Links Between Vegetation Structure and Aboveground Carbon Storage
Our landscape-level estimates of aboveground carbon (AGC) stocks (24 ± 16 tC ha−1) are similar to those recorded using similar approaches in Mozambique by Ryan et al. (2011) (21 ± 11 tC ha−1) and Woollen and others (2012) (21 ± 10 tC ha−1), but lower than the regional average (28.7 ± 19.1 tC ha−1) (Ryan and others 2016) which includes many plots from protected areas which are unlikely to be representative of the wider miombo eco-region. Our lowest AGC plots, defined as areas with a tree canopy cover (%) and AGC stock (tC ha−1) of less than 10, were characterised by a lower tree density, with the majority of trees (80%), and thus AGC (42%) contained in smallest size classes (5–15 cm DBH), as is common with more disturbed systems. The results highlight the obvious importance of maintaining a low DBH threshold (that is, 5 cm) in lower biomass stands in order to capture and quantify the majority of AGC stocks.
In the more carbon dense savanna woodlands and dry forest plots, a greater proportion of AGC was contained in larger trees, with the relative proportion contained in different size classes statistically similar between plots in moderate (10–35 tC ha−1) and high AGC (>40 tC ha−1) stands. We therefore conclude that the variations in AGC stocks between these areas are due to differences in tree abundance in each size class, although there is some evidence to suggest that these differences may also reflect the greater density of very large trees (≥80 cm) in forests, which typically numbered only one per hectare in the most carbon dense ‘forest’ plots (>50% canopy cover), yet contributed on average 8% of the measured AGC. These very large trees were comparatively rare in the low density, typically grassland savanna plots; however, where a very large tree was present on a plot (>94.9 cm, Diospyros quiloensis), its contribution to the total measured AGC was considerable (50%).
The concentration of biomass in a small number of trees has been previously observed in other moist forest ecosystems (Bastin and others 2015; Fauset and others 2015; Slik and others 2013) and has clear implications for the development of rapid, low-cost forest monitoring protocols. In more wooded areas (that is, >10 tC ha−1/% canopy cover), large trees—that is, those larger than 40 cm—comprised approximately 40% of the biomass measured in each plot, with half the plot AGC contained in the top 4.9% of trees (range 2.7–9%; n trees = 9–64; minimum DBH = 24–46 cm). These results are consistent with the results of Bastin and others (2015) who detected a similar concentration (that is, 50%) of plot biomass in a similar proportion of trees (~5% of total) across Central African moist forests. Similar results were also found across an identical plot network in the miombo woodlands of Mozambique (Ryan 2009; Ryan and others 2011), where approximately 50% of plot AGC was contained in trees larger than 40 cm DBH, suggesting this is a common feature of miombo-dominated woodlands. Our results contrast with those of Marshall and others (2012) who found that in the moist forests of the Eastern Arc Mountains, trees larger than 40 cm stored a much higher proportion (75–80%) of plot AGC.
The tendency towards greater tree size in plots at the upper end of the gradient may be due to their location at moderate to high elevations (Marshall and others 2012), suggesting a possible topographic, and/or edaphic influence on AGC storage (Woollen and others 2012). These plots were also more remote from human populations (Figure 1), meaning that historically lower levels of disturbance (human and ‘natural’) in these areas may have allowed larger trees to persist and AGC to accrue over longer periods. In the moderate AGC density plots (10–35 tC ha−1), we found no trees larger than 75 cm DBH, yet in the surrounding 9-ha plots, several trees (n = 12) surpassed this limit (max. 112 cm), suggesting that in some cases, even 1-ha plots are unable to fully capture the stem size distribution of woodlands (Anderson and others 2009). This in turn may lead to high sampling errors when scaling AGC estimates across the landscape (Fisher and others 2008; Réjou-Méchain and others 2014), or remote sensing data of coarser resolutions than the plots, such as the European Space Agency’s Biomass mission, which will operate at a resolution of 4 ha (Scipal and others 2010). This mismatch again highlights the importance of sampling on a sufficiently large scale, either through sampling many smaller plots, or a few larger plots, to account for the inherent patchiness of these ecosystems and presence of rare large trees.
Relationship Between AGC Storage, Tree Species Diversity and Composition
The inclusion of biodiversity as a co-benefit in carbon sequestration projects necessitates an assessment on how the two co-vary to assess potential trade-offs, or co-benefits of conservation initiatives. From an ecological perspective, examining these linkages along with the extent to which certain species contribute to carbon storage in these systems, will help with efforts to reveal a more deterministic relationship between these two variables, and likely resilience of these ecosystems to future changes in land use (Hinsley and others 2014).
We find clear differences in tree species composition along our AGC gradient, with the lowest AGC stands and our three highest biomass plots marked out as being floristically distinct from the spatially extensive, and moderate AGC density miombo-dominated ‘woodlands’. The compositional patterns suggest that the associated variations in AGC storage along the gradient may be partially explained by differing functional traits between the dominant species in each area, such as their maximum tree height (Nzunda and others 2014) and shade tolerance. In contrast, the noted compositional similarities among the moderate density plots mean it is unlikely that differences in composition are driving the within-vegetation type heterogeneity in AGC storage. Our results therefore suggest that compositional/functional differences may be more important in explaining the variation between, rather than within vegetation types.
Despite this diversity in tree species composition, we find that total tree abundance and biomass is skewed strongly towards a relatively few locally dominant species (Shirima and others 2011), with 8 species (5.7% of the total) accounting for over half the measured trees and 9 species for greater than 50% of biomass. A larger degree of biomass- and stem-‘hyperdominance’ is found in the more diverse rainforests of both Amazonia (Fauset and others 2015; ter Steege and others 2013), and to a lesser extent, Central Africa (Bastin and others 2015), although these results are derived from much larger regional plot networks. In our study area, the relatively large proportion of biomass located in such a small number of trees (90% is contained in 38 species) suggests that most biomass productivity in these seasonally dry ecosystems is also channelled through a relatively small number of tree species. The additional finding that greater than 50% of the biomass is contained in moderate to high value timber suitable trees also highlights the future sensitivity of woody carbon stocks, and potentially productivity, in this area to logging and/or charcoal production (Ahrends and others 2010).
From a conservation standpoint, our finding that more carbon dense areas also harbour the greatest tree species diversity suggests a ‘win–win’ scenario for forest conservation projects operating under the umbrella of REDD+. Among the recorded species were a number that are endemic to the remaining fragments coastal forest in the region, including H. verrucosa and Uvaria kirkii, which is recorded as ‘Near Threatened’ on the IUCN red list. Lower biomass stands, particularly the miombo (Julbernardia—Brachystegia)-dominated ‘woodlands’, also contained a relatively diverse assemblage of trees, including a number of high value timber species, such as Pterocarpus angolensis which is commercially extinct in many parts of Tanzania (Jew and others 2016) and classified as ‘Near Threatened’, and the priority conservation species Dalbergia melanoxylon. A large number of species were also found to be constrained to either moderate or high density stands resulting in localised patterns of species endemism. As such, the ‘win–win’ scenario indicated by our results does not mean that comparatively low biomass areas should be excluded from conservation efforts, as these areas may retain many locally and biologically important species, particularly in the understory (that is, woody plats < 5 cm), and herbaceous layers, as well as in faunal communities (Murphy and others 2016), none of which were sampled in this study.
The preservation of biodiversity may have additional benefits if higher tree species diversity also results in higher AGC storage. Our finding of a positive relationship between diversity and AGC storage is consistent with other observational studies from both the miombo eco-region (Shirima and others 2015) and other forests globally (Ruiz-Jaen and Potvin 2010; Ruiz-Benito and others 2014; Vilà and others 2007; Maestre and others 2012; Liang and others 2016; Poorter and others 2015). This positive relationship is consistent with theories of (1) niche complementarity, where a higher tree species richness leads to a more functionally diverse community and thus greater resource capture and biomass production; and (2) selection effects, which posit that in already dense stands there is a greater chance that one or a few highly productive species are present (Fridley 2001). The absence of any clear saturation in the relationship at higher biomass levels, which would be suggestive of species redundancy or competitive exclusion, indicates that relatively dense patches of vegetation are still capable of efficiently utilising available resources to allow many species and high AGC stocks to coexist, suggesting that some form of complementarity or facilitation is operating in these areas. Yet despite the statistical significance of the relationships, there was considerable variability in tree diversity between plots, particularly after accounting for differences in tree density. Recent studies from moist tropical forests indicate that diversity controls on AGC storage operate at much smaller scales than the ones observed here (~0.1 ha) (Chisholm and others 2013; Poorter and others 2015; Sullivan and others 2016), which may explain the lack of explanatory power. An alternative explanation is that the greater diversity of tree species at higher AGC densities is the result of more heterogeneous environmental conditions within these areas, leading to greater species turnover related to habitat specialisation in certain patches. High AGC may also occur in areas that have fewer major disturbances, allowing species less adapted to disturbance to persist.
A full assessment of the biomass–diversity relationship over larger scales will help answer questions over whether tree diversity does indeed have a mechanistic effect on AGC storage and productivity in these systems, which is important for understanding how changes in biodiversity will affect these important ecosystem functions (Liang and others 2016). It is also unclear whether more diverse tree communities help to create greater diversity across multiple trophic levels, and whether these communities also increase the ecosystem services provided to humans such as timber resources and medicinal products (Maestre and others 2012), both of which are important areas of future research.
Potential Implications for Future Tree Measurement and Monitoring
The need to acquire data on AGC stocks has taken on added significance due to the rise in carbon sequestration initiatives such as REDD+. The collection of species data also needs to be included in any future measurement campaign to allow co-variation between AGC and biodiversity to be explored in the context of forest conservation (Venter and 2009; Liang and others 2016; Ahrends and 2011). Expanding the current network of permanent inventory plots is a necessity, and a standardised methodology based on existing data sets is crucial to rapidly facilitate the establishment of new plots in the region and aid cross-plot comparisons. To date, no studies have presented a clear view on the most appropriate and efficient strategy (that is, sample size, plot size, appropriate DBH threshold) for accurately measuring carbon stocks and/or biodiversity in savanna woodlands (that is, Baraloto and others 2013), a fact which is evidenced by the wide variety of sampling methodologies used to for tree measurement (Ribeiro and others 2008; NAFORMA 2010; Chidumayo 2013; Ryan and others 2011; Willcock and others 2014). The RAINFOR manual has provided some consistency based on data collected in Amazonian forests (Phillips and others 2009; Phillips and others 2003); however, there is no equivalent methodology for the dry tropics which are very different in terms of their tree structure, diversity and composition (Fauset and others 2015; ter Steege and others 2013). The results here provide some insights in how sampling could be tailored in future to suit the aims of a given project and its available resources.
For example, we show that in more wooded areas (>10 tC ha−1, >10% canopy cover), where stem size distribution is broadly consistent across sites, measuring only those trees larger than 10 cm DBH would have captured on average 93% of the total AGC in each plot, yet would have required measuring 40% of the trees, or skipping on average approximately 600 trees ha−1 in denser woodlands and dry forests (>40 tC ha−1) and approximately 275 trees ha−1 in more open canopy savanna woodlands (10–35 tC ha−1). Raising the threshold to 15 cm would still have captured 86% of the total AGC stocks in only 20% of the trees. We suggest that such an approach would be ideal for conducting rapid inventories of AGC, such as for the calibration of earth observation data.
Measuring for biodiversity and species composition would have very different requirements with 50% of the species sampled here likely to be missed when measuring trees larger than 10 cm. These species are likely to be among the rarest; therefore, sampling at a higher DBH threshold will have little value when assessing the biodiversity or conservation value of these areas. Our results also suggest that for a given site, the use of smaller inventory plots (that is, <0.5 ha) (Willcock and others 2014; NAFORMA 2010; Shirima and others 2015), which are ideally suited for rapid sampling and often used for species measurement across the tropics (Stohlgren and others 1995; Baraloto and others 2013; Phillips and others 2003), are potentially more sensitive to species clustering and/or likely to exclude rare tree species (Baraloto and others 2013). For example, in the 9-ha plots, we find 26 species not in the 1-ha plots, despite measuring only those trees larger than 40 cm in these areas, suggesting that even 1-ha plots fail to fully capture the species diversity at certain sites. We explored this potential issue further by sub-sampling the 1-ha plots which showed that the use of smaller plots would have captured on average 36 ± 13% (0.1 ha), 53 ± 14% (0.25 ha) and 71 ± 14% (0.5 ha) of the plot-level tree species richness. Hence, smaller plots clearly sample a smaller proportion of tree species for a given site than the 1-ha plots (Phillips and others 2003). However, sampling 0.5-ha plots instead of the 1-ha plots at each site would still have captured a large majority (80 ± 2%) of the tree species found across the entire 1-ha network in only half the sample area, highlighting that the use of smaller plots may be more efficient for gathering large-scale floristic data. The issue of many potentially rare tree species being missed in the smaller plots could be avoided if sampling a larger number of these across the wider landscape; however, the physical and financial challenges associated with repeat plot establishment and accessing typically remote areas may outweigh the costs associated with establishing a smaller number of well stratified larger plots (Baraloto and others 2013). Based on our data set, it is unclear which of these sampling strategies (“few large” vs. “many small” plots) is more appropriate for accurately and cost effectively capturing tree species diversity and composition in these areas. Such information will be important for facilitating conservation planning and implementation and will likely require the intensive (sub)-sampling of very large plots to properly address this question (Baraloto and others 2013).
The issue of plot size has additional importance for measuring biomass, with smaller plots more likely to either overestimate, or completely miss the presence of rare, large trees, thus creating significant small scale variations in AGC stocks (Réjou-Méchain and others 2014; Fisher and others 2008; Chave and others 2004). Indeed, we find that even the 0.5-ha plots produce highly variable AGC densities (tC ha−1) relative to the corresponding 1 ha values (5–95th percentile; 40–120%), tending towards underestimation (median = 90%) (Chave and others 2003). These sampling errors were exacerbated when using progressively smaller sub-plots, with 0.25 ha (25–150%) and 0.1 ha (14–200%) plots generating an ever-larger range of possible AGC values relative to the 1-ha estimates. The 0.1-ha plots also produced anomalously high values above 100 tC ha−1 where a large tree(s) is present. For this reason, we would caution against the use of very small plots (that is, <0.25 ha) for measuring biomass as they can create large uncertainties on AGC stocks for a given site. However, if replicated in sufficient number, smaller plots may still be suitable for estimating the average AGC density across the landscape, although such estimates may be less precise (Chave and others 2004).
This issue of plot size has clear relevance when considering the suitability of the plots for the calibration of remotely sensed data; particularly radar (for example, ALOS PALSAR) and LiDAR sensors, which in future will be the primary method for upscaling ground based AGC estimates to the landscape scale. Smaller plots (for example, <0.25 ha) tend to be unsuitable for this purpose due to the aforementioned scaling issues, but also their larger relative geo-location errors which may be of similar size to the field plot (Ryan and 2012). As a result, AGC stocks measured in larger plots are often found to exhibit a much stronger relationship with the remotely sensed observation (Carreiras and others 2013; Réjou-Méchain and others 2014; McNicol 2014; Robinson and others 2013; Mauya and others 2015). The mismatch in spatial scale between many of the current field inventory plots (Shirima and others 2011; Willcock and others 2014; Ryan and others 2011) and the larger pixels of future sensors such as the European Space Agency’s Biomass mission (4 ha) (Scipal and others 2010) also has the potential to introduce considerable errors when scaling plot even our 1 ha AGC values to the size of the radar pixel (Réjou-Méchain and others 2014). The use of higher DBH thresholds would allow for larger areas (that is, >1 ha) to be sampled in a more time and cost-efficient manner, as was achieved in this study with the 9-ha plots which were typically sampled in two-third of the time taken to sample the 1-ha plots; however, this would clearly be at the detriment of biodiversity assessment. As shown here, the sampling of large plots (that is, >1 ha) also has the additional benefit of capturing of suitable of number larger trees, which will be useful for the analysis of large tree mortality.
The development of a standardised field protocol that appropriately incorporates measurements of tree species diversity and aboveground carbon stocks, but is also suitable for the calibration of earth observation data, is urgently needed in order to ensure the best use of time and resources. For this reason, we would suggest that larger sample plots (that is, ≥1 ha) should be favoured where possible to capture potentially important variations in large tree densities, and thus AGC stocks, whereas at the same time, allowing the plots to be used as a calibration points for earth observation data, and facilitating cross-project comparisons (that is, RAINFOR). These plots may form part of nested sampling strategy to account for the different data requirements, including the use of smaller plots (for example, 0.5 ha) for the sampling of tree species diversity, and potentially even smaller plots for sampling the understory and herbaceous layer, which was not sampled at all in this study, yet is a major store of diversity in these ecosystems (Murphy et al. 2016).