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Determining Method of Tensile Strength of Rock Based on Friction Characteristics in the Drilling Process

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Abstract

Measuring-while-drilling has been considered as an effective method to determine the mechanical properties of rock. In this paper, drilling models are improved for predicting the rock strength on the basis of nonlinear M-C criterion. The analytical relationship between the ratio of unconfined compressive strength to tensile strength and internal friction angle was derived, and their correlation is studied. A field method of strength prediction is proposed based on the drilling parameters. The proposed models are verified with results from standard test for sandstone, shale, marble and diorite. The experimental results indicate that the prediction error off rock strength within the range of 10%. The correlation between the tensile and compressive strength ratio and the internal friction angle is obtained based on drilling parameters. The parabolic failure criterion is suitable for sandstone and shale, and the hyperbolic failure criterion is suitable for marble and diorite. The strength ratio based on the drilling parameters are compared with the measured values of standard test, including compressive test and Brazilian split test, the point load test and the indentation test to verify the proposed model. The proposed prediction model based on drilling parameters has potential in practical engineering applications.

Highlights

  • The drilling models are established for predicting the rock strength on the basis of the nonlinear M-C criterion.

  • The analytical relationship between the ratio of UCS to TS and internal friction angle of rock is derived.

  • A new method of UCS, TS and TCS prediction is proposed based on the drilling parameters.

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Data availability

The data that support the finding of this study are available from the corresponding author upon reasonable request

Abbreviations

F t :

Thrust force

F n :

Tangential force

α :

Rake angle of drill bit

θ :

Rock-bit contact angle

φ′:

Friction angle of the crushed zone

τ 0 :

Shear stress of the crushed zone

σ 0 :

Normal stress on the crushed zone

A :

Cutting area on the drilling bit

φ :

Rock internal friction angle

Ψ :

Propagating angle of the crushed zone

τ :

Shear stress on rock fragment

σ :

Normal stress on rock fragment

σ t :

Tensile strength of rock

σ 1 :

Major principal stress

σ 3 :

Minor principal stress

σ c :

Compressive strength of rock

η :

Inclination of an asymptote

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Acknowledgements

This study is sponsored by the National Natural Science Foundation of China (Grants No. 42177158, 11902249 and 11872301), Key Research and Development project of Shaanxi Province (No. 2022SF-412), Education Bureau of Shaanxi Province in China (Grant No. 20JS093), Opening fund of State Key Laboratory of Geohazard Prevention and Geoenvironment Protection (Chengdu University of Technology (Grants No. SKLGP2022K005), and Open subject of Urban Geology and Underground Space Engineering Technology Research Center of Shaanxi Province (2022KT-01). The financial support provided by this sponsor is greatly appreciated. The authors would like to thank Prof. Fengqiang Gong, Prof. Qi Wang and Dr. Hongke Gao for their help and suggestions in preparing the manuscript.

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Correspondence to Mingming He.

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Appendices

Appendix

Supplementary Derivation of Equations in Sect. 2

2.1 Derivation of Eq. (1)

The tangential force Ft and thrust force Fn are decomposed into cutting (c) component and wear (w) component:

$$\left\{ \begin{gathered} F_{n} \, = \,F_{n}^{c} \, + \,F_{n}^{w} \hfill \\ F_{t} \, = \,F_{t}^{c} \, + \,F_{t}^{w} \hfill \\ \end{gathered} \right..$$
(23)

Assuming that the stress state in the crushed zone are homogeneous, the mechanical equilibrium requires:

$$\left\{ \begin{gathered} F_{{\text{t}}}^{c} = A\sigma_{{0}} + A\tau_{{0}} \tan \alpha \hfill \\ F_{{\text{n}}}^{c} = A\sigma_{{0}} \tan \alpha + A\tau_{{0}} \hfill \\ \end{gathered} \right.$$
(24)

From Fig. 

Fig. 12
figure 12

Mechanical equilibrium of: a Crushed zone and b Rock fragment (chip)

12, the mechanical relationship between rock chip and crushed zone is considered as,

$$\left\{ \begin{gathered} \sigma {\text{A/sin}}\psi = \sigma_{0} {\text{Asin}}\psi + \tau_{0} {\text{Acos}}\psi \hfill \\ \tau {\text{A/sin}}\psi = \sigma_{0} {\text{Acos}}\psi - \tau_{0} {\text{Asin}}\psi \hfill \\ \end{gathered} \right.$$
(25)

By considering the condition that τ0 = σ0·tanφ', Eq. (25) becomes,

$$\left\{ \begin{gathered} \sigma = \sigma_{0} \left( {\sin {}^{2}\psi { + }\tan \varphi ^{\prime}\cos \psi \sin \psi } \right) \hfill \\ \tau = \sigma_{0} \left( {\cos \psi \sin \psi - \tan \varphi ^{\prime}\sin {}^{2}\psi } \right) \hfill \\ \end{gathered} \right.$$
(26)

Assuming the M-C criterion τ = c + σtanφ on the sliding plane, then we obtain:

$$\sigma_{0} \left( {\frac{1}{2}\sin 2\psi - \tan \varphi ^{\prime}\sin {}^{2}\psi - \sin {}^{2}\psi \tan \varphi - \frac{1}{2}\tan \varphi \tan \varphi ^{\prime}\sin 2\psi } \right) = c$$
(27)

Given the condition for minimum σ0 and substituting into Eq. (27), the corresponding ψ is calculated as,

$$\left\{ \begin{gathered} \frac{{\partial \sigma_{0} }}{\partial \psi }\,{ = }\,0 \hfill \\ \psi \,{ = }\,\frac{\pi }{4} - \frac{\varphi + \varphi ^{\prime}}{2} \hfill \\ \end{gathered} \right.$$
(28)

By substituting ψ, Eq. (26) becomes,

$$\left\{ \begin{gathered} \sigma = \frac{1}{2}\sigma_{0} \left[ {1 - \sin \left( {\varphi + \varphi ^{\prime}} \right) + \tan \varphi ^{\prime}\cos \left( {\varphi + \varphi ^{\prime}} \right)} \right] \hfill \\ \tau = \frac{1}{2}\sigma_{0} \left[ {\cos \left( {\varphi + \varphi ^{\prime}} \right) + \tan \varphi ^{\prime}\sin \left( {\varphi + \varphi ^{\prime}} \right) - \tan \varphi ^{\prime}} \right] \hfill \\ \end{gathered} \right.$$
(29)

2.2 Derivation of Eqs. (10) and (16)

As shown in Fig. 

Fig. 13
figure 13

Envelopes of two types of nonlinear M-C criteria

13, the correlation between shear stress and principal stress for parabolic M-C criterion is obtained as:

$$\left\{ \begin{gathered} \left( {\sigma_{1} { + }\sigma_{3} } \right)/2 = \sigma + \tau \cot 2\alpha \hfill \\ \left( {\sigma_{1} - \sigma_{3} } \right)/2 = \tau /\sin 2\alpha \hfill \\ \end{gathered} \right.$$
(30)

where σ1 and σ3 are the maximum and minimum components of the principal stress, respectively, and 2α denotes the angle between shear stress τ and normal stress σ, whose values is approximately equal to ψ. The principal stress form of parabolic M-C criterion is obtained as

$$\sigma_{1} = \sigma_{3} + \tau /\sin \psi$$
(31)

Then Eq. (6) is substituted into the expression of shear stress τ in Eq. (1) to eliminate τ, ψ and introduce σt.

$$\tau = \sigma_{0} \left[ {\tan \varphi ^{\prime}\cos \left( {\varphi ^{\prime} + \varphi } \right) + \sin \left( {\varphi ^{\prime} + \varphi } \right)} \right] = \frac{{4\sigma_{t} \left[ {\tan \varphi ^{\prime}\cos \left( {\varphi ^{\prime} + \varphi } \right) + \sin \left( {\varphi ^{\prime} + \varphi } \right)} \right]}}{{\tan \varphi ^{\prime}\sin \varphi ^{\prime}\left( {\sin \varphi { + }\cos \varphi } \right) - \cos \varphi ^{\prime}\cos \varphi }}$$
(32)

Equations (28) and (31) are considered in Eq. (30) to result in Eq. (32). As shown in Fig. 13b, the hyperbolic type of nonlinear M-C criterion has similar derivation with that of parabolic type of nonlinear M-C criterion. There is a difference of σ0 expression in derivation.

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Wang, H., He, M. Determining Method of Tensile Strength of Rock Based on Friction Characteristics in the Drilling Process. Rock Mech Rock Eng 56, 4211–4227 (2023). https://doi.org/10.1007/s00603-023-03276-5

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