Biologists usually pursue the adaptationist paradigm in trying to explain the functional significance of animal coloration. Here I collate instances in which coloration may be a poor match in the context of background matching, Batesian mimicry, aposematism, and colour polymorphisms. This can occur because of trade-offs with other functions, relaxed selection from predation, or colour trait neutrality. Also, mechanistic, pleiotropic and chance genetic effects can all result in a poor match to the background environment or to signaling efficiently. While biologists implicitly recognise these constraints placed on adaptive coloration, they rarely explicitly acknowledge the heterodox notion that coloration might be under weak selection or no selection at all. Unfortunately, it is difficult to show this definitively, as illustrated in an investigation into the function of colour polymorphisms in coconut crabs.
For a century and a half biologists have been trying to understand the adaptive significance of animals’ external appearances. They have explored the close fit between an animal’s colour and its background (e.g., Endler 1984), the efficacy of coloration in signaling to conspecifics (e.g., Stuart-Fox et al. 2007) and to predators (e.g., Stevens and Ruxton 2012), and the way in which coloration influences heat load (e.g., Lindstedt et al. 2009) and protects against UV radiation (e.g., Jablonski and Chaplin 2000). Underpinning this enormous body of literature is an assumption that coloration is a good fit in the sense of being the best solution to a particular problem as far as mechanistic and phylogenetic constraints and competing selection pressures allow (Cuthill et al. 2017; Ruxton et al. 2018). But there are many situations in which we implicitly recognise that traits, in this case coloration, are a poor match to the task at hand (see discussion in Gould and Lewontin 1979; Stearns and Schmid-Hempel 1987). In this brief review, I first consider several different types of protective coloration and remind readers that opposing selection pressures can result in instances in which coloration must be traded off against another benefit and therefore appear to be a poor fit. Second, I argue that there are cases in which external appearances are under relaxed selection and consequently that animals do not need to match their background particularly well. Third, broadening the argument beyond protective coloration, I discuss some proximate factors that force animals into signaling poorly to conspecifics. Last, I point to genetic phenomena that result in external appearances ill-suited to signaling and protective coloration. Empirically demonstrating that coloration has no immediate adaptive value is a serious challenge, however, and I highlight this difficulty using an example of colour polymorphism in coconut crabs (Birgus latro). My goal is to suggest that biologists begin to consider less than ideal coloration as a viable alternative to explaining certain types of coloration in some species, and some predictions are advanced as to the situations where this might occur. This proposal is not new: the idea that phenotypic traits may be selectively neutral has been examined in relation to systems other than coloration for many years (e.g., Orr 1998; Ho et al. 2017).
Apparently poor protective coloration
Imperfect background matching
Early biologists repeatedly drew attention to the close association between animals’ external coloration and the colour of the background against which it is seen (e.g., Wallace 1889; Beddard 1892; Thayer 1909; Cott 1940). Endler (1978), however, realized that changing lighting conditions and moving between different environments constrains perfect background matching and suggested that concealing coloration represents a random sample of the background in which a prey animal experiences greatest predation pressure. This new view was subsequently challenged by models of individuals moving between different backgrounds (Merilaita et al. 1999; Houston et al. 2007) which showed that a specialist camouflage strategy on one background would provide little concealment on the other, so that a compromise strategy was optimal. Theoretically this could be achieved by target colours being intermediate between two backgrounds or by means of mixture methods in which discrete features of two backgrounds are used together (Hughes et al. 2019), ideas that have been addressed in experimental work (Merilaita and Lind 2005; Sherratt et al. 2007) but not satisfactorily shown to be operating in the sense of a single colour intermediary constituting an optimal solution. Possible examples of generalist background matching in the real world are currently scarce but include moths, butterflies, Aegean lizards (Podarcis erhardii), adult shore crabs (Carcinus maenas) (Hughes et al. 2019), and desert rodents (Nokelainen et al. 2020). Current thinking suggests that some species or individuals either employ specialist background matching whereas others employ generalist background matching (Duarte et al. 2016). If so, we should not be surprised to see some individuals poorly matched to a particular background on which they are encountered. Trade-offs within the context of maximizing protective coloration in heterogeneous environments, or between concealment and signaling, or between concealment and heat management may each result in a poor background fit.
A separate but well-worked example of imperfect coloration concerns certain Batesian mimicry systems where harmless species poorly match the coloration and colour pattern of a well-defended model (Sherratt 2002). As an illustration, hoverflies are innocuous Diptera that visually mimic stinging Hymenoptera, yet to the human eye and that of pigeons (Columbia livia) the external appearances of some species sometimes resemble putative models weakly. Hypotheses to explain imperfect mimicry include compromise mimicry of several models (Edmunds 2000) or kin selection (Johnstone 2002) as based on a composite parameter of species abundance (Kikuchi and Pfennig 2013) but these explanations are difficult to substantiate. Instead, small-sized mimic species are more likely to visually diverge from models than larger mimic species presumably because they are less rewarding as prey and are therefore under relaxed selection from predatory attack (Penney et al. 2012). In another example, order of banding on coral snake mimics is irrelevant for persuading predators not to attack them because predator cognition is imprecise (Kikuchi and Pfennig 2010). In these examples, if precise colour patterns are the salient feature to which predators pay attention, the fit between the appearance of the mimic and the model appears poor, although not if they focus on coloration per se.
Frequency dependent colour polymorphism
Another way in which individuals may be poorly matched to their background is if selection by predators drives prey individuals to appear dissimilar to conspecifics in the population (Ford 1945). When predators use search images to discover prey items, predators may concentrate on common prey forms. As a consequence, rarer prey colour morphs will be taken less than expected from their abundance in the population and will prosper (Gibb 1962). Such disruptive selection can occur in cryptic prey populations, so the rarer morph must simply look different from the common morph and not necessarily match its background to escape predators’ attention (Allen 1988). A similar phenomenon is seen under reflexive selection where every individual looks slightly different from every other one (Owen and Whiteley 1986).
Looking different from cryptic prey
For aposematic species considerable research tried to understand the extent to which internal contrast, contrast against the background, colour and colour combinations and pattern alter the speed of predator learning about aposematic prey; how distinctiveness and contrast enhance prey recognition; and how distinctiveness, particular colours and toxicity each affect predators’ memories of distasteful prey (Ruxton et al. 2018). In essence, these studies investigate how prey maximize efficacy of advertising distastefulness to receivers. Using human subjects catching artificial prey on a computer screen, however, Sherratt and Beatty (2003) demonstrated that reliably defended prey will be avoided simply as long as they have an appearance distinct from cryptic prey; they do not have to be particularly conspicuous. A possible example are ithomine butterflies that are highly unpalatable but appear more distinctive than conspicuous (Mallet and Singer 1987). In short, defenses may be advertised without the advertisement necessarily being maximally effective but simply different from the cryptic morph.
Avoiding sensory bias
A fifth situation in which coloration may be poorly matched is when there is selection on prey to avoid the visual bias of predators. Predators’ visual systems are tuned to certain spectral sensitivities and prey items whose external appearances reflect at wavelengths that differ from these will more difficult to see. To escape the attention of predators, male Trinidadian guppies (Poecilia reticulata) living in predator-rich streams have bellies that are only weakly orange even though orange is the colour most preferred by females (Ruell et al. 2013). In this instance there is selection pressure to avoid being detected by predators rather than selection based on maximizing signal efficacy directed at conspecifics. Another example are unripe fruits pigmented with green chlorophyll that not to match background leaf coloration well but are simply less red than ripe fruit that can be easily seen by primate dispersers (Schaefer and Schaefer 2007).
These five sections involving different mechanisms of protective coloration demonstrate that coloration does not necessarily have to solve the biological problem that the observer first proposed (Maynard Smith 1978). I next turn to ecological circumstances in which animals are not under strong selection to be cryptic.
Relaxed selection on protective coloration
Protective coloration is mediated by the environmental medium through which predators see prey and by the predator’s visual senses (Endler 1990). In situations in which predators are unable to see prey easily, selection on fine-tuned protective coloration may be relaxed. For example, in circumstances where light levels are low or non-existent, we can expect that prey will match their background poorly or not at all. Examples are depigmented cave-dwelling troglobites that include molluscs, arachnids, millipedes, crustacea, insects, fish, salamanders and snakes (Gross and Wilkens 2013). Also, species that are fossorial which come to the surface rarely, such as mole species and naked mole-rats (Heterocephalus glaber), live in habitats devoid of light and should therefore experience relaxed selection on protective coloration. Nonetheless brief periods of time above ground may still shape external coloration to some degree (Braude et al. 2001). Yet another class of prey subject to weak selection on coloration are species that inhabit refuges or that can rapidly retreat into holes. Abdomens of hermit crabs housed in mollusc shells are depigmented, as are marine annelid worm species that can retreat into a burrow. Fourth, appearances of benthic species are relatively poor matches to the substrates against which they are viewed. Estimates of the contrast sensitivity of deep-sea visual systems suggest that even approximate matches may be sufficient for crypsis in visually complex benthic habitats (Johnsen 2005).
A second category of prey subject to relaxed selection are species that are very large and hence relatively immune from predation such as adult African elephants (Loxodonta africana), white rhinoceroses (Ceratotherium simum) and baleen whales, which are unlikely to be under selection to match their background precisely (Owen-Smith 1988).
Imprecise protective coloration can result from mechanistic constraints. For example, when external coloration is mediated by blood flow through epidermal capillaries, the colour will be less saturated in cold weather, in circumstances in which blood is shunted to muscles during flight from a predator, when the individual is anemic due to sickness, or as a result of stress or fear when blood is shunted to other organs. In circumstances where external coloration is due to pigmentation, carotenoid production is directly influenced by dietary carotenoid intake resulting in reduced signaling ability that may influence the amount of red and orange in sexual (Moller et al. 2000) or aposematic signals (Mochida et al. 2013). Although carotenoid concentrations in the integument may in some cases be honest signals of condition, they operate poorly from a signaling perspective.
Aspects of coloration may be constrained by pleiotropy during development (Roulin 2004). For example, production of melanin pigment has many ancillary effects including heightened sexual activity, aggressiveness and increased body size that may themselves be under selection, so that optimal eumelanin production for background matching in shady or burnt habitats may be altered (Ducrest et al. 2008).
Founder effects or genetic drift may also be responsible for poor fits between coloration and the habitat in which the animal lives. Peres and colleagues (1996) reported that saddle-back tamarin (Saguinus fuscicollis) populations have very different pelage hues on each side of major Brazilian rivers despite the rainforest habitat being identical. The rivers are too wide to be traversed by this small monkey and it seems probable that eumelanin and phaeomelanin production in hair follicles are differentially favoured as a result of chance genetic events or genetic drift on each side of the barrier. The species apparently does not match its background perfectly on both sides of the rivers.
Proving a negative
The difficulty in demonstrating that coloration might not be subject to direct selection in order to signal effectively, or to effect protection, is with what it should be compared (Pierce and Ollason 1987). Modeling background matching with quantitative measures of the background, the organism, and knowing the spectral sensitivity of the most effective predator(s) (Stevens et al. 2007; Troscianko and Stevens 2015) may still generate a far from perfect fit with the background. Does this mean that trade-offs or pleiotropy are involved? If external coloration is manifested as a pleiotropic effect of selection on other traits, for example, it is encumbant on the researcher to first explore several different candidate functions including background matching, signaling to predators, sexual signaling and temperature regulation and to find no selective benefits with regard to coloration per se. Second, the mechanism producing poor coloration needs to be identified such as reduction in pigmentation due to poor diet or the underlying genetic mechanism. A comprehensive investigation of the adaptive significance of colour polymorphism therefore involves systematically exploring different functional hypotheses and finding each to be wanting to accept that coloration is not being directly acted on by selection, and to identify the mechanism (Fincke 1994). I illustrate this with a recent study of coconut crabs.
Coconut crab colour polymorphism
In many parts of their range, coconut crabs are found in two colour morphs (Nokelainen et al. 2018). One has a red carapace usually with a white ventrum, the other has a blue carapace with a blue ventrum; occasionally ventra of the red morph are tinged with blue (Fig. 1). On some island complexes across their Indian Ocean and western Pacific Ocean range, however, only red or only blue morphs are encountered but not both. Adult and juvenile coconut crabs have no predators: they are the world’s largest land crab (Laidre 2018) with extremely powerful claws (Oka et al. 2016) and are an apex predator on some islands (Laidre 2017). This might suggest they are not under strong selection to be cryptic to predators. The species is principally nocturnal suggesting that aposematic or intraspecific signaling is muted, while nocturnality and lack of nighttime ultraviolet radiation suggests that they are not using carapace pigmentation for heat management or UV protection. Coconut crabs mate very rapidly on land with apparently little mate choice involved (Helfman 1977a) suggesting coloration is unlikely to be involved in mate choice. They deposit their fertilized eggs at sea making it extremely difficult to track offspring or monitor reproductive success.
A polymorphism is defined as “two or more well-marked forms capable of appearing among the offspring of a single female, and occurring with frequencies high enough to exclude the maintenance of the rarest of them by recurrent mutation” (Ford 1945). If colour polymorphism was under natural selection, one would predict that there should be different context-specific advantages for each morph. If morphs were subject to differential mate choice, one might expect to see sex or age or dominance associations. If coloration resulted from pleiotropy one might expect colour morph-specific associations with naturally selected behavioural, physiological or morphological traits.
To investigate these alternatives, we caught and then released free-living coconut crabs on the Zanzibari archipelago, Tanzania and nearby islands. We examined whether coconut crab morphs differed by sex or age but there were no associations (Table 1; see also Nokelainen et al. 2018; Caro and Morgan 2018) suggesting their appearance is not sexually selected. Morphs did not differ on six body linear dimensions including span of their third legs used to tap opponents at the start of aggressive encounters (Helfman 1977b) (Table 1) suggesting coloration is not a means of intrasexual signaling or linked pleiotropically to body size. Additionally, colour morphs did not differ in measures of robustness, strength or body temperature (Table 1) to which coloration might be pleiotropically related.
Coconut crab colour morphs are found together in the same area at the same time (Caro et al. 2019) and the proportion of instances that we encountered them did not differ by habitat type (respectively red (N = 450 sightings) and blue (N = 143): open 25.1, 25.9%, edge 15.1, 15.4%, thin canopy 30.9, 30.1%, thick canopy 28.9, 28.7%; X32 = 0.056, p = 0.997). The proportions of each morph encountered did not differ significantly according to degree of moonlight (32.3% of red (N = 495) and 24.7% of blue (N = 158) morphs were found on lighter nights, defined as nights 10–19 following the new moon, X12 = 3.299, p = 0.069). Proportions of red and blue morphs did not change over a 4-year period of time (red (N = 490) and blue (N = 154) respectively: 2016: 6.7, 8.4%; 2017: 26.7, 30.5%; 2018: 33.9, 37.0%; 2019: 32.7, 24.1%; X32 = 4.269, p = 0.234) suggesting we were not witnessing a snapshot of evolutionary change over time.
Observations of free-living crabs showed no differences in patterns of movement, and experiments revealed no differences in emergence times from a holding bucket, willingness to grasp objects, exploratory movements, or behavioural disposition along a shy-bold continuum (Table 1) (Caro and Morgan 2018; Caro et al. 2019) suggesting no pleiotropic linkages with at least some facets of behaviour.
These findings suggest that morph coloration is not associated with differences in life history, is not indicative of size or sturdiness, and is not linked to behaviour; that morphs do not differentially occupy different areas or microhabitats, and that their prevalence is not undergoing temporal changes at least over a short time scale. Their size and weaponry suggest they suffer little predation as adults, and studies elsewhere attest to this (Drew et al. 2010); rapid mating suggests little mate choice; and their nocturnal lifestyle suggests signaling to conspecifics or heterospecifics is unlikely.
Instead, our current supposition is that red and blue carapace coloration is caused by simple Mendelian genetics because the ratio of red:blue is invariably 3:1 where they co-occur (Caro and Morgan 2018), although the occasional presence of intermediately coloured individuals with brown-purple carapaces hints that it may be more complicated. The underlying genetics are currently under investigation. While the working hypothesis that carapace coloration is a neutral trait linked to an, as yet, unspecified pleiotropic trait that is under selection, additional investigations are required. Nevertheless, this case study highlights the numerous steps required to demonstrate that coloration is non-adaptive (see also Fincke 1994).
If colour evolution is to be viewed as imperfect in some circumstances but not in others, it would be helpful to identify the situations in which this might occur. In regards to cryspsis, we would expect poor background matching in species or life stages in which individuals move between different environments and where a specialist fit between the external appearance and one particular background is disadvantageous. Second, we can envisage poor background matching in species which are subject to several equally important predators wth different visual systems. For example, modelling shows that weak signaling of aposematic species can evolve if predators vary in their tendency to attack defended prey (Endler and Mappes 2004). Additionally, aposematism may be effective against a smaller predator species or one susceptible to toxins but not to a larger predator where crypsis might be more effective. This will set up a trade-off in the optimal form of protective coloration.
In Batesian mimicry systems we might expect certain aspects of the appearance to mimic the model well but other aspects to mimic it imprecisely if predators focus on either patterns or morphological traits such as location or length of appendanges, rather than on colour per se when deciding to attack. In polymorphic species, less than perfect protective coloration can be expected since each morph gains advantages from simply looking different from the other.
In regards to ecological predictions, species inhabiting poorly lit habitats undergound, in caves, or in the deep sea are not anticipated to match their background well compared to species living in well-lit open habitats. Similarly, species living in shelters such as bivalve molluscs may be under less selection to be protectively colored (Williams 2017). Very large species are not expected to be under strong selection for crypsis.
In regards to mechanism, where coloration is mediated by blood flow, individuals can be expected to vary greatly in their ability to signal effectively. Where coloration is mediated by melanin we should envisage ancillary selection pressures moulding the extent of melanization since melanin has protective and anti-bacterial properties, and is also linked to testosterone production (Bokony et al. 2008). This then is a non-exhaustive list of the situations where coloration may not be the solution to the problem that we initially believed must be solved.
Allowing that there is a continuum of perfection in external appearance with some forms of coloration perfectly matching their background (e.g., some octopus species), through to being imperfect (e.g., hoverfly mimicry), through to relaxed selection (e.g., cavefish), to being selectively neutral demands a more nuanced way of viewing animal coloration. More specifically we must first agree on the criteria needed to accept this heterodox position. Do functional considerations regarding coloration, namely defense mechanisms, sexual selection, intraspecific signaling, temperature management and UV protection all have to be explored first? And if so, how thoroughly? What constitutes negative evidence: proximate measures or lifetime reproductive success associated with natural coloration, or is experimental manipulation necessary or sufficient? These fundamental questions are reminiscent of trying to show that alternative reproductive strategies have equal fitness pay-offs (Gross 1996). Second, is it necessary to demonstrate genetically that coloration is driven by pleiotropic alleles or can we assume this from phenotypic associations alone? If different degrees of poorly adapted explanations for coloration are to be taken seriously, these questions need more thought and consensus by those interested in the evolution of animal coloration.
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I thank Tom Sherratt for very helpful suggestions, and Brock Fenton and an anonymous reviewer for comments.
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Caro, T. When animal coloration is a poor match. Evol Ecol 35, 1–13 (2021). https://doi.org/10.1007/s10682-020-10084-8
- Background matching
- Coconut crabs
- Imperfect mimicry
- Relaxed predation