Abstract
Let \(X = \{X_1,X_2, \ldots ,X_m\}\) be a system of smooth vector fields in \({{\mathbb R}^n}\) satisfying the Hörmander’s finite rank condition. We prove the following Sobolev inequality with reciprocal weights in Carnot-Carathéodory space \(\mathbb G\) associated to system X
where Xu denotes the horizontal gradient of u with respect to X. We assume that the weight K belongs to Muckenhoupt’s class \(A_2\) and Gehring’s class \(G_{\tau }\), where \(\tau \) is a suitable exponent related to the homogeneous dimension.
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1 Introduction
This paper is devoted to study some basic functional and geometric properties of general families of vector fields that include the Hörmander’s type as a special case. Similar to their Euclidean counterparts, such properties play an important role in the analysis of the relevant differential operators (both linear and nonlinear).
We are concerned with a two-weight Sobolev type inequality on \(\mathbb G\), where \(\mathbb G\) denotes the Carnot-Carathèodory space \((\Omega , d)\) (suitably defined - see Sect. 2.1) associated to a system of smooth vector fields \(X = \{X_1,X_2, \ldots ,X_m\}\) on \({{\mathbb R}^n}\) satisfying the Hörmander’s finite rank condition. This fact introduces a kind of degeneracy different from that Euclidean one. Here, \(\Omega \) is an open (Euclidean) bounded and connected set of \({{\mathbb R}^n}\), \(n\ge 2\), and d is the metric generated by X.
Let \(u\in \mathrm {Lip}\,(\mathbb G)\). We denote by \(X u= (X_1 u, \ldots , X_m u)\) the horizontal gradient of u with respect to the system X, where \(X_j\) plays the role of the first order differential operator acting on u given by
Set
the length of the horizontal gradient of u. We refer to [5, 12] for more details.
In our paper we prove a two-weight Sobolev type inequality where the weights K and \(K^{-1}\) form a 2-admissible pair \((K^{-1}, K)\), namely
-
1)
K is locally doubling in \(\Omega \) and \(K^{-1}\) belongs to \(A_2(\mathbb G)\).
-
2)
Given a compact set \(V\subset \Omega \) there exist \(t > 2\) and \(\overline{C}\ge 1\) such that, for every ball B with center in V and \(0<r<1\), it holds
$$\begin{aligned} r \left( \frac{\int _{rB} K(x)\; dx}{\int _B K(x)\; dx}\right) ^{1/t} \le \overline{C} \left( \frac{\int _{rB} K^{-1}(x)\; dx}{\int _B K^{-1}(x)\; dx} \right) ^{1/2}. \end{aligned}$$(1.1)
Note that inequality (1.1) is the Chanillo-Wheeden condition (see [8]), with exponents t and 2, adapted to the Carnot-Carathèodory geometry (see [18]).
Our main result reads as follows.
Theorem 1.1
Let K be in \(A_2(\mathbb G)\cap G_{\tau }(\mathbb G)\) with \(\tau =1+\frac{2(Q-1)}{n+2-Q}\). Let \(t>2\). Then, for every \(u\in \mathcal{{C}}^1_0(B_R)\), there exists a constant \(C\ge 1\) such that
with
where \(\overline{C}\) is the constant in (1.1), \(2<q<t\), and \(B_R\) denotes the ball centered at the origin with radius \(R>0\). Here, \([K^{-1}]_{A_2}\) and \([K]_{A_2}\) stand for \(A_2\) constants of \(K^{-1}\) and K, respectively.
By properties of Muchenoupt’s class \(A_p(\mathbb G)\), we have that since \(K\in A_2(\mathbb G)\), then \(K^{-1}\in A_2(\mathbb G)\). Moreover, by [12, Theorem 4.8], the assumption that K belongs to \(A_2(\mathbb G)\cap G_{\tau }(\mathbb G)\), with \(\tau =1+\frac{2(Q-1)}{n+2-Q}\), guarantees that the pair \(\left( K^{-1}, K\right) \) satisfies condition (1.1). Thus, one deduces that \(\left( K^{-1}, K\right) \) is a 2-admissible pair in \(\Omega \). We emphasize that the 2-admissible property of \(\left( K^{-1}, K\right) \) will be used in the proof of Theorem 1.1.
The tools used to obtain inequality (1.2) are the classical ones of the Euclidean case. Neverthless, here we deal with a degeneracy into the geometry due to the presence of a differential operator Xu different from the classical gradient \(\nabla u\). In particular, this fact causes a change of metric on \(R^n\) and consequently some of the results valid for Euclidean metric have been enlarged to Carnot-Carathèodory metric.
Let us emphasize that more general weighted inequalities for Euclidean case have been extensively investigated, and are the subject of a rich literature (see e.g. [1,2,3,4, 6, 8,9,10,11, 14, 15, 26]).
In the Euclidean setting, Theorem 1.1 generalizes similar result contained in [2], where the authors prove a weighted Sobolev inequality of the same type as (1.2), with the weight K(x) related to the function \(|u|^t\) and the weight \(K^{-1}(x)\) to the gradient \(|\nabla u|^2\).
Problems of this kind, involving weighted Sobolev inequalities for Carnot-Carathèodory space \(\mathbb G\), have been systematically studied in the literature (see e.g. [7, 12, 16, 17, 19]).
The result of Theorem 1.1 is a particular case of that contained in [12, Corollary 3.4] with v(x) replaced by K(x) and w(x) replaced by \(K^{-1}(x)\). In [12] the authors show the following more general weighted Sobolev inequality
where \(1<p<t<\infty \), \(C>0\) is a constant, and (w, v) is a p-admissible pair in \(\Omega \). Herein, we prove inequality (1.2) by using different techniques which rely upon a combination of an estimate for fractional integral of first order with other some properties of \(A_2(\mathbb G)\) and \(G_{\tau }(\mathbb G)\) classes. Moreover, in contrast with the result in [12, Corollary 3.4], we give the explicit value of constant C in our inequality (1.2).
Our paper is organized as follows. In Sect. 2 we give some preliminary results. Actually, in Sect. 2.1 we recall definition and basic properties of Hörmander vector fields, including Carnot-Carathèodory spaces; in Sect. 2.2 we discuss the theory of Muckenhoupt’s and Gehring’s weights. In Sect. 3 we present the machinery we need to work with the inequality we are interested in. Finally, we prove our main theorem.
2 Preliminary results
2.1 Carnot Carathéodory spaces
Let \(\Omega \) be an open (Euclidean) bounded and connected subset in \({{\mathbb R}^n}\), with \(n\ge 2\). Let \(X=\{X_1, \ldots , X_m\}\) be a system of \(\mathcal {C}^{\infty }\) vector fields on \({{\mathbb R}^n}\).
We denote by \(Lie\, [X_1, \ldots , X_m]\) the Lie algebra generated by \(X_1, \ldots , X_m\) and by their commutators of any order. We say that a field Z belongs to \(Lie \, [X_1, \ldots , X_m]\) if and only if Z is a finite linear combination of terms of this type
for \(k \in \mathbb N\), \(1\le i_h \le m\), \(1\le h \le k\).
We define, for any fixed \(x\in {{\mathbb R}^n}\), the Lie rank as
where \(V (x) = \{Z(x) : Z\in Lie \, [X_1, \ldots , X_m]\}\) is a subspace of \({{\mathbb R}^n}\). Henceforth, we assume that X satisfies the following Hörmander’s finite rank condition in \(\Omega \)
namely there exist a neighborhood \(\Omega _0\) of \(\overline{\Omega }\) and \(m\in \mathbb N\) such that the family of commutators of the vector fields in X up to length m span \({{\mathbb R}^n}\) at every point of \(\Omega _0\).
Let \(\mathcal {C}_X\) be the family of absolutely continuous curves \(\gamma :[a,b] \rightarrow {{\mathbb R}^n}\) such that there exist measurable functions \(c_j:[a,b] \rightarrow \mathbb R\), with \(j=1, \ldots , m\), fulfilling
We define Carnot-Carathéodory distance d as
Note that, owing to Hörmander’s finite rank condition (2.1), d is a metric. This fact is not true in general. The Carnot-Carathéodory space \(\mathbb G\) is the pair \((\Omega , d)\) associated to a system of \(\mathcal {C}^{\infty }\) vector fields \(X=\{X_1,\cdots ,X_m\}\) on \({{\mathbb R}^n}\) fulfilling (2.1).
For \(x \in \mathbb R^n\) and \(R > 0\), set \(B(x, R) = \{y \in \mathbb R^n: d(x, y) < R\}\). The basic properties of these balls have been obtained by Nagel, Stein and Wainger in [25]. In particular, in the following proposition, the authors prove that the metric d is locally Hölder continuous with respect to the Euclidean metric.
Proposition 2.1
([25, Proposition 1.1]) Let \(X_1,\cdots X_m\) be as above. Then, for any compact set \(E\subset \subset \Omega \), there are positive constants \(c_1,c_2\) and \(\lambda \in (0,1]\) such that
for every \(x,y\in E\).
Thanks to Proposition 2.1, the topology of Carnot-Carathéodory induced by d on \(\Omega \) coincides with the Euclidean ones. In the sequel, all the distances will be understood in the sense of the Carnot-Carathéodory metric d. In particular, all the balls will be defined with respect to d.
We denote by \(|\cdot |\) the Lebesgue measure in \(({{\mathbb R}^n}, d)\) and, by \(-\int _{B}f(x)\, dx\), the average of a function f on the ball B, i.e.
Note that the Lebesgue measure locally satisfies the following doubling condition (see e.g. [25]).
Proposition 2.2
For any compact set \(E\subset \subset \Omega \), if \(x_0\in E\), there exist a constant \(C_d \ge 1\), called doubling constant, and \(R_0>0\) such that
for \(0<R<R_0\).
Let \(Y_1, \ldots , Y_l\) be the collection of the \(X_j\)’s and of those commutators which are needed to generate \(\mathbb R^n\). To each \(Y_i\) it is associated a formal “degree” \(deg(Y_{i} )\ge 1\), namely the corresponding order of the commutator. Set \(I = (i_1, \ldots , i_n)\), with \(1\le i_j \le l\), an n-tuple of integers. We define (see also [25]) the degree of I as
For a given compact set \(E \subset \mathbb R^n\), we define Q by
the local homogeneous dimension of E with respect to system X, where \(a_I(x) = det (Y_{i_1}, \ldots , Y_{i_n})\).
We define by
the homogeneous dimension at \(x\in {{\mathbb R}^n}\) with respect to X. It is obvious that \(3\le n\le Q(x) \le Q\).
Just to give an idea, we consider in \(\mathbb R^3\) the system (see [13])
It is easy to see that \(l = 4\) and
Moreover, \(Q(x) = 3\) for all \(x \not = 0\), whereas for any compact set E containing the origin, \(Q(0) = Q = 4\).
Let Y be a metric space and \(\mu \) a Borel measure in Y. Assume \(\mu \) finite on bounded sets and satisfying the doubling condition on every open, bounded subset \(\Omega \) in Y. We say that Q is a homogeneous dimension relative to \(\Omega \), if there exists a positive constant C such that
for any ball \(B_0\) having center in \(\Omega \) and radius \(R_0<\mathrm{diam}\), and any ball B centered in \(x_0\in B_0\) and having radius \(R \le R_0\).
It is well known that the doubling condition implies the existence of the homogeneous dimension Q. However, Q is not unique and it may change with \(\Omega \). Obviously, any \(Q'\ge Q\) it is also a homogeneous dimension.
For a bounded open set \(\Omega \) containing a family of vector fields satisfying the Hörmander’s finite rank condition, the homogeneous dimension of the Carnot-Carathéodory space \(\mathbb G\), defined with the Lebesgue measure, is given by \(Q=\log _2C_d\), where \(C_d\) is the doubling constant.
2.2 Some properties of \(A_p\) and \(G_q\) classes
In this section, we recall a few properties of Muckenhoupt’s and Gehring’s classes (see [22, 24, 27, 28]).
We recall that a weight is a positive function in \(L^1_{loc}(\mathbb {R}^n)\). We say that a weight w is doubling in \( \Omega \) if
where the constant C is independent by the ball \(B\subset \Omega \).
We say that w is locally doubling in \(\Omega \) if for each compact set \(V\subset \Omega \) and \(\bar{R}>0\) there exists \(C_{V,\bar{R}}\) such that
where the ball B has center in V and radius \(R<\bar{R}\) and 2B is the ball concentric with B and having radius 2-times that of B.
We say that a weight w belongs to the class \(A_p(\mathbb G)\) (briefly, \(w\in A_p(\mathbb G)\)) for some \(p\in (1, +\infty )\) if
is finite, where the supremum is taken over all balls \(B\subset \Omega \). Here, \(p'\) denotes the Hölder conjugate of p. The quantity \([w]_{A_p}\) is called the \(A_p\) constant of w.
When \(p=1\), we say that \(w\in A_1(\mathbb G)\) if there exists a constant \(c\ge 1\) such that, for every ball \(B\subset \Omega \),
If a weight belongs to a class \(A_p\), it is called a Muckenhoupt weight.
A weight w is said to belong to the class \(G_q(\mathbb G)\) (briefly, \(w\in G_q(\mathbb G)\)) for some \(q\in (1, +\infty )\) if
is finite. The quantity \([w]_{G_q}\) is called the \(G_q\) constant of w.
If a weight belongs to a class \(G_q\), it is called a Gehring weight.
Here, we recall some properties of \(A_p\) classes with respect to dyadic cubes which we will be used to prove Theorem 1.1.
We use a grid \(\mathcal {D}_h\) of dyadic cubes \(\mathcal {Q} \), which are “almost balls”, where h is a large negative integer which indexes the edgelengths l(Q) of the smallest cubes \(\mathcal {Q} \in \mathcal {D}_h\). In other words, the smallest edgelengths are \(\lambda ^h\) for an appropriate geometric constant \(\lambda >1\) and each cube in the grid has edgelength \(\lambda ^k\) for some \(k \ge h\).
In particular, we will make use of a grid of dyadic cubes in the ball \(B_R\) in the same spirit of [29], where it is proved that there exists a constant \(\lambda >1\) such that, for every \(h\in \mathbb {Z}\), there are points \(x^k_j \in B_R\) and a family of cubes \(\mathcal {D}_h =\{\mathcal {Q} ^k_j\}\) for \(j \in \mathbb N\) and \(k= h, h+1, \ldots \) such that
- i):
-
\( \; B(x^k_j, \lambda ^k) \subset \mathcal {Q} ^k_j \subset B(x^k_j, \lambda ^{k+1})\).
- ii):
-
\( \; \text {For each} \; k= h,h+1, \ldots , \, \text {the family} \, \{\mathcal {Q} ^k_j\} \, \text {is pairwise disjoint in} \, j \, \text {and} \, B_R=\bigcup _j Q^k_j\).
- iii):
-
\( \; \text {If} \; h\le k < l, \,\text {then either}\, \mathcal {Q} ^k_j \cap \mathcal {Q} ^l_j= \emptyset \, \text {or}\; \mathcal {Q} ^k_j \subset \mathcal {Q} ^l_j.\)
We call the family \(\mathcal {D}=\bigcup _{h \in \mathbb {Z}}\mathcal {D}_h\) a dyadic cube decomposition of \(B_R\) and we refer to its sets as dyadic cubes which will be denoted by \(\mathcal {Q} \). We observe explicitly that being \(\mathcal {D}\) a decomposition of \(B_R\), then any dyadic cube \(\mathcal {Q} \in \mathcal {D}\) is contained in the ball \(B_R\).
By [29], making use of (2.3), one can deduce the following lemma.
Lemma 2.3
Let \(w\in A_2(\mathbb G)\) and let \(\mathcal {Q}\) and \(\mathcal {Q}_0\) dyadic cubes in \({{\mathbb R}^n}\) such that \(\mathcal {Q}\subset \mathcal {Q}_0\). If \(\beta >1\), then
Another important property of \(A_p(\mathbb G)\) classes is given by the following proposition (see [20, 30, Chapter 5, p. 195]).
Proposition 2.4
If \(w \in A_p(\mathbb G)\), then, for any nonnegative f,
2.3 Some preliminary estimates
In order to prove our main theorem, let us prove some preliminary results.
The first lemma yields an estimate of the fractional integral of order 1 (see e.g. [5]). In general, the fractional integral of order \(\alpha \in (0, Q)\) of a locally integrable function g in \({{\mathbb R}^n}\) is defined as
Lemma 2.5
Let \(g\in L^1_{\text {loc}}(\mathbb G)\) and assume that \(g\ge 0\). Then
where \(c_0\) is an absolute constant.
Proof
Thanks to a dyadic cube decomposition, we discretize the operator \(I_1\)
where the last inequality follows by \(|\mathcal {Q}| =l(\mathcal {Q})^Q\) and, moreover, by \(B(x,l(\mathcal {Q}))\subset 3\mathcal {Q}\) if \(x\in \mathcal {Q}\). Hence, inequality (2.7) is proved. \(\square \)
Let us consider a Dirichlet problem in this form
where \(\Delta _{\mathbb G}\) denotes the canonical sub-Laplacian operator defined as \(\Delta _{\mathbb G}=\sum _{j=1}^mX_j^2\), with \(\{X_1,...,X_m\}\) the family of smooth vector fields on \({{\mathbb R}^n}\) satisfying the Hörmander’s finite rank condition.
Let \(\mathcal {F}_\alpha (B_R)\) be the anisotropic Hölder space, with \(\alpha \in (0,1)\), defined by
where d is the Carnot-Carathéodory distance given by (2.2).
In [21, Theorem 3.2], the authors proved that, if \(f\in \mathcal {F}_\alpha (B_R)\), then there exists a unique solution \(\varphi \in \mathcal {C}^2(B_R)\cap \mathcal {C}^1(\overline{B_R})\) to problem (2.8), represented by the formula
Here, \(\Gamma _x(y) \) is the fundamental solution of the sub-Laplacian. Thanks to [21, Theorem 2.2], there exists a positive constant c such that
Consequently, combining (2.10) and (2.11) yields
The next lemma gives an estimate of the gradient of the solution to problem (2.8) through the fractional integral of order 1.
Lemma 2.6
Let \(f\in \mathcal {F}_\alpha (B_R)\) and let \(\varphi \) be the solution to problem (2.8). Then, there exists a positive constant c such that
where \(I_1(f)\) denotes the fractional integral of order 1 of f.
Proof
Owing to (2.12), it follows that
Thus,
Since \(\Big \vert X_j(d(x,y))\Big \vert =1\) (see [23]), by (2.15) and (2.6) one can deduce that
where the second inequality is due to the fact that \(a^2+b^2\le (a+b)^2\). \(\square \)
3 Proof of main result
The following preliminary lemma will be use in the proof of Theorem 1.1.
Lemma 3.1
If \(K\in A_2(\mathbb G)\) and \(u \in \mathcal {C}_0^1 (B_R)\), then
where \(2<q<t\) and \(C = c(Q, n,t, q) [K]_{A_2}^{\frac{1}{t'}-\frac{1}{q'}}\).
Proof
For each \(h \in \mathbb {Z}\), we set
Note that, if \({\mathcal {Q} }\) is any dyadic cube such that \(|u|^{t-1}K(x)\) is not identically zero on \({\mathcal {Q}}\), then \({\mathcal {Q}}\) belongs to only one collection \(\mathcal {C}^h\).
For each \(h \in \mathbb {Z}\), let us build the collection \(\{\mathcal {Q}^h_j\}_j\) of pairwise disjoint maximal dyadic cubes (maximal with respect to inclusion) in \(\mathcal {C}^h\). If \(\mathcal {Q} \in \mathcal {C}^h\), then there exists \(j\in \mathbb N\) such that \({\mathcal {Q} }\subset \mathcal {Q}^h_j\). Note also that for each fixed h, the cubes \(\mathcal {Q}^h_j\) are disjoint with respect to j. Nevertheless, they may not be disjoint for different values of h.
By (3.2),
By Lemma 2.3, since \(\displaystyle \frac{q'}{t'}>1\), we have
Since \(\mathcal {Q}_j^h \in \mathcal {C}^h\), by (3.2)
Thus,
where \(C_1= C_1(Q,n)\) is a constant. Consequently,
where \(C_2= C_1(Q, n)\,\left( c(Q, n)[K]_{A_2}\right) ^{\frac{1}{t'} - \frac{1}{q'}}\).
By (3.8), we have
where the first inequality is a consequence of the fact that \(\sum _h a_h^{\frac{q'}{t'}} \le \big [\sum _h a_h \big ]^{\frac{q'}{t'}}\), the third one holds because, fixed \(h\in \mathbb Z\), \(\mathcal {Q}^h_j\) are disjoint in j, the fourth one is due to Fubini’s type Theorem. To conclude the proof, we have to evaluate the quantity
Set \(H=\log _2{(2^{10} |u|)}\). Thus, (3.10) yields
Then, by (3.9) and (3.11), we obtain
with \(C_3 = 2^{\frac{1}{t'}+11} C_1(Q, n)\,\left( c(Q, n)[K]_{A_2}\right) ^{\frac{1}{t'} - \frac{1}{q'}}\) and inequality (3.1) is proved. \(\square \)
Now we are in position to prove our main result.
Proof of Theorem 1.1
By Theorem 3.2 of [21], there exists a solution \(\varphi \) to the following Dirichlet problem for sub-Laplacian
with \(u\in {\mathcal C}_0^1(B_R)\). By Lemma 2.6, we get
where c is a positive constant.
Thanks to Lemma 2.5, it follows that
where \(c_0\) is an absolute constant.
Combining (3.12) and (3.13) yields
where \(C_6 =c \,c_0\). Note that the last inequality is the consequence of the fact that \( B_R \cap {\mathcal {Q} } = {\mathcal {Q} }\).
By (2.5),
Coupling inequalities (3.14) and (3.15) tells us that
By (3.16), the following chain of inequality holds
where the first inequality follows by Chanillo-Wheeden condition (1.1), the second one holds since \(1/t= 1- 1/t'\), the third one is due to Hölder’s inequality, for \(2<q<t\), and the fifty one comes from the fact that \(\mathcal {D}\) is a decomposition of \(B_R\). Here, constant \(C_7= C_6\; \overline{C} \; \left[ K^{-1}\right] _{A_{2} }^{\frac{1}{2}} \). The quantity \(S_1\) is introduced in Lemma 3.1 above.
Combining (3.17) and (3.1) shows that
where \(C_8= c(Q, n, t, q) \,\overline{C} \;[K^{-1}]_{A_2}^{\frac{1}{2}} [K]_{A_2}^{\frac{1}{t'} - \frac{1}{q'}}\). Then, inequality (1.2) follows. \(\square \)
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Acknowledgements
This research was partly supported by GNAMPA of the Italian INdAM (National Institute of High Mathematics).
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Alberico, A., Di Gironimo, P. A two-weight Sobolev inequality for Carnot-Carathéodory spaces. Ricerche mat 71, 493–509 (2022). https://doi.org/10.1007/s11587-020-00543-3
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DOI: https://doi.org/10.1007/s11587-020-00543-3