Abstract
In nice environments, such as Lipschitz or chord-arc domains, it is well-known that the solvability of the Dirichlet problem for an elliptic operator in \(L^p\), for some finite p, is equivalent to the fact that the associated elliptic measure belongs to the Muckenhoupt class \(A_\infty \). In turn, any of these conditions occurs if and only if the gradient of every bounded null solution satisfies a Carleson measure estimate. This has been recently extended to much rougher settings such as those of 1-sided chord-arc domains, that is, sets which are quantitatively open and connected with a boundary which is Ahlfors–David regular. In this paper, we work in the same environment and consider a qualitative analog of the latter equivalence showing that one can characterize the absolute continuity of the surface measure with respect to the elliptic measure in terms of the finiteness almost everywhere of the truncated conical square function for any bounded null solution. As a consequence of our main result particularized to the Laplace operator and some previous results, we show that the boundary of the domain is rectifiable if and only if the truncated conical square function is finite almost everywhere for any bounded harmonic function. In addition, we obtain that for two given elliptic operators \(L_1\) and \(L_2\), the absolute continuity of the surface measure with respect to the elliptic measure of \(L_1\) is equivalent to the same property for \(L_2\) provided the disagreement of the coefficients satisfy some quadratic estimate in truncated cones for almost everywhere vertex. Finally, for the case on which \(L_2\) is either the transpose of \(L_1\) or its symmetric part we show the equivalence of the corresponding absolute continuity upon assuming that the antisymmetric part of the coefficients has some controlled oscillation in truncated cones for almost every vertex.
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1 Introduction
A classical theorem in [41] states that
where \(\omega \) denotes the harmonic measure relative to the domain \(\Omega \). A quantitative version of this result was obtained later by Lavrentiev [36] who showed that in a chord-arc domain in the plane, harmonic measure is quantitatively absolutely continuous with respect to the arc-length measure, that is, harmonic measure is an \(A_\infty \) weight with respect to surface measure. After these two fundamental results there has been many authors seeking to find necessary and sufficient geometric criteria for the absolute continuity, or its quantitative version, of harmonic measure with respect to surface measure on the boundary of a domain in higher dimensions. In general, those can be divided into two categories: quantitative and qualitative.
In the quantitative category it has been recently established that if \(\Omega \subset {\mathbb {R}}^{n+1}\), \(n\ge 2\), is a 1-sided CAD (chord-arc domain, cf. Definition 2.4), then the following are equivalent:
Here, \(\sigma ={\mathcal {H}}^{n}|_{\partial \Omega }\) denotes the surface measure and \(A_{\infty }(\sigma )\) is as mentioned above the scale-invariant version of absolute continuity. The direction (a) implies (b) was shown by Azzam et al. [7]. That (b) implies (c) was proved by David and Jerison [17], and independently by Semmes [42]. Also, (a) implies (c) was proved by Hofmann and Martell [23]. These two authors jointly with Uriarte-Tuero [27] also established that (c) implies (a). The equivalent statements in (1.2) reveal the close connection between the regularity of the boundary of a domain and the good behavior of harmonic measure with respect to surface measure. In addition, (1.2) connects several known results, including the extension of [41] on Lipschitz domain [15], \(L^p_1\) domain [29] and \({\text {BMO}}_1\) domain [30].
For divergence form elliptic operators \(Lu=-{\text {div}}(A \nabla u)\) with real variable coefficients, that (b) implies (c) (with the elliptic measure \(\omega _L\) in place of \(\omega \)) was proved by Kenig and Pipher [33] under some Carleson measure estimate assumption for the matrix of coefficients A. The converse, that is, the fact that (c) implies (b) on a 1-sided CAD for the Kenig-Pipher class has been recently obtained by Hofmann et al. [24] (see also [25] for a previous result in a smaller class of operators). In another direction, it was shown in [12] that for any real (not necessarily non-symmetric) elliptic operator L, \(\omega _L \in A_{\infty }(\sigma )\) is equivalent to the so-called Carleson measure estimates, that is, every bounded weak null solution of L satisfies Carleson measure estimates.
On the other hand, the qualitative version of (1.2) has been also studied extensively. In contrast with (1.1), some counterexamples have been presented to show how the absolute continuity of harmonic measure is indeed affected by the topology/geometry of the domain and its boundary.
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Example 1. Lavrentiev constructed in [36] a simply connected domain \(\Omega \subset {\mathbb {R}}^2\) and a set \(E \subset \partial \Omega \) such that E has zero arclength, but \(\omega (E)>0\).
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Example 2. Bishop and Jones [10] found a uniformly rectifiable set E on the plane and some subset of E with zero arc-length which carries positive harmonic measure relative to the domain \({\mathbb {R}}^2\setminus E\).
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Example 3. Wu proved in [44] that there exists a topological ball \(\Omega \subset {\mathbb {R}}^3\) and a set \(E \subset \partial \Omega \) lying on a 2-dimensional hyperplane so that Hausdorff dimension of E is 1 (which implies \(\sigma (E)=0\)) but \(\omega (E)>0\).
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Example 4. In [8], Azzam et al. obtained that for all \(n \ge 2\), there is a Reifenberg flat domain \(\Omega \subset {\mathbb {R}}^{n+1}\) and there is a set \(E \subset \partial \Omega \) such that \(\omega (E)>0=\sigma (E)\).
Compared with (1.1), Examples 1 and 2 indicate that both the regularity of the boundary and the connectivity of the domain seem to be necessary for absolute continuity to occur. However, Examples 3 and 4 say that \(\omega \ll \sigma \) fails in the presence of some connectivity assumption. Indeed, a quantitative form of path connectedness is contained in Example 4 since Reifenberg flat domains, which are sufficiently flat, are in fact NTA domains (cf. Definition 2.4), see [34, Theorem 3.1]. Taking into consideration these, it is natural to investigate what extra mild assumptions are necessary to obtain the absolute continuity of harmonic measure.
It was shown by McMillan [37, Theorem 2] that for bounded simply connected domains \(\Omega \subset {\mathbb {C}}\), \(\omega \ll \sigma \ll \omega \) on the set of cone points. Later, Bishop and Jones [10] obtained that for any simply connected domain \(\Omega \subset {\mathbb {R}}^2\) and curve \(\Gamma \) of finite length, \(\omega \ll \sigma \) on \(\partial \Omega \cap \Gamma \). That result refined the conclusions in [40, p. 471] and [35, Theorem 3] where \(\Gamma \) was a line and a quasi-smooth curve, respectively. Beyond that, in a Wiener regular domain with large complement (cf. [1, Definition 1.5]), Akman et al. [1] gave a characterization of sets of absolute continuity in terms of the cone point condition and the rectifiable structure of elliptic measure. Let us point out that in all of the just mentioned results, the absolute continuity happens locally. In the case of the whole boundary, for every Lipschitz domain Dahlberg [14] proved that harmonic measure belongs to the reverse Hölder class with exponent 2 with respect to surface measure, this, in turn, yields \(\omega \ll \sigma \ll \omega \). This was extended to the setting of CAD domains in [17, 42]. For general NTA domains \(\Omega \subset {\mathbb {R}}^{n+1}\), \(n \ge 1\), Badger [9] proved that \(\sigma \ll \omega \) if the boundary \(\partial \Omega \) has finite surface measure. When \(\Omega \) is a 1-sided CAD, Akman et al. established in [2] that \(\partial \Omega \) is rectifiable if and only if \(\sigma \ll \omega \) on \(\partial \Omega \), which is also equivalent to the fact that \(\partial \Omega \) possesses exterior corkscrew points in a qualitative way and that \(\partial \Omega \) can be covered \(\sigma \)-a.e. by a countable union of portions of boundaries of bounded chord-arc subdomains of \(\Omega \). Based on a qualitative Carleson measure condition, they also got that the same conclusions hold for some class of elliptic operators with regular coefficients. The remarkable result in [6] proved that, in any dimension and in the absence of any connectivity condition, any piece of the boundary with finite surface measure is rectifiable, provided surface measure is absolutely continuous with respect to harmonic measure on that piece. The converse was treated in [3] by Akman et al. assuming that the boundary has locally finite surface measure and satisfies some weak lower Ahlfors–David regular condition.
Motivated by the previous work, the purpose of this article is to find characterizations of the absolute continuity of surface measure with respect to elliptic measure for real second order divergence form uniformly elliptic operators. Our main goal is to establish the equivalence between the absolute continuity and the finiteness almost everywhere of the conical square function applied to any bounded weak solution. To set the stage let us give few definitions (see Sect. 2 for more definitions and notation). The conical square function is defined as
where \(\delta (\cdot )={\text {dist}}(\cdot \,,\partial \Omega )\) and the cone \(\Gamma _{\alpha }(x)\) with vertex at \(x\in \partial \Omega \) and aperture \(\alpha >0\) is given by
Similarly, we define the truncated square function \(S_{\alpha }^r\) by integrating over the truncated cone \(\Gamma _{\alpha }^r(x) := \Gamma _{\alpha }(x) \cap B(x, r)\) for any \(r>0\).
Our main result is a qualitative analog of [31] and [12, Theorem 1.1]. More precisely, condition (a) is a qualitative analog of \(\omega _L\in A_\infty (\sigma )\) —or equivalently \(\sigma \in A_\infty (\omega _L)\)— while condition (c), or (d), or (e) is a qualitative version of the so-called Carleson measure condition, which is in turn equivalent to some local scale-invariant \(L^2\) estimate for the truncated conical square function.
Theorem 1.3
Let \(\Omega \subset {\mathbb {R}}^{n+1}\), \(n\ge 2\), be a 1-sided CAD (cf. Definition 2.4) and write \(\sigma :={\mathcal {H}}^n |_{\partial \Omega }\). There exists \(\alpha _0>0\) (depending only on the 1-sided CAD constants) such that for each fixed \(\alpha \ge \alpha _0\) and for every real (not necessarily symmetric) elliptic operator \(Lu=-{\text {div}}(A \nabla u)\) the following statements are equivalent:
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(a)
\(\sigma \ll \omega _L\) on \(\partial \Omega \).
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(b)
\(\partial \Omega =\bigcup _{N\ge 0} F_N\), where \(\sigma (F_0)=0\) and for each \(N \ge 1\) there exists \(C_N>1\) such that
$$\begin{aligned} C_N^{-1} \sigma (F) \le \omega _L(F) \le C_N \sigma (F), \quad \forall \,F \subset F_N. \end{aligned}$$ -
(c)
\(\partial \Omega =\bigcup _{N \ge 0} F_N\), where \(\sigma (F_0)=0\), for each \(N \ge 1\), \(F_N=\partial \Omega \cap \partial \Omega _N\) for some bounded 1-sided CAD \(\Omega _N \subset \Omega \), and \(S_{\alpha }^r u \in L^2(F_N, \sigma )\) for every weak solution \(u \in W_{{\text {loc}}}^{1,2}(\Omega ) \cap L^{\infty }(\Omega )\) of \(Lu=0\) in \(\Omega \) and for all (or for some) \(r>0\).
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(d)
\(S_{\alpha }^r u(x)<\infty \) for \(\sigma \)-a.e. \(x \in \partial \Omega \) for every weak solution \(u \in W_{{\text {loc}}}^{1,2}(\Omega )\cap L^{\infty }(\Omega )\) of \(Lu=0\) in \(\Omega \) and for all (or for some) \(r>0\).
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(e)
For every weak solution \(u \in W_{{\text {loc}}}^{1,2}(\Omega )\cap L^{\infty }(\Omega )\) of \(Lu=0\) in \(\Omega \) and for \(\sigma \)-a.e. \(x \in \partial \Omega \) there exists \(r_x>0\) such that \(S_{\alpha }^{r_x} u(x)<\infty \).
Remark 1.4
We would like to make the following observation regarding the parameter \(\alpha \) in the previous statement. Note first that if one of the conditions (c), (d), or (e) holds for some \(\alpha >0\), then the same condition is automatically true for all \(\alpha '\le \alpha \). Thus, (a) or (b) implies (c), (d), or (e) holds for all \(\alpha >0\). On the other hand, for the converse implications we need to make sure that \(\alpha \) does not get too small to prevent having empty cones, in which case the corresponding assumption trivially holds.
When turning to the harmonic measure, we obtain the following connection between the rectifiability of the boundary, the absolute continuity of surface measure with respect to harmonic measure, and the square functions estimates for harmonic functions.
Theorem 1.5
Let \(\Omega \subset {\mathbb {R}}^{n+1}\), \(n\ge 2\), be a 1-sided CAD and write \(\sigma :={\mathcal {H}}^n |_{\partial \Omega }\). There exists \(\alpha _0>0\) (depending only on the 1-sided CAD constants) such that for each fixed \(\alpha \ge \alpha _0\) if we write \(\omega \) to denote the harmonic measure for \(\Omega \) then the following statements are equivalent:
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(a)
\(\partial \Omega \) is rectifiable, that is, \(\sigma \)-almost all of \(\partial \Omega \) can be covered by a countable union of n-dimensional (possibly rotated) Lipschitz graphs.
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(b)
\(\sigma \ll \omega \) on \(\partial \Omega \).
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(c)
\(S_{\alpha }^r u(x)<\infty \) for \(\sigma \)-a.e. \(x \in \partial \Omega \) for every bounded harmonic function \(u \in W_{{\text {loc}}}^{1,2}(\Omega )\) and for all (or for some) \(r>0\).
The equivalence of (a) and (b) was established in [2], while Theorem 1.3 readily gives that (b) is equivalent to (c).
As an application of Theorem 1.3, we can obtain some additional results. The first deals with perturbations (see [4, 5, 11, 12, 16, 20,21,22, 38, 39]) and should be compared with its quantitative version in the 1-sided CAD setting [12, Theorem 1.3]. We note that our next result provides also a qualitative version of the work by Fefferman [21] who showed that in the unit ball if the right hand side of (1.7) is an essentially bounded function (rather than knowing that is finite almost everywhere) then one has \(\omega _{L_0} \in A_\infty (\sigma )\) if and only if \(\omega _{L_1} \in A_\infty (\sigma )\).
Theorem 1.6
Let \(\Omega \subset {\mathbb {R}}^{n+1}\), \(n\ge 2\), be a 1-sided CAD and write \(\sigma :={\mathcal {H}}^n |_{\partial \Omega }\). There exists \(\alpha _0>0\) (depending only on the 1-sided CAD constants) such that if the real (not necessarily symmetric) elliptic operators \(L_0 u = -{\text {div}}(A_0 \nabla u)\) and \(L_1 u = -{\text {div}}(A_1 \nabla u)\) satisfy for some \(\alpha \ge \alpha _0\) and for some \(r>0\)
where
then \(\sigma \ll \omega _{L_0}\) if and only if \(\sigma \ll \omega _{L_1}\).
Our second application of Theorem 1.3 allows us to establish a connection between the absolute continuity properties of the elliptic measures of an operator, its adjoint and/or its symmetric part. Given \(Lu=-{\text {div}}(A \nabla u)\) a real (not necessarily symmetric) elliptic operator, we let \(L^{\top }\) denote the transpose of L, and let \(L^\mathrm{sym}=\frac{L+L^{\top }}{2}\) be the symmetric part of L. These are respectively the divergence form elliptic operators with associated matrices \(A^\top \) (the transpose of A) and \(A^\mathrm{sym}=\frac{A+A^{\top }}{2}\). In this case, the following result is a qualitative version of [12, Theorem 1.6].
Theorem 1.8
Let \(\Omega \subset {\mathbb {R}}^{n+1}\), \(n\ge 2\), be a 1-sided CAD and write \(\sigma :={\mathcal {H}}^n |_{\partial \Omega }\). There exists \(\alpha _0>0\) (depending only on the 1-sided CAD constants) such that if \(Lu=-{\text {div}}(A \nabla u)\) is a real (not necessarily symmetric) elliptic operator; and we assume that \((A-A^{\top }) \in {\text {Lip}}_{{\text {loc}}}(\Omega )\) and that for some \(\alpha \ge \alpha _0\) and for some \(r>0\) one has
where \({\text {div}}_C\) stands for the column divergence, that is,
then \(\sigma \ll \omega _L\) if and only if \(\sigma \ll \omega _{L^{\top }}\) if and only if \(\sigma \ll \omega _{L^\mathrm{sym}}\).
The paper is organized as follows: In Sect. 2, we present some preliminaries, definitions, and some background results that will be used throughout the paper. Section 3 is devoted to showing Theorem 1.3. Finally, in Sect. 4, applying Theorem 1.3\((a) \Leftrightarrow (d)\), we obtain a more general perturbation result about the absolute continuity of surface measure with respect to elliptic measure and then prove Theorems 1.6 and 1.8.
2 Preliminaries
2.1 Notation and Conventions
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Our ambient space is \({\mathbb {R}}^{n+1}\), \(n\ge 2\).
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We use the letters c, C to denote harmless positive constants, not necessarily the same at each occurrence, which depend only on dimension and the constants appearing in the hypotheses of the theorems (which we refer to as the “allowable parameters”). We shall also sometimes write \(a\lesssim b\) and \(a\approx b\) to mean, respectively, that \(a\le C b\) and \(0<c\le a/b\le C\), where the constants c and C are as above, unless explicitly noted to the contrary. Moreover, if c and C depend on some given parameter \(\eta \), which is somehow relevant, we write \(a\lesssim _\eta b\) and \(a\approx _\eta b\). At times, we shall designate by M a particular constant whose value will remain unchanged throughout the proof of a given lemma or proposition, but which may have a different value during the proof of a different lemma or proposition.
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Given \(E \subset {\mathbb {R}}^{n+1}\) we write \({\text {diam}}(E)=\sup _{x, y \in E}|x-y|\) to denote its diameter.
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Given a domain (i.e., open and connected) \(\Omega \subset {\mathbb {R}}^{n+1}\), we shall use lower case letters x, y, z, etc., to denote points on \(\partial \Omega \), and capital letters X, Y, Z, etc., to denote generic points in \({\mathbb {R}}^{n+1}\) (especially those in \(\Omega \)).
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The open \((n+1)\)-dimensional Euclidean ball of radius r will be denoted B(x, r) when the center x lies on \(\partial \Omega \), or B(X, r) when the center \(X\in {\mathbb {R}}^{n+1}\setminus \partial \Omega \). A “surface ball” is denoted \(\Delta (x,r):=B(x,r)\cap \partial \Omega \), and unless otherwise specified it is implicitly assumed that \(x\in \partial \Omega \). Also if \(\partial \Omega \) is bounded, we typically assume that \(0<r\lesssim {\text {diam}}(\partial \Omega )\), so that \(\Delta =\partial \Omega \) if \({\text {diam}}(\partial \Omega )<r\lesssim {\text {diam}}(\partial \Omega )\).
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Given a Euclidean ball B or surface ball \(\Delta \), its radius will be denoted \(r_B\) or \(r_\Delta \) respectively.
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Given a Euclidean ball \(B=B(X,r)\) or a surface ball \(\Delta =\Delta (x,r)\), its concentric dilate by a factor of \(\kappa >0\) will be denoted by \(\kappa B=B(X,\kappa r)\) or \(\kappa \Delta =\Delta (x,\kappa r)\).
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For \(X\in {\mathbb {R}}^{n+1}\), we set \(\delta (X):={\text {dist}}(X,\partial \Omega )\).
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We let \({\mathcal {H}}^n\) denote the n-dimensional Hausdorff measure, and let \(\sigma :={\mathcal {H}}^n |_{\partial \Omega }\) denote the surface measure on \(\partial \Omega \).
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For a Borel set \(A\subset {\mathbb {R}}^{n+1}\), we let \({\text {int}}(A)\) denote the interior of A, and \({\overline{A}}\) denote the closure of A. If \(A\subset \partial \Omega \), \({\text {int}}(A)\) will denote the relative interior, i.e., the largest relatively open set in \(\partial \Omega \) contained in A. Thus, for \(A\subset \partial \Omega \), the boundary is then well defined by \(\partial A:={\overline{A}}\setminus {\text {int}}(A)\).
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For a Borel set \(A\subset \partial \Omega \) with \(0<\sigma (A)<\infty \), we write .
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We shall use the letter I (and sometimes J) to denote a closed \((n+1)\)-dimensional Euclidean cube with sides parallel to the coordinate axes, and we let \(\ell (I)\) denote the side length of I. We use Q to denote a dyadic “cube” on \(\partial \Omega \). The latter exist, given that \(\partial \Omega \) is Ahlfors–David regular (see [13, 18], and enjoy certain properties which we enumerate in Lemma 2.5 below).
2.2 Some Definitions
Definition 2.1
(Ahlfors–David regular) We say that a closed set \(E \subset {\mathbb {R}}^{n+1}\) is n-dimensional Ahlfors–David regular (or simply ADR) if there is some uniform constant \(C\ge 1\) such that
Definition 2.2
(Corkscrew condition) We say that an open set \(\Omega \subset {\mathbb {R}}^{n+1}\) satisfies the Corkscrew condition if for some uniform constant \(c \in (0, 1)\), and for every surface ball \(\Delta :=\Delta (x, r)\) with \(x \in \partial \Omega \) and \(0< r < {\text {diam}}(\partial \Omega )\), there is a ball \(B(X_{\Delta }, cr) \subset B(x, r) \cap \Omega \). The point \(X_{\Delta } \in \Omega \) is called a “Corkscrew point” relative to \(\Delta \). We note that we may allow \(r < C {\text {diam}}(\partial \Omega )\) for any fixed C, simply by adjusting the constant c.
Definition 2.3
(Harnack Chain condition) We say that an open set \(\Omega \) satisfies the Harnack Chain condition if there is a uniform constant C such that for every \(\rho >0\), \(\Lambda \ge 1\), and every pair of points \(X, X' \in \Omega \) with \(\min \{\delta (X), \delta (X')\} \ge \rho \) and \(|X-X'| < \Lambda \rho \), there is a chain of open balls \(B_1, \ldots , B_N \subset \Omega \), \(N \le C(\Lambda )\), with \(X \in B_1\), \(X' \in B_N\), \(B_k \cap B_{k+1} \ne \varnothing \), \(C^{-1} {\text {diam}}(B_k) \le {\text {dist}}(B_k, \partial \Omega ) \le C {\text {diam}}(B_k)\). Such a sequence is called a “Harnack Chain”.
We remark that the Corkscrew condition is a quantitative, scale invariant version of openness, and the Harnack Chain condition is a scale invariant version of path connectedness.
Definition 2.4
(1-sided NTA domains, 1-sided CAD, NTA domains, CAD). We say that \(\Omega \) is a 1-sided NTA (non-tangentially accessible) domain if \(\Omega \) satisfies both the Corkscrew and Harnack Chain conditions. Furthermore, we say that \(\Omega \) is an NTA domain if it is a 1-sided NTA domain and if, in addition, \({\mathbb {R}}^{n+1} \setminus {\overline{\Omega }}\) satisfies the Corkscrew condition. If a 1-sided NTA domain, or an NTA domain, has an ADR boundary, then it is called a 1-sided CAD (chord-arc domain) or a CAD, respectively.
2.3 Dyadic Grids and Sawtooths
We give a lemma concerning the existence of a “dyadic grid”, which was proved in [13, 18, 19].
Lemma 2.5
Suppose that \(E \subset {\mathbb {R}}^{n+1}\) is an n-dimensional ADR set. Then there exist constants \(a_0>0\), \(\gamma >0\), and \(C_1 < 1\) depending only on n and the ADR constant such that, for each \(k \in {\mathbb {Z}}\), there is a collection of Borel sets (cubes)
where \({\mathfrak {J}}_k\) denotes some (possibly finite) index set depending on k, satisfying:
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(a)
\(E=\bigcup _j Q_j^k\), for each \(k \in {\mathbb {Z}}\).
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(b)
If \(m \ge k\), then either \(Q_i^m \subset Q_j^k\) or \(Q_i^m \cap Q_j^k = \varnothing \).
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(c)
For each (j, k) and each \(m<k\), there is a unique i such that \(Q_j^k \subset Q_i^m\).
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(d)
\({\text {diam}}(Q_j^k) \le C_1 2^{-k}\).
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(e)
Each \(Q_j^k\) contains some surface ball \(\Delta (x_j^k, a_0 2^{-k}):=B(x_j^k, a_0 2^{-k}) \cap E\).
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(f)
\({\mathcal {H}}^n(\{x \in Q_j^k: {\text {dist}}(x, E \backslash Q_j^k) \le 2^{-k} a\}) \le C_1 a^{\gamma } {\mathcal {H}}^n(Q_j^k)\) for all k, j and \(a \in (0, a_0)\).
A few remarks are in order concerning this lemma.
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In the setting of a general space of homogeneous type, this lemma has been proved by Christ [13], with the dyadic parameter 1/2 replaced by some constant \(\delta \in (0, 1)\). In fact, one may always take \(\delta =1/2\) (cf. [28, Proof of Proposition 2.12]). In the presence of the Ahlfors-David property, the result already appears in [18, 19].
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For our purposes, we may ignore those \(k \in {\mathbb {Z}}\) such that \(2^{-k} > rsim {\text {diam}}(E)\), in the case that the latter is finite.
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We shall denote by \({\mathbb {D}}(E)\) the collection of all relevant \(Q^k_j\), i.e.,
$$\begin{aligned} {\mathbb {D}}(E) := \bigcup _{k \in {\mathbb {Z}}} {\mathbb {D}}_k, \end{aligned}$$where, if \({\text {diam}}(E)\) is finite, the union runs over those k such that \(2^{-k} \lesssim {\text {diam}}(E)\).
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For a dyadic cube \(Q \in {\mathbb {D}}_k\), we shall set \(\ell (Q)=2^{-k}\), and we shall refer to this quantity as the “length” of Q. Evidently, \(\ell (Q) \simeq {\text {diam}}(Q)\). We set \(k(Q)=k\) to be the dyadic generation to which Q belongs if \(Q \in {\mathbb {D}}_k\); thus, \(\ell (Q)=2^{-k(Q)}\).
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Properties (d) and (e) imply that for each cube \(Q \in {\mathbb {D}}_k\), there is a point \(x_Q \in E\), a Euclidean ball \(B(x_Q, r_Q)\) and a surface ball \(\Delta (x_Q, r_Q) := B(x_Q, r_Q) \cap E\) such that \(c\ell (Q) \le r_Q \le \ell (Q)\), for some uniform constant \(c > 0\), and
$$\begin{aligned} \Delta \left( x_Q, 2r_Q\right) \subset Q \subset \Delta \left( x_Q, Cr_Q\right) , \end{aligned}$$(2.6)for some uniform constant \(C>1\). We shall write
$$\begin{aligned} B_Q := B\left( x_Q, r_Q\right) ,\quad \Delta _Q := \Delta \left( x_Q, r_Q\right) , \quad {\widetilde{\Delta }}_Q := \Delta \left( x_Q, Cr_Q\right) , \end{aligned}$$(2.7)and we shall refer to the point \(x_Q\) as the “center” of Q.
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Let \(\Omega \subset {\mathbb {R}}^{n+1}\) be an open set satisfying the corkscrew condition and such that \(\partial \Omega \) is ADR. Given \(Q \in {\mathbb {D}}(\partial \Omega )\), we define the “corkscrew point relative to Q” as \(X_Q:=X_{\Delta _Q}\). We note that
$$\begin{aligned} \delta (X_Q) \simeq {\text {dist}}(X_Q, Q) \simeq {\text {diam}}(Q). \end{aligned}$$
We next introduce the notation of “Carleson region” and “discretized sawtooth” from [23, Sect. 3]. Given a dyadic cube \(Q \in {\mathbb {D}}(E)\), the “discretized Carleson region” \({\mathbb {D}}_Q\) relative to Q is defined by
Let \({\mathcal {F}}=\{Q_j\} \subset {\mathbb {D}}(E)\) be a pairwise family of disjoint cubes. The “global discretized sawtooth” relative to \({\mathcal {F}}\) is the collection of cubes \(Q \in {\mathbb {D}}(E)\) that are not contained in any \(Q_j \in {\mathcal {F}}\), that is,
For a given cube \(Q \in {\mathbb {D}}(E)\), we define the “local discretized sawtooth” relative to \({\mathcal {F}}\) is the collection of cubes in \({\mathbb {D}}_Q\) that are not contained in any \(Q_j \in {\mathcal {F}}\) of, equivalently,
We also introduce the “geometric” Carleson regions and sawtooths. In the sequel, \(\Omega \subset {\mathbb {R}}^{n+1}\), \(n \ge 2\), is a 1-sided CAD. Given \(Q \in {\mathbb {D}}:={\mathbb {D}}(\partial \Omega )\) we want to define some associated regions which inherit the good properties of \(\Omega \). Let \({\mathcal {W}}={\mathcal {W}}(\Omega )\) denote a collection of (closed) dyadic Whitney cubes of \(\Omega \), so that the cubes in \({\mathcal {W}}\) form a covering of \(\Omega \) with non-overlapping interiors, which satisfy
and also
Let X(I) be the center of I and \(\ell (I)\) denote the sidelength of I.
Given \(0<\lambda <1\) and \(I \in {\mathcal {W}}\), we write \(I^*=(1+\lambda )I\) for the “fattening” of I. By taking \(\lambda \) small enough, we can arrange matters, so that for any \(I, J \in {\mathcal {W}}\),
(The fattening thus ensures overlap of \(I^*\) and \(J^*\) for any pair \(I, J \in {\mathcal {W}}\) whose boundaries touch, so that the Harnack chain property then holds locally, with constants depending upon \(\lambda \), in \(I^* \cap J^*\).) By choosing \(\lambda \) sufficiently small, say \(0<\lambda <\lambda _0\), we may also suppose that there is a \(\tau \in (1/2, 1)\) such that for distinct \(I, J \in {\mathcal {W}}\), we have that \(\tau J \cap I^{*}=\varnothing \). In what follows we will need to work with the dilations \(I^{**}=(1+2\lambda )I\) or \(I^{***}=(1+4\lambda )I\), and to ensure that the same properties hold we further assume that \(0<\lambda <\lambda _0/4\).
Given \(\vartheta \in {\mathbb {N}}\), for every cube \(Q \in {\mathbb {D}}\) we set
We will choose \(\vartheta \ge \vartheta _0\), with \(\vartheta _0\) large enough depending on the constants of the corkscrew condition (cf. Definition 2.2) and in the dyadic cube construction (cf. Lemma 2.5), so that \(X_Q \in I\) for some \(I \in {\mathcal {W}}_Q^\vartheta \), and for each dyadic child \(Q^j\) of Q, the respective corkscrew points \(X_{Q^j} \in I^j\) for some \(I^j \in {\mathcal {W}}_Q^\vartheta \). Moreover, we may always find an \(I \in {\mathcal {W}}_Q^\vartheta \) with the slightly more precise property that \(\ell (Q)/2 \le \ell (I) \le \ell (Q)\) and
For each \(I \in {\mathcal {W}}_Q^\vartheta \), we form a Harnack chain from the center X(I) to the corkscrew point \(X_Q\) and call it H(I). We now let \({\mathcal {W}}_{Q}^{\vartheta , *}\) denote the collection of all Whitney cubes which meet at least one ball in the Harnack chain H(I) with \(I \in {\mathcal {W}}_Q\), that is,
We also define
By construction, we then have that
for each child \(Q^j\) of Q. It is also clear that there is a uniform constant \(k^*\) (depending only on the 1-sided CAD constants and \(\vartheta \)) such that
Here, \(X(I) \rightarrow _{U_Q^\vartheta } X_Q\) means that the interior of \(U_Q^\vartheta \) contains all balls in Harnack Chain (in \(\Omega \)) connecting X(I) to \(X_Q\), and moreover, for any point Z contained in any ball in the Harnack Chain, we have \({\text {dist}}(Z, \partial \Omega ) \simeq {\text {dist}}(Z, \Omega \setminus U_Q^\vartheta )\) with uniform control of implicit constants. The constant \(k^*\) and the implicit constants in the condition \(X(I) \rightarrow _{U_Q^\vartheta } X_Q\), depend on at most allowable parameter, on \(\lambda \), and on \(\vartheta \). Moreover, given \(I \in {\mathcal {W}}\) we have that \(I \in {\mathcal {W}}^{\vartheta ,*}_{Q_I}\), where \(Q_I \in {\mathbb {D}}(\partial \Omega )\) satisfies \(\ell (Q_I)=\ell (I)\), and contains any fixed \({\widehat{y}} \in \partial \Omega \) such that \({\text {dist}}(I, \partial \Omega )={\text {dist}}(I, {\widehat{y}})\). The reader is referred to [23] for full details. We note however that in that reference the parameter \(\vartheta \) is fixed. Here we need to allow \(\vartheta \) to depend on the aperture of the cones and hence it is convenient to include the superindex \(\vartheta \).
For a given \(Q \in {\mathbb {D}}\), the “Carleson box” relative to Q is defined by
For a given family \({\mathcal {F}}=\{Q_j\}\) of pairwise disjoint cubes and a given \(Q \in {\mathbb {D}}(\partial \Omega )\), we define the “local sawtooth region” relative to \({\mathcal {F}}\) by
where \({\mathcal {W}}_{{\mathcal {F}}, Q}^\vartheta :=\bigcup _{Q' \in {\mathbb {D}}_{{\mathcal {F}}, Q}} {\mathcal {W}}^{\vartheta ,*}_Q\). Analogously, we can slightly fatten the Whitney boxes and use \(I^{**}\) to define new fattened Whitney regions and sawtooth domains. More precisely, for every \(Q \in {\mathbb {D}}(\partial \Omega )\),
Similarly, we can define \(T^{\vartheta ,**}_Q\), \(\Omega ^{\vartheta ,**}_{{\mathcal {F}}, Q}\) and \(U^{\vartheta ,**}_Q\) by using \(I^{***}\) in place of \(I^{**}\). For later use, we recall that [23, Proposition 6.1]:
Following [23], one can easily see that there exist constants \(0<\kappa _1<1\) and \(\kappa _0 \ge \max \{2C, 4/c\}\) (with C the constant in (2.6), and c such that \(c \ell (Q) \le r_Q\)), depending only on the allowable parameters and on \(\vartheta \), so that
where \(B_Q\) is defined as in (2.7).
2.4 PDE Estimates
Now, we recall several facts concerning the elliptic measures and the Green functions. For our first results we will only assume that \(\Omega \subset {\mathbb {R}}^{n+1}\), \(n \ge 2\), is an open set, not necessarily connected, with \(\partial \Omega \) being ADR. Later we will focus on the case where \(\Omega \) is a 1-sided CAD.
Let \(Lu = - {\text {div}}(A \nabla u)\) be a variable coefficient second order divergence form operator with \(A(X)=(a_{i, j}(X))_{i,j=1}^{n+1}\) being a real (not necessarily symmetric) matrix with \(a_{i, j} \in L^{\infty }(\Omega )\) for \(1 \le i, j \le n+1\), and A uniformly elliptic, that is, there exists \(\Lambda \ge 1\) such that
In what follows, we will only be working with this kind of operators and we will refer to them as “elliptic operators” for the sake of simplicity. We write \(L^{\top }\) to denote the transpose of L, or, in other words, \(L^{\top }u = -{\text {div}}(A^{\top }\nabla u)\) with \(A^{\top }\) being the transpose matrix of A.
We say that a function \(u \in W_{{\text {loc}}}^{1,2}(\Omega )\) is a weak solution of \(Lu=0\) in \(\Omega \), or that \(Lu=0\) in the weak sense, if
Here and elsewhere \(C_c^{\infty }(\Omega )\) stands for the set of compactly supported smooth functions with all derivatives of all orders being continuous.
Associated with the operators L and \(L^{\top }\), one can, respectively, construct the elliptic measures \(\{\omega _L^X\}_{X \in \Omega }\) and \(\{\omega _{L^\top }^X\}_{X \in \Omega }\), and the Green functions \(G_L\) and \(G_{L^{\top }}\) (see [26] for full details). We next present some definitions and properties that will be used throughout this paper.
The following lemmas can be found in [26].
Lemma 2.11
Suppose that \(\Omega \subset {\mathbb {R}}^{n+1}\), \(n\ge 2\), is an open set such that \(\partial \Omega \) is ADR. Given an elliptic operator L, there exist \(C>1\) (depending only on dimension and on the ellipticity of L) and \(c_{\theta }>0\) (depending on the above parameters and on \(\theta \in (0, 1)\)) such that \(G_L\), the Green function associated with L, satisfies
Moreover, \(G_L(\cdot , Y) \in W^{1,2}_{{\text {loc}}}(\Omega \setminus \{Y\})\) for every \(Y \in \Omega \), and satisfies \(LG_L(\cdot , Y)=\delta _Y\) in the weak sense in \(\Omega \), that is,
Finally, the following Riesz formula holds
for a.e. \(X \in \Omega \) and for every \(\Phi \in C_c^{\infty } ({\mathbb {R}}^{n+1})\).
Lemma 2.19
Suppose that \(\Omega \subset {\mathbb {R}}^{n+1}\), \(n\ge 2\), is a 1-sided CAD. Let L be an elliptic operator. There exists a constant C (depending only on the dimension, the 1-sided CAD constants and the ellipticity of L) such that for every ball \(B_0:=B(x_0, r_0)\) with \(x_0 \in \partial \Omega \) and \(0<r_0<{\text {diam}}(\partial \Omega )\), and \(\Delta _0=B_0\cap \partial \Omega \) we have the following properties:
- (a):
-
There holds
$$\begin{aligned} \omega _L^Y\left( \Delta _0\right) \ge 1/C, \quad \forall \,Y \in \Omega \cap B\left( x_0, C^{-1}r_0\right) . \end{aligned}$$(2.20) - (b):
-
If \(B=B(x, r)\) with \(x \in \partial \Omega \) is such that \(2B \subset B_0\), then for any \(X \in \Omega \setminus B_0\),
$$\begin{aligned} C^{-1} \omega _L^{X}(\Delta ) \le r^{n-1} G_L\left( X, X_{\Delta }\right) \le C \omega _L^{X}(\Delta ). \end{aligned}$$(2.21) - (b):
-
If \(X \in \Omega \backslash 4B_0\), then we have
$$\begin{aligned} \omega _L^X(2\Delta _0) \le C \omega _L^X(\Delta _0). \end{aligned}$$(2.22)
3 Proof of Theorem 1.3
The goal of this section is to prove Theorem 1.3. We start with the following observation which will be used throughout the paper:
Remark 3.1
For every \(\alpha >0\), \(0<r<r'\), and \(\varpi \in {\mathbb {R}}\), if \(F \subset \partial \Omega \) is a bounded set and \(v\in L^2_{{\text {loc}}}(\Omega )\), then
To see this we first note that since F is bounded we can find R large enough so that \(F\subset B(0,R)\). Then, if \(x\in F\) one readily sees that
Note that \(K \subset \Omega \) is a compact set. Then, since \(v \in L^2_{{\text {loc}}}(\Omega )\), we conclude that
We can now proceed to prove Theorem 1.3. We first note that it is immediate to see that \((b)\Longrightarrow (a)\), \((c)\Longrightarrow (d)\), and \((d)\Longrightarrow (e)\). Moreover, (3.2) yields easily \((e)\Longrightarrow (d)\). Thus, it suffices to prove the following implications:
3.1 Proof of \((a) \Longrightarrow (c)\)
Assume that \(\sigma \ll \omega _L\). Fix and arbitrary \(Q_0 \in {\mathbb {D}}_{k_0}\) where \(k_0 \in {\mathbb {Z}}\) is taken so that \(2^{-k_0}=\ell (Q_0) < {\text {diam}}(\partial \Omega )/M_0\), where \(M_0\) is large enough and will be chosen later. From the construction of \(T_{Q_0}^{\vartheta }\) one can easily see that \(T_{Q_0}^{\vartheta } \subset \frac{1}{2}B_{Q_0}^*:=\kappa _0 B_{Q_0}\), see (2.10). Let \(X_0:=X_{M_0 \Delta _{Q_0}}\) be an interior corkscrew point relative to \(M_0 \Delta _{Q_0}\) so that \(X_0 \notin 4B_{Q_0}^*\) provided that \(M_0\) is taken large enough depending on the allowable parameters. Since \(\partial \Omega \) is ADR, (2.20) and Harnack’s inequality give that \(\omega _L^{X_0}(Q_0) \ge C_0^{-1}\), where \(C_0>1\) depends on 1-sided CAD constants and \(M_0\). We now normalize the elliptic measure and the Green function as follows
The hypothesis \(\sigma \ll \omega _L\) implies that \(\sigma \ll \omega \). Note that \(1 \le \frac{\omega (Q_0)}{\sigma (Q_0)} \le C_0\). Let \(N > C_0\) and let \({\mathcal {F}}_N^+ :=\{Q_j\} \subset {\mathbb {D}}_{Q_0} \backslash \{Q_0\}\), respectively, \({\mathcal {F}}_N^- :=\{Q_j\} \subset {\mathbb {D}}_{Q_0} \backslash \{Q_0\}\), be the collection of descendants of \(Q_0\) which are maximal (and therefore pairwise disjoint) with respect to the property that
Write \({\mathcal {F}}_N={\mathcal {F}}_N^+\cup {\mathcal {F}}_N^-\) and note that \({\mathcal {F}}_N^+\cap {\mathcal {F}}_N^-=\varnothing \). By maximality, one has
Write for every \(N>C_0\),
and
We claim that for every \(N>C_0\)
where given two non-negative Borel measures \(\mu \) and \(\nu \) we set
To see the first equality in (3.9), let \(x\in E_N^+\). Then, there exists \(Q_j\in {\mathcal {F}}_N^+\subset {\mathbb {D}}_{Q_0}\) so that \(Q_j\ni x\). Thus, by (3.5)
On the other hand, if \(M_{Q_0, \omega }^{\text {d}}\sigma (x)>N\), there exists \(Q\in {\mathbb {D}}_{Q_0}\) so that \(\sigma (Q)/\omega (Q)>N\). By the maximality of \({\mathcal {F}}_N^+\) we therefore conclude that \(Q\subset Q_j\) for some \(Q_j\in {\mathcal {F}}_N^+\). Hence, \(x\in E_N^+\) as desired. This completes the proof of the first equality in (3.9) and the second one follows using the same argument interchanging the roles of \(\omega \) and \(\sigma \).
Once we have shown (3.9), we clearly see that \(\{E_N^+\}_N\), \(\{E_N^-\}_N\), and \(\{E_N^0\}_N\) are decreasing sequences of sets. This, together with the fact that \(\omega (E_N^\pm )\le \omega (Q_0)<\infty \) and \(\sigma (E_N^\pm )\le \sigma (Q_0)<\infty \), implies that
Our next goal is to show that \(\sigma (E_0)=0\). To see this we note that by (3.5)
and, by (3.10)
Use this, the fact that \(\sigma \ll \omega \), and (3.10) to derive
On the other hand, (3.5) yields
and (3.10) implies
All these, together with (3.10) and the fact that \(\{E_N^0\}_N\) is a decreasing sequence of sets with \(\sigma (E_N^0)\le \sigma (Q_0)<\infty \), give
hence \(\sigma (E_0)=0\).
Next, by (2.9) and [23, Proposition 6.3], we have
Note that [23, Lemma 3.61] yields that \(\Omega _{{\mathcal {F}}_N, Q_0}^\vartheta \) is a bounded 1-sided CAD for any \(\vartheta \ge \vartheta _0\). Now, we are going to bound the square function in \(L^2(F_N, \sigma )\). Let \(u \in W_{{\text {loc}}}^{1,2}(\Omega ) \cap L^{\infty }(\Omega )\) be a weak solution of \(Lu=0\) in \(\Omega \). Let \(\vartheta \ge \vartheta _0\) and note that by (2.10), we see that \(2B_Q \subset B_{Q_0}^*\). Recalling (3.4) and the fact \(X_0 \not \in 4B_{Q_0}^*\), we use (2.21), (2.22), (3.6), Harnack’s inequality, and the fact that \(\partial \Omega \) is ADR to conclude that
for all \(X \in I^*\) with \(I \in {\mathcal {W}}_Q^{\vartheta ,*}\) and \(Q \in {\mathbb {D}}_{{\mathcal {F}}_N, Q_0}\). This and the definition of \(\Omega _{{\mathcal {F}}_N, Q_0}^\vartheta \) yield
For every \(M \ge 1\), we set \({\mathcal {F}}_{N, M}\) to be the family of maximal cubes of the collection \({\mathcal {F}}_N\) augmented by adding all the cubes \(Q \in {\mathbb {D}}_{Q_0}\) such that \(\ell (Q) \le 2^{-M} \ell (Q_0)\). This means that \(Q \in {\mathbb {D}}_{{\mathcal {F}}_{N,M}, Q_0}\) if and only if \(Q \in {\mathbb {D}}_{{\mathcal {F}}_N, Q_0}\) and \(\ell (Q)>2^{-M}\ell (Q_0)\). Observe that \({\mathbb {D}}_{{\mathcal {F}}_{N,M}, Q_0} \subset {\mathbb {D}}_{{\mathcal {F}}_{N, M'}, Q_0}\) for all \(M \le M'\), and hence \(\Omega _{{\mathcal {F}}_{N,M}, Q_0}^\vartheta \subset \Omega _{{\mathcal {F}}_{N,M'}, Q_0}^\vartheta \subset \Omega _{{\mathcal {F}}_N, Q_0}^\vartheta \). This, together with the monotone convergence theorem, gives
Invoking [12, Proposition 3.58], one has
where the implicit constants are independent of M. Consequently, combining (3.16), (3.17) and (3.18), we deduce that
To continue, we recall the dyadic square function defined in [27, Sect. 2.3]:
Note that if \(Q \in {\mathbb {D}}_{Q_0}\) is so that \(Q \cap E_N \ne \varnothing \), then necessarily \(Q \in {\mathbb {D}}_{{\mathcal {F}}_N, Q_0}\), otherwise, \(Q \subset Q' \in {\mathcal {F}}_N\), hence \(Q \subset Q_0 \backslash E_N\). In view of (3.19), we have
where we have used that the family \(\{U_Q^\vartheta \}_{Q\in {\mathbb {D}}}\) has bounded overlap. This along with the last condition in (3.14) yields
We next claim that fixed \(\alpha >0\), we can find \(\vartheta \) sufficiently large depending on \(\alpha \) such that for any \(r_0 \ll 2^{-k_0}\),
It suffices to show \(\Gamma _{\alpha }^{r_0}(x) \subset \Gamma _{Q_0}^\vartheta (x)\) for any \(x \in Q_0\). Indeed, let \(Y \in \Gamma _{\alpha }^{r_0}(x)\). Pick \(I \in {\mathcal {W}}\) so that \(Y \in I\), and hence, \(\ell (I) \simeq \delta (Y) \le |Y-x|<r_0 \ll 2^{-k_0} = \ell (Q_0)\). Pick \(Q_I \in {\mathbb {D}}_{Q_0}\) such that \(x \in Q_I\) and \(\ell (Q_I)=\ell (I) \ll \ell (Q_0)\). Thus, one has
Recalling (2.8), if we take \(\vartheta \ge \vartheta _0\) large enough so that
then \(Y \in I \in {\mathcal {W}}_{Q_I}^\vartheta \subset {\mathcal {W}}^{\vartheta ,*}_{Q_I}\). The latter gives that \(Y \in U_{Q_I}^\vartheta \subset \Gamma _{Q_0}^\vartheta (x)\) and consequently (3.22) holds. We should mention that the dependence of \(\vartheta \) on \(\alpha \) implies that all the sawtooth regions \(\Omega _{{\mathcal {F}}_N, Q_0}^\vartheta \) above as well as all the implicit constants depend on \(\alpha \).
To complete the proof we note that, it follows from (3.21) and (3.22) that \(S_{\alpha }^{r_0} u \in L^2(F_N, \sigma )\). This together with Remark 3.1 easily yields
We note that the previous argument has been carried out for an arbitrary \(Q_0\in {\mathbb {D}}_{k_0}\). Hence, using (3.7), (3.8), and (3.14) with \(Q_k\in {\mathbb {D}}_{k_0}\), we conclude, with the induced notation, that
where \(\sigma (F_0)=0\) and \(F^k_N=\partial \Omega \cap \partial \Omega _{{\mathcal {F}}^k_N, Q_k}\) where each \(\Omega _{{\mathcal {F}}^k_N, Q_k} \subset \Omega \) is a bounded 1-sided CAD . Combining (3.25) and (3.24) with \(F_N^k\) in place of \(F_N\), the proof of \((a) \Rightarrow (c)\) is complete. \(\square \)
3.2 Proof of \((a) \Longrightarrow (b)\)
We use an argument suggested by the anonymous referee. Fix \(X_0\in \Omega \) and write \(\omega := \omega _L^{X_0}\). Our assumption \(\sigma \ll \omega _L\) implies that there exists a non-negative \(\omega \)-measurable function \(h=d\sigma /d\omega \in L^1_{{\text {loc}}}(\omega )\) (we are implicitly assuming that h is a fixed element of the equivalence class of functions which agree with \(d\sigma /d\omega \) \(\omega \)-a.e., hence we may assume that h is defined everywhere in \(\partial \Omega \)). Set
and
Clearly, \(\partial \Omega =\bigcup _{N\ge 0} F_N\). Since \(h\in L^1_{{\text {loc}}}(\omega _L)\) we have that \(\omega (F_0^\infty )=0\), hence \(\sigma (F_0^\infty )=0\). Also
Hence \( \sigma (F_0)=0\). On the other hand, if \(F\subset F_N\), \(N\in {\mathbb {N}}\) we clearly have
This completes the proof. \(\square \)
Remark 3.26
Using the proof of \((a)\Longrightarrow (c)\) one can provide an alternative approach to see that \((a) \Longrightarrow (b)\). For that we borrow some ideas from [43] and address some small inaccuracies that do not affect their conclusion. As before we fix an arbitrary cube \(Q_0 \in {\mathbb {D}}_{k_0}\) and an integer \(N>C_0\). Recall that the family \({\mathcal {F}}_N\) of stopping cubes is constructed in (3.5) and \(E_N^0=E_N^+\cup E_N^-\) defined in (3.7). As we have shown that \(\{E_N^+\}_N\), \(\{E_N^-\}_N\), and \(\{E_N^0\}_N\) are decreasing sequence of sets it is easy to see that
By (3.11), (3.12) we conclude that this set has null \(\sigma \)-measure. Recalling our assumption \(\sigma \ll \omega \) we set \(h=d\sigma /d\omega \) and
By the Lebesgue differentiation theorem for dyadic cubes it follows that \(\omega (Q_0 \backslash L_0)=0\), hence \( \sigma (Q_0 \backslash L_0)=0\) Then we can write
with \(\sigma (\widetilde{F_0})=0\). We claim that for any \(x\in L_0\setminus E_N^0\) the following holds:
Otherwise, by the maximality of \({\mathcal {F}}_N^{+}\) or \({\mathcal {F}}_N^{-}\), one has \(Q\subset Q_j\) for some \(Q_j\in {\mathcal {F}}_N^{+}\cup {\mathcal {F}}_N^{-}\). Hence \(x\in E_N^0\) by (3.7) which is a contradiction. Using (3.28) and (3.29) we then obtain that \(N^{-1}\le h(x)\le N\) for all \(x\in L_0\setminus E_N^0\). Thus, for every \(F\subset L_0\setminus E_N^0\) we conclude that
To complete the proof we repeat this argument with any \(Q_k\in {\mathbb {D}}_{k_0}\) to readily get (b) using that \(\partial \Omega =\bigcup _{Q_k\in {\mathbb {D}}_{k_0}} Q_k\).
3.3 Proof of \((d)\Longrightarrow (a)\)
Given \(Q_0 \in {\mathbb {D}}\) and for any \(\eta \in (0, 1)\), we define the modified dyadic square function
where the modified non-tangential cone \(\Gamma _{Q_0}^{\vartheta _0,\eta }(x)\) is given by
Here we recall that \(\vartheta _0\) depends on the 1-sided CAD constants (see Sect. 2.3).
The following auxiliary result, whose proof is postponed to Appendix 1, extends [12, Lemma 3.10] (see also [31, 32]).
Lemma 3.30
There exist \(0<\eta \ll 1\) (depending only on dimension, the 1-sided CAD constants and the ellipticity of L) such that for every \(Q_0 \in {\mathbb {D}}\), and for every Borel set \(\varnothing \ne F \subset Q_0\) satisfying \(\omega _L^{X_{Q_0}}(F)=0\), there exists a Borel set \(S \subset Q_0\) such that the bounded weak solution \(u(X)=\omega _L^{X}(S)\) satisfies
Assume that (d) holds. To prove that \(\sigma \ll \omega _L\) on \(\partial \Omega \), by Lemma 2.5 (a), it suffices to show that for any given \(Q_0 \in {\mathbb {D}}\),
Consider then \(F \subset Q_0\) with \(\omega _L(F)=0\). By the mutually absolute continuity between elliptic measures, one has \(\omega _L^{X_{Q_0}}(F )=0\). Lemma 3.30 applied to F yields that there exists a Borel set \(S \subset Q_0\) such that \(u(X)=\omega _L^{X}(S)\), \(X\in \Omega \), satisfies
To continue, we claim that there exist \(\alpha _0>0\) and \(r>0\) such that
Indeed, let \(Y \in \Gamma _{Q_0}^{\vartheta _0,\eta }(x)\). By definition, there exist \(Q \in {\mathbb {D}}_{Q_0}\) and \(Q' \in {\mathbb {D}}_Q\) with \(\ell (Q')>\eta ^3 \ell (Q)\) such that \(Y \in U_{Q'}^{\vartheta _0}\) and \(x \in Q\). Then \(Y \in I^*\) for some \(I \in {\mathcal {W}}_{Q'}^{\vartheta _0,*}\), and hence,
This further implies that
where \(k^*\) depends on the 1-sided CAD constants (see Sect. 2.3). Combining (3.34) with (3.35), we get
where \(C_1\) depends only on the allowable parameters, and \(C_{1,\eta }\) depends only on the allowable parameters and also on \(\eta \). Eventually, this justifies (3.33).
Combining (3.32), (3.33), and (d), we readily see that \(\sigma (F)=0\) and (3.31) follows. This completes the proof of \((d)\Longrightarrow (a)\) and hence that of Theorem 1.3. \(\square \)
4 Proof of Theorems 1.6 and 1.8
To prove Theorems 1.6 and 1.8, we will make use of Theorem 1.3 and show that the truncated square function is finite \(\sigma \)-a.e. for every bounded weak solution. Indeed, we are going to show the following more general result, which is a qualitative version of [12, Theorem 4.13].
Theorem 4.1
Let \(\Omega \subset {\mathbb {R}}^{n+1}\), \(n \ge 2\), be a 1-sided CAD. There exists \({\widetilde{\alpha }}_0>0\) (depending only on the 1-sided CAD constants) such that if \(L_0 u = -{\text {div}}(A_0 \nabla u)\) and \(L_1 u = -{\text {div}}(A_1 \nabla u)\) are real (not necessarily symmetric) elliptic operators such that \(A_0-A_1=A+D\), where \(A, D \in L^{\infty }(\Omega )\) are real matrices satisfying the following conditions:
- (i):
-
there exist \(\alpha _1 \ge {\widetilde{\alpha }}_0\) and \(r_1>0\) such that
$$\begin{aligned} \iint _{\Gamma _{\alpha _1}^{r_1}(x)} a(X)^2 \delta (X)^{-n-1} dX < \infty , \qquad \sigma \text {-a.e. } x \in \partial \Omega , \end{aligned}$$(4.2)where
$$\begin{aligned} a(X):=\sup _{Y \in B(X, \delta (X)/2)}|A(Y)|, \qquad X \in \Omega ; \end{aligned}$$ - (ii):
-
\(D \in {\text {Lip}}_{{\text {loc}}}(\Omega )\) is antisymmetric and there exist \(\alpha _2 \ge {\widetilde{\alpha }}_0\) and \(r_2>0\) such that
$$\begin{aligned} \iint _{\Gamma _{\alpha _2}^{r_2}(x)} |{\text {div}}_{C} D(X)|^2 \delta (X)^{1-n} dX < \infty , \quad \sigma \text {-a.e. } x \in \partial \Omega ; \end{aligned}$$(4.3)
then \(\sigma \ll \omega _{L_0}\) if and only if \(\sigma \ll \omega _{L_1}\).
Proof
By symmetry, it suffices to assume that \(\sigma \ll \omega _{L_0}\) and prove \(\sigma \ll \omega _{L_1}\). Let \(u \in W_{{\text {loc}}}^{1,2}(\Omega ) \cap L^{\infty }(\Omega )\) be a weak solution of \(L_1u=0\) in \(\Omega \) and \(\Vert u\Vert _{L^{\infty }(\Omega )}=1\). Applying Theorem 1.3\((d) \Rightarrow (a)\) to u, we are reduced to showing that for some \(r>0\),
where \(\alpha _0\) is given in Theorem 1.3. Proceeding as in Sect. 3.1 and invoking (3.22), it suffices to see that for every fixed \(Q_0 \in {\mathbb {D}}_{k_0}\) and for some fixed large \(\vartheta \) (which depends on \(\alpha _0\) and hence solely on the 1-sided CAD constants) one has
Fix then \(Q_0 \in {\mathbb {D}}_{k_0}\), where \(k_0\) is given in the beginning of Sect. 3.1. We use the normalization in (3.4) with \(L=L_0\):
Much as in (3.5), we introduce the families for each \(N > C_0\) we let \({\mathcal {F}}_N^+ :=\{Q_j\} \subset {\mathbb {D}}_{Q_0} \backslash \{Q_0\}\), respectively, \({\mathcal {F}}_N^- :=\{Q_j\} \subset {\mathbb {D}}_{Q_0} \backslash \{Q_0\}\), be the collection of descendants of \(Q_0\) which are maximal (and therefore pairwise disjoint) with respect to the property that
Write \({\mathcal {F}}_N={\mathcal {F}}_N^+\cup {\mathcal {F}}_N^-\) and note that \({\mathcal {F}}_N^+\cap {\mathcal {F}}_N^-=\varnothing \). By maximality, one has
Write for every \(N>C_0\),
Set
where for every \(Q\in {\mathbb {D}}_{Q_0}\) we write
We claim that there exist \({\widetilde{\alpha }}_0>0\) and \({\widetilde{r}}>0\) such that
Indeed, let \(Y \in \Gamma ^{\vartheta ,*}_{Q_0}(x)\). Then, there exists \(Q \in {\mathbb {D}}_{Q_0}\) with \(Q \ni x\) and \(I \in {\mathcal {W}}^{\vartheta ,*}_Q\) such that \(Y \in I^{**}\). Using these, one has
which implies
where both \(C_1\) and \(C_2\) depend only on the allowable parameters —note that they depend on \(\vartheta \), hence on the 1-sided CAD constants. Thus, (4.9) holds for the choice of \({\widetilde{\alpha }}_0\) and \({\widetilde{r}}\), and as a result
where we have used that the fact that the family \(\{U^{\vartheta ,*}_Q\}_{Q \in {\mathbb {D}}}\) has bounded overlap, that \(\alpha _1, \alpha _2\ge {\widetilde{\alpha }}_0\) and the last estimate follows from (4.2), (4.3) together with Remark 3.1.
Given \(N>C_0\) (\(C_0\) is the constant that appeared in Sect. 3.1), let \({\widetilde{{\mathcal {F}}}}_N\subset {\mathbb {D}}_{Q_0}\) be the collection of maximal cubes (with respect to the inclusion) \(Q_j \in {\mathbb {D}}_{Q_0}\) such that
Observe that
Otherwise, there exists a cube \(Q_x\ni x\) such that \(\sum _{Q_x \subset Q \in {\mathbb {D}}_{Q_0}} \gamma _Q^\vartheta > N^2\), hence \(x \in Q_x \subset Q_j\) for some \(Q_j \in {\widetilde{{\mathcal {F}}}}_N\), which is a contradiction.
We next set
Let \(x \in {\widetilde{E}}^0_{N+1}\). Then there exists \(Q_x \in {\widetilde{{\mathcal {F}}}}_{N+1}\) such that \(x \in Q_x\). By (4.11), one has
Therefore, the maximality of the cubes in \({\widetilde{{\mathcal {F}}}}_N\) gives that \(Q_x \subset Q'_x\) for some \(Q'_x \in {\widetilde{{\mathcal {F}}}}_N\) with \(x \in Q'_x \subset {\widetilde{E}}_0^N\). This shows that \(\{{\widetilde{E}}_N^0\}_N\) is a decreasing sequence of sets, and since \({\widetilde{E}}_N^0\subset Q_0\) for every N we conclude that
Note that for every \(N>C_0\), if \(x \in {\widetilde{E}}_0\) there exists \(Q_x^{N} \in {\widetilde{{\mathcal {F}}}}_N\) such that \(Q_x^N \ni x\). By the definition of \({\widetilde{{\mathcal {F}}}}_N\), we have
and, therefore,
by (4.10).
To proceed, let \({\widehat{{\mathcal {F}}}}_N\) be the collection of maximal, hence pairwise disjoint, cubes in \({\mathcal {F}}_N \cup {\widetilde{{\mathcal {F}}}}_N\). Note that \({\mathbb {D}}_{{\widehat{{\mathcal {F}}}}_N, Q_0} \subset {\mathbb {D}}_{{\mathcal {F}}_N, Q_0} \cap {\mathbb {D}}_{{\widetilde{{\mathcal {F}}}}_N, Q_0}\). This along with (4.7) yields
We next set
Note that \({\widehat{{\mathcal {F}}}}_N\subset {\mathcal {F}}_N \cup {\widetilde{{\mathcal {F}}}}_N\) and also that if \(Q\in {\mathcal {F}}_N \cup {\widetilde{{\mathcal {F}}}}_N\) then there exists \(Q'\in {\mathcal {F}}_N \cup {\widetilde{{\mathcal {F}}}}_N\) so that \(Q\subset Q'\). This shows that \({\widehat{E}}_N^0 = {E}_N^0 \cup {\widetilde{E}}_N^0\), where \({E}_N^0\) and \({\widetilde{E}}_N^0\) are defined in (4.8) and (4.13) respectively. As we showed that \(\{E_N^0\}_N\) and \(\{{\widetilde{E}}_N^0\}_N\) are decreasing sequence of sets, then so is \(\{{\widehat{E}}_N^0\}_N\). This together with the fact that \({\widehat{E}}_N^0\subset Q_0\) lead to
as shown in (3.13) and (4.14), hence \(\sigma ({\widehat{E}}_0)=0\).
Next we write
Therefore, to get (4.4), we are left with proving
With this goal in mind, we apply (4.15), (4.17) and proceed as in the proof of (3.20) and (3.16), to conclude that
As in Sect. 3.1, for every \(M \ge 1\), we consider the pairwise disjoint collection \({\widehat{{\mathcal {F}}}}_{N,M}\) that is the family of maximal cubes of the collection \({\widehat{{\mathcal {F}}}}_N\) augmented by adding all the cubes \(Q \in {\mathbb {D}}_{Q_0}\) such that \(\ell (Q) \le 2^{-M} \ell (Q_0)\). In particular, \(Q \in {\mathbb {D}}_{{\widehat{{\mathcal {F}}}}_{N,M}, Q_0}\) if and only if \(Q \in {\mathbb {D}}_{{\widehat{{\mathcal {F}}}}_N, Q_0}\) and \(\ell (Q)>2^{-M}\ell (Q_0)\). Moreover, \({\mathbb {D}}_{{\widehat{{\mathcal {F}}}}_{N,M}, Q_0} \subset {\mathbb {D}}_{{\widehat{{\mathcal {F}}}}_{N,M'}, Q_0}\) for all \(M \le M'\), and hence \(\Omega _{{\widehat{{\mathcal {F}}}}_{N,M}, Q_0}^\vartheta \subset \Omega _{{\widehat{{\mathcal {F}}}}_{N,M'}, Q_0}^\vartheta \subset \Omega _{{\widehat{{\mathcal {F}}}}_N, Q_0}^\vartheta \). Then the monotone convergence theorem implies
To continue with the proof, we are going to follow [12, Proof of Proposition 4.18]. Let \(\Psi \in C^\infty _c({\mathbb {R}}^{n+1})\) be the smooth cut-off function associated with the sawtooth domain \(\Omega _{{\widehat{{\mathcal {F}}}}_{N, M}, Q_0}^\vartheta \) (see [12, Lemma 3.61] or [25, Lemma 4.44]) and note that since \(\Psi > rsim 1\) in \(\Omega _{{\widehat{{\mathcal {F}}}}_{N,M}}^{\vartheta }\) we have
Note that \(\widetilde{{\mathcal {J}}}_M<\infty \) because \({\text {supp}}\Psi \subset \overline{\Omega _{{\widehat{{\mathcal {F}}}}_{N, M}, Q_0}^{\vartheta ,*}} \subset \Omega \) and \(u \in W^{1,2}_{{\text {loc}}}(\Omega )\). A careful examination of [12, Proof of Proposition 4.18] gives
In turn, applying Young’s inequality and hiding, we readily get
where the implicit constant is independent of M. Collecting (4.19), (4.20), (4.21), and (4.22), we obtain
where we used that \(\sigma (Q) \simeq \ell (Q)^n \simeq \delta (X)^n\) for every \(X \in U^{\vartheta ,*}_Q\). On the other hand,
As observed above \({\widetilde{E}}_N^0\subset {\widehat{E}}_N^0\), hence, (4.12) leads to
In order to control the second term in (4.24), we fix \(Q_j \in {\widehat{{\mathcal {F}}}}_N\). Note that if \(Q \in {\mathbb {D}}_{{\widehat{{\mathcal {F}}}}_N, Q_0}\) is so that \(Q \cap Q_j \ne \varnothing \) then necessarily \(Q_j \subsetneq Q\). Write \({\widehat{Q}}_j\) for the dyadic father of \(Q_j\), that is, \({\widehat{Q}}_j\) is the unique dyadic cube containing \(Q_j\) with \(\ell ({\widehat{Q}}_j)=2\ell (Q_j)\). We claim that
Otherwise, recalling the construction of \({\widetilde{{\mathcal {F}}}}_N\) in (4.11), it follows that \({\widehat{Q}}_j \subset Q'\) for some \(Q' \in {\widetilde{{\mathcal {F}}}}_N\). From the definition of \({\widehat{{\mathcal {F}}}}_N\), we then have that \(Q' \subset Q''\) for some \(Q'' \in {\widehat{{\mathcal {F}}}}_N\). Consequently, \(Q_j \subsetneq Q''\) with \(Q_j, Q'' \in {\widehat{{\mathcal {F}}}}_N\) contradicting the maximality of the family \({\widehat{{\mathcal {F}}}}_N\). Then it follows from (4.26) that
Collecting (4.23), (4.24), (4.25), and (4.27), we deduce that
This shows (4.18) and completes the proof of Theorem 4.1. \(\square \)
Now let us see how we deduce Theorems 1.6 and 1.8 from Theorem 4.1.
Proof of Theorem 1.6
Let \(L_0\) and \(L_1\) be the elliptic operators given in Theorem 1.6. If we take \(A=A_0-A_1\) and \(D=0\) in Theorem 4.1, then (4.2) coincides with the assumption (1.7) and (4.3) holds automatically. Therefore, Theorem 1.6 immediately follows from Theorem 4.1. \(\square \)
Proof of Theorem 1.8
Let A be the matrix as stated in Theorem 1.8. If we take \(A_0=A\), \(A_1=A^{\top }\), \({\widetilde{A}}=0\) and \(D=A-A^{\top }\) in Theorem 4.1, then one has \(A_0-A_1={\widetilde{A}}+D\) with \(D \in {\text {Lip}}_{{\text {loc}}}(\Omega )\) antisymmetric, (4.2) holds trivially and (4.3) agrees with (1.9). Thus, Theorem 4.1 implies that \(\sigma \ll \omega _L\) if and only if \(\sigma \ll \omega _{L^{\top }}\).
Similarly, the conclusion that \(\sigma \ll \omega _L\) if and only if \(\sigma \ll \omega _{L^\mathrm{sym}}\) follows if we set \(A_0=A\), \(A_1=(A+A^{\top })/2\), \({\widetilde{A}}=0\) and \(D=(A-A^{\top })/2\). \(\square \)
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The first author is supported by Grant FJC2018-038526-I funded by MCIN/AEI/ 10.13039/501100011033. The first and second authors acknowledge financial support from MCIN/AEI/ 10.13039/501100011033 grants CEX2019-000904-S and PID2019-107914GB-I00, and from the Spanish National Research Council, through the “Ayuda extraordinaria a Centros de Excelencia Severo Ochoa” (20205CEX001). The second author also acknowledges that the research leading to these results has received funding from the European Research Council under the European Union’s Seventh Framework Programme (FP7/2007-2013)/ ERC agreement no. 615112 HAPDEGMT. The last author was supported by PIP 112201501003553 (CONICET) and has received funding from the European Union’s Horizon 2020 research and innovation programme under the Marie Skłodowska-Curie grant agreement No 777822. The last author would like to express her gratitude to the first two authors and the Instituto de Ciencias Matemáticas (ICMAT), for their support and hospitality. The authors wish to thank the anonymous referee for his/her suggestions and, in particular, for pointing out a simpler argument to derive \((a)\Longrightarrow (b)\) in Theorem 1.3.
Appendix A. Extending the Construction of Kenig, Kirchheim, Pipher, Toro: Proof of Lemma 3.30
Appendix A. Extending the Construction of Kenig, Kirchheim, Pipher, Toro: Proof of Lemma 3.30
In this appendix we prove Lemma 3.30. We will follow the construction in [12, Sect. 3] which in turn extends that of [31] (see also [32]). In those scenarios the set F is sufficiently small, that is, it satisfies \(\omega _L^{X_{Q_0}}(F)\le \beta \omega _L^{X_{Q_0}}(Q_0)\) and it is shown that there is a set \(S_\beta \) so that \(u_\beta (X)=\omega _{L}^X(S_\beta )\), \(X\in \Omega \), satisfies \(S_{Q_0}^{\vartheta _0,\eta } u(x)^2 > rsim _\eta \log (\beta ^{-1})\) for every \(x\in F\). Here we obtain the limiting case \(\beta =0\).
We start with some definition and some auxiliary result:
Definition A.1
Let \(E \subset {\mathbb {R}}^{n+1}\) be an n-dimensional ADR set. Fix \(Q_0 \in {\mathbb {D}}(E)\) (cf. Lemma (2.5)) and let \(\mu \) be a regular Borel measure on \(Q_0\). Given \(\varepsilon _0 \in (0,1)\) and a Borel set \(\varnothing \ne F \subset Q_0\), a good \(\varepsilon _0\)-cover of F with respect to \(\mu \), of length \(k \in {\mathbb {N}}\), is a collection \(\{{\mathcal {O}}_{\ell }\}_{\ell =1}^k\) of Borel subsets of \(Q_0\), together with pairwise disjoint families \({\mathcal {F}}_{\ell } =\{Q^{\ell }\} \subset {\mathbb {D}}_{Q_0}\), \(1\le \ell \le k\), such that the following hold:
-
(a)
\(F \subset {\mathcal {O}}_k \subset {\mathcal {O}}_{k-1} \subset \dots \subset {\mathcal {O}}_2 \subset {\mathcal {O}}_1 \subset Q_0\).
-
(b)
\({\mathcal {O}}_{\ell }=\bigcup _{Q^{\ell } \in {\mathcal {F}}_{\ell }} Q^{\ell }\), for every \(1 \le \ell \le k\).
-
(c)
\(\mu ({\mathcal {O}}_{\ell } \cap Q^{\ell -1}) \le \varepsilon _0 \mu (Q^{\ell -1})\), for each \(Q^{\ell -1} \in {\mathcal {F}}_{\ell -1}\) and \(2\le \ell \le k\).
Analogously, a good \(\varepsilon _0\)-cover of F with respect to \(\mu \), of length \(\infty \), is a collection \(\{{\mathcal {O}}_{\ell }\}_{\ell =1}^\infty \) of Borel subsets of \(Q_0\), together with pairwise disjoint families \({\mathcal {F}}_{\ell } =\{Q^{\ell }\} \subset {\mathbb {D}}_{Q_0}\), \(\ell \ge 1\), such that the following hold:
-
(a)
\(F \subset \dots \subset {\mathcal {O}}_k \subset {\mathcal {O}}_{k-1} \subset \dots \subset {\mathcal {O}}_2 \subset {\mathcal {O}}_1 \subset Q_0\).
-
(b)
\({\mathcal {O}}_{\ell }=\bigcup _{Q^{\ell } \in {\mathcal {F}}_{\ell }} Q^{\ell }\), for every \(\ell \ge 1\),
-
(c)
\(\mu ({\mathcal {O}}_{\ell } \cap Q^{\ell -1}) \le \varepsilon _0 \mu (Q^{\ell -1})\), for each \(Q^{\ell -1} \in {\mathcal {F}}_{\ell -1}\) and \(\ell \ge 2\).
Remark A.2
In the previous definition we implicitly assume that \(F\cap Q^\ell \ne \varnothing \) for every \(Q^{\ell }\in {\mathcal {F}}_\ell \) and for all \(1\le \ell \le k\) if the length is k, or all \(\ell \ge 1\) if the length is infinity. Otherwise, we can remove all the cubes \(Q^\ell \) for which \(F\cap Q^\ell =\varnothing \), and all the required conditions clearly hold.
Observe also that if \(\{{\mathcal {O}}_{\ell }\}_{\ell =1}^k\) is a good \(\varepsilon _0\)-cover of F then, by Definition A.1, we have for every \(2\le \ell \le k\)
Iterating this for every \(2\le \ell \le k\) we conclude that
Lemma A.4
[12, Lemma 3.5] Let \(E \subset {\mathbb {R}}^{n+1}\) be an n-dimensional ADR set. Let \(\mu \) be a regular Borel measure on \(Q_0\) and assume that it is dyadically doubling on \(Q_0\), that is, there exists \(C_{\mu } \ge 1\) such that \(\mu (Q^*) \le C_{\mu } \mu (Q)\) for every \(Q \in {\mathbb {D}}_{Q_0} \setminus \{Q_0\}\), with \(Q^* \supset Q\) and \(\ell (Q^*) = 2\ell (Q)\) (i.e., \(Q^*\) is the “dyadic parent" of Q). For every \(0<\varepsilon _0 \le e^{-1}\), if \(\varnothing \ne F \subset Q_0\) with \(\mu (F) \le \alpha \mu (Q_0)\) and \(0<\alpha \le \varepsilon _0^2/(2C_{\mu }^2)\) then F has a good \(\varepsilon _0\)-cover with respect to \(\mu \) of length \(k_0=k_0(\alpha , \varepsilon _0, C_\mu ) \in {\mathbb {N}}\), \(k_0 \ge 2\), which satisfies \(k_0 \approx \frac{\log \alpha ^{-1}}{\log \varepsilon _0^{-1}}\). In particular, if \(\mu (F)=0\), then F has a good \(\varepsilon _0\)-cover of arbitrary length.
We would like to mention that in the case \(\mu (F)=0\) this result gives an \(\varepsilon _0\)-cover of arbitrary length. Our goal is to show that in such an scenario one can iterate the construction and construct an \(\varepsilon _0\)-cover of infinite length:
Lemma A.5
Let \(E \subset {\mathbb {R}}^{n+1}\) be an n-dimensional ADR set and fix \(Q_0 \in {\mathbb {D}}(E)\). Let \(\mu \) be a regular Borel measure on \(Q_0\) and assume that it is dyadically doubling on \(Q_0\). For every \(0<\varepsilon _0 \le e^{-1}\), if \(\varnothing \ne F \subset Q_0\) with \(\mu (F)=0\), then F has a good \(\varepsilon _0\)-cover of length \(\infty \).
Proof
We are going to iterate Lemma A.4. Given \(0<\varepsilon _0 \le e^{-1}\) and \(0<\alpha < \varepsilon _0^2/(2C_{\mu }^2)\), let \(k_0=k_0(\alpha ,\varepsilon _0,C_\mu )\in {\mathbb {N}}\), \(k_0\ge 2\), be the value from Lemma A.4 so that \(k_0 \approx \frac{\log \alpha ^{-1}}{\log \varepsilon _0^{-1}}\). Let \(F \subset Q_0\) with \(\mu (F)=0\). Using that \(\mu (F)<\alpha \mu (Q_0)\), Lemma A.4 gives \(\{{\mathcal {O}}^1_{\ell }\}_{\ell =1}^{k_0}\), a good \(\varepsilon _0\)-cover of length \(k_0\) of F with \({\mathcal {F}}_\ell ^1\subset {\mathbb {D}}_{Q_0}\) the associated families of pairwise disjoint cubes. This is the first generation in the construction.
To obtain the second generation take an arbitrary \(Q \in {\mathcal {F}}^1_{k_0}\) and note that \(\mu (F \cap Q)=0<\alpha \mu (Q)\). We apply again Lemma A.4 in Q to \(F \cap Q\) (which is not empty by Remark A.2) and obtain a good \(\varepsilon _0\)-cover \(\{\widetilde{{\mathcal {O}}}^2_{\ell }(Q)\}_{\ell =1}^{k_0}\) of \(F \cap Q\) with associated families of pairwise disjoint cubes \({\widetilde{{\mathcal {F}}}}_\ell ^2(Q)\subset {\mathbb {D}}_Q\), \(1\le \ell \le k_0\), and so that
Write \(\widetilde{{\mathcal {O}}}^2_\ell :=\bigcup _{Q \in {\mathcal {F}}^1_{k_0}} \widetilde{{\mathcal {O}}}^2_\ell (Q)\) and \({\widetilde{{\mathcal {F}}}}_\ell ^2=\bigcup _{Q \in {\mathcal {F}}^1_{k_0}} \widetilde{{\mathcal {F}}}^2_\ell (Q)\) for \(1\le \ell \le k_0\). Since for each \(Q \in {\mathcal {F}}^1_{k_0}\) and for each \(1\le \ell \le k_0\) the family \({\widetilde{{\mathcal {F}}}}_\ell ^2(Q)\subset {\mathbb {D}}_Q\) is pairwise disjoint, and the family \({\mathcal {F}}^1_{k_0}\) is also pairwise disjoint we easily conclude that \({\widetilde{{\mathcal {F}}}}_\ell ^2\) is a pairwise disjoint family. Besides,
Set \({\mathcal {O}}^2_\ell :={\mathcal {O}}^1_\ell \) for \(1\le \ell \le k_0\) and \({\mathcal {O}}^2_\ell :=\widetilde{{\mathcal {O}}}^2_{\ell -k_0+1}\) for \(k_0+1\le \ell \le 2(k_0-1)+1\). Write \({\mathcal {F}}^2_\ell \subset {\mathbb {D}}_{Q_0}\) for the associated families of pairwise disjoint dyadic cubes for \(1\le \ell \le 2(k_0-1)+1\). Our goal is to show that \(\{{\mathcal {O}}^2_{\ell }\}_{\ell =1}^{2(k_0-1)+1}\) is a good \(\varepsilon _0\)-cover of F whose length is \(2(k_0-1)+1\). By (A.6) and the previous construction, (a) and (b) in Definition A.1 clearly hold. We then need to verify (c). With this goal in mind we note that since \(\{{\mathcal {O}}^1_\ell \}_{\ell =1}^{k_0}\) is a good \(\varepsilon _0\)-cover, we obtain
Also, if \(Q \in {\mathcal {F}}^2_{k_0}={\mathcal {F}}^1_{k_0}\) then (A.3) in Remark A.2 applied to \(\widetilde{{\mathcal {O}}}^2_2(Q)\) gives
On the other hand, let \(k_0+2\le \ell \le 2(k_0-1)+1\) and let \(Q \in {\mathcal {F}}^2_{\ell -1}={\widetilde{{\mathcal {F}}}}^2_{\ell -k_0}\). By construction, there exists \(Q'\in {\mathcal {F}}_{k_0}^1\) so that \(Q \in {\widetilde{{\mathcal {F}}}}^2_{\ell -k_0}(Q')\subset {\mathbb {D}}_{Q'}\). Then,
where we have used that \(\{\widetilde{{\mathcal {O}}}^2_\ell (Q')\}_{\ell =1}^{k_0}\) is a good \(\varepsilon _0\)-cover. All these show (c) and as result \(\{{\mathcal {O}}^2_{\ell }\}_{\ell =1}^{2(k_0-1)+1}\) is a good \(\varepsilon _0\)-cover of F whose length is \(2(k_0-1)+1\).
The third generation is obtained in the very same way, we take \(Q \in {\mathcal {F}}^2_{2(k_0-1)+1}\) and note that \(\mu (F \cap Q)=0<\alpha \mu (Q)\). We apply again Lemma A.4 in Q to \(F \cap Q\) and obtain \(\{\widetilde{{\mathcal {O}}}^3_{\ell }(Q)\}_{\ell =1}^{k_0}\), a good \(\varepsilon _0\)-cover of \(F \cap Q\) (which is not empty by Remark A.2) with \({\widetilde{{\mathcal {F}}}}_\ell ^3(Q)\subset {\mathbb {D}}_Q\) the associated families of pairwise disjoint cubes. We set \(\widetilde{{\mathcal {O}}}^3_\ell :=\bigcup _{Q \in {\mathcal {F}}^2_{2(k_0-1)+1}} \widetilde{{\mathcal {O}}}^3_\ell (Q)\) and \({\widetilde{{\mathcal {F}}}}_\ell ^3=\bigcup _{Q \in {\mathcal {F}}^2_{2(k_0-1)+1}} \widetilde{{\mathcal {F}}}^3_\ell (Q)\) for \(1\le \ell \le k_0\). Define \({\mathcal {O}}^3_\ell :={\mathcal {O}}^2_\ell \) for \(1\le \ell \le 2(k_0-1)+1=2k_0-1\) and \({\mathcal {O}}^3_\ell :=\widetilde{{\mathcal {O}}}^3_{\ell -2(k_0-1)}\) for \(2k_0\le \ell \le 3(k_0-1)+1\). Write \({\mathcal {F}}^3_\ell \subset {\mathbb {D}}_{Q_0}\) for the associated families of pairwise disjoint dyadic cubes for \(1\le \ell \le 3(k_0-1)+1\). The same argument allows us to show that \(\{{\mathcal {O}}^3_{\ell }\}_{\ell =1}^{3(k_0-1)+1}\) is a good \(\varepsilon _0\)-cover of F whose length is \(3(k_0-1)+1\).
If we iterate this construction in N steps we will have constructed \(\{{\mathcal {O}}^N_{\ell }\}_{\ell =1}^{N(k_0-1)+1}\), a good \(\varepsilon _0\)-cover of F whose length is \(N(k_0-1)+1\). We observe that such iteration procedure works because \(\mu (F)=0\), hence \(\mu (F\cap Q)=0\) for every \(Q\in {\mathbb {D}}_{Q_0}\) and also because \(F\cap Q\ne \varnothing \) for every Q in each of the families that define the good \(\varepsilon _0\)-cover (see Remark A.2). Since \(k_0\ge 2\) and we can continue with this iteration infinitely many times we eventually obtain an infinite good \(\varepsilon _0\)-cover. \(\square \)
To continue we need to introduce some notation and some auxiliary result from [12]. Given \(\eta =2^{-k_*}<1\) small enough to be chosen momentarily and given \(Q\in {\mathbb {D}}(\partial \Omega )\) we define \(Q^{(\eta )}\in {\mathbb {D}}_Q\) to be the unique dyadic cube such that \(x_Q\in Q^{(\eta )}\) and \(\ell (Q^{(\eta )})=\eta \ell (Q)\).
Lemma A.7
[12, Lemma 3.24] There exist \(0<\eta =2^{-k_*} \ll 1\) and \(\varepsilon _0\ll 1\) small enough, and \(c_0\in (0,1/2)\) (depending only on dimension, the 1-sided CAD constants and the ellipticity of L) with the following significance. Suppose that \(\varnothing \ne F\subset Q_0 \in {\mathbb {D}}(\partial \Omega )\) is a Borel set and that \(\{{\mathcal {O}}_{\ell }\}_{\ell =1}^{k}\) is a good \(\varepsilon _0\)-cover of F with respect to \(\omega _{L}^{X_{Q_0}}\) of length \(k\in {\mathbb {N}}\), with associated pairwise disjoint families \(\{{\mathcal {F}}_\ell \}_{1\le \ell \le k}\subset {\mathbb {D}}_{Q_0}\). Define, \({\mathcal {O}}_{\ell }^{(\eta )}=\bigcup _{Q\in {\mathcal {F}}_\ell } Q^{(\eta )}\), for each \(1\le \ell \le k\), and consider the Borel set \(S_k:=\bigcup _{\ell =2}^k ({\mathcal {O}}_{\ell -1}^{(\eta )}\setminus {\mathcal {O}}_{\ell })\). For each \(y\in F\) and \(1\le \ell \le k\), let \(Q^\ell (y)\in {\mathcal {F}}_\ell \) be the unique dyadic cube containing y, and let \(P^\ell (y)\in {\mathbb {D}}_{Q^\ell (y)}\) be the unique dyadic cube containing y with \(\ell (P^\ell (y))=\eta \ell (Q^\ell (y))\). Then \(u_k(X):=\omega _L^X(S_k)\), \(X\in \Omega \), satisfies
We are now ready to prove Lemma 3.30:
Proof of Lemma 3.30
Fix \(Q_0 \in {\mathbb {D}}\) and a Borel set \(\varnothing \ne F \subset Q_0\) with \(\omega _L^{X_{Q_0}}(F )=0\). Let \(\eta =2^{-k_*}\) and \( \varepsilon _0\) be small enough, and \(c_0\) from Lemma A.7. From Lemma 2.19 and Harnack’s inequality we have that \(\omega _L^{X_{Q_0}}\) is Borel regular dyadically doubling measure on \(Q_0\). Applying Lemma A.5 with \(\mu =\omega _L^{X_{Q_0}}\), one can find \(\{{\mathcal {O}}_{\ell }\}_{\ell =1}^{\infty }\), a good \(\varepsilon _0\)-cover of F of length \(\infty \). In particular, for every \(N\in {\mathbb {N}}\), \(\{{\mathcal {O}}_{\ell }\}_{\ell =1}^{N}\) is a good \(\varepsilon _0\)-cover of F of length N. As such we can invoke Lemma A.7 to obtain \(S_N:=\bigcup _{\ell =2}^N ({\mathcal {O}}_{\ell -1}^{(\eta )}\setminus {\mathcal {O}}_{\ell })\) so that with the notation introduced in that result the L-solution \(u_N(X):=\omega _L^X(S_N)\), \(X\in \Omega \), satisfies
Define next \(S:=\bigcup _{\ell =2}^\infty ({\mathcal {O}}_{\ell -1}^{(\eta )}\setminus {\mathcal {O}}_{\ell })\) and \(u(X):=\omega _L^X(S)\), \(X\in \Omega \). By the monotone convergence theorem \(u_N(X)\longrightarrow u(X)\) as \(N\rightarrow \infty \) for every \(X\in \Omega \). Thus, (4.9) readily gives
This and the argument in [12, p. 7919] imply
Thus, for every \(N\ge 1\) and every \(y\in F\)
where we have used that the family \(\{U_{Q,\eta ^3}^{\vartheta _0}\}_{Q\in {\mathbb {D}}_{\partial \Omega }}\) has bounded overlap albeit with a constant that depends on \(\eta \). Letting \(N\rightarrow \infty \) we conclude that \(S_{Q_0}^{\vartheta _0,\eta } u(y)=\infty \) for every \(y\in F\) and the proof is complete. \(\square \)
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Cao, M., Martell, J.M. & Olivo, A. Elliptic Measures and Square Function Estimates on 1-Sided Chord-Arc Domains. J Geom Anal 32, 77 (2022). https://doi.org/10.1007/s12220-021-00750-w
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DOI: https://doi.org/10.1007/s12220-021-00750-w
Keywords
- Elliptic measure
- Surface measure
- Truncated conical square function
- Rectifiability
- Poisson kernel
- 1-sided chord-arc domains
- Absolute continuity
- \(A_{\infty }\) Muckenhoupt weights