Abstract
In this paper we present new embedding results for Musielak–Orlicz Sobolev spaces of double phase type. Based on the continuous embedding of \(W^{1,\mathcal {H}}(\Omega )\) into \(L^{\mathcal {H}_*}(\Omega )\), where \(\mathcal {H}_*\) is the Sobolev conjugate function of \(\mathcal {H}\), we present much stronger embeddings as known in the literature. Based on these results, we consider generalized double phase problems involving such new type of growth with Dirichlet and nonlinear boundary condition and prove appropriate boundedness results of corresponding weak solutions based on the De Giorgi iteration along with localization arguments.
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1 Introduction
Recently, Crespo–Blanco–Gasiński–Harjulehto–Winkert [16] studied the so-called double phase operator with variable exponents given by
with \(p,q \in C(\overline{\Omega })\) such that \(1<p(x)<q(x)<N\) for all \(x \in \overline{\Omega }\), \(0\le \mu (\cdot ) \in L^{1}(\Omega )\) and \(W^{1,\mathcal {H}}(\Omega )\) is the corresponding Musielak–Orlicz Sobolev space being a uniformly convex space. Under the assumptions above, it is shown that the operator is continuous, bounded and strictly monotone. Moreover, under some Lipschitz continuity properties on the exponents and the weight function, we have the continuous embedding
where the function \(\mathcal {H}_*\) is called the Sobolev conjugate function of \(\mathcal {H}\) given by
see Definition 3.1 for the precise characterization of \(\mathcal {H}_*\). The proof of the embedding (1.2) is based on general embedding results of Musielak–Orlicz Sobolev spaces obtained by Fan [29] under the additional condition
with \(q^+\) and \(p^-\) being the maximum and minimum of q and p on \(\overline{\Omega }\), respectively. It is known that the embedding in (1.2) is not sharp, see Adams–Fournier [1], Donaldson–Trudinger [28] or Fan [29]. In the case of sharp embedding results from Orlicz Sobolev spaces into Orlicz spaces we refer to the work of Cianchi [14]. So far, there does not exist any generalization of such sharp embeddings to Musielak–Orlicz Sobolev spaces.
The main objective of the paper is twofold. In the first part we want to discuss how we can obtain better embedding results from \(W^{1,\mathcal {H}}(\Omega )\) into \(L^{\varphi }(\Omega )\) by using the embedding (1.2). It will be seen that we get indeed a much better continuous embedding of the form
with
where for a function \(r\in C(\overline{\Omega })\) with \(1<r(x)<N\) for all \(x\in \overline{\Omega }\), the critical exponent \(r^*(\cdot )\) is given by
In addition we are able to prove that the exponent \(\frac{q^*(x)}{q(x)}\) in (1.4) of \(\mu \) is optimal under all possible exponents so that (1.3) hold true. However, we do not know if the embedding in (1.3) is sharp under all generalized \(\Phi \)-functions. In the first part we furthermore obtain trace embeddings from \(W^{1,\mathcal {H}}(\Omega )\) into \(L^\varphi (\partial \Omega )\). Based on a general trace embedding result for Musielak–Orlicz Sobolev spaces obtained by Liu–Wang–Zhao [50], we show the following critical trace embedding
with
where for a function \(r\in C(\overline{\Omega })\) with \(1<r(x)<N\) for all \(x\in \overline{\Omega }\), the critical exponent \(r_*(\cdot )\) is given by
We also prove corresponding “subcritical” embeddings related to (1.3) and (1.5) which turn out to be compact.
In the second part of the paper, based on the new embedding results in (1.3) and (1.5), we study the boundedness of weak solutions to Dirichlet and Neumann problems of the form
and
where \(\Omega \) is a bounded domain in \(\mathbb {R}^{N}\), \(N\ge 2\), with Lipschitz boundary \(\Gamma :=\partial \Omega \), \(\nu (x)\) denotes the outer unit normal of \(\Omega \) at \(x\in \Gamma \) and the functions \(\mathcal {A}:\Omega \times \mathbb {R} \times \mathbb R^N \rightarrow \mathbb R^N\), \(\mathcal {B}:\Omega \times {\mathbb R}\times {\mathbb R}^N\rightarrow {\mathbb R}\) and \(\mathcal {C}:\Gamma \times {\mathbb R}\rightarrow {\mathbb R}\) are Carathéodory functions that fulfill structure conditions as developed in (1.4) and (1.6), see hypotheses (D\(_1\)), (D\(_2\)), (N\(_1\)) and (N\(_2\)). Our results are based on the so-called De Giorgi–Nash–Moser theory, which provides iterative methods based on truncation techniques to get a priori bounds for certain equations, see the works of De Giorgi [25], Nash [57] and Moser [55]. The techniques developed in these papers provided powerful tools to prove local and global boundedness, the Harnack and the weak Harnack inequality and the Hölder continuity of weak solutions. For more information we refer to the monographs of Gilbarg–Trudinger [36], Ladyženskaja–Ural\('\)ceva [46], Ladyženskaja–Solonnikov–Ural\('\)ceva [47] and Lieberman [48]. Our proofs for \(L^\infty \)-bounds are mainly based on the papers of Ho–Kim [41], Ho–Kim–Winkert–Zhang [42] and Winkert–Zacher [69, 70]. We also mention the boundedness results in the works of Barletta–Cianchi–Marino [4] (for problems in Orlicz spaces), Gasiński–Winkert [33, 35] (for double phase Dirichlet and Neumann problems), Ho–Sim [40] (for weighted problems), Kim–Kim–Oh–Zeng [44] (for variable exponent double phase problems with a growth less than \(p^*(\cdot )\)), Marino-Winkert [53, 54] (for critical problems in \(W^{1,p}(\Omega )\)) and Winkert [68] (for subcritical problems in \(W^{1,p}(\Omega )\)).
Coming back to the operator (1.1), it is clear that this is a natural extension of the classical double phase operator when p and q are constants, namely
It is easy to verify, that if \(\inf _{\overline{\Omega }} \mu \ge \mu _0>0\) or \(\mu \equiv 0\), then the operator in (1.1) becomes the weighted \((q(\cdot ),p(\cdot ))\)-Laplacian or the \(p(\cdot )\)-Laplacian, respectively. The energy functional \(I:W^{1,\mathcal {H}}(\Omega )\rightarrow {\mathbb R}\) related to the double phase operator (1.1) is given by
where the integrand
of I has unbalanced growth if \(0\le \mu (\cdot ) \in L^{\infty }(\Omega )\), that is,
for a. a. \(x\in \Omega \) and for all \(\xi \in {\mathbb R}^N\) with \(c_1,c_2>0\). The main feature of the functional I given in (1.10) is the change of ellipticity on the set where the weight function is zero, that is, on the set \(\{x\in \Omega \,:\, \mu (x)=0\}\). This means, that the energy density of I exhibits ellipticity in the gradient of order q(x) in the set \(\{x\in \Omega :\,\mu (x)>\varepsilon \}\) for any fixed \(\varepsilon >0\) and of order p(x) on the points x where \(\mu (x)\) vanishes. Therefore, the integrand \(\mathcal {R}\) switches between two different phases of elliptic behaviours and so it is called double phase.
We point out that Zhikov [74] was the first who considered functionals defined by
whose integrands change their ellipticity according to a point in order to provide models for strongly anisotropic materials. This type of functional given in (1.10) has been treated in many papers concerning regularity of local minimizers. In this direction we mention the works of Baroni–Colombo–Mingione [5,6,7], Baroni–Kuusi–Mingione [8], Byun–Oh [12], Colombo–Mingione [17, 18], De Filippis [19], De Filippis–Palatucci [26], Harjulehto–Hästö–Toivanen [38], Marcellini [51, 52], Ok [58, 59], Ragusa–Tachikawa [65, 66] and the references therein. Moreover, recent results for nonuniformly elliptic variational problems and nonautonomous functionals can be found in the papers of Beck–Mingione [9, 10], De Filippis–Mingione [20,21,22,23,24] and Hästö–Ok [39]. For other applications in physics and engineering of double phase differential operators and related energy functionals given in (1.9) and (1.10), respectively, we refer to the works of Bahrouni–Rădulescu–Repovš [2] on transonic flows, Benci–D’Avenia–Fortunato–Pisani [11] on quantum physics and Cherfils-Il\('\)yasov [13] on reaction diffusion systems. For example, in the elasticity theory, the modulating coefficient \(\mu (\cdot )\) dictates the geometry of composites made of two different materials with distinct power hardening exponents \(q(\cdot )\) and \(p(\cdot )\), see Zhikov [75].
At the end we also want to mention some recent existence results in the direction of double phase problems developed with different methods and techniques. We refer to the papers of Bahrouni-Rădulescu–Winkert [3] (Baouendi–Grushin operator), Colasuonno–Squassina [15] (double phase eigenvalue problems), Farkas–Winkert [31] (Finsler double phase problems), Gasiński-Papageorgiou [32] (locally Lipschitz right-hand sides), Gasiński–Winkert [34, 35] (convection and superlinear problems), Liu–Dai [49] (Nehari manifold treatment), Papageorgiou-Rădulescu–Repovš [60, 61] (property of the spectrum and ground state solutions), Perera–Squassina [63] (Morse theory for double phase problems), Zhang–Rădulescu [73] and Shi–Rădulescu-Repovš–Zhang [67] (double phase anisotropic variational problems with variable exponents), Zeng–Bai–Gasiński–Winkert [71] (implicit obstacle double phase problems), Zeng–Rădulescu–Winkert [72] (implicit obstacle double phase problems with mixed boundary condition), see also the references therein. It is worth pointing out that while these works treat double phase problems in terms of two exponents \(p(\cdot )\) and \(q(\cdot )\) with \(p(\cdot )<q(\cdot )\), its nonlinear terms have a growth that does not exceed \(p^*(\cdot )\). Our new embeddings will provide a necessary ingredient to study double phase problems which have a growth between \(p^*(\cdot )\) and \(q^*(\cdot )\).
The paper is organized as follows. In Sect. 2 we recall some properties of the double phase operator with variable exponents and present relevant embedding results. Section 3 is devoted to the study of the critical and subcritical embeddings mentioned above, see Propositions 3.4, 3.5 and 3.6 for the critical case and Propositions 3.7 and 3.8 for the subcritical case. In Sect. 4 we consider problems (1.7) and (1.8) where we suppose subcritical growth and prove a priori bounds for corresponding weak solutions, see Theorems 4.2 and 4.3. Finally, using the critical embedding in (1.3), we also develop boundedness results for weak solutions of (1.7) and (1.8) in this case, see Theorems 5.1 and 5.2 in Sect. 5.
2 Preliminaries and notations
In this section we recall the main properties to Musielak–Orlicz Sobolev spaces and the double phase operator with variable exponents. These results are mainly taken from Crespo–Blanco–Gasiński–Harjulehto–Winkert [16], we refer also to the books of Diening–Harjulehto–Hästö–R\(\mathring{\text {u}}\)žička [27], Harjulehto–Hästö [37], Musielak [56], Papageorgiou–Rădulescu–Repovš [62], Rădulescu–Repovš [64] and the papers of Colasuonno–Squassina [15], Fan [29], Fan–Zhao [30], Kováčik–Rákosník [45] and Liu–Wang–Zhao [50].
Let \(\Omega \) be a bounded domain in \(\mathbb {R}^N\) with Lipschitz boundary \(\Gamma :=\partial \Omega \) and let \(M(\Omega )\) be the space of all measurable functions \(u:\Omega \rightarrow {\mathbb R}\).
We start with the following definition.
Definition 2.1
-
(i)
A continuous and convex function \(\varphi :[0,\infty )\rightarrow [0,\infty )\) is said to be a \(\Phi \)-function if \(\varphi (0)=0\) and \(\varphi (t)>0\) for all \(t >0\).
-
(ii)
A function \(\varphi :\Omega \times [0,\infty )\rightarrow [0,\infty )\) is said to be a generalized \(\Phi \)-function if \(\varphi (\cdot ,t)\in M(\Omega )\) for all \(t\ge 0\) and \(\varphi (x,\cdot )\) is a \(\Phi \)-function for a. a. \(x\in \Omega \). We denote the set of all generalized \(\Phi \)-functions on \(\Omega \) by \(\Phi (\Omega )\).
-
(iii)
A function \(\varphi \in \Phi (\Omega )\) is locally integrable if \(\varphi (\cdot ,t) \in L^{1}(\Omega )\) for all \(t>0\).
-
(iv)
Given \(\varphi , \psi \in \Phi (\Omega )\), we say that \(\varphi \) is weaker than \(\psi \), denoted by \(\varphi \prec \psi \), if there exist two positive constants \(C_1, C_2\) and a nonnegative function \(h\in L^{1}(\Omega )\) such that
$$\begin{aligned} \varphi (x,t) \le C_1 \psi (x,C_2t)+h(x) \end{aligned}$$for a. a. \(x\in \Omega \) and for all \(t \in [0,\infty )\).
-
(v)
Let \(\phi , \psi \in \Phi (\Omega )\). We say that \(\phi \) increases essentially slower than \(\psi \) near infinity, if for any \(k>0\)
$$\begin{aligned} \lim _{t\rightarrow \infty } \frac{\phi (x,kt)}{\psi (x,t)}=0 \quad \text {uniformly for a. a. }x\in \Omega . \end{aligned}$$We write \(\phi \ll \psi \).
For a given \(\varphi \in \Phi (\Omega )\) we define the corresponding modular \(\rho _\varphi \) by
Then, the Musielak–Orlicz space \(L^\varphi (\Omega )\) is defined by
equipped with the norm
Similarly, we define Musielak–Orlicz spaces \(L^{\varphi }(\Gamma )\) on the boundary equipped with the norm \(\Vert \cdot \Vert _{\varphi ,\Gamma }\), where we use the \((N-1)\)-dimensional Hausdorff surface measure \(\sigma \) on \({\mathbb R}^N\).
The following proposition can be found in Musielak [56, Theorems 7.7 and 8.5].
Proposition 2.2
-
(i)
Let \(\varphi \in \Phi (\Omega )\). Then the Musielak–Orlicz space \(L^{\varphi }(\Omega )\) is complete with respect to the norm \(\Vert \cdot \Vert _{\varphi ,\Omega }\), that is, \(\left( L^{\varphi }(\Omega ),\Vert \cdot \Vert _{\varphi ,\Omega }\right) \) is a Banach space.
-
(ii)
Let \(\varphi ,\psi \in \Phi (\Omega )\) be locally integrable with \(\varphi \prec \psi \). Then
$$\begin{aligned} L^{\psi }(\Omega ) \hookrightarrow L^{\varphi }(\Omega ). \end{aligned}$$
Next, we define Musielak–Orlicz Sobolev spaces. For this purpose, we need the following definition.
Definition 2.3
-
(i)
The function \(\varphi :[0,\infty ) \rightarrow [0,\infty )\) is called N-function if it is a \(\Phi \)-function such that
$$\begin{aligned} \lim _{t\rightarrow 0^+} \frac{\varphi (t)}{t}=0 \quad \text {and}\quad \lim _{t\rightarrow \infty } \frac{\varphi (t)}{t}=\infty . \end{aligned}$$ -
(ii)
We call a function \(\varphi :\Omega \times {\mathbb R}\rightarrow [0,\infty )\) a generalized N-function if \(\varphi (\cdot ,t)\) is measurable for all \(t \in {\mathbb R}\) and \(\varphi (x,\cdot )\) is a N-function for a. a. \(x\in \Omega \). We denote the class of all generalized N-functions by \(N(\Omega )\).
Let \(\varphi \in N(\Omega )\) be locally integrable. The Musielak–Orlicz Sobolev space \(W^{1,\varphi }(\Omega )\) is defined by
equipped with the norm
where \(\Vert \nabla u\Vert _\varphi =\Vert \, |\nabla u| \,\Vert _\varphi \). The completion of \(C^\infty _0(\Omega )\) in \(W^{1,\varphi }(\Omega )\) is denoted by \(W^{1,\varphi }_0(\Omega )\).
The next theorem can be found in Musielak [56, Theorem 10.2] and Fan [29, Propositions 1.7 and 1.8].
Theorem 2.4
Let \(\varphi \in N(\Omega )\) be locally integrable such that
Then the spaces \(W^{1,\varphi }(\Omega )\) and \(W^{1,\varphi }_0(\Omega )\) are separable Banach spaces which are reflexive if \(L^{\varphi }(\Omega )\) is reflexive.
Let us now come to our special Musielak–Orlicz Sobolev space and its properties, which was introduced in [16]. In the following, for \(h \in C(\overline{\Omega })\) we denote
We suppose the following assumptions:
-
(H1)
\(p,q\in C(\overline{\Omega })\) such that \(1<p(x)<N\) and \(p(x) < q(x)\) for all \(x\in \overline{\Omega }\) and \(0 \le \mu (\cdot ) \in L^{1}(\Omega )\).
Under hypothesis (H1), let \(\mathcal {H} :\Omega \times [0,\infty ) \rightarrow [0,\infty )\) be the nonlinear function defined by
Recall that the corresponding modular to \(\mathcal {H}\) is given by
Then, the corresponding Musielak–Orlicz space \(L^{\mathcal {H}}(\Omega )\) is given by
endowed with the norm
Next, we can introduce the Musielak–Orlicz Sobolev space \(W^{1,\mathcal {H}}(\Omega )\) defined by
equipped with the norm
where \(\Vert \nabla u\Vert _{\mathcal {H}}=\Vert \, |\nabla u| \,\Vert _{\mathcal {H}}\). Moreover, \(W^{1,\mathcal {H}}_0(\Omega )\) is the completion of \(C^\infty _0(\Omega )\) in \(W^{1,\mathcal {H}}(\Omega )\). We know that \(L^{\mathcal {H}}(\Omega )\), \(W^{1,\mathcal {H}}(\Omega )\) and \(W^{1,\mathcal {H}}_0(\Omega )\) are reflexive Banach spaces, see [16, Proposition 2.12].
The following proposition gives the relation between the modular \(\rho _{\mathcal {H}}\) and its norm \(\Vert \cdot \Vert _\mathcal {H}\), see [16, Proposition 2.13].
Proposition 2.5
Let hypotheses (H1) be satisfied, \(u\in L^{\mathcal {H}}(\Omega )\) and let \(\rho _{\mathcal {H}}\) be defined as in (2.2).
-
(i)
If \(u\ne 0\), then \(\Vert u\Vert _{\mathcal {H}}=\lambda \) if and only if \( \rho _{\mathcal {H}}(\frac{u}{\lambda })=1\).
-
(ii)
\(\Vert u\Vert _{\mathcal {H}}<1\) (resp. \(>1\), \(=1\)) if and only if \( \rho _{\mathcal {H}}(u)<1\) (resp. \(>1\), \(=1\)).
-
(iii)
If \(\Vert u\Vert _{\mathcal {H}}<1\), then \(\Vert u\Vert _{\mathcal {H}}^{q^+}\leqslant \rho _{\mathcal {H}}(u)\leqslant \Vert u\Vert _{\mathcal {H}}^{p^-}\).
-
(iv)
If \(\Vert u\Vert _{\mathcal {H}}>1\), then \(\Vert u\Vert _{\mathcal {H}}^{p^-}\leqslant \rho _{\mathcal {H}}(u)\leqslant \Vert u\Vert _{\mathcal {H}}^{q^+}\).
On \(W^{1,\mathcal {H}}(\Omega )\), we will also work with the following equivalent norm
where the modular \(\hat{\rho }_{1,\mathcal {H},\Omega }\) is given by
for \(u \in W^{1,\mathcal {H}}(\Omega )\).
The following results can be found in [16, Proposition 2.14].
Proposition 2.6
Let hypotheses (H1) be satisfied, let \(y\in W^{1,\mathcal {H}}(\Omega )\) and let \(\hat{\rho }_{1,\mathcal {H},\Omega }\) be defined as in (2.4).
-
(i)
If \(y\ne 0\), then \(\Vert y\Vert _{1,\mathcal {H},\Omega }=\lambda \) if and only if \( \hat{\rho }_{1,\mathcal {H},\Omega }(\frac{y}{\lambda })=1\).
-
(ii)
\(\Vert y\Vert _{1,\mathcal {H},\Omega }<1\) (resp. \(>1\), \(=1\)) if and only if \( \hat{\rho }_{1,\mathcal {H},\Omega }(y)<1\) (resp. \(>1\), \(=1\)).
-
(iii)
If \(\Vert y\Vert _{1,\mathcal {H},\Omega }<1\), then \(\Vert y\Vert _{1,\mathcal {H},\Omega }^{q^+}\leqslant \hat{\rho }_{1,\mathcal {H},\Omega }(y)\leqslant \Vert y\Vert _{1,\mathcal {H},\Omega }^{p^-}\).
-
(iv)
If \(\Vert y\Vert _{1,\mathcal {H},\Omega }>1\), then \(\Vert y\Vert _{1,\mathcal {H},\Omega }^{p^-}\leqslant \hat{\rho }_{1,\mathcal {H},\Omega }(y)\leqslant \Vert y\Vert _{1,\mathcal {H},\Omega }^{q^+}\).
When \(\mu (\cdot )\equiv 0\), we write \(L^{p(\cdot )}(\Omega )\), \(L^{p(\cdot )}(\Gamma )\), \(W^{1,p(\cdot )}(\Omega )\), \(W_0^{1,p(\cdot )}(\Omega )\), \(\Vert \cdot \Vert _{p(\cdot ),\Omega }\), \(\Vert \cdot \Vert _{p(\cdot ),\Gamma }\) and \(\Vert \cdot \Vert _{1,p(\cdot ),\Omega }\) in place of \(L^{\mathcal {H}}(\Omega )\), \(L^{\mathcal {H}}(\Gamma )\), \(W^{1,\mathcal {H}}(\Omega )\), \(W^{1,\mathcal {H}}_0(\Omega )\), \(\Vert \cdot \Vert _{\mathcal {H},\Omega }\), \(\Vert \cdot \Vert _{\mathcal {H},\Gamma }\) and \(\Vert \cdot \Vert _{1,\mathcal {H},\Omega }\), respectively. For a function \(r\in C(\overline{\Omega })\) with \(1<r(x)<N\) for all \(x\in \overline{\Omega }\) we define
The following embedding results can be found in [16].
Proposition 2.7
Let hypotheses (H1) be satisfied. Then the following embeddings hold:
-
(i)
\(L^{\mathcal {H}}(\Omega ) \hookrightarrow L^{r(\cdot )}(\Omega )\), \(W^{1,\mathcal {H}}(\Omega )\hookrightarrow W^{1,r(\cdot )}(\Omega )\), \(W^{1,\mathcal {H}}_0(\Omega )\hookrightarrow W^{1,r(\cdot )}_0(\Omega )\) are continuous for all \(r\in C(\overline{\Omega })\) with \(1\le r(x)\le p(x)\) for all \(x \in \overline{\Omega }\);
-
(ii)
if \(p \in C^{0, 1}(\overline{\Omega })\), then \(W^{1,\mathcal {H}}(\Omega ) \hookrightarrow L^{r(\cdot )}(\Omega )\) and \(W^{1,\mathcal {H}}_0(\Omega ) \hookrightarrow L^{r(\cdot )}(\Omega )\) are continuous for \(r \in C(\overline{\Omega })\) with \( 1 \le r(x) \le p^*(x)\) for all \(x\in \overline{\Omega }\);
-
(iii)
\(W^{1,\mathcal {H}}(\Omega ) \hookrightarrow L^{r(\cdot )}(\Omega )\) and \(W^{1,\mathcal {H}}_0(\Omega ) \hookrightarrow L^{r(\cdot )}(\Omega )\) are compact for \(r \in C(\overline{\Omega }) \) with \( 1 \le r(x) < p^*(x)\) for all \(x\in \overline{\Omega }\);
-
(iv)
if \(p \in W^{1,\gamma }(\Omega )\) for some \(\gamma >N\), then \(W^{1,\mathcal {H}}(\Omega ) \hookrightarrow L^{r(\cdot )}(\Gamma )\) and \(W^{1,\mathcal {H}}_0(\Omega ) \hookrightarrow L^{r(\cdot )}(\Gamma )\) are continuous for \(r \in C(\overline{\Omega })\) with \( 1 \le r(x) \le p_*(x)\) for all \(x\in \overline{\Omega }\);
-
(v)
\(W^{1,\mathcal {H}}(\Omega ) \hookrightarrow L^{r(\cdot )}(\Gamma )\) and \(W^{1,\mathcal {H}}_0(\Omega ) \hookrightarrow L^{r(\cdot )}(\Gamma )\) are compact for \(r \in C(\overline{\Omega }) \) with \( 1 \le r(x) < p_*(x)\) for all \(x\in \overline{\Omega }\);
-
(vi)
if \(\mu \in L^{\infty }(\Omega )\), then \(L^{q(\cdot )}(\Omega ) \hookrightarrow L^{\mathcal {H}}(\Omega )\) is continuous.
Remark 2.8
Note that for a bounded domain \(\Omega \subset {\mathbb R}^N\) and \(\gamma >N\) it holds \(C^{0,1}(\overline{\Omega })\subset W^{1,\gamma }(\Omega )\).
Let us now suppose stronger conditions as in (H1):
-
(H2)
\(p,q\in C(\overline{\Omega })\) such that \(1<p(x)<N\) and \(p(x)< q(x)<p^*(x)\) for all \(x\in \overline{\Omega }\) and \(0 \le \mu (\cdot ) \in L^{\infty }(\Omega )\).
Under (H2) we have the following result, see [16, Proposition 2.18].
Proposition 2.9
Let hypothesis (H2) be satisfied. Then the following hold:
-
(i)
\(W^{1,\mathcal {H}}(\Omega )\hookrightarrow L^{\mathcal {H}}(\Omega )\) is a compact embedding;
-
(ii)
there exists a constant \(C>0\) independent of u such that
$$\begin{aligned} \Vert u\Vert _{\mathcal {H}} \le C\Vert \nabla u\Vert _{\mathcal {H}}\quad \text {for all } u \in W^{1,\mathcal {H}}_0(\Omega ). \end{aligned}$$
Next we mention the following lemma concerning the geometric convergence of sequences of numbers will be the key to our arguments to obtain the boundedness of solutions via the De Giorgi iteration. The proof of the lemma can be found in the paper of Ho-Sim [43, Lemma 4.3]
Lemma 2.10
Let \(\{Z_n\}, n=0,1,2,\ldots ,\) be a sequence of positive numbers, satisfying the recursion inequality
for some \(b>1\), \(K>0\) and \(\mu _2\ge \mu _1>0\). If
or
then \(Z_n \le 1\) for some \(n \in {\mathbb N}\cup \{0\}\). Moreover,
where \(n_0\) is the smallest \(n \in {\mathbb N}\cup \{0\}\) satisfying \(Z_n \le 1\). In particular, \(Z_n \rightarrow 0\) as \(n \rightarrow \infty \).
Furthermore, in the next sections we frequently use Young’s inequality of the form
Let us now fix our notation. We write \({\mathbb N}_0:={\mathbb N}\cup \{0\}\) and for a real number \(t>1\) we denote by \(t':=\frac{t}{t-1}\) the conjugate number of t. For a measurable function \(v:\Omega \rightarrow {\mathbb R}\) we set
By |E| we denote the N-dimensional Lebesgue measure of \(E\subset {\mathbb R}^N\) and by \(|E|_\sigma \) the \((N-1)\)-dimensional surface measure of \(E\subset {\mathbb R}^N\). For \(1\le \rho \le \infty \), the space \(L^\rho (E)\) is the usual Lebesgue space with norm \(\Vert \cdot \Vert _{\rho ,E}\).
3 New embedding results for Musielak–Orlicz Sobolev spaces \(W^{1,\mathcal {H}}(\Omega )\)
In this section, we want to discuss new embedding results for the space \(W^{1,\mathcal {H}}(\Omega )\) into an Musielak–Orlicz space \(L^{\varphi }(\Omega )\) for a suitable \(\Phi \)-function \(\varphi \). These results extend those in Proposition 2.7.
First, we are going to introduce the Sobolev conjugate function of \(\mathcal {H}\). We define for all \(x\in \Omega \)
It is well known, since \(\Omega \) is a bounded domain, that \(L^{\mathcal {H}}(\Omega )=L^{\mathcal {H}_1}(\Omega )\) and \(W^{1,\mathcal {H}}(\Omega )=W^{1,\mathcal {H}_1}(\Omega )\), see Musielak [56]. Hence, for embedding results of \(W^{1,\mathcal {H}}(\Omega )\) we may use \(\mathcal {H}_1\) instead of \(\mathcal {H}\). For simplification, we write \(\mathcal {H}\) instead of \(\mathcal {H}_1\).
We start with the following definition.
Definition 3.1
We denote by \(\mathcal {H}^{-1}(x,\cdot ):[0,\infty ) \rightarrow [0,\infty )\) for all \(x \in \overline{\Omega }\) the inverse function of \(\mathcal {H}(x,\cdot )\). Furthermore, we define \(\mathcal {H}_*^{-1}:\overline{\Omega } \times [0,\infty ) \rightarrow [0,\infty )\) by
where \(\mathcal {H}_*:(x,t) \in \overline{\Omega }\times [0,\infty ) \rightarrow s\in [0,\infty )\) is such that \(\mathcal {H}^{-1}_*(x,s)=t\). The function \(\mathcal {H}_*\) is called the Sobolev conjugate function of \(\mathcal {H}\).
In order to have further properties on \(W^{1,\mathcal {H}}(\Omega )\) and \(W^{1,\mathcal {H}}_0(\Omega )\), we suppose the following stronger assumptions as those in (H1) and (H2).
-
(H3)
\(p,q\in C^{0,1}(\overline{\Omega })\) such that \(1<p(x)<q(x)<N\) for all \(x\in \overline{\Omega }\), \(\left( \frac{q}{p}\right) ^+<1+\frac{1}{N}\) and \(0 \le \mu (\cdot )\in C^{0,1}(\overline{\Omega })\).
The next proposition, obtained in [16, Proposition 2.21], provides fundamental embedding results on \(W^{1,\mathcal {H}}(\Omega )\) and \(W^{1,\mathcal {H}}_0(\Omega )\).
Proposition 3.2
Let hypotheses (H3) be satisfied. Then the following hold:
-
(i)
\(W^{1,\mathcal {H}}(\Omega )\hookrightarrow L^{\mathcal {H}_*}(\Omega )\) continuously.
-
(ii)
Let \(\mathcal {K}:\Omega \times [0,\infty )\rightarrow [0,\infty )\) be continuous such that \(\mathcal {K} \in N(\Omega )\) and \(\mathcal {K}\ll \mathcal {H}_*\), then \(W^{1,\mathcal {H}}(\Omega )\hookrightarrow L^{\mathcal {K}}(\Omega )\) compactly.
-
(iii)
It holds \(\mathcal {H} \ll \mathcal {H}_*\) and in particular, \(W^{1,\mathcal {H}}(\Omega )\hookrightarrow L^{\mathcal {H}}(\Omega )\) compactly.
-
(iv)
There exists a constant \(C>0\) independent of u such that
$$\begin{aligned} \Vert u\Vert _{\mathcal {H}} \le C\Vert \nabla u\Vert _{\mathcal {H}}\quad \text {for all } u \in W^{1,\mathcal {H}}_0(\Omega ). \end{aligned}$$(3.2)
It is worth pointing out that in [16, Proposition 2.21] the authors did not assume \(q^+<N\) as well as they used a stronger condition of \(\frac{q(\cdot )}{p(\cdot )}\), namely \(\frac{q^+}{p^-}<1+\frac{1}{N}\). However, from the proof of [16, Proposition 2.21], we can easily see that it indeed needs the condition \(q^+<N\) and while one can relax the condition of \(\frac{q(\cdot )}{p(\cdot )}\) as mentioned above. Note that thanks to the Poincaré-type inequality (3.2), the norm \(\Vert \nabla \cdot \Vert _{\mathcal {H}}\) is an equivalent norm on \(W^{1,\mathcal {H}}_0(\Omega )\).
Regarding the critical boundary trace embedding, we have the following proposition.
Proposition 3.3
Under hypotheses (H3) it holds that
continuously, where
The proof of this result can be easily obtained by repeating the argument in the proof of [16, Proposition 2.19] to verify the conditions of Theorem 4.2 in Liu-Wang-Zhao [50]. We leave the details for the reader.
In the following, we will give an exact form of the critical terms, which will help us to study double phase problems with a larger class of nonlinear terms than in previous works.
We have the following proposition.
Proposition 3.4
Let hypotheses (H3) be satisfied. Then we have the continuous embedding
where \(\mathcal {G}^*\) is given by
Proof
First, we are going to prove that
where \(\mathcal {H}_*\) is the Sobolev conjugate function of \(\mathcal {H}\) given in Definition 3.1.
For any \((x,t)\in \overline{\Omega }\times [0,\infty )\) we have \(\mathcal {H}(x,t)\ge t^{p(x)}\) and so \(\mathcal {H}^{-1}(x,t)\le t^{\frac{1}{p(x)}}\). From this and (3.1) we get
It follows that
this means
Similarly, we obtain for any \((x,t)\in \left( \overline{\Omega }{\setminus }\mu ^{-1}(\{0\})\right) \times [0,\infty )\) that
which implies
for all \((x,t)\in \left( \overline{\Omega }{\setminus }\mu ^{-1}(\{0\})\right) \times [0,\infty )\). Thus we have
for all \((x,t)\in \left( \overline{\Omega }{\setminus }\mu ^{-1}(\{0\})\right) \times [0,\infty )\). This finally gives
From (3.6) and (3.7) we get that
Then, (3.5) follows.
Invoking Propositions 2.2(ii) and 3.2 along with (3.5) we have the continuous embeddings
which shows (3.3). The proof is complete. \(\square \)
Even the embedding \(W^{1,\mathcal {H}}(\Omega )\hookrightarrow L^{\mathcal {H}_*}(\Omega )\) is not optimal as mentioned in the Introduction, we will try to determine the optimal Musielak–Orlicz Space \(L^{\mathcal {B}_{r,s,\alpha }}(\Omega )\) among those with \(\mathcal {B}_{r,s,\alpha }\) of the form
where \(r,s,\alpha \) are positive continuous functions on \(\overline{\Omega }\), such that the following continuous embedding holds
By the optimal \(N(\Omega )\)-function \(\mathcal {B}_{r_0,s_0,\alpha _0}\) for the embedding (3.8), we mean that if (3.8) holds for any data \((p,q,\mu ,\Omega )\) satisfying the assumption (H3), then there must be \(r\le r_0\), \(s\le s_0\) and \(\alpha \ge \alpha _0\).
Proposition 3.5
Let hypotheses (H3) be satisfied with constant exponents. Then \(\mathcal {B}_{p^*,q^*,\frac{q^*}{q}}\) is the optimal \(N(\Omega )\)-function for the embedding (3.8).
Proof
For simplification, let \(\Omega =B\) be the unit ball in \({\mathbb R}^N\) and let \(p,q,\alpha \) are constants satisfying \(\alpha >1\), \(1<p<q<N\) and \(\frac{q}{p}<1+\frac{1}{N}\). First, we will show that if (3.8) holds then \(r\le p^*\) and \(s\le q^*\).
Fix \(u\in C_c^\infty (B)\setminus \{0\}\). For each \(\lambda >0\), we define
Clearly, \(v_\lambda \in W^{1,\mathcal {H}}_0(B)\) for all \(\lambda \ge 1\). If the embedding (3.8) holds, then by Proposition 2.9 we find \(C>0\) such that
By the definition of the Musielak–Orlicz norm, we easily see that for \(\varphi (x,t):=t^{\alpha }+w(x)t^{\beta }\) in \(B\times [0,\infty )\) with \(1\le \alpha \le \beta \), and \(0\le w(\cdot )\in L^1(B)\), it holds
for all \(v\in L^\varphi (B)\). By means of this fact, from (3.9) we find a constant \(\bar{C}>0\) such that
In order to see \(s\le q^*\), let \(\mu (x)\equiv 1\). From (3.10) we get
By change of the variable \(y=\lambda x\) we get from (3.11) that
Since the preceding inequality holds for all \(\lambda \ge 1\), noticing \(\frac{p-N}{p}<\frac{q-N}{q}\), we obtain
Next, let \(\mu (x)=|x|\). Then, from (3.10) we have
and
By change of the variable \(y=\lambda x\) we get from (3.11) that
Since the preceding inequality holds for all \(\lambda \ge 1\), noticing that \(\frac{q}{p}<1+\frac{1}{N}\) is equivalent to \(\frac{p-N}{p}>\frac{q-N-1}{q}\), we obtain
Finally, we will show \(\alpha \ge \frac{q^*}{q}\). For this purpose, let \(p,q,\alpha >1\) be constants satisfying \(\frac{N+1}{N}<q<N\) and
for \(\varepsilon \in (0,1)\) small enough. From (3.12) we get
Since the preceding inequality holds for all \(\lambda \ge 1\), noticing \(\frac{p-N}{p}>\frac{q-N-1}{q}\), we obtain
From this and (3.13) we easily deduce that
This means that if \(\alpha < \frac{q^*}{q}\), then by taking \(p\in (1,q)\) satisfying (3.13) with \(\varepsilon >0\) sufficiently small such that \(\alpha < \frac{q^*}{q}-\frac{N^2}{N-q}\varepsilon \) we have that (3.14) cannot happen. Hence the embedding (3.8) does not hold. Thus, we have shown that the necessary condition for (3.8) to be valid for all \(p\in (1,q)\) and for all \(0\le \mu (\cdot )\in C^{0,1}(\overline{\Omega })\) is \(r\le p^*\), \(s\le q^*\) and \(\alpha \ge \frac{q^*}{q}\).
\(\square \)
Next, we will look for an explicit form for the critical boundary trace embedding. We have the following proposition.
Proposition 3.6
Let hypotheses (H3) be satisfied. Then we have the continuous embedding
where \(\mathcal {T}^*\) is given by
with the critical exponents \(p_*\), \(q_*\) given in (2.5).
Proof
From Jensen’s inequality and (3.5), we have
This implies that
Let \(u\in W^{1,\mathcal {H}}(\Omega )\). From Proposition 3.3 we have \(u\in L^{\mathcal {W}}(\Gamma )\), where \(\mathcal {W}(x,t):= \left[ \mathcal {H}_*(x,t)\right] ^{\frac{N-1}{N}}\). Hence, \(u\in L^{\mathcal {T}^*}(\Gamma )\) due to (3.15). We set \(\lambda =\Vert u\Vert _{\mathcal {W},\Gamma }\) and assume first that \(\lambda >0\). Then, we obtain
where \(c_0:=2\left( \left[ \left( q^*\right) ^{q^*}\right] ^+\right) ^{\frac{N-1}{N}}\). This implies
Hence, we get
From this and Proposition 3.3 we arrive at
where C is a positive constant independent of u. The proof is complete. \(\square \)
In the last part of this section we prove new compact embedding results.
Proposition 3.7
Let hypotheses (H3) be satisfied and let
where \(r,s\in C(\overline{\Omega })\) satisfy \(1<r(x)\le p^*(x)\) and \(1<s(x)\le q^*(x)\) for all \(x\in \overline{\Omega }\). Then, we have the continuous embedding
Furthermore, if \(r(x)<p^*(x)\) and \(s(x)< q^*(x)\) for all \(x\in \overline{\Omega }\), then the embedding in (3.16) is compact.
Proof
First, it is clear that
From this along with Propositions 2.2 and 3.4 we obtain (3.16).
Let us now suppose that \(r(x)<p^*(x)\) and \(s(x)< q^*(x)\) for all \(x\in \overline{\Omega }\). In order to prove the compactness of the embedding in (3.16) it is sufficient to show that \(\Psi \ll \mathcal {H}_*\) due to Proposition 3.2 (ii). This means, for any \(k>0\), we need to show that
Indeed, from (3.5) we have for \((x,t,k)\in \Omega \times [0,\infty )\times (0,\infty )\) the estimate
Then, by using Young’s inequality with \(\varepsilon >0\), we obtain
and
Combining the last three estimates, we easily get (3.17) and this completes the proof. \(\square \)
Similarly to Proposition 3.7, we have the following compact boundary trace embedding.
Proposition 3.8
Let hypotheses (H3) be satisfied and let
where \(\ell ,m\in C(\overline{\Omega })\) satisfy \(1<\ell (x)\le p_*(x)\) and \(1<m(x)\le q_*(x)\) for all \(x\in \overline{\Omega }\). Then, we have the continuous embedding
Furthermore, if \(\ell (x)<p_*(x)\) and \(m(x)<q_*(x)\) for all \(x\in \overline{\Omega }\), then the embedding (3.18) is compact.
Proof
We have
Then, the embedding (3.18) follows from Propositions 2.2 and 3.6 by taking (3.19) into account.
Next, suppose that \(\ell (x)<p_*(x)\) and \(m(x)<q_*(x)\) for all \(x\in \overline{\Omega }\) and note that
Let \(\{u_n\}_{n\in {\mathbb N}}\) be a bounded sequence in \(W^{1,\mathcal {H}}(\Omega )\). From (3.20) we can suppose, up to a subsequence not relabeled, that \(u_n\rightarrow u\) in measure on \(\Gamma \). Let \(\varepsilon >0\) be given and set
From Proposition 3.6 we see that \(\{v_{j,k}\}_{j,k\in {\mathbb N}}\) is bounded in \(L^{\mathcal {T}^*}(\Gamma )\), say \(\Vert v_{j,k}\Vert _{\mathcal {T}^*,\Gamma }\le k_0\) for all \(j,k\in \mathbb {N}\). Arguing as in the proof of Proposition 3.7, we find \(t_0>0\) such that
Then, arguing as in the proof of Theorem 8.24 of Adams–Fournier [1], we find \(N_\varepsilon \) such that \(\Vert v_{j,k}\Vert _{\Upsilon ,\Gamma }<1\) for all \(j,k\ge N_\varepsilon \). That is, we have shown that \(\Vert u_j-u_k\Vert _{\Upsilon ,\Gamma }<\varepsilon \) for all \(j,k\ge N_\varepsilon \). Hence, \(u_n\rightarrow u\) in \(L^{\Upsilon }(\Gamma )\). The proof is complete. \(\square \)
4 A priori bounds for generalized double phase problems with subcritical growth
In this section, we prove the boundedness of weak solutions to the problems (1.7) and (1.8) when the nonlinearities involved satisfy a subcritical growth as developed in Propositions 3.7 and 3.8. The proofs are using ideas from the papers of Ho-Kim [41], Ho-Kim-Winkert-Zhang [42] and Winkert-Zacher [69, 70].
Let hypotheses (H3) be satisfied. We suppose the following structure conditions on \(\mathcal {A}\) and \(\mathcal {B}\):
- (D\(_1\))::
-
The functions \(\mathcal {A}:\Omega \times {\mathbb R}\times {\mathbb R}^N\rightarrow {\mathbb R}^N\) and \(\mathcal {B}:\Omega \times {\mathbb R}\times {\mathbb R}^N\rightarrow {\mathbb R}\) are Carathéodory functions such that
-
(i)
\( |\mathcal {A}(x,t,\xi )| \le \alpha _1 \left[ |t|^{\frac{p^*(x)}{p'(x)}}+\mu (x)^{\frac{N-1}{N-q(x)}}|t|^{\frac{q^*(x)}{q'(x)}}+|\xi |^{p(x)-1} +\mu (x)|\xi |^{q(x)-1}+1\right] ,\)
-
(ii)
\( \mathcal {A}(x,t,\xi )\cdot \xi \ge \alpha _2 \left[ |\xi |^{p(x)} +\mu (x)|\xi |^{q(x)}\right] -\alpha _3\left[ |t|^{r(x)}+\mu (x)^{\frac{s(x)}{q(x)}}|t|^{s(x)}+1\right] ,\)
-
(iii)
\( |\mathcal {B}(x,t,\xi )| \le \beta \left[ |t|^{r(x)-1}+\mu (x)^{\frac{s(x)}{q(x)}}|t|^{s(x)-1}+|\xi |^{\frac{p(x)}{r'(x)}} +\mu (x)^{\frac{1}{q(x)}+\frac{1}{s'(x)}}|\xi |^{\frac{q(x)}{s'(x)}}+1 \right] ,\)
for a. a. \(x\in \Omega \) and for all \((t,\xi ) \in {\mathbb R}\times {\mathbb R}^N\), where \(\alpha _1,\alpha _2,\alpha _3\), \(\beta \) are positive constants and \(r,s\in C(\overline{\Omega })\) satisfy \(p(x)<r(x)<p^*(x)\) and \(q(x)<s(x)<q^*(x)\) for all \(x\in \overline{\Omega }\).
For the second problem (1.8) with nonlinear boundary condition we need the additional assumption on \(\mathcal {C}\):
- (N\(_1\))::
-
The function \(\mathcal {C}:\Gamma \times {\mathbb R}\rightarrow {\mathbb R}\) is a Carathéodory function such that
\( |\mathcal {C}(x,t)|\le \gamma \left[ |t|^{\ell (x)-1}+\mu (x)^{\frac{h(x)}{q(x)}}|t|^{h(x)-1}+1\right] \)
for a. a. \(x\in \Gamma \) and for all \(t\in \mathbb {R}\), where \(\gamma \) is a positive constant and \(\ell ,h\in C(\overline{\Omega })\) satisfy \(p(x)<\ell (x)<p_*(x)\) and \(q(x)<h(x)<q_*(x)\) for all \(x\in \overline{\Omega }\).
The weak formulation of (1.7) and (1.8) read as follows.
Definition 4.1
-
(i)
We say that \( u\in W_0^{1,\mathcal {H}}(\Omega ) \) is a weak solution of problem (1.7) if
$$\begin{aligned} \int _{\Omega }\mathcal {A}(x,u,\nabla u)\cdot \nabla \varphi \,\textrm{d}x = \int _{\Omega }\mathcal {B}(x,u, \nabla u)\varphi \,\textrm{d}x \end{aligned}$$(4.1)is satisfied for all \(\varphi \in W_0^{1,\mathcal {H}}(\Omega )\).
-
(ii)
We say that \( u\in W^{1,\mathcal {H}}(\Omega ) \) is a weak solution of problem (1.8) if
$$\begin{aligned} \int _{\Omega }\mathcal {A}(x,u,\nabla u)\cdot \nabla \varphi \,\textrm{d}x = \int _{\Omega }\mathcal {B}(x,u, \nabla u)\varphi \,\textrm{d}x+\int _{\Gamma }\mathcal {C}(x,u)\varphi \,\textrm{d}\sigma \end{aligned}$$(4.2)is satisfied for all \(\varphi \in W^{1,\mathcal {H}}(\Omega )\).
Under the assumptions (D\(_1\)) and (N\(_1\)) we know that the terms in (4.1) and (4.2) are well-defined due to Propositions 3.7 and 3.8.
For the Dirichlet problem (1.7) we have the following result.
Theorem 4.2
Let hypotheses (H3) and (D\(_1\)) be satisfied. Then, any weak solution \(u\in W^{1,\mathcal {H}}_0(\Omega )\) of problem (1.7) belongs to \(L^\infty (\Omega )\) and satisfies the following a priori estimate
where \(C,\tau _1,\tau _2\) are positive constants independent of u and
Proof
The proof is based on the ideas used in Ho-Kim [41], Winkert-Zacher [69, 70] and will use Lemma 2.10. Let u be a weak solution of problem (1.7).
Step 1. Defining the recursion sequence and basic estimates.
For each \(n\in {\mathbb N}_0\), we define
where
and
with \(\kappa _*>0\) to be specified later. Obviously,
It is clear that
Moreover, from the estimates
and
we obtain the following inequalities
and
By the assumptions on the exponents we have
Combining this with (4.6) and (4.8) gives
for all \(n\in {\mathbb N}_0\).
Next, we are going to show the following estimate for truncated energies
Here and in the rest of the proof, \(C_i\) (\(i\in {\mathbb N}\)) are positive constants independent of u, n and \(\kappa _{*}\). To this end, testing (4.1) by \(\varphi =(u-\kappa _{n+1})_{+} \in W_0^{1,\mathcal {H}}(\Omega )\) gives
Since \(u\ge u-\kappa _{n+1} >0\) on \(A_{\kappa _{n+1}},\) using (D\(_1\))(ii) and (D\(_1\))(iii) along with Young’s inequality and the fact that \(u\le u^{r(x)}+1\) on \(A_{\kappa _{n+1}}\), we obtain the estimates
and
Combining the last two estimates with (4.11) and then using (4.7) it follows
From this and (4.8) we obtain (4.10).
Step 2. Estimating \(Z_{n+1}\) by \(Z_n\).
In the following, we estimate \(Z_{n+1}\) by \(Z_n\) with \(n\in {\mathbb N}_0\). To this end, let \(\{B_i\}_{i=1}^m\) be a finite open covering of \(\overline{\Omega }\), where \(B_i\) (\(i\in \{1,\cdots ,m\}\)) are open balls of radius R in \({\mathbb R}^N\) such that \(\Omega _i:=B_i\cap \Omega \) (\(i\in \{1,\cdots ,m\}\)) are Lipschitz domains. We may take R sufficiently small such that
and
where for a function \(f\in C\left( \overline{\Omega }\right) \) and \(i\in \{1,\cdots ,m\}\), we denote
Let \(n\in {\mathbb N}_0\) and denote \(v_n:=(u-\kappa _{n+1})_+\). For each \(i\in \{1,\cdots ,m\}\), \(\hat{\alpha }>0\), and \(\hat{\beta }>0\), we denote
We have
From this and the basic inequality
we obtain
From (4.13), we can fix \(\varepsilon \) such that
Let \(i\in \{1,\cdots ,m\}\) and let \(\star \in \{+,-\}\). By Hölder’s inequality and (4.12) we have
Denote
By (4.16), it holds
Hence, we have
and
in view of Proposition 2.7 (for the case \(\Omega =\Omega _i\)) and Proposition 3.7 (for the case \(\Omega =\Omega _i\)), respectively. Taking the embedding (4.18) and Proposition 2.6 (for the case \(\mu \equiv 0\) and \(\Omega =\Omega _i\)) into account we have
where
On the other hand, by invoking the embedding (4.19) and Proposition 2.6 we have
From (4.17), (4.20) and (4.21), we obtain
Invoking (4.22) and (4.14) we infer
where
and
Using the estimate (4.23), we deduce from (4.15) that
On the other hand, combining (4.9) with (4.10) gives
Thus,
Moreover, (4.8) implies that
From (4.24), (4.25) and (4.26) along with (4.14) we arrive at
where
and
Step 3. A priori bounds.
In this step, we will obtain (4.3) by using an argument similar as in Ho-Kim [41, Proof of Theorem 4.2]. From Lemma 2.10, we get using (4.27) that
provided
In order to specify \(\kappa _{*}\) satisfying (4.31), we first estimate
Note that
is equivalent to
On the other hand we have that
is equivalent to
Therefore, by choosing
(4.34) holds and so (4.33) follows. From this and (4.32), we derive (4.31). Hence, (4.30) holds. Meanwhile, by Lebesgue’s dominated convergence theorem, we have
This implies that
and so
Replacing u with \(-u\) in the arguments above, we obtain
Therefore,
where C is a positive constant independent of u. Note that by Proposition 2.5, we have the following relation
Combining this and (4.35), we derive (4.3) and the proof is complete. \(\square \)
Next, we want to prove a priori bounds for problem (1.8). We have the following result.
Theorem 4.3
Let hypotheses (H3), (D\(_1\)) and (N\(_1\)) be satisfied. Then, any weak solution \(u\in W^{1,\mathcal {H}}(\Omega )\) of problem (1.8) belongs to \(L^\infty (\Omega )\cap L^\infty (\Gamma )\) and satisfies the following a priori estimate
where \(C,\tau _1,\tau _2\) are positive constants independent of u and
for all \((x,t)\in \overline{\Omega }\times [0,\infty )\).
Proof
The proof uses similar ideas as the proof of Theorem 4.2.
Step 1. Defining the recursion sequence \(\{X_n\}_{n\in {\mathbb N}_0}\) and basic estimates.
For each \(n\in {\mathbb N}_0\), we define
where
and
Here \(A_\kappa \) and \(\{\kappa _{n}\}_{n\in {\mathbb N}_0}\) are given by (4.4) and (4.5), respectively, and
It is also clear that
Arguing as that obtained in (4.7) and (4.8) we have
and
Furthermore, we are going to show the following truncated energy estimate
where \(\alpha _0:=\max \{r^+,\ell ^+\}\) and \(\beta _0:=\max \{r^+,s^+,\ell ^+,h^+\}\). As before, we denote by \(C_i\) (\(i\in {\mathbb N}\)) positive constants independent of u, n and \(\kappa _{*}\). In order to prove (4.40), we test (4.2) with \(\varphi =(u-\kappa _{n+1})_{+} \in W^{1,\mathcal {H}}(\Omega )\) in order to get
From the previous subsection, by using the structure conditions in (D\(_1\))(ii) and (D\(_1\))(iii), we have
and
From the fact that \(0<u-\kappa _{n+1}<u\le u^{\ell (x)}+1\) on \(\Gamma _{\kappa _{n+1}}\) and hypothesis (N\(_1\)) we get
Combining the last three estimates with (4.41) and then using (4.7) and (4.38), we obtain
This yields
Combining this with (4.8) and (4.39) we obtain (4.40).
Step 2. Estimating \(X_{n+1}\) by \(X_n\).
Let \(n\in {\mathbb N}_0\). We are going to estimate \(X_{n+1}\) by \(X_n\) through estimating \(Z_{n+1}\) by \(Z_n\) and \(Y_{n+1}\) by \(X_n\). To this end, let \(\{B_i\}_{i=1}^m\) be a finite open cover of \(\overline{\Omega }\) as in Step 2 of the proof of Theorem 4.2 with the same notations. Denote by I the set of all \(i\in \{1,\cdots ,m\}\) such that \(\Gamma _i:=B_i\cap \Gamma \ne \emptyset \). We may take R such that (4.12) and (4.13) hold and
and
From Step 2 of the proof of Theorem 4.2, we have
where \(b,\mu _1,\mu _2\) are given by (4.28) and \(\delta _1,\delta _2\) are given by (4.29).
Next we estimate \(Y_{n+1}\) by \(X_n\). For each \(i\in I\), \(\hat{\alpha }>0\), and \(\hat{\beta }>0\), we denote
where \(v_n:=(u-\kappa _{n+1})_+\). We have
From this and (4.14) we obtain
From (4.43), we can fix \(\varepsilon \) such that
Let \(i\in I\) and let \(\star \in \{+,-\}\). By Hölder’s inequality and (4.42) we have
We denote
Since \(\ell _i^\star +\varepsilon <(p_*)_i^-\) and \(h_i^\star +\varepsilon <(q_*)_i^-\) (see (4.46)), we have
and
in view of Proposition 2.7 and Remark 2.8 (for the case \(\Omega =\Omega _i\)), and Proposition 3.8 (for the case \(\Omega =\Omega _i\)). Applying Proposition 2.6 (for the case \(\mu \equiv 0\) and \(\Omega =\Omega _i\)) and the embedding (4.48), we have
where
On the other hand, by invoking the embedding (4.49) and Proposition 2.6 we have
From (4.47), (4.50) and (4.51), we obtain
From (4.52) and (4.14) we infer
where
Utilizing the estimate (4.53), we deduce from (4.45) that
Note that by (4.9) and (4.40) we have
where \(\alpha _0\) and \(\beta _0\) are given in (4.40). It follows that
On the other hand, we deduce from (4.39) that
From (4.54), (4.55) and (4.56) we arrive at
where
and
Finally, combining (4.44) with (4.57) gives
where
and
Step 3. A priori bounds.
We will also apply Lemma 2.10 to the sequence \(\{X_n\}_{n\in {\mathbb N}_0}\) with the recursion inequality (4.58). Note that
and
By repeating the arguments in Step 3 of the proof of Theorem 4.2 we get that
where C, \(\bar{\tau }_1\) and \(\bar{\tau }_2\) are positive constants independent of u and
In view of Proposition 2.5 we easily derive (4.36) from (4.59) and this completes the proof. \(\square \)
5 The boundedness for generalized double phase problems with critical growth
The aim of this section is to discuss the boundedness of weak solutions to the problems (1.7) and (1.8) when we suppose a critical growth based on the Propositions 3.4 and 3.6 via the idea in Ho-Kim-Winkert-Zhang [42] using the De Giorgi iteration together with a localization method. Let hypotheses (H3) be satisfied and we state our hypotheses on the data.
-
(D\(_2\)): The functions \(\mathcal {A}:\Omega \times {\mathbb R}\times {\mathbb R}^N\rightarrow {\mathbb R}^N\) and \(\mathcal {B}:\Omega \times {\mathbb R}\times {\mathbb R}^N\rightarrow {\mathbb R}\) are Carathéodory functions such that
-
(i)
\( |\mathcal {A}(x,t,\xi )| \le \alpha _1 \left[ 1+|t|^{\frac{p^*(x)}{p'(x)}}+\mu (x)^{\frac{N-1}{N-q(x)}}|t|^{\frac{q^*(x)}{q'(x)}}+|\xi |^{p(x)-1} +\mu (x)|\xi |^{q(x)-1}\right] ,\)
-
(ii)
\( \mathcal {A}(x,t,\xi )\cdot \xi \ge \alpha _2 \left[ |\xi |^{p(x)} +\mu (x)|\xi |^{q(x)}\right] -\alpha _3\left[ |t|^{p^*(x)}+\mu (x)^{\frac{q^*(x)}{q(x)}}|t|^{q^*(x)}+1\right] ,\)
-
(iii)
\( |\mathcal {B}(x,t,\xi )| \le \beta \left[ |t|^{p^*(x)-1}+\mu (x)^{\frac{q^*(x)}{q(x)}}|t|^{q^*(x)-1}{+}|\xi |^{\frac{p(x)}{(p^*)'(x)}} {+}\mu (x)^{\frac{N+1}{N}}|\xi |^{\frac{q(x)}{(q^*)'(x)}}{+}1\right] ,\)
for a. a. \(x\in \Omega \) and for all \((t,\xi ) \in {\mathbb R}\times {\mathbb R}^N\), where \(\alpha _1,\alpha _2,\alpha _3\) and \(\beta \) are positive constants.
-
(i)
For problem (1.8) we need an additional assumption for the boundary term.
- (N\(_2\))::
-
The function \(\mathcal {C}:\Gamma \times {\mathbb R}\rightarrow {\mathbb R}\) is a Carathéodory function such that
\( |\mathcal {C}(x,t)|\le \gamma \left[ |t|^{p_*(x)-1}+\mu (x)^{\frac{q_*(x)}{q(x)}}|t|^{q_*(x)-1}+1\right] \)
for a. a. \(x\in \Gamma \) and for all \(t\in \mathbb {R}\), where \(\gamma \) is a positive constant.
The definitions of weak solutions to problems (1.7) and (1.8) are the same as that given in Definition 4.1. In view of Propositions 3.4 and 3.6, these definitions make sense under the above conditions (D\(_2\)) and (N\(_2\)).
We start with the Dirichlet problem (1.7) and have the following result.
Theorem 5.1
Let hypotheses (H3) and (D\(_2\)) be satisfied. Then, any weak solution \(u\in W^{1,\mathcal {H}}_0(\Omega )\) of problem (1.7) is of class \(L^\infty (\Omega )\).
Proof
As before, we can cover \(\overline{\Omega }\) by balls \(\{B_i\}_{i=1}^m\) with radius R such that each \(\Omega _i:=B_i\cap \Omega \) (\(i=1,\cdots ,m\)) is a Lipschitz domain. Note that by (H3), it holds \(q(x)<p^*(x)\) for all \(x\in \overline{\Omega }\). Thus, we may take the radius R sufficiently small such that
Let u be a weak solution to problem (1.7) and let \(\kappa _{*}\ge 1\) be sufficiently large such that
where \(A_\kappa \) for \(\kappa \in {\mathbb R}\) is defined in (4.4) and recall that, for all \((x,t)\in \overline{\Omega }\times [0,\infty )\),
see (2.1) and (3.4). Then, let \(\{\kappa _{n}\}_{n\in {\mathbb N}_0}\) be as in (4.5) and define \(v_n:=(u-\kappa _{n+1})_+\) for each \(n\in {\mathbb N}_0\). Moreover, we define
Similarly to the previous Sect. 4, we easily obtain
and
In order to apply Lemma 2.10, in the following we will establish recursion inequalities for \(\{Z_n\}_{n\in {\mathbb N}_0}\). In the rest of the proof, as before, \(C_i\) (\(i\in {\mathbb N}\)) stand for positive constants independent of n and \(\kappa _{*}\).
Claim 1
There exist constants \(\mu _1,\mu _2>0\) such that
Indeed, we have
Let \(i\in \{1,\cdots ,m\}\). From (5.2) and the relation between the norm and the modular (see Proposition 2.5) we get
Then, applying Proposition 3.4 for \(\Omega =\Omega _{i}\) we obtain
From the equivalent norm in (2.3) and Proposition 2.6, noticing (5.2) again, we then have
Using this along with (5.3), (5.4) and (5.5) we infer that
Now, if we combine this with (5.6) and (4.14) we arrive at
where
due to (5.1). This shows Claim 1.
Claim 2
It holds that
We test (4.1) with \(\varphi =v_n \in W_0^{1,\mathcal {H}}(\Omega )\) to get
Note that \(u\ge u-\kappa _{n+1} >0\) and \(u> \kappa _{n+1} \ge 1\) on \(A_{\kappa _{n+1}}\). Applying this along with the structure conditions in (D\(_2\))(ii), (D\(_2\))(iii) along with Young’s inequality, we reach the following estimates
and
Combining the last two estimates with (5.7) and then using (4.7), we obtain
This yields
Thus, from Claim 1 and the last inequality we obtain the assertion in Claim 2.
Using the Claims 1 and 2 along with (5.4) gives us
where \(b:=2^{\big [\frac{\left( (p^*)^+\right) ^2}{q^-}+(q^*)^+\big ]}>1\). This implies
So, writing \(\widetilde{Z}_n:=Z_{2n}\) and \(\widetilde{b}:=b^2\), we have
Now we can apply Lemma 2.10 to (5.9). This yields
provided that
Using again (5.8) we also obtain
which for \(\bar{Z}_n:=Z_{2n+1}\) and again \(\widetilde{b}:=b^2\), reads as
Lemma 2.10 applied to (5.12) now leads to
provided that
We point out that
Hence, if we choose \(\kappa _{*}>1\) sufficiently large, we obtain
Therefore, (5.2), (5.11) and (5.14) are satisfied and we then get (5.10) and (5.13) which says that
This implies that
Thus, \((u-2\kappa _{*})_{+}=0\) a. e. in \(\Omega \) and so
Replacing u by \(-u\) in the above arguments we also get that
From the last two estimates we obtain
This shows the assertion of the theorem. \(\square \)
Next, we are going to study the boundedness of weak solutions of (1.8) under critical growth and the additional structure condition (N\(_2\)). This result reads as follows.
Theorem 5.2
Let hypotheses (H3), (D\(_2\)) and (N\(_2\)) be satisfied. Then, any weak solution of problem (1.8) is of class \(L^\infty (\Omega )\cap L^\infty (\Gamma )\).
Proof
As in proof of Theorem 5.1, we cover \(\overline{\Omega }\) by balls \(\{B_i\}_{i=1}^m\) with radius R such that each \(\Omega _i:=B_i\cap \Omega \) (\(i=1,\ldots ,m\)) is a Lipschitz domain. Denoting by I the set of all \(i\in \{1,\ldots ,m\}\) such that \(\Gamma _i:=B_i\cap \Gamma \ne \emptyset \), we may take R sufficiently small such that
where as before, for a function \(f\in C\left( \overline{\Omega }\right) \) and \(i\in \{1,\cdots ,m\}\) we denote
Let u be a weak solution to problem (1.8) and let \(\kappa _{*}\ge 1\) be sufficiently large such that
where \(A_\kappa \) and \(\Gamma _\kappa \) are defined by (4.4) and (4.37), respectively, and for all \((x,t)\in \overline{\Omega }\times [0,\infty )\),
Let \(\{\kappa _{n}\}_{n\in {\mathbb N}_0}\) be as in (4.5) and for each \(n\in {\mathbb N}_0\), we define \(v_n:=(u-\kappa _{n+1})_+\) and
where as before, we see that
and
In the rest of the proof, \(C_i\) (\(i\in {\mathbb N}\)) are again positive constants independent of n and \(\kappa _{*}\). As in the proof of Theorem 5.1 the following assertion holds.
Claim 1
It holds that
where
We also have a similar estimate for the trace of u.
Claim 2
There exist positive constants \(\nu _3,\nu _4\) such that
Indeed, we have
Let \(i\in I\). From the relation between the norm and the modular (see Propositions 2.5 and 2.6), the critical trace embedding for \(W^{1,p(\cdot )}(\Omega _i)\) (see Proposition 2.7 and Remark 2.8) and due to (5.16), we have
where
Define \(\varphi (x,t):=\mu (x)^{\frac{q_*(x)}{q(x)}}t^{q_*(x)}\) for \((x,t)\in \overline{\Omega }\times [0,\infty )\). From the relation between the norm and the modular, Proposition 3.6, and due to (5.16) again, we have
Combining (5.23) with (5.24) gives
From this, (5.17), (5.18) and (5.21) we obtain
Combining this with (5.22) and noticing (4.14) we arrive at
where
see (5.15). Hence, we have proved Claim 2.
Claim 3
It holds that
where \(0<\mu _1:=\min _{1\le i\le 4}\nu _i\le \mu _2:=\max _{1\le i\le 4}\nu _i\).
Testing (4.2) by \(\varphi =v_n \in W^{1,\mathcal {H}}(\Omega )\) gives
Arguing as in the proof of Theorem 5.1 (see the proof of Claim 2), we obtain
and
Furthermore, by hypothesis (N\(_2\)), we have
Combining the last three estimates, we obtain
Then, by using (5.19) and (5.20) we deduce from the preceding inequality that
Then, Claim 3 follows from the last inequality and Claims 1 and 2.
From Claims 1–3 and (5.18) we arrive at
where \(b:=2^{\big [\frac{\left( (p^*)^+\right) ^2}{q^-}+\frac{(p^*)^+(q_*)^+}{p^-}+(q^*)^+\big ]}>1\). Repeating the arguments used in the proof of Theorem 5.1, by choosing \(\kappa _{*}>1\) sufficiently large such that
where \(\widetilde{b}:=b^2\), we deduce from (5.25) that
This implies that
Therefore, \((u-2\kappa _{*})_{+}=0\) a. e. in \(\Omega \) and \((u-2\kappa _{*})_{+}=0\) a. e. on \(\Gamma \). This means
Replacing u by \(-u\) in the above arguments we also obtain
Hence
This finishes the proof. \(\square \)
Data Availibility
No datasets were generated or analyzed during the current study.
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Ho, K., Winkert, P. New embedding results for double phase problems with variable exponents and a priori bounds for corresponding generalized double phase problems. Calc. Var. 62, 227 (2023). https://doi.org/10.1007/s00526-023-02566-8
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DOI: https://doi.org/10.1007/s00526-023-02566-8