Abstract
Let \(n \ge 4\) be a positive integer, \(\mathcal {F}\) be a family of meromorphic functions in D and let \(a(z)(\not \equiv 0), b(z)\) be two holomorphic functions in D. If, for any function \(f \in \mathcal { F}\), (1)\(f(z) \ne \infty \) when \(a(z)=0\), (2) \(f'(z)-a(z)f^{n}(z)-b(z)\) has at most one zero in D, then \(\mathcal {F}\) is normal in D.
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1 Introduction and main results
Let D be a domain in \({\mathbb {C}}\) and \({\mathcal {F}}\) be a family of meromorphic functions in D. A family \({\mathcal {F}}\) is said to be normal in D, in the sense of Montel, if each sequence \(\left\{ f_n \right\} \) has a subsequence \(\left\{ f_{n_k}\right\} \) that converges spherically locally uniformly in D to a meromorphic function or to the constant \(\infty \).
The following well-known normal conjecture was proposed by Hayman in 1967.
Theorem A
[1] Let \(n \ge 5\) be a positive integer, \({\mathcal {F}}\) be a family of meromorphic functions in D and let \(a(\ne 0), b\) be two finite complex numbers. If, for any function \(f \in {\mathcal {F}}, f'(z)-af^{n}(z)\ne b\) in D, then \({\mathcal {F}}\) is normal in D.
The conjecture was proved by Li [2], Li [3], Langley [4] (for \(n \ge 5\)), Pang [5] (for \(n = 4\)), Chen and Fang [6], Bergweiler and Eremenko [7] (for \(n = 3\)).
Up to now, this result has undergone various extensions and improvements (see [8,9,10,11,12]).
The following generalization of Theorem A was proved by Yang et al. [13].
Theorem B
Let \(n \ge 4\) be a positive integer, \({\mathcal {F}}\) be a family of meromorphic functions in D and let \(a(z)(\not \equiv 0), b(z)\) be two holomorphic functions in D. If, for any function \(f \in {\mathcal {F}}\), (1)\(f(z) \ne \infty \) when \(a(z)=0\), (2)\(f'(z)-a(z)f^{n}(z)\ne b(z)\) in D, then \({\mathcal {F}}\) is normal in D.
It is natural to ask what can be said if \(f'(z)-a(z)f^{n}(z)= b(z)\) has solutions in Theorem B.
In this article, we study this problem and prove the following result.
Theorem 1.1
Let \(n \ge 4\) be a positive integer, \({\mathcal {F}}\) be a family of meromorphic functions in D and let \(a(z)(\not \equiv 0), b(z)\) be two holomorphic functions in D. If, for any function \(f \in {\mathcal {F}}\), (1)\(f(z) \ne \infty \) when \(a(z)=0\), (2) \(f'(z)-a(z)f^{n}(z)-b(z)\) has at most one zero in D, then \({\mathcal {F}}\) is normal in D.
The following examples show that both \(n \ge 4\) and the conditions (1), (2) in Theorem 1.1 are necessary and sharp.
Example 1.1
Let \({\Delta }=\{z:| z| <1\}\) and \(a(z)=-2z^{3}, b(z)=0\). Let \({\mathcal {F}}=\{f_j(z)\}\), where
Then \(f'_{j}(z)-a(z)f^{3}_{j}(z)-b(z)= \frac{\frac{2}{j}z}{(z^{2}-\frac{1}{j})^{3}}\), which has a zero in \(\Delta \). Clearly,\(f \ne \infty \) when \(a(z)=0\), however \({\mathcal {F}}\) is not normal at 0.
Example 1.2
Let \({\Delta }=\{z:| z| <1\}, a(z)=-z, b(z)=0\). Let \({\mathcal {F}}=\{f_j(z)\}\), where
Then \(f'_{j}(z)-a(z)f^{4}_{j}(z)-b(z)= \frac{-z^{2}+(1-2j)z-j^{2}}{(j+z)^{4}}\), which has exactly two distinct zeros in \(\Delta \). Clearly,\(f \ne \infty \) when \(a(z)=0\), however \({\mathcal {F}}\) is not normal at 0.
Example 1.3
Let \({\Delta }=\{z:| z| <1\}, a(z)=-z, b(z)=0\). Let \({\mathcal {F}}=\{f_j(z)\}\), where
Then \(f'_{j}(z)-a(z)f^{4}_{j}(z)-b(z)= \frac{1-j^{3}z}{j^{4}z^{3}}\), which has a zero in \(\Delta \). But \({\mathcal {F}}\) is not normal at 0.
The next example shows that Theorem 1.1 is not valid if a(z) is a meromorphic function in D.
Example 1.4
Let \({\Delta }=\{z:| z| <1\}, a(z)=z^{-4}, b(z)=0\). Let \({\mathcal {F}}=\{f_j(z)\}\), where
Then \(f'_{j}(z)-a(z)f^{4}_{j}(z)-b(z)= j-j^4\), which has no zero in \(\Delta \). But \({\mathcal {F}}\) is not normal at 0.
Remark 1.1
2 Some lemmas
Lemma 2.1
[14] Let k be a positive integer and let \({\mathcal {F}}\) be a family of functions meromorphic in the unit disc \(\Delta \), all of whose zeros have multiplicity at least k. If \({\mathcal {F}}\) is not normal in any neighbourhood of \(z_{0}\in \Delta \), then for each \(\alpha , 0\le \alpha <k\) there exist a sequence of complex numbers \(z_n, z_n\rightarrow z_0, z_0\in \Delta \), a sequence of positive numbers \(\rho _n\rightarrow 0\), and a sequence of functions \(f_{n}\in {\mathcal {F}}\) such that \( g_n (\xi ) = \rho _n^{ - \alpha } f_n (z_n + \rho _n \xi ) \rightarrow g(\xi ) \) spherically uniformly on compact subsets of \({\mathbb {C}}\), where g is a non-constant meromorphic function, all of whose zeros have multiplicity at least k. Moreover, \(g(\xi )\) has order at most 2.
We remark that one can take \(-k < \alpha \le 0 \) in the above lemma if all poles of each \(f_{n}\in {\mathcal {F}}\) have multiplicity at least k (see [15]).
Lemma 2.2
[16, Theorem 4, p. 381] Let f(z) be a transcendental meromorphic function with finite order, all of whose zeros are of multiplicity at least 2, and let \(P(z)(\not \equiv 0)\) be a polynomial, then \(f'(z)-P(z)\) has infinitely many zeros.
Lemma 2.3
[17, Lemma 6] Let k be a positive integer, f(z) be a transcendental meromorphic function with finite order, all of whose zeros have multiplicity at least \(k+1\), then \(f^{(k)}-1\) has infinitely many zeros.
Lemma 2.4
[18, Lemma 5] Let k be a positive integer, f(z) be a nonconstant rational function, all of whose zeros have multiplicity at least \(k+2\), and all of whose poles have multiplicity at least 3, then \(f^{(k)}(z)-1\) has at least two distinct zeros.
Lemma 2.5
[12, Lemma 3] Let \(n\ge 4\) be a positive integer, \(a\ne 0\) be a finite complex number and let f(z) be a nonconstant meromorphic function, then \(f'(z)-af^{n}(z)\) has at least two distinct zeros.
Lemma 2.6
[19, Lemma 7(iv), p. 261] Let k, l be two positive integers, Q(z) be a rational function, all of whose zeros have multiplicity at least \(k+2\) and all of whose poles have multiplicity at least 2 with the possible exception of \(z=0\), then \(Q^{(k)}(z)= z^l\) has a solution in \({\mathbb {C}}\).
Lemma 2.7
[20, Lemma 11] Let k, m be two positive integers, f(z) be a rational function. If \(f(z)\ne 0\) for \(z\in {\mathbb {C}}\), and \(f^{(k)}(z)\ne z^{m}\) for \(z\ne z_{0}\), where \(z_{0}\in {\mathbb {C}}\), then f(z) is a constant.
Lemma 2.8
Let \(n\ge 4\) be a positive integer, \({\mathcal {F}}=\{f_j\}\) be a family of meromorphic functions in a domain D, and let \(a_j(z),b_j(z)\) be two sequences of analytic functions in D such that \(a_j(z)\longrightarrow a(z)\ne 0, b_j(z)\longrightarrow b(z)\). If \(f'_j(z)-a_j(z)f_{j}^{n}(z)-b_{j}(z)\) has at most one zero, then \({\mathcal {F}}\) is normal in D.
Proof
Suppose that \({\mathcal {F}}\) is not normal at \(z_{0}\in D\). By Lemma 2.1, there exists \(z_{j}\rightarrow z_{0}, \rho _{j}\rightarrow 0^{+}\), and \(f_{j}\in {\mathcal {F}}\) such that
locally uniformly on compact subsets of \({\mathbb {C}}\), where \(g(\xi )\) is a non-constant meromorphic function in \({\mathbb {C}}\).
For each \(\xi \in {\mathbb {C}}/\{g^{-1}(\infty )\}\), we have \( g_{j}'(\xi )-a_{j}(z_{j}+\rho _{j}\xi )g_{j}^{n}(\xi )-\rho _{j}^{\frac{n}{n-1}}b_{j}(z_{j}+\rho _{j}\xi ) \longrightarrow g'(\xi )-a(z_{0})g^{n}(\xi ).\)
Obviously, \(g'(\xi )-a(z_{0})g^{n}(\xi )\not \equiv 0\).
Suppose that \(g'(\xi )-a(z_{0})g^{n}(\xi )\equiv 0\), then \(g(\xi )\) must be an entire function. Hence, since \(n\ge 3\) and \(a(z_{0})\ne 0\), we have
It follows that we have \(T(r,g)=S(r,g)\). But this is impossible since \(g(\xi )\) is a non-constant meromorphic function.
Claim: \(g'(\xi )-a(z_{0})g^{n}(\xi )\) has at most one zero.
Suppose this is not the case, and \(g'(\xi )-a(z_{0})g^{n}(\xi )\) has two distinct zeros \(\xi _{1}\), and \(\xi _{2}\). We choose a positive number \(\delta \) small enough such that \(D_{1}\cap D_{2}=\emptyset \) and \(g'(\xi )-a(z_{0})g^{n}(\xi )\) has no other zeros in \(D_{1}\cup D_{2}\) except for \(\xi _{1}\) and \(\xi _{2}\), where \(D_{1}=\{\xi :|\xi -\xi _{1}|<\delta \}\) and \(D_{2}=\{\xi :|\xi -\xi _{2}|<\delta \}\).
By Hurwitz’s theorem, for sufficiently large j, there exist points \(\xi _{1,j}\rightarrow \xi _{1}\) and \(\xi _{2,j}\rightarrow \xi _{2}\) such that
and
Since \(f'_j(z)-a_j(z)f_{j}^{n}(z)-b_{j}(z)\) has at most one zero in D, then
this is
which contradicts the fact \(D_{1}\cap D_{2}=\emptyset \). The claim is proved.
From Lemma 2.5, we have \(g'(\xi )-a(z_{0})g^{n}(\xi )\) has at least two distinct zeros, this contradicts Claim which says that \(g'(\xi )-a(z_{0})g^{n}(\xi )\) has at most one zero. Therefore \({\mathcal {F}}\) is normal in D. \(\square \)
3 Proof of theorems
Proof of Theorem 1.1
Suppose that \({\mathcal {F}}\) is not normal at \(z_{0}\). From Lemma 2.8, we obtain \(a(z_{0})= 0\). Without loss of generality, we assume that \(z_0 =0\) and \(a(z)=z^m\phi (z)\), where \(m\in {\mathbb {N}}\), and \(\phi \) is holomorphic with \(\phi (0)\ne 0\). We can say \(\phi \ne 0\) in \(\Delta (0, \delta _{0})=\{z:|z|<\delta _{0}\}\) with the normalization \(\phi (0) = 1\).
Since \(f(z)\ne \infty \) when \(a(z)=0\) and \(f'(z)-a(z)f^{n}(z)-b(z)\) has at most one zero in \(\Delta \), then \(\frac{f'(z)}{a(z)f^{n}(z)}-\frac{b(z)}{a(z)f^{n}(z)}-1\) has at most one zero in \(\Delta \). Consider the family as follows
where all zeros and poles of g(z) have multiplicity at least \(n-1(\ge 3)\), except possibly the pole at 0, which has order at least m. Hence \({\mathcal {G}}\) is not normal at \(z_0=0\) in \(\Delta \). Then, by Lemma 2.1, there exists \(z_{j} \longrightarrow 0,g_{j} \in {\mathcal {G}}\) and \(\rho _{j} \longrightarrow 0^{+}\) such that
locally uniformly on compact subsets of \({\mathbb {C}}\), where \(G(\xi )\) is a non-constant meromorphic functions in \({\mathbb {C}}\), and all zeros and poles of \(G(\xi )\) have multiplicity at least \(n-1(\ge 3)\), except possibly a pole, which has order at least m.
Next we consider two cases according to whether the sequence \({\frac{z_{n}}{\rho _{n}}}\) is bounded or unbounded.
Case 1. First assume that the sequence \({\frac{z_{n}}{\rho _{n}}}\) is unbounded. Then, there exists a subsequence, which we continue to call \({\frac{z_{n}}{\rho _{n}}}\), such that \({\frac{z_{n}}{\rho _{n}}}\rightarrow \infty \).
By simple calculation, from (3.1) and (3.2), we have
Noting that
uniformly on compact subsets of \({\mathbb {C}}\) disjoint from the poles of G. we deduce that \(-(n-1)\left[ \frac{f_{j}'(z_{j}+\rho _{j}\xi )}{a(z_{j}+\rho _{j}\xi )f^{n}_{j}(z_{j}+\rho _{j}\xi )}-\frac{b(z_{j}+\rho _{j}\xi )}{a(z_{j}+\rho _{j}\xi )f^{n}_{j}(z_{j}+\rho _{j}\xi )}\right] \rightarrow G'(\xi )\)
uniformly on compact subsets of \({\mathbb {C}}\) disjoint from the poles of G.
If \(G'(\xi )\equiv -(n-1)=1-n\), then \(G(\xi )=(1-n)\xi +A\), where A is a constant, which contradicts the fact that all zeros of \(G(\xi )\) have multiplicity at least \(n-1\). Hence, we have \(G'(\xi )\not \equiv -(n-1)\).
Using an argument similar to Claim in Lemma 2.8, we can obtain \(G'(\xi )+(n-1)\) has at most one zero.
On the other hand, by Lemmas 2.3 and 2.4, we have \(G'(\xi )+(n-1)\) has at least two distinct zeros. Hence \(G(\xi )\) is a constant, a contradiction.
Case 2. Now we consider the case that \({\frac{z_{n}}{\rho _{n}}}\) is bounded. Then, there is a subsequence, which we continue to call \({\frac{z_{n}}{\rho _{n}}}\), such that \({\frac{z_{n}}{\rho _{n}}}\rightarrow \alpha \in {\mathbb {C}}\).
It follows from (3.2) that
spherically uniformly on compact subsets of \({\mathbb {C}}\). Clearly, all zeros and all poles of \({\widehat{G}}(\xi )\) have multiplicity at least \(n-1\), and \(\xi = 0\) is a pole of \({\widehat{G}}(\xi )\) with multiplicity at least m.
Set
It follows from (3.2) and (3.3) that
spherically locally uniformly on \({\mathbb {C}}\backslash \{0\}\), or on \({\mathbb {C}}\) if \({G}(-\alpha )\ne \infty \). Obviously, all zeros and all poles of \(H(\xi )\) have multiplicity at least \(n-1\), and \(H(0)\ne 0\) since \(f(\xi )\ne \infty \) when \(a(\xi )=0\).
Noting that
On the other hand,
uniformly on compact subsets of \({\mathbb {C}}\) disjoint from the poles of G. Hence
uniformly on compact subsets of \({\mathbb {C}}\) disjoint from the poles of G.
If \(H'(\xi )\equiv -(n-1)\xi ^{m}\), then \(H(\xi )=\frac{(1-n)\xi ^{m+1}}{m+1}+B\), where B is a constant. Thus, \(H(\xi )\) has at least one zero in \({\mathbb {C}}\). Let \(\xi _{0}\) be a zero of \(H(\xi )\), then by the fact that \(\xi _{0}\) has multiplicity at least \(n-1(\ge 3)\), we get \(H'(\xi _{0})=0\) and hence \(\xi _{0} = 0\) by \(H'(\xi ) \equiv -(n-1)\xi ^{m}\). It follows that \(H(\xi )=c~\xi ^{l}, c\in {\mathbb {C}}\) and \(l\in {\mathbb {N}}\). Thus, \(\frac{(1-n)\xi ^{m+1}}{m+1}+B=c~\xi ^{l}\). By comparing the degrees and coefficients, we see that \(B=0\). Thus, \(H(\xi )=\frac{(1-n)\xi ^{m+1}}{m+1}\). It follows that \(H(0)=0\), which contradicts that \(H(0)\ne 0\).
Using an argument similar to Claim in Lemma 2.8, we can obtain \(H'(\xi )+(n-1)\xi ^{m}\) has at most one zero.
Next we consider two subcases according to whether \(H'(\xi )+(n-1)\xi ^{m}\) has zero or not.
Case 2.1 \(H'(\xi )\ne (n-1)\xi ^{m}\). It now follows from Lemmas 2.2 and 2.6 that Case 2.1 cannot occur.
Case 2.2 \(H'(\xi )= (n-1)\xi ^{m}\). Then \(H'(\xi )\ne (n-1)\xi ^{m}\) for \(\xi \ne \xi _{0}\), where \(\xi _{0}\in {\mathbb {C}}\).
Case 2.2.1 \(\xi _{0}=0\). Thus \(H'(0)=0\). It follows that \(H(0)=0\), which contradicts that \(H(0)\ne 0\).
Case 2.2.2 \(\xi _{0}\ne 0\).
If \(H(\xi _{0})=0\), then \(H'(\xi _{0})=0\) since all zeros of \(H(\xi )\) have multiplicity at least \(n-1\). Thus \(\xi _{0}=0\), which contradicts that \(\xi _{0}\ne 0\).
If \(H(\xi )\ne 0, \xi \in {\mathbb {C}}\). Combined with the fact that \(H'(\xi )\ne (n-1)\xi ^{m}\) for \(\xi \ne \xi _{0}\), where \(\xi _{0}\in {\mathbb {C}}\). Hence by Lemma 2.7\(H(\xi )\) is a constant, a contradiction.
If \(H(\xi )=0\), and \(H(\xi _{0})\ne 0, \xi \in {\mathbb {C}}\backslash \{\xi _{0}\}\). Combined with the fact that \(H'(\xi )\ne (n-1)\xi ^{m}\) for \(\xi \in {\mathbb {C}}\backslash \{\xi _{0}\}\). It now follows from Lemmas 2.2 and 2.6 that this case cannot occur. Hence we show that \({\mathcal {G}}\) is normal at \( z_{0}=0\).
Next, we show that \({\mathcal {F}}\) is normal at \(z_0=0\). Since \({\mathcal {G}}\) is normal at \(z_0=0\), let \(g_j\longrightarrow g\) in a neighborhood of 0, then there exist \({\Delta _\delta } = \left\{ {z:\left| z \right| < \delta } \right\} \) and a subsequence of \(\{g_j\}\) such that \(\{g_j\}\) converges uniformly to a meromorphic function or \(\infty \). Noting \(g(0)=\infty \), we can find a \(\varepsilon \) with \(0<\varepsilon < \delta \) and \(M>0\) such that \(|g(z)|>M, z\in \Delta _\varepsilon \). So, for sufficiently large j, we get \(|g_j(z)|\ge \frac{M}{2}\), hence \(|a(z)f^{n-1}_{j}(z)|\le \frac{2}{M}\). Therefore \(f_j(z)\ne \infty \) for sufficiently large j and \(z\in \Delta _\varepsilon \).
Hence \({f_j(z)}\) is analytic in \(\Delta _\varepsilon \). Choosing \(\varepsilon \) small enough that \(|a(z)|\ge \frac{|z|^{m}}{M}\), it follows that, for sufficiently large j, we have
By the Maximum Principle and Montel’s theorem, \({\mathcal {F}}\) is normal at \(z_0=0\). The complete proof of Theorem 1.1 is given. \(\square \)
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Sun, C. A normal criterion concerning zero numbers. Rend. Circ. Mat. Palermo, II. Ser 72, 515–523 (2023). https://doi.org/10.1007/s12215-021-00636-4
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DOI: https://doi.org/10.1007/s12215-021-00636-4