Abstract
We consider shape optimization problems involving functionals depending on perimeter, torsional rigidity and Lebesgue measure. The scaling free cost functionals are of the form \(P(\Omega )T^q(\Omega )|\Omega |^{-2q-1/2}\), and the class of admissible domains consists of two-dimensional open sets \(\Omega \) satisfying the topological constraints of having a prescribed number k of bounded connected components of the complementary set. A relaxed procedure is needed to have a well-posed problem, and we show that when \(q<1/2\) an optimal relaxed domain exists. When \(q>1/2\), the problem is ill-posed, and for \(q=1/2\), the explicit value of the infimum is provided in the cases \(k=0\) and \(k=1\).
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1 Introduction
In the present paper, we aim to study some particular shape optimization problems in classes of planar domains having a prescribed topology. The quantities we are going to consider for a general bounded open set \(\Omega \) are the distributional perimeter \(P(\Omega )\) and the torsional rigidity \(T(\Omega )\). More precisely, we deal with a scaling free functional \(F_q\) which is expressed as the product of the perimeter, and of suitable powers of the torsional rigidity and of the Lebesgue measure of \(\Omega \), depending on a positive parameter q. The restriction to the planar case is essential and is not made here for the sake of simplicity; indeed, in higher dimension stronger topological constraints have to be imposed to make the problems well-posed.
In a previous paper [5], we treated the problem above in every space dimension and, after discussing it for general open sets, we focused to the class of convex open sets.
In the following, we consider the optimization problems for \(F_q\) in the classes \({\mathcal {A}}_k\) of planar domains having at most k “holes”. While the maximization problems are always ill-posed, even in the class of smooth open sets in \({\mathcal {A}}_k\), it turns out that the minimizing problems are interesting if \(q\le 1/2\) and some regularity constraints are imposed to the sets \(\Omega \in {\mathcal {A}}_k\).
In this case, we provide an explicit lower bound for \(F_q\) in the class of Lipschitz sets in \({\mathcal {A}}_k\), which turns out to be sharp when \(k=0,1\) and \(q=1/2\) and coincides with the infimum of \(F_q\) in the class of convex sets, as pointed out by Polya in [16].
When \(q<1/2\), we study the existence of minimizers for \(F_q\) and our approach is the one of direct methods of the calculus of variations which consists in the following steps:
-
defining the functional \(F_q\) only for Lipschitz domains of the class \({\mathcal {A}}_k\);
-
relaxing the functional \(F_q\) on the whole class \({\mathcal {A}}_k\), with respect to a suitable topology;
-
showing that the relaxed functional admits an optimal domain in \({\mathcal {A}}_k\);
-
proving that such a domain is Lipschitz.
The relaxation procedure above is necessary to avoid trivial counterexamples due to the fact that the perimeter is Lebesgue measure sensitive, while the torsional rigidity is capacity sensitive.
As in most of the free boundary problems, the last regularity step presents strong difficulties and, even if the regularity of optimal domains could be expected, we are unable to give a full proof of this fact. It would be very interesting to establish if an optimal domain fulfils some kind of regularity, or at least if its perimeter coincides with the Hausdorff measure of the boundary, which amounts to exclude the presence of internal fractures.
This paper is organized as follows. In Sect. 2, after recalling the definitions of perimeter and torsional rigidity, we summarize the main results of this paper. In Sect. 3, we describe the key tools necessary to apply the so-called method of interior parallels, introduced by Makai in [13, 14] and by Polya in [16], to our setting. Section 4 contains a review of some basic facts concerning the complementary Hausdorff convergence, with respect to which we perform the relaxation procedure. Although Sects. 3 and 4 may be seen as preliminary, we believe they contain some interesting results that, as far as we know, are new in literature. Finally, in Sect. 5 we discuss the optimization problem: we extend a well-known inequality due to Polya (Theorem 5.1 and Remark 5.2), and we prove the main results (Corollary 5.3 and Theorem 5.9).
2 Preliminaries
The shape functionals we consider in this paper are of the form
where \(q>0\), \(\Omega \subset {\mathbb {R}}^2\) is a general bounded open set, and \(|\Omega |\) denotes its Lebesgue measure.
For the reader’s convenience, in the following we report the definitions and the basic properties of the perimeter and of the torsional rigidity. According to the De Giorgi formula, the perimeter is given by
and satisfies:
-
the scaling property
$$\begin{aligned} P(t\Omega )=tP(\Omega )\qquad \text {for every }t>0; \end{aligned}$$ -
the lower semicontinuity with respect to the \(L^1\)-convergence, that is the convergence of characteristic functions;
-
the isoperimetric inequality
$$\begin{aligned} \frac{P(\Omega )}{|\Omega |^{1/2}}\ge \frac{P(B)}{|B|^{1/2}} \end{aligned}$$(2.2)where B is any disc in \({\mathbb {R}}^2\). In addition, the inequality above becomes an equality if and only if \(\Omega \) is a disc (up to sets of Lebesgue measure zero).
The torsional rigidity \(T(\Omega )\) is defined as
where u is the unique solution of the PDE
By means of an integration by parts, we can equivalently express the torsional rigidity as
The main properties we use for the torsional rigidity are:
-
the monotonicity with respect to the set inclusion
$$\begin{aligned} \Omega _1\subset \Omega _2\Longrightarrow T(\Omega _1)\le T(\Omega _2); \end{aligned}$$ -
the additivity on disjoint families of open sets
$$\begin{aligned} T\Big (\bigcup _n\Omega _n\Big )=\sum _n T(\Omega _n)\qquad \text {whenever }\Omega _n\text { are pairwise disjoint;} \end{aligned}$$ -
the scaling property
$$\begin{aligned} T(t\Omega )=t^4T(\Omega ),\qquad \text {for every }t>0; \end{aligned}$$ -
the relation between torsional rigidity and Lebesgue measure (known as Saint-Venant inequality)
$$\begin{aligned} \frac{T(\Omega )}{|\Omega |^2}\le \frac{T(B)}{|B|^2}. \end{aligned}$$(2.5)In addition, the inequality above becomes an equality if and only if \(\Omega \) is a disc (up to sets of capacity zero).
If we denote by \(B_1\) the unitary disc of \({\mathbb {R}}^2\), then the solution of (2.3), with \(\Omega =B_1\), is
which provides
Thanks to the scaling properties of the perimeter and of the torsional rigidity, the functional \(F_q\) defined by (2.1) is scaling free and optimizing it in a suitable class \({\mathcal {A}}\) is equivalent to optimizing the product \(P(\Omega )T^q(\Omega )\) over \({\mathcal {A}}\) with the additional measure constraint \(|\Omega |=m\), for a fixed \(m>0\).
In a previous paper [5], we considered the minimum and the maximum problem for \(F_q\) (in every space dimension) in the classes
We summarize here below the results available in the case of dimension 2:
-
for every \(q>0\)
$$\begin{aligned} \inf \big \{F_q(\Omega )\ :\ \Omega \in {\mathcal {A}}_{all},\ \Omega \text { smooth}\big \}=0; \end{aligned}$$ -
for every \(q>0\)
$$\begin{aligned} \sup \big \{F_q(\Omega )\ :\ \Omega \in {\mathcal {A}}_{all},\ \Omega \text { smooth}\big \}=+\infty ; \end{aligned}$$ -
for every \(q>1/2\)
$$\begin{aligned} {\left\{ \begin{array}{ll} \inf \big \{F_q(\Omega )\ :\ \Omega \in {\mathcal {A}}_{\text {convex}}\big \}=0\\ \max \big \{F_q(\Omega )\ :\ \Omega \in {\mathcal {A}}_{\text {convex}}\big \}\quad \text {is attained}; \end{array}\right. } \end{aligned}$$ -
for every \(q<1/2\)
$$\begin{aligned} {\left\{ \begin{array}{ll} \sup \big \{F_q(\Omega )\ :\ \Omega \in {\mathcal {A}}_{\text {convex}}\big \}=+\infty \\ \min \big \{F_q(\Omega )\ :\ \Omega \in {\mathcal {A}}_{\text {convex}}\big \}\quad \text {is attained};\\ \end{array}\right. } \end{aligned}$$ -
for \(q=1/2\)
$$\begin{aligned} {\left\{ \begin{array}{ll} \inf \big \{F_{1/2}(\Omega )\ :\ \Omega \in {\mathcal {A}}_{\text {convex}}\big \}=(1/3)^{1/2}\\ \sup \big \{F_{1/2}(\Omega )\ :\ \Omega \in {\mathcal {A}}_{\text {convex}}\big \}=(2/3)^{1/2}, \end{array}\right. } \end{aligned}$$asymptotically attained, respectively, when \(\Omega \) is a long thin rectangle and when \(\Omega \) is a long thin triangle (see also Theorem 1 in [9] in the particular case \(p=2\)).
Here, we discuss the optimization problems for \(F_q\) on the classes of planar domains
where, for every set E, we denote by \(\#E\) the number of bounded connected components of \(E^c={\mathbb {R}}^2\setminus E\). In particular, \({\mathcal {A}}_0\) denotes the class of simply connected domains (not necessarily connected).
From what seen above the only interesting cases to consider are:
We notice that the maximum problem is not well-posed, since for every \(q>0\) and every \(k\ge 0\)
Indeed, it is enough to take as \(\Omega _n\) a smooth perturbation of the unit disc \(B_1\) such that
All the domains \(\Omega _n\) are simply connected, so belong to \({\mathcal {A}}_k\) for every \(k\ge 0\), and
where we used the monotonicity of the torsional rigidity. Therefore,
Moreover,
as we can easily see by taking as \(\Omega _n\) the unit disc of \({\mathbb {R}}^2\) where we remove the n segments (in polar coordinates \(r,\theta \))
We have that all the \(\Omega _n\) are simply connected, and
providing then \(F_q(\Omega _n)\rightarrow 0\). Therefore, for the reasons stated above, in the sequel we consider the quantities
when \(q\le 1/2\) and \(k\in {\mathbb {N}}\). We summarize here below our main results.
-
For every \(q\le 1/2\), the values \(m_{q,k}\) are decreasing with respect to k and
$$\begin{aligned} \lim _{k\rightarrow \infty }m_{q,k}=0. \end{aligned}$$ -
When \(k=0,1\), it holds
$$\begin{aligned} m_{1/2,0}=m_{1/2,1}=3^{-1/2}=\inf \big \{F_{1/2}(\Omega )\ :\ \Omega \text { convex}\big \}; \end{aligned}$$in particular, for \(q=1/2\) there is no gap for \(\inf F_{1/2}\) between the classes \({\mathcal {A}}_{\text {convex}}\), \({\mathcal {A}}_0\), \({\mathcal {A}}_1\), and the infimum is asymptotically reached by a sequence of long and thin rectangles.
-
For every \(q\le 1/2\) and \(k\in {\mathbb {N}}\), we have
$$\begin{aligned} m_{q,k}\ge {\left\{ \begin{array}{ll}(8\pi )^{1/2-q}3^{-1/2}&{}\text {if }k=0,1, \\ (8\pi )^{1/2-q}(3^{1/2}k)^{-1}&{}\text {if }k>1. \end{array}\right. } \end{aligned}$$ -
For \(q<1/2\), we define a relaxed functional \({\mathcal {F}}_{q,k}\), which coincides with \(F_q\) in the class of the sets \(\Omega \in {\mathcal {A}}_k\) satisfying \(P(\Omega )={\mathcal {H}}^1(\partial \Omega )\), being \({\mathcal {H}}^1\) the one-dimensional Hausdorff measure. We also prove that \({\mathcal {F}}_{q,k}\) admits an optimal domain \(\Omega ^{\star }\in {\mathcal {A}}_k\) with \({\mathcal {H}}^{1}(\partial \Omega ^\star )<\infty \).
3 Approximation by Interior Parallel Sets
For a given bounded nonempty open set \(\Omega \), we denote by \(\rho (\Omega )\) its inradius, defined as
where, as usual, \(d(x,E):=\inf \big \{\mathrm{d}(x,y)\ :\ y\in E\big \}\). For every \(t\ge 0\), we denote by \(\Omega (t)\) the interior parallel set at distance t from \(\partial \Omega \), i.e.
and by \(A(t):=|\Omega (t)|\). Moreover, we denote by L(t) the length of the interior parallel, that is the set of the points in \(\Omega \) whose distance from \(\partial \Omega \) is equal to t. More precisely, we set
Notice that \(\partial \Omega (t)\subseteq \{x\in \Omega \ :\ d(x,\partial \Omega )=t\}\). Using coarea formula (see [8] Theorem 3.13), we can write the following identity:
As a consequence, it is easy to verify that for a.e. \(t\in (0,\rho (\Omega ))\) there exists the derivative \(A'(t)\) and it coincides with \(-L(t)\). The interior parallel sets \(\Omega (t)\) belong to \({\mathcal {A}}_k\) as soon as \(\Omega \in {\mathcal {A}}_k\), as next elementary argument shows.
Lemma 3.1
Let \(\Omega \in {\mathcal {A}}_k\). Then, \(\Omega (t)\in {\mathcal {A}}_k\) for every \(t\in [0,\rho (\Omega ))\).
Proof
Let \(\alpha :=\#\Omega ^c\) (\(\le k\)), and \(C^1,C^2,\cdots C^\alpha \) be the (closed) bounded connected components of \(\Omega ^c\) and \(C^0\) the unbounded one. Define
Since \(C^i\) is connected, then \(C^i(t)\) is connected and the set \(\bigcup _{i=0}^\alpha C^i(t)\) has at most \(\alpha +1\) connected components. Since we have \(\Omega ^c(t)=\bigcup _{i=0}^\alpha C^i(t)\), the lemma is proved. \(\square \)
In the planar case, even without any regularity assumptions on \(\partial \Omega \), the sets \(\Omega (t)\) are a slightly smoothed version of \(\Omega \). In particular, the following result (see [10]), that we limit to report in the two-dimensional case, proves that \(\Omega (t)\) has a Lipschitz boundary for a.e. \(t\in (0,\rho (\Omega ))\).
Theorem 3.2
(Fu) Let \(K\subseteq {\mathbb {R}}^2\) be a compact set. There exists a compact set \(C=C(K)\subseteq [0, 3^{-1/ 2} diam(K)]\) such that \(|C|=0\) and if \(t\notin C\) then the boundary of \(\{x\in {\mathbb {R}}^2\ :\ \mathrm{d}(x,K)>t\}\) is a Lipschitz manifold.
We recall now some general facts of geometric measure theory. Let \(E\subset {\mathbb {R}}^2\), we denote by \(E^{(t)}\) the set of the points where the density of E is \(t\in [0,1]\), that is
It is well known (see [2] Theorem 3.61) that if E is a set of finite perimeter, then \(P(E)={\mathcal {H}}^1(E^{1/2})\) and E has density either 0 or 1/2 or 1 at \({\mathcal {H}}^1\)-a.e \(x\in {\mathbb {R}}^2\). In particular, it holds
which implies
The Minkowski content and the outer Minkowski content of E are, respectively, defined as
and
whenever the limits above exist.
We say that a compact set \(E\subset {\mathbb {R}}^2\) is 1-rectifiable if there exists a compact set \(K\subset {\mathbb {R}}\) and a Lipschitz map \(f:{\mathbb {R}}\rightarrow {\mathbb {R}}^2\) such that \(f(K)=E\). Any compact connected set of \({\mathbb {R}}^2\), namely a continuum, with finite \({\mathcal {H}}^1\)-measure is 1-rectifiable (see, for instance, Theorem 4.4 in [1]). Finally, if E is 1-rectifiable then
(see Theorem 2.106 in [2]) and by Proposition 4.1 of [20], if E is a Borel set and \(\partial E\) is 1-rectifiable it holds
Next two results are easy consequence of (3.4) and (3.5).
Theorem 3.3
Let \(\Omega \) be a bounded open set with \({\mathcal {H}}^1(\partial \Omega )<\infty \) and \(\#\partial \Omega <+\infty \). Then, \( {\mathcal {M}}(\partial \Omega )={\mathcal {H}}^{1}(\partial \Omega )\) and \( \mathcal {SM}(\Omega )=P(\Omega )+2 {\mathcal {H}}^1(\partial \Omega \cap \Omega ^{(0)}).\)
Proof
Since \({\mathcal {H}}^1(\partial \Omega )<\infty \), each connected component of \(\partial \Omega \) is 1-rectifiable. Being the connected components pairwise disjoint and compact, we easily prove that their finite union is 1-rectifiable. Then, applying (3.4) and (3.5), we get the thesis. \(\square \)
Corollary 3.4
Let \(\Omega \) be an open set such that \({\mathcal {H}}^1(\partial \Omega )<\infty \) and \(\#\partial \Omega <+\infty \). Then, there exists
Proof
We denote by \(L^c(t)\) the following quantity
By applying coarea formula and Theorem 3.3, it holds
and
Combining (3.2), (3.6) and (3.7) we get
and the thesis is achieved. \(\square \)
Most of the results we present rely on a geometrical theorem proved by Sz. Nagy in [19], concerning the behaviour of the function \(t\rightarrow A(t)=|\Omega (t)|\) for a given set \(\Omega \in {\mathcal {A}}_k\).
Theorem 3.5
(Sz. Nagy) Let \(\Omega \in {\mathcal {A}}_k\) and let \(\alpha :=\#\Omega ^c\). Then, the function
is concave in \([0,\rho (\Omega ))\).
As a consequence of Corollary 3.4 and Theorem 3.5, we have the following result.
Theorem 3.6
Let \(\Omega \in {\mathcal {A}}_k\) with \({\mathcal {H}}^1(\partial \Omega )<\infty \) and \(\#\Omega <+\infty \). Then, for a.e. \(t\in (0,\rho (\Omega ))\), it holds:
In particular, \(A\in W^{1,\infty }(0,\rho (\Omega ))\).
Proof
We denote by g(t) the right derivative of the function \(t\mapsto -A(t)-(\alpha -1)\pi t^2\) where \(\alpha :=\#\Omega ^c\) \((\le k)\). By Theorem 3.5, g is a decreasing function in \((0,\rho (\Omega ))\) and an easy computation through (3.1) shows that
Thus,
Since \(\Omega \in {\mathcal {A}}_k\) and \(\#\Omega <\infty \), we have also \(\#\partial \Omega <\infty \). Hence, we can apply Corollary 3.4 to get
By using (3.10) and (3.11), inequality (3.8) easily follows. Finally, by applying (3.1), we get both \(A\in W^{1,\infty }(0,\rho (\Omega ))\) and formula (3.9). \(\square \)
The following lemma can be easily proved by lower semicontinuity property of the perimeter.
Lemma 3.7
Let \(\Omega \subset {\mathbb {R}}^2\) be an open set. Let \((\Omega ^i)\) be its connected components and \(\Omega _n:=\bigcup _{i=1}^n\Omega ^i\). Then, we have:
-
(i)
\(\partial \Omega _n=\bigcup _{i=1}^n\partial \Omega ^i\subseteq \partial \Omega \) and \({\mathcal {H}}^1(\partial \Omega _n)\le {\mathcal {H}}^1(\partial \Omega )\);
-
(ii)
\(\displaystyle P(\Omega )\le \liminf _{n\rightarrow \infty }P(\Omega _n)\le \limsup _{n\rightarrow \infty }P(\Omega _n)\le \limsup _{n\rightarrow \infty }{\mathcal {H}}^1(\partial \Omega _n)\le {\mathcal {H}}^1(\partial \Omega )\).
We are now in a position to prove the main results of this section. In Theorem 1.1 of [17], it is shown that, given any set \(\Omega \) of finite perimeter satisfying \({\mathcal {H}}^1(\partial \Omega )=P(\Omega )\), it is possible to approximate \(P(\Omega )\) with the perimeters of smooth open sets compactly contained in \(\Omega \). Here, we show that, if we assume the further hypothesis \(\Omega \in {\mathcal {A}}_k\), then we can construct an approximation sequence made up of Lipschitz sets in \({\mathcal {A}}_k\).
Theorem 3.8
Let \(\Omega \in {\mathcal {A}}_k\) be a set of finite perimeter. Then, there exists an increasing sequence \((A_n)\subset {\mathcal {A}}_k\) such that:
-
(i)
\({\overline{A}}_n\subset \Omega \);
-
(ii)
\(\bigcup _{n} A_n=\Omega \);
-
(iii)
\(A_n\) is a Lipschitz set;
-
(iv)
\(\displaystyle P(\Omega )\le \liminf _{n\rightarrow \infty }P(A_n)\le \limsup _{n\rightarrow \infty }P(A_n)\le 2{\mathcal {H}}^1(\partial \Omega )-P(\Omega )\).
In addition, if \(\# \Omega <\infty \), then
Proof
Let \(\Omega _n\) be defined as in Lemma 3.7. Clearly, \(\Omega _n\in {\mathcal {A}}_k\). Since \(\Omega _n(t)\) converges to \(\Omega _n\) in \(L^1\) when \(t\rightarrow 0^+\), it follows that, for every n,
Then, there exists \(0<\delta _n<1/n\wedge \rho (\Omega _n)\) such that
Since \(\#\Omega _n\le n\), by applying Theorem 3.2, Lemma 3.1 and Theorem 3.6 to the set \(\Omega _n\), we can choose a decreasing sequence \((t_n)\) with \(0<t_n< \delta _n\) such that the set \(A_n:=\Omega _n(t_n)\) is in \({\mathcal {A}}_k\), has Lipschitz boundary, and
It is easy to prove that the sequence \((A_n)\) is increasing and satisfies (i) and (ii). By putting together (3.12) and (3.13), we get
By Lemma 3.7, taking also into account (3.3), the previous inequality implies
which proves (iv).
To conclude consider the case \(\#\Omega <+\infty \). We can choose n big enough such that \(\Omega _n=\Omega \), \(A_n=\Omega (t_n)\) and \(\alpha :=\# \Omega ^c=\# A_n^c\). For simplicity, we denote \(\rho _n:=\rho (A_n)\) and \(\rho :=\rho (\Omega )\). By applying equality (3.11) to the Lipschitz set \(A_n\), we get
where \(g_n\) is the right derivative of the function \(t\mapsto -|A_n(t)|-(\alpha -1)\pi t^2\). Now, exploiting the equality \(A_n(t)=\Omega (t+t_n)\), we obtain
for all \(0<t<(\rho -t_n)\wedge \rho _n\). Thus, as \(t\rightarrow 0^+\) and applying (3.14), we can conclude that, for every n, it holds
Passing to the limit as \(n\rightarrow \infty \) in the equality above and taking into account (3.11), we achieve the thesis. \(\square \)
4 Continuity of Volume for Co-Hausdorff Convergence
The Hausdorff distance between closed sets \(C_1, C_2\) of \({\mathbb {R}}^2\) is defined by
Through \(d_H\), we can define the so-called co-Hausdorff distance \(d_{H^c}\) between a pair of bounded open subsets \(\Omega _1,\Omega _2\) of \({\mathbb {R}}^2\)
We say that a sequence of compact sets \((K_n)\) converges in the sense of Hausdorff to some compact set K, if \( (d_H(K_n,K))\) converges to zero. In this case, we write \(K_n\overset{H}{\rightarrow }K\). Similarly, we say that a sequence of open sets \((\Omega _n)\) converges in the sense of co-Hausdorff to some open set \(\Omega \), if \((d_{H^c}(\Omega _n,\Omega ))\) converges to zero, and we write \(\Omega _n\overset{H^c}{\rightarrow }\Omega \). In the rest of the paper, we use some elementary properties of Hausdorff distance and co-Hausdorff distance for which we refer to [6] and [12], (see, for instance, Proposition 4.6.1 of [6]). In particular, we recall that if \((\Omega _n)\) is a sequence of equi-bounded sets in \({\mathcal {A}}_k\) and \(\Omega _n\overset{H^c}{\rightarrow }\Omega \), then \(\Omega \) still belongs to \({\mathcal {A}}_k\) (see Remark 2.2.20 of [12]).
The introduction of co-Hausdorff convergence is motivated by Sverák’s Theorem (see [18]) which ensures the continuity of the torsional rigidity in the class \({\mathcal {A}}_k\). Actually, the result is stronger and gives the continuity with respect to the \(\gamma \)-convergence (we refer to [6] for its precise definition and the related details).
Theorem 4.1
(Sverák) Let \((\Omega _n)\subset {\mathcal {A}}_k\) be a sequence of equi-bounded open sets. If \(\Omega _n\overset{H^c}{\rightarrow }\Omega \), then \(\Omega _n\rightarrow \Omega \) in the \(\gamma \)-convergence. In particular, \(T(\Omega _n)\rightarrow T(\Omega )\).
Combining Sverák theorem and Theorem 3.8, we prove that we can equivalently minimize the functional \(F_q\) either in the class of Lipschitz set in \({\mathcal {A}}_k\) or in the larger class of those sets \(\Omega \in {\mathcal {A}}_k\) satisfying \(P(\Omega )={\mathcal {H}}^1(\partial \Omega )\).
Proposition 4.2
The following identity holds:
where \(m_{q,k}\) is the quantity defined in (2.6).
Proof
By Theorem 3.8, for every \(\Omega \in {\mathcal {A}}_k\) such that \(P(\Omega )={\mathcal {H}}^1(\partial \Omega )<\infty \), there exists a sequence \((A_n)\subset {\mathcal {A}}_k\) of Lipschitz sets satisfying \(\lim _n P(A_n)=P(\Omega )\). By construction \((A_n)\) is an equi-bounded sequence which converges both in the co-Hausdorff and in the \(L^1\) sense. By Theorem 4.1, we have
so that
The thesis is then achieved since the opposite inequality is trivial. \(\square \)
In general, the volume is only lower semicontinuous with respect to the \(H^c\)-convergence as simple counterexamples may show. In this section, we prove that \(L^1\)-convergence is guaranteed in the class \({\mathcal {A}}_k\) under some further hypotheses, see Theorem 4.7. The proof of this result requires several lemmas and relies on the classical Gołab’s semicontinuity theorem, which deals with the lower semicontinuity of the Hausdorff measure \({\mathcal {H}}^1\) (see, for instance, [1, 3]).
Theorem 4.3
(Gołab) Let X be a complete metric space and \(k\in {\mathbb {N}}\) let
Then, the function \(K\mapsto {\mathcal {H}}^1(K)\) is lower semicontinuous on \({\mathcal {C}}_k\) endowed with the Hausdorff distance.
Lemma 4.4
Let \((\Omega _n)\) be a sequence of equi-bounded open sets. If \(\Omega _n\overset{H^c}{\rightarrow }\Omega \), we have also \(\rho (\Omega _n)\rightarrow \rho (\Omega )\).
Proof
For simplicity, we denote \(\rho :=\rho (\Omega )\), and \(\rho _n:=\rho (\Omega _n)\). First, we show that
Indeed, without loss of generality let us assume \(\rho >0\). Then, for any \(0<{\varepsilon }<\rho \), there exists a ball \(B_{\varepsilon }\) whose radius is \(\rho -{\varepsilon }\) and whose closure is contained in \(\Omega \). By elementary properties of co-Hausdorff convergence, there exists \(\nu \) such that \(B_{\varepsilon }\subset \Omega _n\), for \(n>\nu \), which implies \(\rho _n\ge \rho -{\varepsilon }\). Since \({\varepsilon }>0\) is arbitrary, we get (4.1).
In order to prove the upper semicontinuity, assume by contradiction that there exist \({\varepsilon }>0\) and a subsequence \((n_k)\) such that \(\rho _{n_k}>\rho +{\varepsilon }\) for every \(k\in {\mathbb {N}}\). Then, there exists a sequence of balls \(B_{n_k}=B_{ \rho _{n_k} }(x_{n_k})\subseteq \Omega _{n_k}\). Eventually passing to a subsequence, the sequence \((x_{n_k})\) converges to a point \(x_{\infty }\) and the sequence of the translated open set \(\Omega _{n_k}-x_{n_k}\) converges to \(\Omega -x_{\infty }\). Since \(B_{r}(0)\subseteq \Omega _{n_k}-x_{n_k} \) for \(r=\rho +{\varepsilon }\), it turns out that \(B_{r}(0)\subseteq \Omega -x_{\infty }\), i.e. \(B_{r}(x_{\infty })\subseteq \Omega \) which leads to a contradiction. \(\square \)
Lemma 4.5
Let \(\Omega \) be a connected bounded open set of \({\mathbb {R}}^n\). There exists a sequence of connected bounded open sets \((\Omega _n)\) such that \({\overline{\Omega }}_n\subset \Omega _{n+1}\) and \(\bigcup _n\Omega _n=\Omega \).
Proof
We construct the sequence by induction. First of all, we notice that there exists an integer \(\nu _1>0\) such that \(\Omega (\nu _1^{-1})\) contains at least one connected component of \(\Omega \) with Lebesgue measure greater than \(\pi \nu _1^{-2}\). Indeed, it suffices to choose
where \(B_r(x)\) is any ball with closure contained in \(\Omega \). Now let M be the number of connected components of \(\Omega (\nu _1^{-1})\) with Lebesgue measure greater than \(\pi \nu _1^{-2}\). If \(M=1\) we define \( \Omega _{1}:=\Omega (\nu _1^{-1})\). Otherwise, since \(\Omega \) is pathwise connected, we can connect the closures of the M connected components with finitely many arcs to define a connected compact set \(K\subset \Omega \). Then, we choose m such that \(m>\nu _1\) and \(m^{-1}<\inf \{d(x,\partial \Omega ) : x\in K\}\) and we set
In both cases, \(\Omega _1\) is a connected open set which contains all the connected components of \(\Omega (\nu _1^{-1})\) having Lebesgue measure greater then \(\pi \nu _1^{-2}\). Moreover, by construction there exists \(\nu _2>\nu _1\) such that \({\overline{\Omega }}_1\subseteq \Omega (\nu ^{-1}_2)\). Replacing \(\nu _1\) with \(\nu _2\) we can use the previous argument to define \(\Omega _2\) such that \({\overline{\Omega }}_1\subset \Omega _2\). Iterating this argument, we eventually define an increasing sequence \((\nu _n)\) and a sequence of connected open sets \((\Omega _n)\) such that \({\overline{\Omega }}_n\subset \Omega _{n+1}\subset \Omega \) and \(\Omega _n\) contains all the connected components of \(\Omega (\nu _n^{-1})\) of Lebesgue measure greater than \(\pi \nu _{n}^{-2}\). Since for any \(x\in \Omega \) there exists \(r>0\) such that \({\overline{B}}_r(x)\subset \Omega \), choosing \(\nu _n^{-1}\le \min \{ d(y,\partial \Omega )\ : y\in \partial B_r(x)\}\wedge r\), it is easy to show that \(x\in \Omega _n\). Thus, \(\bigcup _{n} \Omega _{n}=\Omega \). \(\square \)
In the following lemma, we establish a Bonnesen-type inequality for sets \(\Omega \in {\mathcal {A}}_k\) satisfying \({\mathcal {H}}^1(\partial \Omega )<\infty \) (see Theorem 2 in [15] when \(\Omega \) is a simply connected plane domain bounded by a rectifiable Jordan curve).
Lemma 4.6
Let \(\Omega \in {\mathcal {A}}_k\) with \({\mathcal {H}}^1(\partial \Omega )<\infty \). Then,
Proof
If \(\#\Omega <\infty \), by Theorem 3.6 and (3.1),
and we conclude by (3.3). To prove the general case, we denote by \((\Omega ^i)\) the connected components of \(\Omega \) and we set \(\Omega _n:=\bigcup _{i=1}^{n}\Omega ^i\). By the previous step, we have
Since \(\Omega _n\overset{H^c}{\rightarrow }\Omega \) and \(\Omega _n\rightarrow \Omega \) in the \(L^1\)-convergence, taking into account Lemma 4.4 and Lemma 3.7, we can conclude that
from which the thesis is achieved. \(\square \)
Theorem 4.7
Let \((\Omega _n)\subset {\mathcal {A}}_k\) be a sequence of equi-bounded open sets with
If \(\Omega _n\overset{H^c}{\rightarrow }\Omega \), then \(\Omega \in {\mathcal {A}}_k\) and \(\Omega _n\rightarrow \Omega \) in the \(L^1\)-convergence. If, in addition, either \(\sup _n\#\partial \Omega _n< \infty \) or \(\#\Omega <\infty \) then
Proof
We first deal with the case when \(\sup _{n}\#\partial \Omega _n<\infty \), already considered in [7] and [6]. By compactness, we can suppose that \(\partial \Omega _n\) converges to some nonempty compact set K which contains \(\partial \Omega \). Then, it is easy to show that \({\bar{\Omega }}_n\overset{H}{\rightarrow }\Omega \cup K\), which implies \(\chi _{\Omega _n}\rightarrow \chi _\Omega \) pointwise in \({\mathbb {R}}^2\setminus K\), where \(\chi _E\) denotes the characteristic function of a set E. By Theorem 4.3, we have also
which implies (4.3). In particular, we have \(|K|=0\), and \(\Omega _n\rightarrow \Omega \) in the \(L^1\)-convergence.
We consider now the general case. Let \((\Omega ^i)\) be the connected components of \(\Omega \) and \({\varepsilon }>0\). There exists an integer \(\nu ({\varepsilon })\) such that
(when \(\#\Omega <\infty \) we simply choose \(\nu ({\varepsilon })=\#\Omega \)). For each \(i\le \nu ({\varepsilon })\), and for each set \(\Omega ^i\), we consider the sequence \((\Omega ^i_n)\) given by Lemma 4.5. By elementary properties of co-Hausdorff convergence, there exists \(l:=l(n)\) such that
Let’s denote by \({\widetilde{\Omega }}^i_{l}\) the connected component of \(\Omega _{l}\) which contains \(\overline{\Omega ^i_n}\) (eventually \(\widetilde{\Omega }^h_{l}=\widetilde{\Omega }^s_{l}\)), and define
By compactness, passing eventually to a subsequence, there exists \(\widetilde{\Omega }\in {\mathcal {A}}_k\) such that \({\widetilde{\Omega }}_{l}\overset{H^c}{\rightarrow }{\widetilde{\Omega }}\). Moreover, since \({\widetilde{\Omega }}_l\in {\mathcal {A}}_k\), \(\sup _l\#{\widetilde{\Omega }}_l\le \nu ({\varepsilon })\), and by Lemma 3.7 we have
we can apply the first part of the proof to conclude that \({\widetilde{\Omega }}_l\rightarrow {\widetilde{\Omega }}\) in the \(L^1\)-convergence. If \(\#\Omega <\infty \) an easy argument shows that \({\widetilde{\Omega }}\) must be equal to \(\Omega \) and that (4.4) holds with K the Hausdorff limit of \((\partial {\widetilde{\Omega }}_l)\). In particular, (4.3) holds. Otherwise, we consider the set \(\Omega ^R_l\) of those connected components of \(\Omega _{l}\) that have been neglected in the definition of \({\widetilde{\Omega }}_l\), that is
Passing to a subsequence, we can suppose that \(\Omega ^R_l\overset{H^c}{\rightarrow }\Omega ^R\), for some open set \(\Omega ^R\in {\mathcal {A}}_k\). Moreover, since \(|{\widetilde{\Omega }}|>|\Omega |-{\varepsilon }\), \(\Omega ^R\cap {\tilde{\Omega }}=\emptyset \) and \(\Omega ^R\subset \Omega \), we have also \(|\Omega ^R|\le {\varepsilon }\). This implies \(\rho (\Omega ^R)\le \sqrt{\pi ^{-1}{\varepsilon }}\) and by Lemma 4.4,
Finally, by Lemma 4.6, we have
Since \({\varepsilon }\) was arbitrary, this shows that
and the thesis is easily achieved. \(\square \)
As an application of the previous theorem, we prove the following fact.
Corollary 4.8
Let \(\Omega \in {\mathcal {A}}_k\) with \({\mathcal {H}}^1(\partial \Omega )<\infty \) and \(\#\Omega <\infty \). Then, it holds
Proof
By Theorem 3.8, we can consider a sequence \((A_n)\in {\mathcal {A}}_k\) of Lipschitz sets such that \(A_n\overset{H^c}{\rightarrow }\Omega \) and \(P(A_n)\rightarrow P(\Omega )+2{\mathcal {H}}^1(\partial \Omega \cap \Omega ^{(1)})<\infty \). Then, by Theorem 4.7, we conclude
which easily implies the thesis, using (3.2). \(\square \)
Remark 4.9
We remark the fact that the inequality
is not in general satisfied when \(\#\Omega =\infty \), see also Remark 5.6.
5 Existence of Relaxed Solutions
Our next result generalizes the estimate \(F_{1/2}(\Omega )\ge 3^{-1/2}\), proved in [16] for the class \({\mathcal {A}}_{\text {convex}}\), to the class \({\mathcal {A}}_k\). Here, we do not assume the Lipschitz regularity of the domains \(\Omega \) but only that they have a finite perimeter.
Theorem 5.1
For every \(k\ge 0\) and for every set of finite perimeter \(\Omega \in {\mathcal {A}}_k\), we have
Proof
Without loss of generality, we may assume that \({\mathcal {H}}^1(\partial \Omega )<\infty \) and we set \(\rho :=\rho (\Omega )\). We first consider the case \(\#\Omega <\infty \). We define
Notice that, since for any \(t\in (0,\rho )\) it holds \(L(t)\ge {\mathcal {H}}^1(\partial \Omega (t))\ge P(\Omega (t))\), by isoperimetric inequality (2.2) we have
In particular, since A is bounded, we get that \(L^{-1}A\) is summable on \((0,\rho )\) and G is a Lipschitz function on in the interval \((0,\rho )\). Thus, \(v\in H^1_{0}(\Omega )\). Using (2.4) and (3.8), we have
Since \(A\in W^{1,\infty }(0,\rho (\Omega ))\) by Corollary 3.6 then, set \(\psi (s)=s^2,\) we have that the function \(\psi \circ A\in W^{1,\infty }(0,\rho (\Omega ))\), so that
Thus,
Taking into account (3.3), we get
To prove the general case, let \(\Omega _n\) be defined as in Lemma 3.7. Since \(\#\Omega _n<\infty \) and \(\Omega _n\in {\mathcal {A}}_k\), by the first part of this proof we have that
where \(\rho _n:=\rho (\Omega _n)\). When \(n\rightarrow \infty \) we have \(|\Omega _n|\rightarrow |\Omega |\), \(\rho _n\rightarrow \rho \) by Lemma 4.4 and \(T(\Omega _n)\rightarrow T(\Omega )\) by Theorem 4.1. Hence, passing to the \(\limsup \) in the previous inequality and using Lemma 3.7, we get (5.1). \(\square \)
Remark 5.2
Note that, in the special case of a set of finite perimeter \(\Omega \in {\mathcal {A}}_k\) with \(\#\Omega <\infty \), we have the improved estimate (5.2). Moreover, if \(k=0,1\), (5.1) implies
while, if \(k>1\), we can use the inequality \(2\pi \rho (\Omega )\le P(\Omega )\) (which can be easily derived from (2.2)), to obtain
As a consequence of Theorem 5.1, and using the well-known fact that for a Lipschitz open set \(\Omega \) it holds \(P(\Omega )={\mathcal {H}}^1(\partial \Omega )\), we have the following main results.
Corollary 5.3
For every \(q\le 1/2\), we have
and the value \(3^{-1/2}\) is asymptotically reached by a sequence of long thin rectangles. More in general, for \(k\ge 1\), it holds
and the sequence \((m_{q,k})\) decreases to zero as \(k\rightarrow \infty \).
Proof
By the definition (2.6) of the quantities \(m_{q,k}\), the domains \(\Omega \) we consider are Lipschitz sets, so that \({\mathcal {H}}^1(\partial \Omega )=P(\Omega )\). Hence, by inequality (5.3) we have that \(m_{1/2,0}, m_{1/2,1}\ge 3^{-1/2}\). Moreover, the computations made in [5] show that the value \(3^{-1/2}\) is asymptotically reached by a sequence of long thin rectangles, that are clearly in \({\mathcal {A}}_0\). Thus, being \(A_0\subset {\mathcal {A}}_1\), (5.5) holds. To prove (5.6), it is enough to notice that
and apply (5.4) together with the Saint-Venant inequality (2.5). Finally, to prove that \(m_{q,k}\rightarrow 0\) as \(k\rightarrow \infty \), it is enough to consider the sequence \((\Omega _{1,n})\) defined in Theorem 2.1 of [5], taking into account that \(\Omega _{1,n}\in {\mathcal {A}}_k\) for k big enough. \(\square \)
We now introduce a relaxed functional \({\mathcal {F}}_{q,k}\). More precisely, for \(\Omega \in {\mathcal {A}}_k\) we denote by \({\mathcal {O}}_k(\Omega )\) the class of equi-bounded sequences of Lipschitz sets in \({\mathcal {A}}_k\) which converge to \(\Omega \) in the sense of co-Hausdorff and we define \({\mathcal {F}}_{q,k}\) as follows:
It is straightforward to verify that \({\mathcal {F}}_{q,k}\) is translation invariant and scaling free. As already mentioned in the introduction, when \(q<1/2\), we prove the existence of a minimizer for \({\mathcal {F}}_{q,k}\). We notice this relaxation procedure can be made on the perimeter term only. More precisely, defining
the following proposition holds.
Proposition 5.4
For every \(\Omega \in {\mathcal {A}}_k\), we have
Proof
Fix \({\varepsilon }>0\). Suppose that \(\infty >{\mathcal {P}}_k(\Omega )+{\varepsilon }\ge \lim _n P(\Omega _n)\), for some \((\Omega _n)\in {\mathcal {O}}_{k}(\Omega )\). By Theorems 4.1 and 4.7, we have
and since \({\varepsilon }\) is arbitrary we obtain the \(\le \) inequality. Similarly, to prove the opposite inequality assume \(\lim _n F_q(\Omega _n)\le {\mathcal {F}}_{q,k}(\Omega )+{\varepsilon }<\infty \), for some sequence \((\Omega _n)\in {\mathcal {O}}_k(\Omega )\). Let D be a compact set which contains each \(\Omega _n\). Thanks to Theorem 4.1, we have that \(T(\Omega _n)\rightarrow T(\Omega )\) and, since \(P(\Omega _n)={\mathcal {H}}^1(\Omega _n)\), we have also
Applying again Theorem 4.7, we have \(|\Omega _n|\rightarrow |\Omega |\) and we can conclude
which implies the \(\ge \) inequality as \({\varepsilon }\rightarrow 0\). \(\square \)
The perimeter \({\mathcal {P}}_k\) satisfies the following properties.
Proposition 5.5
For every \(\Omega \in {\mathcal {A}}_k\) of finite perimeter, we have
Moreover, if \(\#\Omega <\infty \) and \({\mathcal {H}}^1(\partial \Omega )<+\infty \) it holds
and \(P(\Omega )={\mathcal {P}}_k(\Omega )\) if and only if \(P(\Omega )={\mathcal {H}}^1(\partial \Omega )\).
Proof
Taking into account Theorem 4.7 and lower semicontinuity of the perimeter with respect to the \(L^1\)-convergence, we have \({\mathcal {P}}_k(\Omega )\ge P(\Omega )\). To prove the right-hand inequalities in (5.7) and (5.8), it is sufficient to take the sequence \((A_n)\) given by Theorem 3.8. Finally, when \(\#\Omega <\infty \), the inequality \({\mathcal {H}}^1(\partial \Omega )\le {\mathcal {P}}_k(\Omega )\) follows by Theorem 4.7. \(\square \)
Remark 5.6
If we remove the assumption \(\#\Omega <\infty \), then (5.8) is no longer true. For instance, we can slightly modify the Example 3.53 in [2] to define \(\Omega \in \ {\mathcal {A}}_0\) such that \(P(\Omega ),{\mathcal {P}}_0(\Omega )<\infty \) while \({\mathcal {H}}^1(\partial \Omega )=\infty \). More precisely, let \((q_n)\) be an enumeration of \({\mathbb {Q}}^2\cap B_1(0)\) and \((r_n)\subset (0,{\varepsilon })\) be a decreasing sequence such that \(\sum _n 2\pi r_n\le 1\). We recursively define the following sequence of open sets. Let
where
Finally, let \(\Omega =\bigcup _n\Omega _n\). By construction \(\Omega _n\overset{H^c}{\rightarrow }\Omega \) and since \(\Omega _n\in {\mathcal {A}}_0\) for all n, we have also \(\Omega \in {\mathcal {A}}_0\). Moreover, we notice that \(P(\Omega )\le 1\) and it is easy to verify that the two-dimensional Lebesgue measure of \(\partial \Omega \) is positive, which implies \({\mathcal {H}}^1(\partial \Omega )=\infty \). Finally, since the sequence \((\Omega _n)\in {\mathcal {O}}_0(\Omega )\), we have also \({\mathcal {P}}_0(\Omega )\le 1\).
Next, we prove that the relaxed functional \({\mathcal {F}}_{q,k}\) agrees with \(F_q\) on the class of Lipschitz open sets in \({\mathcal {A}}_k\).
Corollary 5.7
For every \(\Omega \in {\mathcal {A}}_k\), we have
If, in addition, \(P(\Omega )={\mathcal {H}}^1(\partial \Omega )\) then we have
In particular, \({\mathcal {F}}_{q,k}\) and \(F_q\) coincide on the class of Lipschitz sets and it holds
Proof
The inequalities (5.9) and (5.10) follow by Proposition 5.4 and (5.7). The last part of the theorem follows as a general property of relaxed functionals. \(\square \)
Lemma 5.8
For every Lipschitz set \(\Omega \in {\mathcal {A}}_k\), there exists a sequence of connected open sets \((\Omega _n)\subset {\mathcal {A}}_k\) such that
Proof
Since \(\Omega \) is a bounded Lipschitz set, we necessarily have \(\#\Omega <\infty \). If \(\Omega \) is connected we can take \(\Omega _n\) to be constantly equal to \(\Omega \). Suppose instead that \(\#\Omega =2\) and let \(\Omega ^1\) and \(\Omega ^2\) be the connected components of \(\Omega \). Since \(\Omega \) is Lipschitz, there exist \(x_1\in \partial \Omega ^1, x_2\in \partial \Omega ^2\) such that
Define
Clearly, we have \(\overline{\Omega ^2_{n}}\cap \overline{\Omega ^1}=\emptyset \) for every \(n\ge 1\) and \(\Omega ^{2}_1=\Omega ^2\). We set
Now we can join \(x_1\) and \(x_n\) through a segment \(\Sigma _n\). By using the fact that the boundaries \(\partial \Omega ^1\) and \(\partial \Omega ^2_n\) are represented as graphs of Lipschitz functions in a neighbourhood of \(x_1\) and \(x_n\), respectively, then the thin open channel
of thickness \({\varepsilon }:={\varepsilon }(n)\) is such that the set
belongs to \({\mathcal {A}}_k\), it is connected and \(P(\Omega _n)={\mathcal {H}}^1(\partial \Omega _n)\). The following identities are then verified
so that \(F_q(\Omega _n)\rightarrow F_q(\Omega )\) (notice that this does not imply \(\Omega _n\rightarrow \Omega \)). The general case is achieved by induction on \(\#\Omega \). More precisely suppose \(\#\Omega =N+1\). Let \((\Omega ^i)\) be the connected components of \(\Omega \). By induction, we have
for a sequence \((\Omega '_n)\subset {\mathcal {A}}_k\) of connected open sets satisfying \(P(\Omega '_n)={\mathcal {H}}^1(\partial \Omega '_n)\). Using the fact that, being \(\Omega \) Lipschitz, the value of \(F_q(\Omega )\) do not change if we translate (possibly in different directions and with different magnitudes) each connected component of \(\Omega \), being careful to avoid intersections, we can suppose \(\overline{\Omega }^{N+1}\) to have a positive distance from \(\overline{\Omega }'_n\), as n is large enough. We then apply the previous step to define a sequence of connected open sets \(\Omega _{n,m}\in \ A_k\) such that \(P(\Omega _{n,m})={\mathcal {H}}^1(\partial \Omega _{n,m})\) and
as \(m\rightarrow \infty \). Using a diagonal argument we achieve the thesis. \(\square \)
We finally show the existence of a relaxed solution to the minimization problem of \({\mathcal {F}}_{q,k}\) in \({\mathcal {A}}_k\) when \(q<1/2\).
Theorem 5.9
For \(q<1/2\), there exists a nonempty bounded open set \(\Omega ^{\star }\in {\mathcal {A}}_k\) minimizing the functional \({\mathcal {F}}_{q,k}\) such that \({\mathcal {H}}^1(\partial \Omega ^\star )<\infty \).
Proof
Let \(({\widetilde{\Omega }}_n)\subset {\mathcal {A}}_k\) be a sequence of Lipschitz sets such that
Applying Lemma 5.8 and (5.10), we can easily replace the sequence \(({\widetilde{\Omega }}_n)\) with a sequence \((\Omega _n)\subset {\mathcal {A}}_k\) of connected (not necessarily Lipschitz) open sets, satisfying \({\mathcal {H}}^1(\Omega _n)=P(\Omega _n)\) and such that
Eventually using the translation invariance of \(F_q\) and possibly rescaling the sequence \((\Omega _n)\), we can assume that \((\Omega _n)\) is equi-bounded and
By compactness, up to subsequences, there exists an open sets \(\Omega ^\star \in {\mathcal {A}}_k\) such that \(\Omega _n\overset{H^c}{\rightarrow }\Omega ^\star \). By (5.11) we have
Let us prove the opposite inequality. We notice that, by Theorem 3.8 and (5.12), for every n there exists a sequence \((A_{n,m})_m\subset {\mathcal {A}}_k\) of Lipschitz sets, such that, as \(m\rightarrow \infty \),
By Theorem 4.1, we have also \(T(A_{n,m})\rightarrow T(\Omega _n)\) as \(m\rightarrow \infty \). Thus,
A standard diagonal argument allows us to define a subsequence \(A_{n,m_n}\in {\mathcal {O}}_k(\Omega ^\star )\). Then, we have
Hence, \(\Omega ^\star \) is a minimum for \({\mathcal {F}}_{q,k}\). Moreover, notice that there exists a compact set K containing \(\partial \Omega ^\star \) such that, up to a subsequence, \(\partial \Omega _n\overset{H}{\rightarrow } K\). So, being \(\Omega _n\) connected, we have
and by Theorem 4.3,
To conclude, we have only to show that \(\Omega ^*\) is nonempty. Notice that for n big enough there exists \(C>0\) such that \(F_q(\Omega _n)< C\). Thus, we have
where the last inequality follows by (5.3), using (5.12). By (4.2), we have also
Combining (5.13), (5.14) and the assumption \(q<1/2\), we conclude that the sequence of inradius \((\rho (\Omega _n))\) must be bounded from below by some positive constant. By Lemma 4.4, \(\Omega ^{\star }\) is nonempty. \(\square \)
6 Conclusions
We have seen that in the planar case the topological constraint present in classes \({\mathcal {A}}_k\) is strong enough to ensure the existence of at least a relaxed optimizer. In higher dimensions, this is no longer true and easy examples show that it is possible to construct sequences \((\Omega _n)\) in \({\mathcal {A}}_k\) with \(P(\Omega _n)\) bounded and \(T(\Omega _n)\rightarrow 0\). This suggests that in higher dimensions stronger constraints need to be imposed in order to have well-posed optimization problems.
Another interesting issue is the analysis of the same kind of questions when the exponent 2 is replaced by a general \(p>1\) in (2.4); the torsional rigidity \(T(\Omega )\) then becomes the p-torsion \(T_p(\Omega )\) and it would be interesting to see how our results depend on the exponent p and if in this case the analysis in dimensions higher than two is possible.
Finally, shape functionals \(F(\Omega )\) involving quantities other than perimeter and torsional rigidity are interesting to be studied: we point out some recent results in [4, 9, 11] and references therein. However, to our knowledge, the study of these shape functionals under topological constraints as the ones of classes \({\mathcal {A}}_k\) is still missing.
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Acknowledgements
The work of GB is part of the project 2017TEXA3H “Gradient flows, Optimal Transport and Metric Measure Structures” funded by the Italian Ministry of Research and University. The authors are member of the Gruppo Nazionale per l’Analisi Matematica, la Probabilità e le loro Applicazioni (GNAMPA) of the Istituto Nazionale di Alta Matematica (INdAM).
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Communicated by Massimo Pappalardo.
Dedicated to Franco Giannessi for his 85th birthday.
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Briani, L., Buttazzo, G. & Prinari, F. A Shape Optimization Problem on Planar Sets with Prescribed Topology. J Optim Theory Appl 193, 760–784 (2022). https://doi.org/10.1007/s10957-021-01870-7
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DOI: https://doi.org/10.1007/s10957-021-01870-7