Abstract
The synthesis, thermal behavior, and characterization of the decomposition products of linear geranyl diesters: digeranyl succinate, digeranyl glutarate, digeranyl adipinate, and digeranyl sebacinate were presented. The linear geranyl diesters were prepared in direct esterification process of a molar stoichiometric ratio of geraniol and suitable acidic reagent in solvent-free medium at 130 °C using butylstannoic acid as a catalyst. Their structure was confirmed based on FTIR, 1H- and 13C-NMR spectra. It was proved that the use of tin catalyst allowed decreasing the reaction time and increasing the final conversion of substrates when compared to non-catalyzed process. It considerably simplifies the processing by reduction of the preparation cost and thus this new method of synthesis of aroma diesters may be attractive for practical applications. The thermal behavior of prepared compounds was studied by TG/DSC/FTIR coupled method. TG analysis showed that diesters are thermally stable up to temperatures above 200 °C. The DTG curves confirmed that these decomposition run as a single-stage process. The T max1 were in the range of 294.5–313.8 °C depending on the aliphatic chain length (–CH2–)n in the structure of aroma diesters, which was in accordance with DSC data. The analysis of the gases evolved during heating of diesters in inert atmosphere indicated on the asymmetrical disrupt of their bonds. The cleavage of ester bond and O-geranyl bond was expected. It resulted in production of the mixture of derivatives of geraniol (acyclic and alicyclic monoterpene hydrocarbons) like myrcene, ocimene, or limonene as main decomposition products. In addition, the formation of anhydride, lactone, or ketone functionalities among the degradation products clearly confirmed the proposed degradation path of studied diesters.
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Introduction
Terpene esters especially short chain esters, long chain fatty acid esters, and wax esters are commercially one of the most important aroma compounds. They are also among important flavors and fragrance components due to their organoleptic properties [1–5].
They find a wide application in food, beverages, cosmetic, and pharmaceutical products as a component of many dezodorans, domestic and household products, cosmetic formulations, care products, food stuffs, tobaccos, etc. [6–8].
Among acyclic terpene alcohols, the geranyl esters: formates, acetates, propionates, isobutyrates, isovalerates, laureates, etc., are in high demand. These esters are traditionally obtained by extraction from plant materials, microbial fermentation, and enzymatic or chemical method. However, extraction from plant sources, microbial fermentation, and enzymatic methods exhibit a low yield of the desired product and thus impose high processing cost for commercial production [9–16]. So, esters of acyclic terpene alcohols are nearly always made synthetically.
One of the groups of aroma esters is slowly hydrolyzable diesters of non-allylic and allylic perfume alcohols which are useful and important commercial products especially as pro-fragrances ingredients for cleaning and laundry compositions and fabric softener formulations. They are always synthesized chemically during non-catalyzed or acid-catalyzed esterification process of suitable alcohol and acid anhydride using strong acid catalyst, e.g., p-toluenesulfonic acid, sulfuric acid or hydrochloric acid or amine-catalyzed esterification of alcohol, and acid chloride [15, 16]. However, the use of strong acid catalysts for the preparation of diesters of allylic alcohols leads to structural rearrangements of substrates like isomerization of allylic alcohol and formation of undesirable by-products, e.g., myrcene. Thus, it results in reduced yields of pure product and connects with necessity of the use of considerable excess of allylic alcohol in esterification process [15, 16]. In contrast, non-catalyzed esterification reaction of allylic alcohols with acid anhydrides progress slowly and often requires excess of alcoholic substrate and higher temperatures in order to obtain high yields of the final product.
As far as we are aware, no information is available about the usage of tin compounds as a catalyst to chemical synthesis of aroma esters as well as their thermal behavior. In this study, butylstannoic acid was utilized as a catalyst instead of strong acid catalysts for preparation of geranyl diesters during direct esterification process of a molar stoichiometric ratio of terpene alcohol and acid anhydrides or dicarboxylic acids in solvent-free medium at mild conditions. In addition, the thermal behavior and characterization of the decomposition products of obtained linear geranyl diesters: digeranyl succinate, digeranyl glutarate, digeranyl adipinate, and digeranyl sebacinate were studied by TG/DSC/FTIR coupled method. The diesters can be successfully used as a flavor additives for many goods, e.g., as the additives in high temperature processing. The studies of their thermal behavior and especially the kind of decomposition products during heating are essential. It can provide more scientific information and better characterization of the prepared materials.
Experimental
Materials
Geraniol (trans-3,7-dimethyl-2,6-oktadien-1-ol, 97 %) and glutaric anhydride (95 %) were obtained from Fluka. Succinic anhydride (99 %), adipic acid (99 %), and sebacic acid (98 %) were delivered by Merck. Butylstannoic acid (catalyst) was from Arkema Inc., USA. The reagents were used as received.
Synthesis of linear geranyl diesters
The reaction mixture consisted of geraniol (2 mol), selected acid anhydride or dicarboxylic acid (1 mol) and catalyst (0.05 wt%) was placed in glass flask (50 mL). The reaction mixture was heated up to 130 °C and stirred under reduced pressure in a thermostatic oil bath. The progress of the esterification process was monitored by determination of the residual acid content and by estimation of 1H-NMR spectra. Also, a control synthesis with no catalyst was performed under the same conditions. The final conversion of geraniol and carboxylic groups were presented in Table 1. The basic physical properties were gathered in Table 2. The structure of the product was confirmed based on FT IR, 1H- and 13C-NMR, spectra. The thermal stability and the course of the decomposition process of linear geranyl diesters were monitored by TG/DSC/FTIR coupled method.
Analytical methods
Proton nuclear magnetic resonance (1H-NMR) spectra were obtained using an NMR Brucker-Avance 300 MSL (Germany) spectrometer at 300 MHz with deuterated chloroform (CDCl3) as the solvent. 1H-NMR chemical shifts in parts per million (ppm) were reported downfield from 0.00 ppm using tetramethylsilane (TMS) as an internal reference.
Attenuated total reflection (ATR) were recorded using infrared Fourier transform spectroscopy on spectrometer Brucker TENSOR 27, equipped with diamond crystal (Germany). The spectra were recorded in the spectral range of 600–4,000 cm−1 with 16 scans per spectrum at a resolution of 4 cm−1.
13C-NMR spectra were recorded on a Brucker 300MSL instrument (Germany). Chemical shifts were referred to chloroform serving as an internal standard.
Viscosity was measured by means of rotating spindle rheometer at 25 °C, Brookfield, model DV-III (Germany).
Density was evaluated using a glass pycnometer with capillary fuse Gay/Lussac (25 mL) at 23 °C.
Refractive index was determined by refractometer Carl Zeis Jena at 23 °C.
Acid number (mgKOH g−1) was evaluated by titration of the sample against potassium hydroxide using phenolphthalein as an indicator and acetone as a solvent.
Thermal analysis was carried out on a STA 449 Jupiter F1, Netzsch (Germany) under the following operational conditions: heating rate of 10 °C min−1, a dynamic atmosphere of helium (40 mL min−1), temperature range of 40–600 °C, sample weight ~10 mg, sensor thermocouple type S TG–DSC. As a reference, empty Al2O3 crucible was used. The temperature of 5, 10, 20, 50 % of mass loss (T 5%, T 10%, T 20%, T 50%), and the temperature of the maximum rate of mass loss (T max) based on TG–DTG curves were determined. The onset (T onset), max (T peak), and end (T end) temperatures and the enthalpy of decomposition (ΔH) of diesters based on DSC curves were evaluated. The identification of a gas evolved during decomposition process was detected and analyzed by FTIR spectrometer TGA 585 Brucker (Germany) coupling on-line to STA instrument. The FTIR spectrometer with IR cell maintained at 200 °C was connected on-line to STA instrument by Teflon transfer line with diameter of 2 mm heated to 200 °C. The FTIR spectra were recorded in the spectral range of 650–4,000 cm−1 with 16 scans per spectrum at a resolution of 4 cm−1.
Results and discussion
Synthesis and characterization of linear geranyl diesters
Linear geranyl diesters were synthesized by direct catalyzed esterification process using a stoichiometric molar ratio of geraniol (2 mol) and suitable acid anhydride or dicarboxylic acid (1 mol) (Scheme 1). The progress of the reaction was monitored by the determination of residual acid content and by estimation of 1H-NMR spectra of the samples. The percentage conversion of carboxylic groups into ester was calculated as being equivalent to acid consumed. The percentage conversion of geraniol into ester was evaluated based on 1H-NMR spectra. The integration values of methylene protons of geraniol (δ = 4.20 ppm) and methylene protons of geranyl esters (δ = 4.60 ppm) were chosen for the calculation of the percentage conversion of terpene alcohol according to the following equation:
\( \% {\text{ Ester conversion }} = \, \left[ {{\text{E}}/\left( {{\text{A}} + {\text{E}}} \right)} \right] \, \times { 1}00, \) where E and A represent the results of the integration of methylene protons of ester and geraniol, respectively [17].
The calculated results are presented in Table 1. As it is clearly visible, the use of the tin catalyst allow obtaining product with high purity during shorter time compared to non-catalyzed process. The final conversion of geraniol and carboxylic groups was higher than 95 % after 5–12 h depending on the aliphatic chain length in geranyl diesters during catalytic reaction. The final conversion of geraniol and carboxylic groups not exceeded 95 and 87 %, respectively, and was achieved after 30–40 h for non-catalyzed process. The results confirmed that the use of tin catalyst allowed increasing the yield of the main product and significantly shorten the reaction time which certainly may be attractive for practical applications.
The obtained diesters are flavor oils insoluble in water but soluble in most of the organic solvents with viscosities in the range of 13.8–38.7 mPa·s (Table 2). Their structure was confirmed based on FTIR, 1H- and 13C-NMR spectra.
Figure 1 presents the FTIR spectra of geranyl diesters. It shows all the characteristic absorption signals for prepared products. The bands at 650–960 and 1,671 cm−1 came from deformation vibrations of C=C double bonds (=C–H, >C=C–H) and stretching vibrations of non-conjugated C=C double bonds of diesters, respectively. The absorption bands at 1,154 and 1,308 cm−1 are characteristics for stretching vibrations of C–O bonds (esters of aliphatic acids). Also, the stretching vibrations corresponding to carbonyl groups C=O at 1,734 cm−1 are clearly indicated. The deformation vibrations of C–H at –CH3 groups in the region of 1,357–1,443 cm−1 are visible. The presence of stretching vibrations of C–H from –CH3, –CH2–, and –O–CH2– groups originate to the double bond in the range of 2,857–2,968 cm−1 are indicated. Moreover, the absence of the characteristic signals for –OH groups of geraniol at 3,322 cm−1 (Fig. 2) is the confirmation that the esterification process of geraniol and acid component under a catalytic amount of butylstannoic acid was successful and allowed to obtain the desirable product. 1H-NMR spectra of linear geranyl diesters are shown in Fig. 3. All the protons corresponding to the structure of aroma diesters are observed. The resonance signals attributed to the protons assigned to carbon–carbon double bonds in diester structure: δ = 5.05–5.15 ppm and δ = 5.30–5.40 ppm are presence. The resonance signals characteristic for the protons from –CH2– groups at 2.0–2.15 ppm and the protons from –CH3 groups in geraniol structure in the range of 1.60–1.75 ppm are visible. Also, the protons characteristic for methylene groups (–CH2–) in the aliphatic chain of the acidic component of diesters at 2.65 ppm (for digeranyl succinate), at 1.55 and 2.35 ppm (for digeranyl glutarate and digeranyl adipinate), and at 1.25, 1.55 and 2.30 ppm (for digeranyl sebacinate) are clearly visible. The existence of the resonance signals for methylene protons (–CH2–) in ester at δ = 4.60 and the absence or considerable reduction of the resonance signals for methylene protons in geraniol at 4.2 ppm confirmed the formation of flavor products.
Figure 4 shows the 13C-NMR spectra of linear geranyl diesters. The resonance signals for carbon of –CH3 groups at 17, 18, and 27 ppm and of –CH2– at 26 and 40 ppm and the C=C at 124, 132, 142, and 119 ppm are observed. Moreover, the presence of the resonance signals for carbon from methylene units at 62 ppm and the carbon of –C=O at 173 ppm confirmed the formation of ester linkages during preparation process. The carbons from aliphatic chain of acidic component at 29 ppm (digeranyl succinate) 21 and 34 ppm (digeranyl glutarate), at 27 and 35 ppm (digeranyl adipinate), and at 26, 30 and 35 ppm (digeranyl sebacinate) are also indicated.
TG/DSC/FTIR characterization of linear geranyl diesters
The mass loss curves (TG), the corresponding derivative (DTG), and DSC curves for linear geranyl diesters analyzed in inert atmosphere are presented in Fig. 5. Also, data concerning the results obtained based on those curves are given in Tables 3 and 4. The diesters are thermally stable up to temperature above 200 °C in inert atmosphere, except digeranyl glutarate, Table 3. The lower thermal stability of digeranyl glutarate was connected with lower conversion of geraniol and glutaric anhydride during synthesis. It resulted in the presence of unreacted substrates in the reaction mixture which was confirmed based on FTIR spectra of evolved gases during heating. The peak at 164 °C (T max0) connected with their evaporation was observed (Figs. 6, 7). The TG–DTG curves show mass loss in one main step between about 200 and 370 °C for all studied diesters. In this stage, the mass loss was very fast and significant with the largest mass loss observed at the temperature of the maximum rate of mass loss (T max1) between 294.5 and 313.8 °C in dependence of the aliphatic chain length (–CH2–) n in geranyl diesters. This step is mainly attributed to the total degradation of diesters. Also, the DSC curves clearly show endothermic peak corresponding to the mass loss displayed by the TG curves. T onset, T peak, and T end temperatures were comparable to those determined based on DTG curves. The values of enthalpy of decomposition (ΔH) decreased with increasing aliphatic chain length in diesters from about 408.9 to almost 108.9 J g−1. It may be connected with the thermal stability of linkages present in the structure of diesters.
Figures 6 and 7 show Gram–Schmidt diagrams and IR spectra of evolved gaseous products during decomposition of geranyl diesters in inert atmosphere, respectively. The presence of absorbance bands in the range of 2,869–2,977 cm−1 connected with the stretching vibrations of C–H for methylene (–CH2–) and methyl (–CH3) groups originate to the double bond and at 1,382–1,386 cm−1 and 1,449–1,456 cm−1 (the deformation vibrations of C–H in methylene groups (–CH3) and methyl (–CH2–) groups) is observed. Also, the small band at 3,091–3,092 cm−1 was observed. It may indicate on the stretching vibrations of =C–H in –CH=CH2 or >C=CH2 groups. The out-of-plane deformation vibration of =C–H at 828–831 cm−1 for >C=CH– groups, at 899–900 cm−1 for >C=CH2 groups, at 988–990 cm−1 for –CH=CH2 and trans –CH=CH– groups are also visible. In addition, the appearance of stretching vibrations of C=C in the region of 1,620–1,680 cm−1 is clearly observed. The occurrence of above absorption bands in IR spectra at T max1 suggests that the one of the decomposition product of geranyl diesters is acyclic (aliphatic) monoterpene hydrocarbons, e.g., myrcene or trans-ocimene or alicyclic terpene hydrocarbon (limonene) [18]. However, the formation of decomposition products of derivatives of geraniol like isoprene, 1,3-butadiene, or 4-methyl-1,3-pentadiene according to the models proposed in Refs. [19–21] is rather not expected at T max1. The formation of these decomposition products was observed at relatively higher temperatures according to literature data [22, 23].
The appearance of absorption signals at 1,810 with a shoulder at 1,879 cm−1 (stretching vibrations of C=O), 900 and 1,051 cm−1 (stretching vibrations of C–O–C bond) in IR spectra of digeranyl succinate (1) suggests the creating of a five-membered anhydride type ring during the decomposition of ester formed by intramolecular cyclization and its evaporation without further degradation [24]. However, the appearance of the bands in the region of 1,104–1,208 cm−1 (stretching vibration of C–O) might also suggests the formation of etheric or β-lactone groups.
The IR spectra gathered at T max of digeranyl glutarate (2) and digeranyl sebacinate (4) (Fig. 7) show the bands at 1,793, 1,745, and 1,045 cm−1 which are connected with the stretching vibrations of C=O and C–O bands. It suggested the formation of a six-membered anhydride during the decomposition of diester and the evaporation of released acid anhydride. The presence of additional band at 1,162 cm−1 and the bands at 1,793 and 1,045 cm−1 also indicate on the formation of lactone groups (saturated γ-lactones) during decomposition of those diesters.
The presence of a single absorption band at 1,765 cm−1 was clearly observed from IR spectra of decomposition products of digeranyl adipinate (3), Fig. 7. It could be related to γ-lactone or acid anhydride groups. The bands at 1,146 and 1,050 cm−1 seem to confirm the predominant presence of these groups. However, the formation of ketone structure is also possible. The small peak in the carbonyl region at 1,701 cm−1 (stretching vibrations of C=O groups) could confirm the presence of non-cyclic ketone structure among the decomposition products.
In addition, based on IR spectra of digeranyl succinate (1) and digeranyl adipinate (3), Fig. 7 (first emission at T max1+5°C), the appearance of the absorption bands at 2,329 and 2,358 cm−1 which are attributed to CO2 [25–27] may indicate on the partial decarboxylation process of initially formed products, e.g., acid anhydrides at higher temperatures.
Conclusions
The linear geranyl diesters were prepared in a direct esterification process of a stoichiometric ratio of geraniol and suitable acidic component in solvent-free medium at 130 °C using butylstannoic acid as a catalyst. It was proved that use of tin catalyst allowed decreasing the reaction time and increasing the final conversion of substrates considerably when compared to non-catalyzed process. It was confirmed based on determination of the residual acid content and by estimation of 1H-NMR spectra. It considerably simplifies the processing by reduction of the preparation cost and thus this new method of synthesis of aroma diesters may be attractive for practical applications. The structure of geranyl diesters was analyzed based on FTIR, 1H- and 13C-NMR. The thermal degradation of prepared compounds has been assessed using TG/DSC/FTIR coupled method. It was found that the thermal degradation pattern of these compounds was comparable and run as a single-stage process. The diesters were thermally stable up to 200 °C. The T max1 were in the range of 294.5–313.8 °C and depended on the aliphatic chain length in their structure. The characterization of gases evolved during heating indicated on asymmetrical disrupt of the bonds in the structure of diesters. The cleavage of ester and O-geranyl bonds was expected. The main degradation products are derivatives of geraniol: acyclic and alicyclic terpenes hydrocarbons. The identification of anhydride, lactone, and ketone functionalities among the degradation products of diesters clearly confirmed the degradation path of prepared flavor compounds.
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Worzakowska, M., Ścigalski, P. TG/DSC/FTIR characterization of linear geranyl diesters. J Therm Anal Calorim 113, 53–60 (2013). https://doi.org/10.1007/s10973-012-2865-6
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DOI: https://doi.org/10.1007/s10973-012-2865-6