The runs were obtained with three numeric factors (\({k}_{1}\)) and five replicated central points (\({c}_{p}\)). This produced 17 experimental trials, five of which were replicated at the central points (0,0,0) as shown in Table 2. Additionally, two categoric factors (\({k}_{2}\)) including rice husk variety and alkali type having two levels each were added to the design. The experimental design therefore produced 68 total required experiments based on Eq. (1). A key assumption made is that all numeric factors are continuous, measurable and controllable by experiments.
The influence of the three numeric factors on the tensile strength of PLA/clay composites loaded with NaOH-modified K85 rice husks, Mg(OH)2-modified K85 rice husks, NaOH-modified K98 rice husks, and Mg(OH)2-modified K98 rice husks can be modeled using a second-order polynomial shown in Eq. (2).
where \(Y\) is the predicted response value (tensile strength), \({\beta }_{0}\) is the model constant, \({\beta }_{j}\) is the linear coefficient, \({\beta }_{ij}\) is the interaction coefficient, \({\beta }_{jj}\) is the quadratic coefficients, \(x\) is the independent factors in coded values, \(k\) is the number of factors studied and optimized in the experiment, and \(e\) is the experimental error.
2.2.3 Preparation of fiber-reinforced PLA composites
Fiber-reinforced PLA samples were produced as shown in Fig. 1. Prior to sample fabrication, PLA pellets, rice husks, and clay were held in an oven at 100 °C for 1 h. Rice husks and clay were then ground to ≤ 100 μm using a using a Retsch Planetary Ball mill PM 100 machine, Hann, Germany. The size reduction was done to ensure homogeneous mixing of fiber, filler, and the PLA matrix materials. PLA was melted and mixed with ratios shown in Table 1 in a compression molding machine to obtain tensile strips. Uniform mixing between the filler, fiber, and matrix materials was achieved by a motor attached to the compression rig. The residence time for composite preparation at 195 °C during compression molding was 10 min. Compression was effected by use of a hand-screw jerk for 10 min under about 7 MPa loading. The developed tensile strips were then air-cooled for 10 min and stored before tensile testing.
2.2.4 Tensile testing
Tensile tests for the developed PLA/clay/rice husk composite samples were performed according to ASTM D638 at room temperature (25 °C) using a Universal Testing Machine (Testometric FS300CT-2032, England, UK) with a 0–300 kN load cell range at a constant crosshead speed of 10 mm/min. Tests were conducted for three samples in each run and their average was used as the final result.
3 Results and discussions
3.1 Model fitting for tensile strength
Box-Behnken design (BBD) was employed to create models between the numerical factors and the tensile strengths of the developed PLA/clay/rice husk composites based on their categoric factors. Table 2 shows the experimental design, together with corresponding experimental values for the response (tensile strength) for PLA/clay composites loaded with (i) NaOH-modified K85 rice husks, (ii) Mg(OH)2-modified K85 rice husks, (iii) NaOH-modified K98 rice husks, and (iv) Mg(OH)2-modified K98 rice husks.
Runs 3, 5, 9, 11, and 13 at the center point were employed to determine the experimental error and the reproducibility of the data. In order to obtain the best fit for each response set, the respective sequential model sum of squares values were considered. From each of these, the highest order polynomial, where the additional terms are significant, and the model is not aliased, was chosen. By applying multiple regression analysis to the response, four quadratic models were found to be the best fit of the response in each set. Analysis of variance (ANOVA) was used to ascertain significant interaction between factors and tensile strengths based on their p values. p values less than 0.05 were considered significant while p values greater than 0.10 were non-significant and therefore removed and the final expressions of the best fitting models were deduced. For statistical significance of a model at a 95% confidence interval, the alpha value is 0.05 (5%). As such, for a given model to be satisfactory for use in estimating relationships between inputs and outputs, the probability value for a given factor must be very minimal (< 0.05) [38, 39]. Additionally, factors’ probability values greater than 0.1 (10%) are considered to be insignificant because above 0.1, the confidence interval is 90%, which cannot effectively justify model relationships [25, 40]. Therefore, the tensile strength response surface-reduced quadratic models corresponding to PLA/clay composites loaded with (i) NaOH-modified K85 rice husks (\({Y}_{1}\)), (ii) Mg(OH)2-modified K85 rice husks (\({Y}_{2}\)), (iii) NaOH-modified K98 rice husks (\({Y}_{3}\)), and (iv) Mg(OH)2-modified K98 rice husks (\({Y}_{4}\)) are given in Eqs. (3) − (6), respectively.
where \(A\) is filler loading (wt.%), \(B\) is fiber loading (wt.%), and \(C\) is alkali concentration (wt.%).
For these Equations, it is worth recalling that a positive sign in the regression equation represents the synergistic effect between parameters, whereas a negative sign indicates an antagonistic effect [41].
3.2 Analysis of variance for model statistical significance
The tensile strength results for the developed PLA/clay/rice husk composites were investigated using analysis of variance (ANOVA) in order to determine statistically significant factors in the fitted models for each set of PLA/clay composites (see Tables 3 − 6). Additionally, the models’ lack-of-fits and the statistical significance of respective model coefficients were obtained.
The models’ F values of 43.94, 32.87, 59.67, and 60.38 corresponding to the reduced quadratic models for tensile strength of PLA/clay composites loaded with NaOH-modified K85 rice husks, Mg(OH)2-modified K85 rice husks, NaOH-modified K98 rice husks, and Mg(OH)2-modified K98 rice husks, respectively, imply that the developed models are significant (p values < 0.05). For each of the models, there is only a 0.01% chance that model F values this large could occur due to noise [42]. Moreover, lack-of-fits for the developed models were not significant relative to the pure error, further suggesting that the quadratic models adequately describe the functional relationships between experimental factors and respective tensile strengths [43]. Models’ lack-of-fit F values of 2.66, 2.31, 1.68, and 0.82 corresponding to the reduced quadratic models for tensile strength of PLA/clay composites loaded with NaOH-modified K85 rice husks, Mg(OH)2-modified K85 rice husks, NaOH-modified K98 rice husks, and Mg(OH)2-modified K98 rice husks respectively show that there are 18.15%, 21.93%, 31.75%, and 60.77% chances, respectively, that lack-of-fit values occurred due to noise. Therefore, a non-significant lack-of-fit is good as the intention is for the model to fit so that it can adequately predict the response (tensile strength) [44, 45].
The tensile strength models were statistically inspected using lack-of-fit values. Lack-of-fits of the models’ p values were 0.18, 0.22, 0.32, and 0.61 corresponding to the reduced quadratic models for tensile strength of PLA/clay composites loaded with NaOH-modified K85 rice husks, Mg(OH)2-modified K85 rice husks, NaOH-modified K98 rice husks, and Mg(OH)2-modified K98 rice husks respectively. It should be noted that the significant interaction between factors and tensile strength was evaluated based on the p values of the factors, and values greater than 0.10 were removed to improve the models. As shown in Table 3, A, B, C, AC, BC, and C2 are significant terms for the tensile strength surface-reduced quadratic model for PLA/clay composites loaded with NaOH-modified K85 rice husks. Among these, the interactive effect between filler loading and alkali concentration (F value 183.76) was found to be the most significant influencing factor. This is possibly due to the fact that alkali modification leads to better interaction, compatibility, and adhesion between both clay filler and NaOH-modified K85 rice husks to the PLA matrix, thereby increasing composites’ tensile strength [27]. This was followed by the interactive effect between fiber loading and alkali concentration (F value 36.20). The least significant was the quadratic effect of alkali concentration (F value 5.79). The significant terms for the tensile strength surface-reduced quadratic model for PLA/clay composites loaded with Mg(OH)2-modified K85 rice husks were A, B, AB, AC, BC, B2, and C2 (see Table 4). Among these, the interactive effect between filler loading and alkali concentration (F value 150.66) was found to be the most significant factor, followed by filler loading (F value 25.86). Quadratic effects of fiber loading and alkali concentration were the least influencing factors with F values of 4.86 and 9.25 respectively.
Meanwhile, A, B, AB, AC, BC, A2, and B2 are significant terms for the tensile strength surface-reduced quadratic model for PLA/clay composites loaded with NaOH-modified K98 rice husks (see Table 5). Among these, the interactive effect between filler loading and alkali concentration (F value 246.99) was found to be the most significant factor, followed by fiber loading (F value 52.96). The interactive effect between filler loading and fiber loading (F value 9.44) was found to be the least significant influencing factor. A, B, AB, AC, BC, and B2 are significant terms for the tensile strength surface-reduced quadratic model for PLA/clay composites loaded with Mg(OH)2-modified K898 rice husks (see Table 6). Among these, the interactive effect between filler loading and alkali concentration (F value 247.19) was found to be the most significant factor, followed by interactive effect between fiber loading and alkali concentration (F value 33.51), then filler loading (F value 30.42). The quadratic effect of fiber loading (F value 15.00) was found to be the least significant influencing factor.
Tables 3 − 6 also list the statistical data for tensile strengths variance analysis. Coefficient of regression values (R2) of 0.9635, 0.9624, 0.9789, and 0.9731 obtained for PLA/clay composites loaded with NaOH-modified K85 rice husks, Mg(OH)2-modified K85 rice husks, NaOH-modified K98 rice husks, and Mg(OH)2-modified K98 rice husks, respectively, suggested that the models competently represented the relationship between significant model terms. In fact, this result signalled higher reliability of empirical model data since all the R2 values were very close to 1 [46, 47]. Such high R2 values describe the models’ fit and the accuracy of the estimated constants [46]. The models obtained in NaOH-modified rice husks PLA composites achieved more accuracy, as observed to their higher R2 values (0.9635 and 0.9789) compared to Mg(OH)2-modified rice husks PLA composites (0.9624 and 0.9731). Similarly, the observation for the adjusted R2 values for the four models was close to 1. R2 and adjusted R2 values were in good agreement, with an approximately 95% confidence level, implying that the experimental and predicted efficiencies were not much different [46, 48]. Additionally, the predicted R2 values of 0.8293, 0.8237, 0.8999, and 0.9202 for PLA/clay composites loaded with NaOH-modified K85 rice husks, Mg(OH)2-modified K85 rice husks, NaOH-modified K98 rice husks, and Mg(OH)2-modified K98 rice husks, respectively, were in reasonable agreement with adjusted R2 values (respective differences were less than 0.2) [31, 46].
Furthermore, the coefficient of variation (C.V.), which must be lower than 10%, shows precision of the actual and predicted model [25, 39]. The low C.V. values of 2.90%, 3.45%, 2.28%, and 2.60% recorded in models for tensile strength of PLA/clay composites loaded with NaOH-modified K85 rice husks, Mg(OH)2-modified K85 rice husks, NaOH-modified K98 rice husks, and Mg(OH)2-modified K98 rice husks, respectively, show preciseness of the estimate. Adequate precision, which measures the signal to noise ratio, was greater than 4 in each of the models, indicating adequate model discrimination [35]. Adequate precision ratios of 25.888, 23.135, 29.368, and 30.579 obtained in models for tensile strength of PLA/clay composites loaded with NaOH-modified K85 rice husks, Mg(OH)2-modified K85 rice husks, NaOH-modified K98 rice husks, and Mg(OH)2-modified K98 rice husks, respectively, indicated adequate signal and suggested that the respective models can be used to navigate the design space defined by the BBD [42].
The total percentage contributions (TPC) of model terms in each of the reduced quadratic models is of extreme importance as it shows which of the factors has more effect to the model. In order to obtain the factorial weight or variance part of each factor, the sum of squares (SS) was taken from ANOVA data in Tables 3 − 6 [36]. As such, TPC of model terms in each of the reduced quadratic models was computed using Eqs. (7) − (9) for the linear, interaction, and quadratic terms respectively [38].
As shown in Fig. 2, the interaction effect is more predominant than the linear and quadratic effects for tensile strength of PLA/clay composites, which is consistent with the findings reported in the literature [35]. In fact, the TPC for interaction effects are 83.42%, 77.27%, 71.96%, and 81.94% for PLA/clay composites loaded with NaOH-modified K85 rice husks, Mg(OH)2-modified K85 rice husks, NaOH-modified K98 rice husks, and Mg(OH)2-modified K98 rice husks respectively. Quadratic effects between factors are the least predominant at 2.19%, 6.11%, 6.03%, and 4.14% respectively. Furthermore, for linear effects (basing on sum of squares), clay filler loading can generally be considered the most important factor, followed by rice husk fiber loading. However, the alkali concentration is less decisive in the reduced quadratic models. This is possibly due to the very minimal concentrations of NaOH and Mg(OH)2 used in the pre-treatment of rice husk fibers.
3.3 Diagnostics and adequacy of residual plots
The adequacy of the fitted models was inspected to verify if the suggested model provided a sufficient approximation of actual systems. To ascertain their validity, normal probability plots of the internally studentized residuals were verified with the assumption of ANOVA values. These were used to obtain the standard deviation between experimental and predicted values. Figures 3a, 4a, 5a, and 6a present the relationship for normal probability distribution and studentized residuals with tensile strengths of PLA/clay composites loaded with NaOH-modified K85 rice husks, Mg(OH)2-modified K85 rice husks, NaOH-modified K98 rice husks, and Mg(OH)2-modified K98 rice husks respectively. The residual points showed a curve close to the line that fit model data and the residual values did not display any apparent problem with normality [43, 49]. The correlation between studentized residuals and experimental runs for tensile strength behavior are shown in Figs. 3b, 4b, 5b, and 6b. Almost all the data points fell inconstantly close to “0,” demonstrating constant variance in experimental observations. For tensile strength of PLA/clay composites developed with Mg(OH)2-modified K85 rice husks, run 15 (23.23 MPa) recorded the lowest value of residuals (4.332) (see Fig. 4b). This outlier effect explains the why the model for this set of composites had the lowest R2 value (0.9624). Therefore, no transformation response is required for the experimental designs of this study [50].
Figures 3c, 4c, 5c, and 6c show the relationship between studentized residuals and predicted tensile strength responses of PLA/clay composites loaded with NaOH-modified K85 rice husks, Mg(OH)2-modified K85 rice husks, NaOH-modified K98 rice husks, and Mg(OH)2-modified K98 rice husks respectively. Studentized residuals were randomly scattered in a constant range across plot “0.” These plots did not show any clear pattern, suggesting random distribution of the residuals and hence validating the initial assumption of constant variance [31, 35]. Moreover, all residual data points fell between + 4.03715 and − 4.03715, proving the adequacy of the quadratic models, especially in relation to the high R2 values obtained [46]. Linear plots for predicted verses actual values for tensile strengths of the developed composites are shown in Figs. 3d, 4d, 5d, and 6d. All scatter points were correctly distributed close to the 45° line, which suggested high degrees of correlation between the experimental and predicted values. Consequently, the respective developed response surface models can be used to adequately represent the functional relationships between the experimental factors and tensile strengths of fiber-reinforced PLA composites.
Perturbation plots were used to provide correlations for process parameters at the respective center point on the tensile strengths (see Fig. 7). These plots provided a better understanding of the results. Particularly, a perturbation plot demonstrates the response of a particular factor in movement from a chosen center/reference point while other factors remain fixed [51]. In this study, the reference point was set in the center of the design space, which was the zero-coded level of each factor (3 wt.% filler loading, 20 wt.% fiber loading and 2 wt.% alkali concentration). It was seen that tensile strength of PLA/clay composites developed with NaOH-modified K85 rice husks increased with increases in filler loading and fiber loading (see Fig. 7a). This is because fillers and fibers provide reinforcement to PLA matrix and transfer stress from one fiber/filler to the next, thereby enabling an even distribution of the stress throughout the developed composite [52]. For Mg(OH)2-modified rice husks PLA/clay composites, increase in fiber loading past the center point (20 wt.%) led to a reduction in tensile strength (see Fig. 7b). The curvature for alkali concentration is much sharper than the other curves, indicating that the tensile strength of this set of PLA/clay composites was more sensitive to alkali concentration (see Fig. 7a and b). The high sensitivity is due to the quadratic effect of alkali concentration in these particular models (see Eqs. 3 and 4). At low levels of alkali concentration, tensile strength was high but reduced to a minimum value at the center point, before increasing again. It should be noted, however, that the increase after the center point (2 wt.%) was sluggish compared to that before the center point.
For PLA/clay composites developed with K98 rice husks, tensile strengths increased with increases in filler loading and fiber loading (see Fig. 7c and d). The curvature for fiber loading was much sharper than the other curves, indicating that the tensile strength of this set of PLA/clay composites was more sensitive to fiber loading, followed by filler loading as confirmed by the quadratic effect of fiber loading in these particular models (see Eqs. 5 and 6). It should be noted, however, that the increase in fiber loading after the center point (20 wt.%) was sluggish compared to that before the center point. Tensile strengths of composites loaded with more than 20 wt.% fiber are likely to drop because the amount of PLA matrix would be insufficient to wet out the fiber and fully transfer the stress effectively at such high fiber loadings [52]. Meanwhile, alkali concentration had no striking effect on tensile strengths of PLA/clay composites developed with K98 rice husks.
3.4 Response surface contour plots
The three-dimensional (3D) response and two-dimensional (2D) contour effects of the process factors on tensile strength behavior of PLA/clay composites loaded with NaOH-modified K85 rice husks are shown in Fig. 8. Figure 8a shows the interaction effect of rice husk fiber loading and clay filler loading on tensile strength. It can be ascertained from the silhouette view of all process parameters in the 3D surface plot that an increase in filler loading led to increasing tensile strengths by up to 12.68% at maximum filler loading. In addition, an increase in fiber loading also increased composites tensile strength due to better interlocking between the fiber/filler and PLA matrix [19, 43]. Similar findings were reported by King et al. [53]. This effect is clearly seen in the 2D contour plot, where the tensile strength was the lowest at 10 wt.% fiber loading and increased steadily up to 25.58 MPa and 26.43 MPa at 30 wt.% fiber loading, depending on the alkali concentration ratio. Jandas et al. [24] reported that increased fiber loadings coupled with increased clay filler loadings increase tensile strengths.
Figure 8b shows a silhouette view for all alkali concentration and clay filler loading process parameters and tensile strength. The 3D response surface plot confirms that tensile strength of PLA/clay composites developed with raw K85 rice husks decreases with increases in filler loading from 30.22 to 22.91 MPa. An opposite trend is realised when the husks are modified at 4 wt.% NaOH concentrations. Tensile strengths at 4 wt.% NaOH concentrations increase tensile strength by 64.18% due to better interaction, compatibility, and adhesion between both clay and NaOH-modified K85 rice husks to the PLA matrix [27]. At low filler levels, tensile strength reduced due to alkali modification of K85 rice husks while at the highest filler loading conditions, tensile strength of the developed composites increased with alkali modification of K85 rice husks. The 2D contour plot illustrates that tensile strength value was the highest at 5 wt.% filler loading (32.08 MPa) when K85 rice husks were modified with 4 wt.% concentration of NaOH, increasing by 40% from the value obtained when raw K85 rice husks were used. The realisation is that when low filler amounts are used, it is not necessary to modify the K85 rice husks while when higher filler amounts are to be used, higher concentrations of NaOH are required to modify K85 rice husks so as to enhance compatibility with PLA matrix.
The interaction effect for the response surface plot of NaOH concentration versus fiber loading on tensile strength of PLA/clay composites developed with K85 rice husks is represented in Fig. 8c. Tensile strength increased from 23.27 MPa with increases in raw K85 rice husk fiber loading to a maximum tensile strength of 29.29 MPa as viewed in the 2D plot of Fig. 8c. The increase in tensile strength at these conditions was also reported by Ibrahim et al. [54] who incorporated 10 − 30% kenaf fibers into PLA matrix. They reported increasing tensile strengths of the composites with increasing fiber loading. An opposite trend is seen in the 3D response surface plot at 4 wt.% NaOH-modified K85 rice husks as tensile strength reduced by 10.90% to 22.80 MPa. Similar results were obtained by Hassan et al. [35]. This result is in disagreement with Ng et al. [55] who proposed that high alkali concentrations (5 wt.%) and high fiber loadings (30 wt.%) improve biocomposites’ tensile strengths due to low hemicellulose levels. Meanwhile, at low fiber loadings, increase in alkali concentration increased tensile strength of the composites while at higher fiber loadings, increase in alkali concentration decreased tensile strengths from 29.29 to 22.80 MPa. Fig. 8:3D and 2D plots of a fiber loading vs filler loading, b alkali concentration vs filler loading, c alkali concentration vs fiber loading on tensile strength of PLA/clay/NaOH-modified K85 rice husks. Fig. 8:3D and 2D plots of a fiber loading vs filler loading, b alkali concentration vs filler loading, c alkali concentration vs fiber loading on tensile strength of PLA/clay/NaOH-modified K85 rice husks. Fig. 8:3D and 2D plots of a fiber loading vs filler loading, b alkali concentration vs filler loading, c alkali concentration vs fiber loading on tensile strength of PLA/clay/NaOH-modified K85 rice husks.
Figure 9 shows the three-dimensional (3D) response and two-dimensional (2D) contour effects of the process factors on tensile strength behavior of PLA/clay composites loaded with Mg(OH)2-modified K85 rice husks. Figure 9a shows the interaction effect of rice husk fiber loading and clay filler loading on tensile strength. From the silhouette view of all process parameters in the 3D surface plot, at low fiber loading ratios (10 wt.%), an increase in filler loading increased the tensile strengths from 20.05 to 25.85 MPa. At high fiber loading ratios, increasing filler loading had no effect on tensile strength as it remained constant at 25.82 MPa. In addition, as clearly seen in the 2D contour plot, tensile strengths did not change much with increase in fiber loading at the highest clay filling ratio (5 wt.%). Meanwhile, at the lowest clay filler ratio, an increase in fiber loading increased composites’ tensile strength due to reduced micro-voids, enhanced uniform dispersion and adhesion between the fiber-filler-PLA interface [56].
Figure 9b shows a silhouette view for all Mg(OH)2 concentration and clay filler loading process parameters and tensile strength. The 3D response surface plot confirms that tensile strength of PLA/clay composites developed with raw K85 rice husks decreases with increases in filler loading by 24.19%. Similar findings were reported by Ramesh et al. [56] who reported that increase in clay filler loading diminished the tensile strength of kenaf/aloevera fiber-reinforced PLA composites by having micro-voids and agglomerations formations, which reduced fiber-PLA bonding and load transfer capacity. Similar to the trend in tensile strength of PLA/clay composites developed with 4 wt.% NaOH-modified K85 rice husks, tensile strength of PLA/clay composites developed with 4 wt.% Mg(OH)2-modified K85 rice husks, increased by 71.23% with increase in clay filler loading. Additionally, at low filler levels, tensile strength decreased with Mg(OH)2 modification of K85 rice husks while at the 5 wt.% filler loading conditions, tensile strength of the developed composites increased from 22.91 to 33.63 MPa.
The interaction effect for the response surface plot of Mg(OH)2 concentration versus fiber loading on tensile strength of PLA/clay composites developed with K85 rice husks is represented in Fig. 9c. The 2D plot in Fig. 9c shows that tensile strength increased from 23.27 MPa with increases in raw K85 rice husk fiber loading to a maximum tensile strength of 28.32 MPa. At 4 wt.% Mg(OH)2 modification, tensile strength reduced from 25.29 to 23.23 MPa. The effect of increasing alkali concentration on tensile strength at the least and highest filler loadings is similar to that obtained in PLA/clay composites developed with NaOH-modified K85 rice husks.Fig. 9:3D and 2D plots of a fiber loading vs filler loading, b alkali concentration vs filler loading, c alkali concentration vs fiber loading on tensile strength of PLA/clay/Mg(OH)2-modified K85 rice husks.Fig. 9:3D and 2D plots of a fiber loading vs filler loading, b alkali concentration vs filler loading, c alkali concentration vs fiber loading on tensile strength of PLA/clay/Mg(OH)2-modified K85 rice husks.Fig. 9:3D and 2D plots of a fiber loading vs filler loading, b alkali concentration vs filler loading, c alkali concentration vs fiber loading on tensile strength of PLA/clay/Mg(OH)2-modified K85 rice husks.
Figure 10 shows the three-dimensional (3D) response and two-dimensional (2D) contour effects of the process factors on tensile strength behavior of PLA/clay composites loaded with NaOH-modified K98 rice husks. Interaction effects between fiber loading and filler loading on tensile strength are shown in Fig. 10a. As seen in the 3D surface plot, at low fiber loading ratios (10 wt.%), an increase in filler loading increased the tensile strengths from 21.15 to 25.79 MPa. This is because at low fiber loadings, clay played a significant role in the adsorption of hydroxyl groups on the rice husks surface and chemical bonds in PLA [57]. Similarly, at high fiber loading ratios, increasing filler loading increased tensile strength but to a minimal change (4.15%). Tensile strengths increased by 7.06% with increase in fiber loading at 5 wt.% filler ratio, while at the lowest clay filler ratio, an increase in fiber loading increased composites’ tensile strength from 21.15 to 26.51 MPa. Similar findings were reported by Ramesh et al. [58] who concluded that 1% clay filler addition in 30 wt.% kenaf fiber-reinforced PLA composites demonstrated the highest tensile strength compared to other formulations.
Figure 10b shows a silhouette view for all NaOH concentration and filler loading process parameters and tensile strength. The 3D response surface plot confirms that tensile strength of PLA/clay composites developed with raw K98 rice husks decreases with increases in filler loading from 29.19 to 22.37 MPa. Tensile strength of PLA/clay composites developed with 4 wt.% NaOH-modified K98 rice husks, increased from 21.15 MPa by 53.38% with increase in clay filler loading. Additionally, at low clay filler levels, tensile strength decreased with NaOH modification of K98 rice husks from 29.19 to 21.15 MPa while at 5 wt.% clay filler loading conditions, tensile strength of the developed composites increased by 45.02%. The decrease in tensile strength at low clay filler levels could likely be due to the plasticizing effect, which happened because NaOH has lower molecular weights than PLA matrix [15].
Figure 10c presents the interaction effect for the response surface plot of NaOH concentration versus fiber loading on tensile strength of PLA/clay composites developed with K98 rice husks. From the 3D response surface plot, it is clear that tensile strength increased from 21.17 MPa with increases in raw K98 rice husk fiber loading to a maximum tensile strength of 27.38 MPa. At 4 wt.% NaOH modification, tensile strength reduced by 6.10% to 23.56 MPa. The effect of increasing NaOH concentration on tensile strength and the 1 wt.% and 5 wt.% clay filler loadings is similar to that obtained in PLA/clay composites developed with NaOH-modified K85 rice husks.Fig. 10:3D and 2D plots of a fiber loading vs filler loading, b alkali concentration vs filler loading, c alkali concentration vs fiber loading on tensile strength of PLA/clay/NaOH-modified K98 rice husks.Fig. 10:3D and 2D plots of a fiber loading vs filler loading, b alkali concentration vs filler loading, c alkali concentration vs fiber loading on tensile strength of PLA/clay/NaOH-modified K98 rice husks.Fig. 10:3D and 2D plots of a fiber loading vs filler loading, b alkali concentration vs filler loading, c alkali concentration vs fiber loading on tensile strength of PLA/clay/NaOH-modified K98 rice husks.
Figure 11 shows the three-dimensional (3D) response and two-dimensional (2D) contour effects of the process factors on tensile strength behavior of PLA/clay composites loaded with Mg(OH)2-modified K98 rice husks. The interaction between fiber loading and filler loading on tensile strength is shown in Fig. 11a. As seen in the 3D surface plot, at low fiber loading ratios (10 wt.%), an increase in filler loading increased the tensile strengths by 27.83% while at high fiber loading ratios (30 wt.%), increasing clay filler loading increased tensile strength by only 2.01% to 29.54 MPa. At 5 wt.% filler ratio, tensile strengths decreased slightly from 26.41 to 25.94 MPa with increase in fiber loading, while at the lowest clay filler ratio (1 wt.%), an increase in fiber loading increased composites’ tensile strength from 20.66 to 25.43 MPa. Decreased tensile strength at 5 wt.% clay filler loading is because increased clay amounts inclusion in rice husk fiber-reinforced composites reduces the intercalation level, owing to poor interaction between PLA matrix and raw rice husk fibers [57, 59].
Figure 11b shows a silhouette view for all Mg(OH)2 concentration and filler loading process parameters and tensile strength. The 3D response surface plot presents that tensile strength of PLA/clay composites developed with raw K98 rice husks decreases with increases in filler loading from 29.52 to 21.23 MPa. This 27.78% reduction is clearly shown in the 2D contour plot. Tensile strength of PLA/clay composites developed with 4 wt.% Mg(OH)2-modified K98 rice husks increased from 20.25 to 32.44 MPa, which is a 60.20% with increase in clay filler loading. At low clay filler loading levels (1 wt.%), tensile strength decreased with Mg(OH)2 modification of K98 rice husks from 29.52 to 20.25 MPa while at 5 wt.% clay filler loading levels, tensile strength of the developed composites increased by 52.80% from 21.23 to 32.44 MPa when raw K98 rice husks were modified with 4 wt.%.
The interaction effect for the response surface plot between Mg(OH)2 concentration and fiber loading on tensile strength of PLA/clay composites developed with K98 rice husks is shown in Fig. 11c. From the 3D response surface plot, it is clear that tensile strength increased by 25.89% from 21.35 to 27.09 MPa with increases in raw K98 rice husk fiber loading while at 4 wt.% NaOH modification of K98 rice husks, a 7.17% reduction in tensile strength from 25.10 MPa was noted. Decreasing tensile strengths at 4 wt.% Mg(OH)2 concentration are possibly because this concentration is high and unevenly distributed on the husks’ surface, which may have aggregated into large particles and caused ununiform cross-link density between the husks and PLA matrix [60]. Meanwhile, at low K98 rice husk fiber loadings (10 wt.%), alkali concentration increased tensile strength of the developed fiber-reinforced PLA composites from 21.35 to 25.10 MPa while at higher fiber loadings (30 wt.%), alkali concentration decreased tensile strengths from 27.09 to 23.30 MPa.Fig. 11:3D and 2D plots of a fiber loading vs filler loading, b alkali concentration vs filler loading, c alkali concentration vs fiber loading on tensile strength of PLA/clay/Mg(OH)2-modified K98 rice husks.Fig. 11:3D and 2D plots of a fiber loading vs filler loading, b alkali concentration vs filler loading, c alkali concentration vs fiber loading on tensile strength of PLA/clay/Mg(OH)2-modified K98 rice husks.Fig. 11:3D and 2D plots of a fiber loading vs filler loading, b alkali concentration vs filler loading, c alkali concentration vs fiber loading on tensile strength of PLA/clay/Mg(OH)2-modified K98 rice husks Figs. 8, 10, 11 .
3.5 Process optimization
After model simulation using the numerical optimization method of the Design-Expert software, optimum conditions were suggested for maximizing the tensile strength for each set of fiber-reinforced PLA composites [25, 35, 61,62,63,64].
Figures 12, 13, 14 and 15 show the typical ramps, desirability cubes, and tensile strength cubes for optimization of filler loading, fiber loading, and alkali modification for the developed composites. As observed from Figs. 8 − 11, maximum tensile strengths were obtained when filler loading, fiber loading, and alkali concentration were kept in range. Meanwhile, in order to optimize tensile strength in each set of developed composites, individual maximums were targeted. The target goals were between 19.54 − 30.08 MPa, 19.64 − 33.63 MPa, 21.15 − 32.44 MPa, and 20.25 − 32.44 MPa for PLA/clay composites loaded with NaOH-modified K85 rice husks, Mg(OH)2-modified K85 rice husks, NaOH-modified K98 rice husks, and Mg(OH)2-modified K98 rice husks respectively. The typical ramp and cube for optimization of tensile strength of PLA/clay composites loaded with NaOH-modified K85 rice husks are shown in Fig. 12a. Optimal operating conditions for tensile strength were a filler loading of 4.99111 wt.%, fiber loading of 11.6212 wt.%, and a NaOH concentration 3.98275 wt.%. According to the BBD results, the predicted tensile strength was 32.0925 MPa. Meanwhile, a maximum tensile strength of 33.6923 MPa was predicted for PLA/clay composites loaded with Mg(OH)2-modified K85 rice husks at a filer loading of 4.85388 wt.%, fiber loading of 11.9281 wt.%, and a NaOH concentration 3.99941 wt.% (see Fig. 13a). The optimization conditions for PLA composites developed with modified K98 rice husks were suggested as follows: filler loading (1.02221 wt.% and 4.9653 wt.%), fiber loading (29.3413 wt.% and 12.2886 wt.%) and alkali concentration (0.0365041 wt.% and 3.97191 wt.%) for PLA/clay composites developed with NaOH-modified K98 rice husks and Mg(OH)2-modified K98 rice husks respectively (see Figs. 14a and 15a). If composites were to be developed at these conditions, the tensile strengths as predicted by the respective developed models are 32.4674 MPa and 32.7468 MPa respectively.
To generate optimum conditions for the tensile strengths of respective composites’ sets, the desirability function is employed and values close to 1 are most effective parameters with respect to response factors [25, 46, 65, 66]. In this study, desirability was equivalent to 1 for tensile strengths of all the developed composites. Individual and overall desirability, as well as accruing tensile strengths of the developed fiber-reinforced PLA composites, are shown in Figs. 12b − 15b and 12c − 15c respectively. Moreover, experiments were conducted to validate the optimal conditions that were determined by statistical modeling. As such, fiber-reinforced PLA composite samples were prepared according to the ramp suggestions in Figs. 12a–15a and the response (tensile strength) was obtained experimentally. The obtained results showed that the actual values of tensile strength were closely related with the predicted values showed in the tensile strength cubes (see Figs. 12c–15c). The percentage errors between the actual and predicted values were 1.12%, 1.87%, 1.39%, and 2.72% for PLA/clay composites loaded with NaOH-modified K85 rice husks, Mg(OH)2-modified K85 rice husks, NaOH-modified K98 rice husks, and Mg(OH)2-modified K98 rice husks respectively. This suggested that the models’ adequacies were reasonable and hence validity was confirmed [35, 46, 63]. Additionally, the results obtained in each set of composites are acceptable, indicating that a BBD is a very effective tool for optimizing individual factors in a new process.
4 Conclusions
This study optimized blending parameters of PLA/clay/rice husk composites through response surface methodology (RSM). The effect of clay filler loading, rice husk fiber loading, alkali concentration, rice husk variety, and alkali type on tensile strengths of the developed composites was evaluated using Box-Behnken design (BBD). Clay filler loading was found to exhibit the greatest influence on tensile strength of the developed PLA/clay/rice husk composites. The interaction effect was found to more predominant than the linear and quadratic effects for tensile strength. The total percentage contributions (TPC) for interaction effects were 83.42%, 77.27%, 71.96%, and 81.94% for PLA/clay composites loaded with NaOH-modified K85 rice husks, Mg(OH)2-modified K85 rice husks, NaOH-modified K98 rice husks, and Mg(OH)2-modified K98 rice husks respectively. Meanwhile, quadratic effects between factors were least predominant at 2.19%, 6.11%, 6.03%, and 4.14% respectively. The results showed good agreement between tensile strength experimental and predicted values for R2, predicted R2, and adjusted R2. The predicted tensile strengths were 32.09 MPa, 33.69 MPa, 32.47 MPa, and 32.75 MPa for PLA/clay composites loaded with NaOH-modified K85 rice husks, Mg(OH)2-modified K85 rice husks, NaOH-modified K98 rice husks, and Mg(OH)2-modified K98 rice husks respectively, which were very close to the obtained experimental values of 31.73 MPa, 33.06 MPa, 32.02 MPa, and 31.86 MPa respectively. The software’s reliability was therefore validated since the errors in tensile strengths between the actual and predicted optimized composites were relatively low. The present paper has shown that the BBD method is an economical way of gathering optimum values of tensile strength of PLA/clay/rice husk composites in the shortest period of time. This type of study is extremely promising because it is the first step to building a synergy between waste materials and their utilization in Uganda’s automotive industry.
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Acknowledgements
Technical support from Yosevi Engineering Services Limited, www.yosevi.com, is gratefully acknowledged.
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This work was financially supported by the Volkswagen Foundation under grant no. 96655 entitled “Enhanced flame retardancy of bio-composite plastics developed with rice husks and clay fillers.”
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Mr. Vianney Andrew Yiga—conceptualization, experimentation, data analysis, writing-original draft, technical editing. Dr. Michael Lubwama—conceptualization, experimentation, supervision, fund acquisition. Ms. Sinja Pagel—writing-original draft, technical editing, investigation. Dr. Peter Wilberforce Olupot—experimentation, technical editing, investigation. Dr. -Ing. Johannes Benz—conceptualization, technical editing. Prof. Christian Bonten—conceptualization, technical editing, supervision.
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Yiga, V.A., Lubwama, M., Pagel, S. et al. Optimization of tensile strength of PLA/clay/rice husk composites using Box-Behnken design. Biomass Conv. Bioref. 13, 11727–11753 (2023). https://doi.org/10.1007/s13399-021-01971-3
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DOI: https://doi.org/10.1007/s13399-021-01971-3