# Linear Pantographic Sheets: Existence and Uniqueness of Weak Solutions

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## Abstract

The well-posedness of the boundary value problems for second gradient elasticity has been studied under the assumption of strong ellipticity of the dependence on the second placement gradients (see, e.g., Chambon and Moullet in Comput. Methods Appl. Mech. Eng. 193:2771–2796, 2004 and Mareno and Healey in SIAM J. Math. Anal. 38:103–115, 2006).

The study of the equilibrium of planar pantographic lattices has been approached in two different ways: in dell’Isola et al. (Proc. R. Soc. Lond. Ser. A 472:20150, 2016) a discrete model was introduced involving extensional and rotational springs which is also valid in large deformations regimes while in Boutin et al. (Math. Mech. Complex Syst. 5:127–162, 2017) the lattice has been modelled as a set of beam elements interconnected by internal pivots, but the analysis was restricted to the linear case. In both papers a homogenized second gradient deformation energy, quadratic in the neighbourhood of non deformed configuration, is obtained via perturbative methods and the predictions obtained with the obtained continuum model are successfully compared with experiments. This energy is not strongly elliptic in its dependence on second gradients. We consider in this paper also the important particular case of pantographic lattices whose first gradient energy does not depend on shear deformation: this could be considered either a pathological case or an important exceptional case (see Stillwell et al. in Am. Math. Mon. 105:850–858, 1998 and Turro in Angew. Chem., Int. Ed. Engl. 39:2255–2259, 2000). In both cases we believe that such a particular case deserves some attention because of what we can understand by studying it (see Dyson in Science 200:677–678, 1978). This circumstance motivates the present paper, where we address the well-posedness of the planar linearized equilibrium problem for homogenized pantographic lattices. To do so: (i) we introduce a class of subsets of anisotropic Sobolev’s space as the most suitable energy space \(E\) relative to assigned boundary conditions; (ii) we prove that the considered strain energy density is coercive and positive definite in \(E\); (iii) we prove that the set of placements for which the strain energy is vanishing (the so-called floppy modes) must strictly include rigid motions; (iv) we determine the restrictions on displacement boundary conditions which assure existence and uniqueness of linear static problems. The presented results represent one of the first mechanical applications of the concept of Anisotropic Sobolev space, initially introduced only on the basis of purely abstract mathematical considerations.

## Keywords

Strain gradient elasticity Linear pantographic sheets Existence Uniqueness Anisotropic Sobolev’s space## Mathematics Subject Classification

74A30 74G25 74G30 74G65 46E35## 1 Introduction

Mechanical scientists have been recently attracted to the formulation of design and construction criteria of new materials whose behaviour is established *a priori*. One can say that the aim of this stream of researches is to produce *Materials on Demand*. More precisely: once fixed the peculiar behaviour of a material which is desirable for optimizing its use in a given application, the aim of aforementioned researches is to find the way for constructing such a material. Materials designed in order to get a specific behaviour are often called metamaterials.

The role of mathematical sciences in the design and constructions of metamaterials recently increased for two reasons: (i) the development of the technology of 3D printing allowed for the transformation of the mathematically conceived structures, geometries and material properties into the reality of precisely built specimens; (ii) the way in which one specifies the set of properties to be realized is specifically mathematical, as this specification exactly consists in choosing the equations which one assumes to be those governing the mechanical response of the conceived metamaterial.

Once more we can say that mathematics is shaping our world, as it is allowing us to design new technological solutions and tools. The present paper deals with a mathematical problem arising in a specific context involving the design of second gradient metamaterials. More precisely: in order to find a class of materials whose deformation energy depends on both first and second gradient of placement field in [22] a microstructured (pantographic) fabric is introduced and its homogenized continuum model (which we call pantographic sheet) is determined. Various aspects of modelling of pantographic lattices are considered in [8, 52, 53, 56, 62, 63, 64, 65, 66] where discrete and homogenized models are considered. Let us note that one of the sources of generalized continua and models of metamaterials is the homogenization of heterogeneous materials, see, e.g., [18, 54, 61] and reference therein. Homogenization may lead also to strain gradient models [14, 17]. While the ideas underlying the definition of pantographic microstructures have been exploited up to now only in the context of purely mechanical phenomena, it is expected that when introducing multi-physics effects (as the piezoelectric coupling phenomena exploited as explained in [23, 35]) the designed meta materials could have even more interesting features. We expect a fortiori that the mathematical tools used in the present context will be of use also in the envisioned more general context.

The linearized equilibrium equations valid in the neighbourhood of a stress free configuration for such pantographic sheets cannot be immediately studied by using the results available in the literature. However we prove in this paper that the standard strategy involving the use of Poincaré inequality, Lax-Milgram Theorem and coercivity of bilinear deformation energy form do apply also in the present more generalized context.

What has to be modified is the Energy space where the solutions, relative to suitable well-posed boundary conditions, are looked for and the Sobolev space which includes this Energy Space.

Indeed the concept of Anisotropic Sobolev Space, whose definition was conceived on purely logical grounds by Sergei M. Nikol’skii, see [47], has to be used in order to apply the abstract Hilbertian setting of solution strategy.

We expect that further developments will lead us to study the complete nonlinear problem of deformation of pantographic sheets.

We need to explicitly remark here that we believe it is important to consider the particular case of pantographic lattices whose first gradient energy does not depend on shear deformation. This could be considered either a pathological case or an important exceptional object (in the sense made explicit in [58] and [67]). In both cases we believe that the pathology shown by pantographic lattices in absence of first gradient shear energy deserves due attention for what we can eventually understand by studying its ill-posedness or well-posedness. The significance of pathological examples in the development of mathematics has been widely discussed: without listing the many examples of pathological mathematical behaviour which has led to a better understanding of physical and mathematical world (we have found in the entry of Wikipedia (https://en.wikipedia.org/wiki/Pathological_(mathematics) consulted on 17 April 2017, really interesting) we simply recall the classical example of the Greek discovery of irrational and its consequences (see, e.g., [38]).^{1}

On the other hand if a behavior must be considered as pathological it is indeed subject to the personal intuition and therefore pathology is a concept which should not play a relevant role in scientific theories. What has to be classified as “pathology” depends on many factors including: its context, the training of the group of scientists studying the problem, and their experience: indeed what is regarded as pathological by one researcher may very well be standard behaviour to another one. The concept of pathologic behaviour seems of therefore of relevance only in the history of scientific thought and in the description of the process of solution finding.

## 2 Postulated Deformation Energy for “Long-Fibers” Pantographic Sheets

Pantographic sheets are bidimensional continua whose microstructure is constituted by a lattice of extensible and continuous fibers having bending stiffness and interconnected by (internal) pivots (i.e., pin joints which are not interrupting the material continuity of the pairs of beams to which they are applied). It has to be explicitly remarked that, in general, we are not considering trusses. A truss, by definition, is assumed to comprise a set of independent beams that are connected by means of pin joints connecting only ending points of the beams. This means that if the truss is loaded only with concentrated forces applied to pin joints then each beam (or fiber) can only be either in compression or in extension. We call *lattices of beams* the most general beams structure involving pin joints (but also possibly clamping devices, or rollers or glyphs).

The main feature of the considered pantographic structure consists in the presence of “long” continuous fibers constituting two arrays: at each intersection point of one fiber with all fibers of the other array it is present a pin joint (or internal pivot) which is not interrupting the mechanical and geometrical continuity of both interconnecting fibers. This pin joint imposes that the beam sections which it is interconnecting must undergo the same displacement, however it leaves free their relative rotations.

We assume that in the reference configuration the two arrays of fibers are initially orthogonal and we denote \({\mathbf{D}}_{\alpha }\), \(\alpha =1,2\), the unit vectors of their current directions.

Since the torsional (shear) stiffness is much smaller than other stiffness parameters used in the model we can study independently this singular limit case. So, in what follows and in the spirit described in the introduction, we mainly consider the mathematically interesting case which is represented by pantographic structures whose shear stiffness is vanishing.

## 3 Energy for Pantographic Sheets and Equilibrium Conditions

It is interesting that (13) and (14) contain partial derivatives of different orders. For example, (13) contains second derivative with respect to \(x_{1}\) and fourth derivative with respect to \(x_{2}\).

## 4 Heuristics

It is evident that the immediate application of the classic methods used for proving existence and uniqueness of the solution of the elastic problem is not possible in the present context [16, 28, 32, 42], as coercivity could seem, at first sight, a condition which is not verified (this circumstance is already mentioned in [12]). Moreover also the results for second gradient continua proven by Healey et al. [36, 44] are not applicable here, as the energy of pantographic sheets is not coercive with respect to the highest order derivatives.

Before framing the problem in the appropriate energy space we present here some heuristic preliminary considerations.

First of all: assume that for a displacement field \(\mathbf{u}^{*}\) the energy (5) vanishes.

Clearly well-posedness results must take into account such a property.

Secondly: it has to be recalled that boundary conditions producing well-posed problems in the case of second gradient continua are more general than when dealing with first gradient continua (see for more details about generalized boundary conditions, e.g., [33, 34, 46, 59] and the historic works by Piola). The procedure which is used in the aforementioned papers can be summarized as follows (see [5, 19]): i) one postulates the principle of virtual work, i.e., the equality between internal and external work expended on virtual displacements; ii) one determines a class of internal work functionals involving second gradients of virtual displacement; iii) one determines, by means of an integration by parts, the class of external work functionals which are compatible with the determined class of internal work functionals.

A consequence (see, e.g., [24, 33, 46, 59]) of the just described procedure is that Neumann problems for considered second gradient deformation energies must include, to be complete, double symmetric and skew-symmetric boundary forces together with forces concentrated on points. To be more precise: the class of so-called natural boundary conditions must include the dual (with respect to work functionals) quantities of normal gradients of virtual displacements. Following Germain, the dual of the tangential part of normal gradient of virtual displacement is a “couple” (i.e., skew-symmetric contact double forces) while the dual of the normal part of normal gradient of virtual displacement is a “double force” (i.e., symmetric contact double forces). For some reasons (initially studied in [20, 21, 29], but surely further investigations are needed!) this kind of boundary conditions has been considered, sometimes and by some schools of mechanicians, unphysical: the reader is referred to the beautiful paper by Sedov, Leonid Ivanovich, [57] for a lucid discussion of this point and its physical, mathematical and epistemological implications.

After having identified the displacements which are in the null space of the deformation energy, a conjecture about mixed boundary conditions which are likely to produce well-posed problems can, consequently, be formulated. Indeed, let us partition the boundary \(\partial \omega \) of the body \(\omega \) into two disjoint subsets, i.e., \(\partial \omega _{e}\) and \(\partial \omega_{n}\). We assume that the displacements on \(\partial \omega_{e}\) are assigned and that the displacements on \(\partial \omega_{n}\) are free. We call \(AC\) the set of \(C^{2}\) displacements verifying the assigned conditions on \(\partial \omega _{e}\). We say that \(AC\) is singular if there exist an element \(\mathbf{u}\) in \(AC\) and a displacement field \(\mathbf{u}_{0}\) belonging to the null space for deformation energy (i.e., a displacement having vanishing deformation energy) such that \(\mathbf{u}+\mathbf{u}_{0}\) also belongs to \(AC\). We conjecture here (and rigorously prove in the next section) that the considered mixed boundary problem is well-posed if and only if \(AC\) is NOT singular. Remark that if the considered elastic energy is a first gradient one and it is positive when regarded as a function of infinitesimal strain tensor then the aforementioned statement reduces to the standard requirement that in well-posed problems the constrained body cannot undergo rigid displacements. The concept of underconstrained system (see [40]) has to be modified in order to include the treated case of planar second gradient continua: see, for instance, Figs. 1 and 2 for examples of underconstrained pantographic sheets. This point will need further investigations to include the case of pantographic sheets moving in three-dimensional space and three-dimensional pantographic bodies.

In the present paper we limit ourselves to consider Dirichlet’s and mixed boundary problems in which, on a part of the body boundary, only the displacement is assigned, while the remaining part of the body boundary is left free.

## 5 On Ellipticity of Equilibrium Equations

For the theory of elliptic, quasi-elliptic and hypoelliptic operators we refer to [4, 27, 37, 43, 49, 55] and the references therein. In particular, in [43, p. 214] the variational statement of similar problem for an rectangle is discussed.

## 6 Existence and Uniqueness of Weak Solutions

Now we introduce the weak solution of the boundary-value problem (13)–(17) as the vector-function \(\mathbf{u}\) such that the variational equation (22) is fulfilled for any test function \(\mathbf{v}=v _{1}\mathbf{i}_{1}+v_{2}\mathbf{i}_{2}\). The properties of \(\mathbf{u}\) and \(\mathbf{v}\) are specialized below.

It clear that the functional space \({W_{2}^{(1,2)}}(\omega )\oplus {W_{2}^{(2,1)}}(\omega )\) is constituted exactly by the set of all functions for which (24) is finite. We will call energy space \(E\) for the considered energy functional any subspace of \({W_{2}^{(1,2)}}(\omega )\oplus {W_{2}^{(2,1)}}(\omega )\) which is the completion of one of the previously introduced space \(AC\) relative to NONSINGULAR boundary conditions using the norms (25). Remark that when restricted to an energy space the seminorm given by (24) becomes a norm.

Now the definition of a weak solution for linear pantographic structures can be given as follows.

## Definition 1

We call \(\mathbf{u}\in E\) a weak solution of the equilibrium problem (21) if (22) is fulfilled for any test function \(\mathbf{v}\) from a dense set in \(E\).

For the analysis of existence and uniqueness of weak solutions we start by considering two cases. The simplest case is given by Dirichlet boundary conditions.

### 6.1 Dirichlet’s Boundary Conditions

One can easily prove that \((\mathbf{f},\mathbf{v})_{L_{2}}\) is a linear bounded functional in \(E\). Thus, by using Lax-Milgram theorem [30], the following theorem can be easily proven:

## Theorem 1

*Let the Cartesian components*\(f_{1}\)

*and*\(f_{2}\)

*of*\(\mathbf{f}\)

*belong to the space*\(L_{2}(\omega )\).

*There exists a weak solution*\(\mathbf{u}^{*}\in E\equiv \stackrel{\circ }{W}\!{_{2}^{(1,2)}}( \omega )\oplus \stackrel{\circ }{W}\!{_{2}^{(2,1)}}(\omega )\)

*to the equilibrium problem*(27)

*and*(28),

*which for any*\(\mathbf{v}\in E\)

*satisfies the equation*

*Furthermore*, \(\mathbf{u}^{*}\)

*is unique and it is a minimizer of the energy*:

## Remark 1

Since for the coercivity we need inequalities (30) which require that only the functions are zero at the boundary, (i.e., \(u_{1}=u_{2}=0\) at \(\partial \omega \)), for uniqueness is suffices to consider only the boundary conditions concerning displacements, without considering the condition on the normal derivatives (28).

## Remark 2

We used here \(L_{2}(\omega )\) as a functional space for \(\mathbf{f}\). This condition can be weakened using imbedding theorems of \(E\) into anisotropic Lebesgue spaces [9, 10, 11] and we omit this for simplicity.

For non-homogeneous boundary conditions (9)–(12) we seek a solution in the form \(\mathbf{u}=\mathbf{u}^{*}+\mathbf{u}_{0}\), where \(\mathbf{u}_{0}\) is a vector function which satisfies (9)–(12) whereas for \(\mathbf{u}^{*}\) boundary conditions (28) are assumed. Substituting this representation into (27) and (9)–(12) we reduce the non homogeneous boundary-value problem to the previous one, for which we already proved the theorem on existence and uniqueness of weak solutions.

### 6.2 Mixed Boundary Conditions

In other words, for rectangle a) we have at least the solutions \(\mathbf{u}=\mathbf{0}\) and \(\mathbf{u}=ax_{2}\mathbf{i}_{1}\). Obviously we should avoid such situations since even without loading we have an infinity of non-trivial (deformative) solutions. Thus, in what follows we always assume that the boundary conditions are nonsingular.

Let us consider the mixed boundary-value problem formulated by (9)–(18). Here the energy space \(E\) is a subspace of \({W}\!{_{2}^{(1,2)}}(\omega )\oplus {W}\! {_{2}^{(2,1)}}(\omega )\) obtained as the completion of functions \(C^{2}(\omega )\) which verify (9)–(12).

Using the same technique we formulate the theorem on existence and uniqueness of the weak solution in \(E\).

## Theorem 2

*Let the Cartesian components* \(f_{1}\) *and* \(f_{2}\) *of* \(\mathbf{f}\) *belong to the space* \(L_{2}(\omega )\), \(\varphi_{\alpha }\in L_{2}(\partial _{n}\omega_{\alpha })\), \(\mu_{\alpha }\in L_{2}(\partial_{n} \omega_{\alpha }^{\bot })\) *and assume that the boundary conditions are nonsingular*. *There exists a weak solution* \(\mathbf{u}^{*}\in E\) *to the equilibrium problem* (12)*–*(18) *which for any* \(\mathbf{v}\in E\) *satisfies the equation* (31).

*Furthermore*, \(\mathbf{u}^{*}\)

*is unique and it is a minimizer of the functional*\(F(\mathbf{u})\):

### 6.3 Existence and Uniqueness Considering Non-zero Shear Stiffness

## 7 Conclusions

The results presented in this paper allow us to prove existence and uniqueness theorems for the elastic problem in the case of planar pantographic sheets and for a variety of boundary conditions. The main difficulties which we had to confront were: i) the existence of floppy modes, i.e., deformations corresponding to zero deformation energy and ii) the absence in the deformation energies of many higher order derivatives.

Therefore the results by Healey and Chambon [15, 36, 44] could not be applied directly and there was the appearance of a lack of the coercivity of considered energy. Indeed the second gradient deformation energy for pantographic sheets is not coercive if one considers the standard Sobolev Space, whose norm involves all second order derivatives.

However we prove that the standard Hilbertian abstract setting used for solving the elastic problem does not need to be changed. Instead one has to change the definition of the Energy spaces which correspond to the various imposed boundary conditions: they must be regarded as subsets of the Anisotropic Sobolev space whose norm is defined by involving only the derivatives appearing in the considered deformation energy. The abstraction effort due to Nikol’skii (and to Besov and others) which lead him to introduce a wider class of Sobolev spaces was initially motivated only by the need of developing a mathematical theory based on the minimum possible necessary assumptions: Anisotropic Sobolev Spaces include functions which do not posses all higher order weak derivatives.

The abstract tool which he developed allowed us to frame rather naturally the numerical and mathematical problems concerning the equilibrium of linear pantographic sheets. Discussion of the finite element method developed for anisotropic Sobolev’s spaces is given in [26].

We are also confident that the same tools will allow us to study non-linear deformations problems. Finally we want to stress once more that the study of apparent pathologies can be a fruitful source of understanding in both mathematics and in the mathematical modelling of physical phenomena.

## Footnotes

- 1.
Si parva licet componere magnis (Virgil), i.e., if it be allowable to compare small things with great ones, we would like to cite in the present context a relevant statement by Freeman Dyson “The same pathological structures that the mathematicians invented to break loose from 19-th naturalism turn out to be inherent in familiar objects all around us in nature” in Characterizing Irregularity, Science 200 [1978] (see [25] for a deep and further discussion about this point). Moreover we believe to have pointed out in this paper an anomaly in classical elasticity theory (in the technical sense given to this word by Thomas Kuhn, see [39]). Indeed we prove here that the standard use of the hypothesis of ellipticity in the proof of well-posedness needs to be modified if one wants to incorporate linear second gradient elasticity in the body of theory of elasticity. The most conservative readers will be reassured by the fact that in this way it is avoided a crisis (always in the sense of Kuhn) inside this theory.

## Notes

### Acknowledgement

V.A.E. acknowledges the financial support by the Russian Science Foundation under grant “Methods of microstructural nonlinear analysis, wave dynamics and mechanics of composites for research and design of modern metamaterials and elements of structures made on its base” (No. 15-19-10008).

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