Abstract
The fact that the adjacency matrix of every finite graph is diagonalizable plays a fundamental role in spectral graph theory. Since this fact does not hold in general for digraphs, it is natural to ask whether it holds for digraphs with certain level of symmetry. Interest in this question dates back to the early 1980 s, when P. J. Cameron asked for the existence of arc-transitive digraphs with non-diagonalizable adjacency matrix. This was answered in the affirmative by Babai (J Graph Theory 9:363–370, 1985). Then Babai posed the open problems of constructing a 2-arc-transitive digraph and a vertex-primitive digraph whose adjacency matrices are not diagonalizable. In this paper, we solve Babai’s problems by constructing an infinite family of s-arc-transitive digraphs for each integer \(s\ge 2\), and an infinite family of vertex-primitive digraphs, both of whose adjacency matrices are non-diagonalizable.
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1 Introduction
In this paper, a digraph \(\Gamma \) is a pair \((V(\Gamma ),\rightarrow )\) with \(V(\Gamma )\) a set of vertices and \(\rightarrow \) an irreflexive binary relation on \(V(\Gamma )\), and all digraphs are assumed to be finite. Suppose that \(\Gamma \) has n vertices \(v_1,v_2,\ldots ,v_n\). The adjacency matrix of \(\Gamma \), denoted by \(A(\Gamma )\), is the square matrix of order n whose (i, j)-entry is 1 if \(v_i\rightarrow v_j\) and 0 otherwise. Note that the adjacency matrices of \(\Gamma \) under different labellings of its vertex set are similar and hence have the same eigenvalues with multiplicities. The eigenvalues of \(A(\Gamma )\) are called the eigenvalues of \(\Gamma \). The digraph \(\Gamma \) is said to be diagonalizable if its adjacency matrix is diagonalizable.
We say that \(\Gamma \) is an undirected digraph or a graph if the binary relation \(\rightarrow \) is symmetric. For a graph, its adjacency matrix is symmetric, which makes it always diagonalizable. Due to this essential property, the famous Courant-Fischer-Weyl Min-Max Theorem and Cauchy Interlacing Theorem, as powerful tools, are used frequently to deal with eigenvalues of graphs; refer to [6, 11]. Compared with those of graphs, results about eigenvalues of digraphs are sparse due to the obvious fact that their adjacency matrices are not necessarily diagonalizable. It is natural to ask whether digraphs with certain prescribed properties are diagonalizable. For example, some digraph properties in terms of association schemes guarantee that the digraph is diagonalizable; see [16, 17] for instance.
For a non-negative integer s, an s-arc of \(\Gamma \) is a sequence \(v_0,v_1,\dots ,v_s\) of \(s+1\) vertices with \(v_i\rightarrow v_{i+1}\) for each \(i\in \{0,1,\dots ,s-1\}\). In particular, a 0-arc is a vertex of \(\Gamma \). We say that \(\Gamma \) is s-arc-transitive if the automorphism group \(\textrm{Aut}(\Gamma )\) of \(\Gamma \) acts transitively on the set of s-arcs of \(\Gamma \). The 0-arc-transitive and 1-arc-transitive digraphs are simply said to be vertex-transitive and arc-transitive, respectively. For a finite group G and a nonempty subset S of \(G\setminus \{1\}\), the Cayley digraph on G with connection set S, denoted by \(\textrm{Cay}(G,S)\), is defined to be the digraph with vertex set G such that \(x\rightarrow y\) if and only if \(yx^{-1}\in S\).
It is clear that every Cayley digraph is vertex-transitive as its automorphism group has a regular subgroup. The first result exploring the relationship between symmetry and diagonalizability of digraphs was given by Godsil [10]. He proved that for each digraph \(\Sigma \) with maximum degree greater than one, there exists a Cayley digraph \(\Gamma \) such that the minimal polynomial of \(A(\Sigma )\) divides that of \(A(\Gamma )\). This implies the existence of non-diagonalizable Cayley digraphs, and thus non-diagonalizable vertex-transitive digraphs. On the other hand, a sufficient condition for a Cayley digraph to be diagonalizable is given by Babai in [2], that is, if the connection set S is closed under conjugation then \(\textrm{Cay}(G,S)\) is diagonalizable.
The digraph \(\Gamma \) is said to be regular if there exists a positive integer d, called the valency of \(\Gamma \) and denoted by \(\textrm{Val}(\Gamma )\), such that every vertex of \(\Gamma \) has d out-neighbours and d in-neighbours. Note that a regular \((s+1)\)-arc-transitive digraph is also s-arc-transitive. In particular, a regular arc-transitive digraph is necessarily vertex-transitive. In 1983 Cameron [5] asked about the existence of non-diagonalizable arc-transitive digraphs. This was answered in the affirmative by Babai [1] in 1985. In fact, Babai [1] proved a stronger result that for each integral matrix A, there exists an arc-transitive digraph \(\Gamma \) such that the minimal polynomial of A divides that of \(A(\Gamma )\). In the same paper, he further posed the following open problems. Recall that a permutation group G on a set \(\Omega \) is said to be primitive if G does not preserve any nontrivial and proper partition of \(\Omega \). We say that \(\Gamma \) is vertex-primitive if \(\textrm{Aut}(\Gamma )\) acts primitively on \(V(\Gamma )\).
Problem 1.1
[1, Problem 1.4] Construct a non-diagonalizable 2-arc-transitive digraph and a non-diagonalizable vertex-primitive digraph.
We remark that, for every positive integer s, the existence of non-diagonalizable s-arc-transitive digraphs can be deduced from the combination of some known results. In Hoffman [12] showed that for each integral matrix A, there exists a digraph \(\Gamma \) such that the minimal polynomial of A divides that of \(A(\Gamma )\). For each digraph \(\Gamma \), Godsil [10] proved the existence of a regular digraph \(\Sigma \) with the property that the minimal polynomial of \(A(\Gamma )\) divides that of \(A(\Sigma )\). Moreover, for every regular digraph \(\Sigma \), a result from Mansilla and Serra [15] in 2001 shows that there exists an s-arc-transitive covering digraph \(\Sigma _s\) of \(\Sigma \) for each positive integer s. Since the minimal polynomial of a digraph divides those of its covering digraphs (see [1, Corollary 3.3]), we derive the existence of an s-arc-transitive digraph \(\Sigma _s\) for each integral matrix A and positive integer s such that the minimal polynomial of A divides that of \(\Sigma _s\). This proves the existence of non-diagonalizable s-arc-transitive digraphs for each \(s\ge 1\). However, such a proof is not constructive.
In this paper, we solve Problem 1.1 by constructing infinite families of digraphs with the required properties. To build an infinite family of digraphs from an existing one, we use the tensor product \(\Gamma \times \Sigma \) of digraphs \(\Gamma \) and \(\Sigma \), where \(\Gamma \times \Sigma \) is the digraph with vertex set \(V(\Gamma )\times V(\Sigma )\) such that \((u_1,v_1)\rightarrow (u_2,v_2)\) if and only if \(u_1\rightarrow u_2\) in \(\Gamma \) and \(v_1\rightarrow v_2\) in \(\Sigma \). For an integer \(n\ge 1\), denote by \(\Gamma ^{\times n}\) the tensor product of n copies of digraph \(\Gamma \). Our main result gives infinite families of non-diagonalizable s-arc-transitive digraphs and non-diagonalizable vertex-primitive digraphs. The basic digraphs in these two families are as follows.
Construction 1.2
For each integer \(s\ge 2\), let \(a_s=(2s-1,2s)(4s-1,4s)\in \textrm{Sym}(4s)\), let \(b_s=(1,3,5,\ldots ,4s-1,2,4,6,\ldots ,4s)\in \textrm{Sym}(4s)\), let \(R_s=\langle a_s,b_s\rangle \) be the group generated by \(a_s\) and \(b_s\), and let \(\Gamma _s=\textrm{Cay}(R_s,\{a_sb_s,b_s\})\).
Construction 1.3
Let \(R=\langle a,b\mid a^7=b^3=1,\,b^{-1}ab=a^2\rangle \times \langle c,d\mid c^7=d^3=1,\,d^{-1}cd=c^2\rangle \), let \(\gamma \) be the automorphism of R interchanging a with c and b with d, let
where
and let \(\Sigma =\textrm{Cay}(R,S)\).
Remark
We will see in Lemmas 3.1 and 4.1 that the group \(R_s\) in Construction 1.2 is an extension of the elementary abelian group \(C_2^s\) by the cyclic group \(C_{2s}\), while R and S in Construction 1.3 satisfy \(R\cong (C_7\rtimes C_3)^2\) and \(|S|=160\).
Our main result is as follows.
Theorem 1.4
For all positive integers n and \(s\ge 2\), with \(\Gamma _s\) and \(\Sigma \) defined in Constructions 1.2 and 1.3, the digraphs \(\Gamma _s^{\times n}\) and \(\Sigma ^{\times n}\) satisfy the following:
-
(a)
\(\Gamma _s^{\times n}\) is s-arc-transitive;
-
(b)
\(\Sigma ^{\times n}\) is vertex-primitive;
-
(c)
\(\Gamma _s^{\times n}\) and \(\Sigma ^{\times n}\) are non-diagonalizable.
The remainder of this paper is structured as follows. In the next section, we will give some basic definitions and lemmas that will play an important role in the proofs of our main results. After these preparations, we will prove in Sect. 3 that the digraph \(\Gamma _s\) defined in Construction 1.2 is a non-diagonalizable s-arc-transitive digraph for each integer \(s\ge 2\) (see Theorem 3.3), and prove in Sect. 4 that the digraph \(\Sigma \) in Construction 1.3 is a non-diagonalizable vertex-primitive digraph (see Theorem 4.6). Finally, Theorem 1.4 follows from Lemma 2.6 and Theorems 3.3 and 4.6 immediately, as summarized in Sect. 5 along with some open questions and a conjecture.
2 Preliminaries
Throughout the paper, \(\sqcup \) denotes the disjoint union. For a positive integer n, denote the cyclic group of order n by \(C_n\) and the dihedral group of order 2n by \(D_{2n}\). Let G be a finite group. For elements a and b in G denote \(a^b=b^{-1}ab\). For a subgroup H and a subset D of \(G\setminus H\) such that D is a union of double cosets of H in G, the coset digraph \(\textrm{Cos}(G,H,D)\) is the digraph with vertex set [G : H], the set of right cosets of H in G, and \(Hx\rightarrow Hy\) if and only if \(yx^{-1}\in D\). Clearly, the right multiplication action of G on [G : H] induces a group of automorphisms of \(\textrm{Cos}(G,H,D)\), and \(\textrm{Cos}(G,H,D)\) is arc-transitive if D is a single double coset of H in G.
For matrices A and B, denote by \(A\otimes B\) their Kronecker product (tensor product), that is, the matrix obtained by replacing each entry \(a_{i,j}\) of A with the block \(a_{i,j}B\). Let \(\mathbb {C}\) be the complex field, and denote by \(M_{n\times m}(\mathbb {C})\) the set of \(n\times m\) matrices with entries in \(\mathbb {C}\). Some basic properties of the Kronecker product are given in the following lemma, which follows from [13, Eqs. 4.2.7, 4.2.8, Lemma 4.2.10, Corollaries 4.2.11 and 4.3.10].
Lemma 1.5
Let \(A\in M_{m\times n}(\mathbb {C})\), \(B\in M_{p\times q}(\mathbb {C})\), \(C\in M_{n\times k}(\mathbb {C})\) and \(D\in M_{q\times r}(\mathbb {C})\). The following hold:
-
(a)
\((A\otimes B)(C\otimes D)=(AC)\otimes (BD)\);
-
(b)
if both A and B are invertible, then \(A\otimes B\) is invertible and \((A\otimes B)^{-1}=A^{-1}\otimes B^{-1}\);
-
(c)
if \(m=p\) and \(n=q\), then \((A+B)\otimes U=A\otimes U+B\otimes U\) and \(U\otimes (A+B)=U\otimes A+U\otimes B\) for all \(U\in M_{\ell \times t}(\mathbb {C})\);
-
(d)
if \(m=n\) and \(p=q\), then \(A\otimes B\) and \(B\otimes A\) are similar.
The constructions of \(\Gamma _s\) and \(\Sigma \) in Sects. 3 and 4 are via Cayley digraphs. The following two lemmas enable us to prove the non-diagonalizability of Cayley digraphs on a group G by analyzing irreducible representations (over \(\mathbb {C}\)) of G. For a subset \(S\subseteq G\) and two representations \(\rho \) and \(\varsigma \) of a group G, denote \(\rho (S)=\sum _{s\in S}\rho (s)\) and \(\rho (S)\oplus \varsigma (S)=\begin{pmatrix}\rho (S) &{} 0\\ 0 &{} \varsigma (S)\end{pmatrix}\).
Lemma 1.6
[14, Proposition 7.1] Let G be a finite group, let S be a nonempty subset of \(G\setminus \{1\}\), and let \(\{\rho _1,\dots ,\rho _k\}\) be a complete set of irreducible representations of G over \(\mathbb {C}\). Then \(A(\textrm{Cay}(G,S))\) is similar to
where \(d_i\) is the dimension of \(\rho _i\) and \(d_i\rho _i(S):=\underbrace{\rho _i(S)\oplus \cdots \oplus \rho _i(S)}_{d_i}\) for \(i\in \{1,\ldots ,k\}\).
Lemma 1.7
Let G be a finite group and let S be a nonempty subset of \(G\setminus \{1\}\). The digraph \(\textrm{Cay}(G,S)\) is non-diagonalizable if and only if there exists a representation \(\rho \) of G over \(\mathbb {C}\) such that \(\rho (S)\) is non-diagonalizable.
Proof
For each representation \(\rho \) of G over \(\mathbb {C}\), by Maschke’s theorem (see [8, Corollary 1.6]), there exist irreducible representations \(\rho _1,\rho _2,\ldots ,\rho _t\) of G satisfying \(\rho =\rho _1\oplus \rho _2\oplus \cdots \oplus \rho _t\). This implies that \(\rho (S)\) is non-diagonalizable if and only if \(\rho _i(S)\) is non-diagonalizable for some \(i\in \{1,2,\ldots ,t\}\). According to Lemma 2.2, the latter holds if and only if \(A(\textrm{Cay}(G,S))\) is non-diagonalizable. Thus the lemma follows. \(\square \)
Denote by \(J(\alpha ,s)\) the \(s\times s\) Jordan block with eigenvalue \(\alpha \).
Lemma 1.8
If \(s>1\) or \(t>1\), then \(J(\alpha ,s)\otimes J(\beta ,t)\) is non-diagonalizable.
Proof
According to [13, Theorem 4.3.17], \(J(\alpha ,s)\otimes J(\beta ,t)\) is similar to
This shows that the Jordan canonical form of \(J(\alpha ,s)\otimes J(\beta ,t)\) contains one of the Jordan blocks J(0, s), J(0, t) and \(J(\alpha \beta ,s+t-1)\). Since \(s>1\) or \(t>1\), we have \(s+t-1>1\). Hence \(J(\alpha ,s)\otimes J(\beta ,t)\) is non-diagonalizable. \(\square \)
Lemma 1.9
If either \(\Gamma \) or \(\Sigma \) is non-diagonalizable, then \(\Gamma \times \Sigma \) is non-diagonalizable.
Proof
Let A and B be the adjacency matrices of \(\Gamma \) and \(\Sigma \), respectively. Then \(A\otimes B\) is the adjacency matrix of \(\Gamma \times \Sigma \). Suppose that either \(\Gamma \) or \(\Sigma \) is non-diagonalizable, that is, either A or B is non-diagonalizable. This implies that there exist Jordan blocks \(J(\alpha ,s)\) of A and \(J(\beta ,t)\) of B with \(s>1\) or \(t>1\). By Lemma 2.1, each Jordan block of \(J(\alpha ,s)\otimes J(\beta ,t)\) is a Jordan block of \(A\otimes B\). Thus we conclude from Lemma 2.4 that \(A\otimes B\) is non-diagonalizable, which means that \(\Gamma \otimes \Sigma \) is non-diagonalizable. \(\square \)
For a digraph \(\Gamma \), recall the digraph \(\Gamma ^{\times n}\) defined in the paragraph before Construction 1.2. We give some properties for \(\Gamma ^{\times n}\) in the following lemma.
Lemma 1.10
For positive integers n and s, the digraph \(\Gamma ^{\times n}\) satisfies the following:
-
(a)
\(\Gamma ^{\times n}\) is s-arc-transitive if \(\Gamma \) is s-arc-transitive;
-
(b)
\(\Gamma ^{\times n}\) is vertex-primitive if \(\Gamma \) is vertex-primitive and \(|V(\Gamma )|\) is not prime;
-
(c)
\(\Gamma ^{\times n}\) is non-diagonalizable if \(\Gamma \) is non-diagonalizable.
Proof
Parts (a) and (c) are obtained directly from [9, Lemma 2.7] and Lemma 2.5, respectively. For part (b), the conditions that \(\textrm{Aut}(\Gamma )\) is primitive on \(V(\Gamma )\) and that \(|V(\Gamma )|\) is not prime imply that \(\textrm{Aut}(\Gamma )\wr \textrm{Sym}(n)\) is primitive on \(V(\Gamma )^n\) (see [4, Proposition 3.2 and the paragraph thereafter]), and so \(\textrm{Aut}(\Gamma ^{\times n})\ge \textrm{Aut}(\Gamma )\wr \textrm{Sym}(n)\) is primitive on \(V(\Gamma )^n=V(\Gamma ^{\times n})\). \(\square \)
For each prime power q, we label the 1-dimensional subspaces of \(\mathbb {F}_q^2\) by the ratio of the coordinates, that is \(\langle (x,1)\rangle \) is labelled by x and \(\langle (1,0)\rangle \) is labelled by \(\infty \). The set of 1-spaces is then identified with the set \(\mathbb {F}_q\cup \{\infty \}\), called the projective line over \(\mathbb {F}_q\), and denoted by \(\textrm{PG}(1,q)\). For each matrix \(A=\left( \begin{matrix} a &{} b\\ c &{} d\end{matrix}\right) \in \textrm{GL}(2,q)\), the transformation
is called a linear fractional transformation on \(\textrm{PG}(1,q)\). Here we set \(\phi _A(\infty )=a/b\) and \(\phi _A\left( -d/b\right) =\infty \) if \(b\ne 0\), and set \(\phi _A(\infty )=\infty \) if \(b=0\). Note that
is a group homomorphism, and we have \(\textrm{PGL}(2,q)=\phi (\textrm{GL}(2,q))\) and \(\textrm{PSL}(2,q)=\phi (\textrm{SL}(2,q))\). Moreover, \(\phi _A\in \textrm{PSL}(2,q)\) if and only if \(\det (A)\) is a square in \(\mathbb {F}_q\).
3 The Non-diagonalizable s-arc-Transitive Digraphs \(\Gamma _s\)
Fix an integer \(s\ge 2\). For simplicity of notation, let \(a=a_s=(2s-1,2s)(4s-1,4s)\in \textrm{Sym}(4s)\), let \(b=b_s=(1,3,5,\ldots ,4s-1,2,4,6,\ldots ,4s)\in \textrm{Sym}(4s)\), and let \(R=R_s=\langle a,b\rangle \). Then \(\Gamma _s=\textrm{Cay}(R,\{ab,b\})\) is as defined in Construction 1.2.
Throughout this section, let \(N=\langle a,a^{b},a^{b^2},\ldots ,a^{b^{s-1}}\rangle \), let \(G=\langle h,g\rangle \) with
and let \(H=\langle h,h^{g},h^{g^2},\ldots ,h^{g^{s-1}}\rangle \). Observe that
\(a=h^{g^{s-1}}h^{g^{-1}}\), and \(b=gh\). In particular, \(R\le G\).
Lemma 1.11
The subgroup \(N=\langle a\rangle \times \langle a^{b}\rangle \times \langle a^{b^2}\rangle \times \cdots \times \langle a^{b^{s-1}}\rangle \cong C_2^s\) is normal in R with \(R/N=\langle bN\rangle \cong C_{2\,s}\). In particular, \(|R|=2^{s+1}s\).
Proof
Note that a has order \(|a|=2\) and \(a^{b^\ell }=(2\ell -1,2\ell )(2\,s+2\ell -1,2\,s+2\ell )\) for each \(\ell \in \{1,2,\ldots ,s\}\). We see that
is normalized by a and b, and so \(N\trianglelefteq \langle a,b\rangle =R\). This together with \(a\in N\) and
leads to \(R/N=\langle bN\rangle \cong C_{2s}\). As a consequence, \(|R|=2^s\cdot 2s\). \(\square \)
In order to prove that \(\Gamma _s\) is s-arc-transitive, we need the following lemma.
Lemma 1.12
For the digraph \(\Gamma _s\) in Construction 1.2, we have \(\Gamma _s\cong \textrm{Cos}(G,H,HgH)\).
Proof
Since \(ghg^{-1}=(4s-1,4s)\notin H\), we have \(H\ne Hghg^{-1}\) and so \(Hg\ne Hgh\). Hence \(HgH\supseteq Hg\sqcup Hgh\). Moreover, since
we see that \(|HgH|/|H|=|H|/|H\cap H^{g}|=2\). Therefore, \(HgH=Hg\sqcup Hgh\). As \(a=h^{g^{s-1}}h^{g^{-1}}\) and \(b=gh\), we have \(ab=h^{g^{s-1}}g\in Hg\), and so
Now we prove that \(|G|=2^{2s}\cdot 2s\). Let \(M=\langle h,h^{g},h^{g^2},\ldots ,h^{g^{2\,s-1}}\rangle \). Since \(h^{g^i}=(2i+1,2i+2)\) for \(i\in \{0,1,\ldots ,2s-1\}\), we see that
Therefore, M is normalized by both h and g as \(g^{2s}=1\), and so \(M\trianglelefteq \langle h,g\rangle =G\). Together with the facts that g has order 2s, that elements in M have order dividing 2 and that
this gives \(G/M=\langle gM\rangle \cong C_{2s}\), and so \(|G|=2^{2s}\cdot 2s\).
Let \(\psi :r\mapsto Hr\) be the mapping from the vertex set R of \(\Gamma _s\) to [G : H]. Next we prove that \(\psi \) is a graph isomorphism from \(\Gamma _s\) to \(\textrm{Cos}(G,H,HgH)\). Note from
and \(H=\langle (1,2)\rangle \times \langle (3,4)\rangle \times \cdots \times \langle (2\,s-1,2\,s)\rangle \) that \(N\cap H=1\). Since \(R\cap H\le H\) is an elementary abelian 2-group, the only possible non-identity elements of \(R\cap H\) are involutions. Moreover, we deduce from \(R/N=\langle bN\rangle \cong C_{2s}\) that the involutions of R are contained in \(N\cup b^sN\). Thus \(R\cap H\subseteq (N\cup b^sN)\cap H\). Note from
that \(b^sN\cap H=1\). Hence \(R\cap H\subseteq (N\cup b^sN)\cap H=1\) as \(N\cap H=1\). From Lemma 3.1 we have \(|R|=2^{s+1}s\). Since \(R\le G\) and
we conclude that R forms a right transversal of H in G, and so the mapping \(\psi \) is bijective. Hence for \(r_1\) and \(r_2\) in R, we have \(r_2r_1^{-1}\in \{ab,b\}\) if and only if \(Hr_2r_1^{-1}\subseteq Hab\sqcup Hb\). By (2), the latter condition holds if and only if \(Hr_2r_1^{-1}\subseteq HgH\), or equivalently, \(r_2r_1^{-1}\in HgH\). Thus we conclude that \(r_1\rightarrow r_2\) is an arc in \(\Gamma _s\) if and only if \(Hr_1\rightarrow Hr_2\) is an arc of \(\textrm{Cos}(G,H,HgH)\). This shows that \(\psi \) is an isomorphism from \(\Gamma _s\) to \(\textrm{Cos}(G,H,HgH)\). \(\square \)
Now we give the main result of this section.
Theorem 1.13
For the digraph \(\Gamma _s\) in Construction 1.2, the following hold:
-
(a)
\(|V(\Gamma _s)|=2^{s+1}s\);
-
(b)
\(\textrm{Val}(\Gamma _s)=2\);
-
(c)
\(\Gamma _s\) is strongly connected;
-
(d)
\(\Gamma _s\) is s-arc-transitive;
-
(e)
\(\Gamma _s\) is non-diagonalizable.
Proof
Parts (a) and (b) follow directly from \(\Gamma _s=\textrm{Cay}(R,\{ab,b\})\) and \(|R|=2^s\cdot 2s\). Since \(\langle ab,b\rangle =\langle a,b\rangle =R\), we see that \(\Gamma _s\) is a connected digraph, which implies that \(\Gamma _s\) is strongly connected (see [11, Lemma 2.6.1]), as part (c) states. Note that
is an s-arc of the coset digraph \(\textrm{Cos}(G,H,HgH)\) and the stabilizer in G of this s-arc is \(H\cap H^g\cap \cdots \cap H^{g^s}\). It is clear from (1) that
and so
for each \(i\in \{0,1,\ldots ,s-1\}\). Recall that \(G\le \textrm{Aut}\big (\textrm{Cos}(G,H,HgH)\big )\) and \(\textrm{Cos}(G,H,HgH)\) is arc-transitive. Thus, by [9, Lemma 2.2] and Lemma 3.2, we conclude that \(\Gamma _s\) is s-arc-transitive, as part (d) asserts.
Now it remains to prove part (e). Denote \(a_k=a^{b^k}\) for \(k\in \{1,2,\ldots ,s\}\). According to Lemma 3.1, any elements x and y in R can be written as
for some \(\varepsilon _1,\varepsilon _2,\ldots ,\varepsilon _s,\theta _1,\theta _2,\ldots ,\theta _s \in \{0,1\}\) and \(m,n\in \{1,2,\ldots ,2\,s\}\). Since \((a_k)^{b^\ell }=(a^{b^k})^{b^\ell }=a^{b^{k+\ell }}=a_{k+\ell }\), we have
where subscripts are counted modulo s.
First assume that \(s\ge 3\) is odd. In this case, let V be the vector space over \(\mathbb {C}\) with basis \(e_1,e_2,\ldots ,e_s\), and for x as in (3), let \(\rho (x)\) be the linear transformation on V such that
where subscripts are counted modulo s. It follows that
for \(i\in \{1,2,\ldots ,s\}\). Hence \(\rho \) is a representation of R on V. For \(i,j\in \{1,2,\dots ,s\}\), let \(E_{i,j}\) be the \(s\times s\) matrix with (i, j)-entry 1 and other entries 0. With respect to the basis \(e_1,e_2,\ldots ,e_s\) we deduce from (5) that
which yields
Since \(2E_{1,(s+1)/2}\) is non-diagonalizable, we conclude from Lemma 2.3 that \(\Gamma _s\) is non-diagonalizable.
Next assume that \(s\ge 2\) is even. For each integer t, denote
In this case, let V be the vector space over \(\mathbb {C}\) with basis \(e_1,e_2\), and for x as in (3), let \(\rho (x)\) be the linear transformation on V such that
where \(\delta _i=\sum ^{s/2-1}_{k=0}\varepsilon _{2k+i}\) for \(i\in \{1,2\}\). Thus by (3) and (4), with respect to the basis \(e_1,e_2\) we have
where \(\sigma _i=\sum ^{s/2-1}_{k=0}\theta _{2k+i}\) and \(\gamma _i=\sum ^{s/2-1}_{k=0}\big (\varepsilon _{2k+i}+\theta _{2k+i+m}\big )\) with the subscripts of \(\theta \) counted modulo s for \(i\in \{1,2\}\). Since \(\gamma _i=\delta _i+(\overline{m+i})\sigma _1+(\overline{m+i+1})\sigma _2\), a straightforward calculation shows that \(\rho (xy)=\rho (x)\rho (y)\). Hence \(\rho \) is a representation of R on V. Since
is non-diagonalizable, we conclude from Lemma 2.3 that \(\Gamma _s\) is non-diagonalizable. This completes the proof of part (e). \(\square \)
4 The Non-diagonalizable Vertex-Primitive Digraph \(\Sigma \)
Recall from Construction 1.3 that \(\Sigma =\textrm{Cay}(R,S)\) with
where \(\gamma \) is the automorphism of R interchanging a with c and b with d, and
The following lemma gives basic properties on R and S.
Lemma 1.14
The following hold:
-
(a)
\(R\cong (C_7\rtimes C_3)^2\);
-
(b)
\(S=(S_1\sqcup S_1^{-1})(S_3\sqcup S_3^{-1})^\gamma \sqcup (S_3\sqcup S_3^{-1})(S_1\sqcup S_1^{-1})^\gamma \sqcup S_1S_2^\gamma \sqcup S_2S_1^\gamma \sqcup S_1^{-1}S_4^\gamma \sqcup S_4(S_1^{-1})^\gamma \);
-
(c)
\(|S|=160\).
Proof
Part (a) is obvious. Next we prove parts (b) and (c). Observe that \(S_i\cap S_j=\emptyset \) for all \(i,j\in \{1,2,3,4\}\) with \(i\ne j\). Moreover, since
we observe that the sets \(S_1\cup S_2\cup S_3\cup S_4\), \(S_1^{-1}\) and \(S_3^{-1}\) are pairwise disjoint. Thus
proving part (b). As a consequence,
as part (c) states. \(\square \)
Recall the group homomorphism \(\phi :\textrm{GL}(2,q)\rightarrow \textrm{PGL}(2,q)\le \textrm{Sym}(\textrm{PG}(1,q))\) defined at the end of Sect. 2. For our convenience, we identify R with a permutation group on \(\textrm{PG}(1,7)\times \textrm{PG}(1,7)\) by letting
We also fix the following notation throughout this section. Let
be elements of \(\textrm{PGL}(2,7)\times \textrm{PGL}(2,7)\), and let
be a permutation on \(\textrm{PG}(1,7)\times \textrm{PG}(1,7)\). Then R is normalized by \(\beta \), and the automorphism of R induced by \(\beta \) is equal to \(\gamma \) (recall that \(\gamma \) is the automorphism of R interchanging a with c and b with d). Let
and let
Under the above notation, we have the following lemma.
Lemma 1.15
We have \(|s^2|=|u^2|=|t|=|v|=|\alpha |=|\beta |=2\), \(s=(\alpha t)^2\) and \(u=(\alpha v)^2\).
Proof
From the definitions of \(\beta \), u and v we see that \(|\beta |=2\), \(|u|=|s|\) and \(|v|=|t|\). Note that
It follows from
that \(|s^2|=|t|=|\alpha |=2\). As a consequence, \(|u^2|=|v|=2\). Moreover,
This together with the observation \(\alpha ^\beta =\alpha \) yields \(u=s^\beta =((\alpha t)^2)^\beta =(\alpha ^\beta t^\beta )^2=(\alpha v)^2\). \(\square \)
From the definition of G and the previous lemma, we see that H and R are both subgroups of G. The following lemma reveals the relation between G, H and R.
Lemma 1.16
The group \(H=(\langle s,t\rangle \times \langle u,v\rangle )\rtimes (\langle \alpha \rangle \times \langle \beta \rangle )\cong (D_8\times D_8)\rtimes C_2^2\) is maximal in \(G\cong (\textrm{PSL}(2,7)\times \textrm{PSL}(2,7))\rtimes C_2^2\) with right transversal R.
Proof
It is straightforward to verify that \(s^t=s^{-1}\), \(u^v=u^{-1}\), and
Since \(s^t=s^{-1}\) and \(u^v=u^{-1}\), we derive from Lemma 4.2 that \(\langle s,t\rangle \cong \langle u,v\rangle \cong D_8\), and so
In particular, \(|H|=2^8\). From Lemma 4.2 we see that \(s=(\alpha t)^2\) and \(u=(\alpha v)^2\). Hence \(H\le G\). Observe that
Since \(\langle a,b\rangle \cong C_7\rtimes C_3\) has index 8 in \(\textrm{PSL}(2,7)\) and its order is coprime to \(|t|=2\), it follows that the index of \(\langle a,b,t\rangle \) in \(\textrm{PSL}(2,7)\) is at most 4. Since \(\textrm{PSL}(2,7)\) is a simple group of order 168, we then obtain \(\langle a,b,t\rangle \cong \textrm{PSL}(2,7)\). Moreover,
and \(-1\) is not a square in \(\mathbb {F}_7\). We conclude that \(\langle a,b,t,\alpha \rangle \cong \langle c,d,v,\alpha \rangle \cong \textrm{PGL}(2,7)\) and
which implies that
In particular, \(|G|=2^8\cdot 3^2\cdot 7^2\).
By Lemma 4.2, we have \(s=(\alpha t)^2\), \(|t|=|\alpha |=2\) and \(|s|=4\), it follows that \(\langle s,t,\alpha \rangle =\langle t,\alpha \rangle \cong D_{16}\). Let M be a maximal subgroup of \(\langle a,b,t,\alpha \rangle \cong \textrm{PGL}(2,7)\) containing \(\langle s,t,\alpha \rangle \). Then \(|\textrm{PGL}(2,7)|/|M|\) divides \(|\textrm{PGL}(2,7)|/|\langle s,t,\alpha \rangle |=336/16=21\). If \(|\textrm{PGL}(2,7)|/|M|=3\), then M would contain \(\textrm{PSL}(2,7)\), not possible. Moreover, [7, Table 2.1] shows that \(\langle a,b,t,\alpha \rangle \cong \textrm{PGL}(2,7)\) has no subgroup of index 7. Thus \(|\textrm{PGL}(2,7)|/|M|=21\), and so \(D_{16}\cong \langle s,t,\alpha \rangle =M\). Since M is maximal in \(\langle a,b,t,\alpha \rangle \), it follows that \(\langle u,v,\alpha \rangle =\langle s,t,\alpha \rangle ^\beta \) is maximal in \(\langle a,b,t,\alpha \rangle ^\beta =\langle c,d,v,\alpha \rangle \). As a consequence, H is maximal in G.
Finally, the fact that \(|R|=3^2\cdot 7^2\) is prime to \(|H|=2^8\) yields \(R\cap H=1\). This together with \(|G|=2^8\cdot 3^2\cdot 7^2=|H||R|\) implies that R forms a right transversal of H in G. \(\square \)
For a subset S of the group G, let \(I_2(S)\) be the set of involutions of S. Recall the elements \(g_1\) and \(g_2\) of R defined in (6).
Lemma 1.17
We have \(|H^{g_1}\cap H|=2\) and \(|H^{g_2}\cap H|=8\).
Proof
Recall that
It is straightforward to verify that
According to Lemmas 4.2 and 4.3, any elements x and y of H can be written as
for some \(k_1,k_2,m_1,m_2\in \{0,1,2,3\}\) and \(\ell _1,\ell _2,n_1,n_2,\epsilon _1,\epsilon _2,\delta _1,\delta _2\in \{0,1\}\). Since \(u=s^\beta \), \(v=t^\beta \), \(s^t=s^{-1}\), \(s^\alpha =s^3\), \(u^\alpha =u^3\), \(t^\alpha =st\), \(v^\alpha =uv\), \((st)^{\ell _2}=s^{\ell _2}t^{\ell _2}\) and \((uv)^{n_2}=u^{n_2}v^{n_2}\), we have
First consider elements x of order 2 in H. Since \(x^2=1\), taking \(x=y\) in (8) gives
Let \(N=\langle s,t\rangle \times \langle u,v\rangle \). It follows that
Note that \(I_2(\langle u,v\rangle )=I_2(\langle s,t\rangle ^{\beta })\). It is straightforward to verify that
By Lemma 4.3, we have \(H\cap R=1\) and
Then we observe from (9) that
Therefore,
Next suppose that \(x\in H\cap H^{g_j}\) and \(|x|=4\) for some \(j\in \{1,2\}\). Then \(x^2\in H\cap I_2(H^{g_j})\). Let
be the mapping from H to the group \(\{-1,1\}\), where \(k,m\in \{0,1,2,3\}\) and \(\ell ,n,\epsilon ,\delta \in \{0,1\}\). Then for all \(y,z\in H\) we derive from (8) that
that is, \(\chi \) is a group homomorphism. In particular, we have \(\chi (z^2)=\chi (z)\chi (z)=1\) for all \(z\in H\). If \(x\in H\cap H^{g_1}\), then by (10) we see that \(x^2=uv\), but by (12) we obtain
a contradiction. Now \(x\in H\cap H^{g_2}\), and since \(x^2\in H\cap I_2(H^{g_2})\), (10) shows that
Since \(\chi (s^2t)=\chi (v)=\chi (u^2v)=\chi (s^2tu^2)=-1\), we have \(x^2\notin \{s^2t,v,u^2v,s^2tu^2\}\). Since \(x\in H\cap H^{g_2}\), there exists \(y\in H\) such that \(x=y^{g_2}\), and so \(x^2=(y^2)^{g_2}\). Note from (9) that \(u^2=(u^2v)^{g_2}\) and \((s^2tv)=(stu^2)^{g_2}\). If \(x^2\in \{u^2,s^2tv\}\), then \(y^2\in \{u^2v,stu^2\}\). However, by (12) we have \(\chi (u^2v)=\chi (stu^2)=-1\). Hence \(x^2\notin \{u^2,s^2tv\}\), and so \(x^2=s^2tu^2v\). This together with (7) and (8) leads to
It is easy to see that the former system of equations has no solutions, and the latter has solutions precisely when \((k_1,\ell _1,m_1,n_1,\epsilon _1,\delta _1)\) is one of
Thus \(x\in \{s^2v\beta ,s^2t\beta ,tu^2\beta ,u^2v\beta \}\). For each \(y\in H\) such that \(y^{g_2}=x\), we have \((y^2)^{g_2}=x^2=s^2tu^2v\), and so \(y^2=stv\) by (9). Combining this with (8) we derive that
However, it is straightforward to verify that
which contradicts the fact \(y^{g_2}=x\in \{s^2v\beta ,s^2t\beta ,tu^2\beta ,u^2v\beta \}\). Therefore, all non-identity elements of \(H\cap H^{g_2}\) are involutions. As a consequence,
\(\square \)
Lemma 1.18
The digraph \(\Sigma \) in Construction 1.3 is isomorphic to \(\textrm{Cos}(G,H,H\{g_1,g_2\}H)\).
Proof
Let \(S_1\), \(S_2\), \(S_3\), \(S_4\) and S be as in Construction 1.3. For each \(x\in S\), as listed in Tables 1, 2, 3 and 4, a straightforward calculation verifies that \(x=hg_jk\) with h, k and j given in the corresponding row. Therefore, S is a subset of \(Hg_1H\cup Hg_2H\), and hence
According to Lemma 4.4, we have
Consequently,
Recall from Lemma 4.3 that R forms a right transversal of H in G. We then conclude from \(S\subseteq R\) and Lemma 4.1 that \(|\{Hx\mid x \in S\}|=|S|=160\), which combined with (13) and (14) yields
Let \(\psi :r\mapsto Hr\) be the mapping from the vertex set R of \(\Sigma \) to [G : H]. Next we prove that \(\psi \) is a digraph isomorphism from \(\Sigma \) to \(\textrm{Cos}(G,H,H\{g_1,g_2\}H)\). Since R forms a right transversal of H in G, we derive that \(\psi \) is bijective. Hence for \(r_1\) and \(r_2\) in R, we have \(r_2r_1^{-1}\in S\) if and only if \(Hr_2r_1^{-1}\in \{Hx\mid x \in S\}\). By (15), the latter condition holds if and only if \(Hr_2r_1^{-1}\in \{Hy\mid y \in Hg_1H\cup Hg_2H\}\), or equivalently, \(r_2r_1^{-1}\in Hg_1H\cup Hg_2H\). Thus we conclude that \(r_1\rightarrow r_2\) is an arc of \(\Sigma \) if and only if \(Hr_1\rightarrow Hr_2\) is an arc of \(\textrm{Cos}(G,H,H\{g_1,g_2\}H)\). This shows that \(\psi \) is an isomorphism from \(\Sigma \) to \(\textrm{Cos}(G,H,H\{g_1,g_2\}H)\). \(\square \)
Now we give the main result of this section.
Theorem 1.19
For the digraph \(\Sigma \) in Construction 1.3, the following hold:
-
(a)
\(|V(\Sigma )|=441\);
-
(b)
\(\textrm{Val}(\Sigma )=160\);
-
(c)
\(\Sigma \) is strongly connected;
-
(d)
\(\Sigma \) is vertex-primitive;
-
(e)
\(\Sigma \) is non-diagonalizable.
Proof
Since \(\Sigma =\textrm{Cay}(R,S)\), parts (a) and (b) follow directly from Lemma 4.1. It is straightforward to verify that \(a=(a^5cd)^3\), \(b=(cb)^7\), \(c=(cb)b^{-1}\) and \(d=a^{-1}(ad)\). Since
we see that \(R=\langle a,b,c,d\rangle \le \langle S\rangle \le R\), and so \(R=\langle S\rangle \). This implies that \(\Sigma =\textrm{Cay}(R,S)\) is connected, and so \(\Sigma \) is strongly connected (see [11, Lemma 2.6.1]). This proves part (c). Part (d) follows from Lemmas 4.3, 4.5 and [11, Lemma 2.5.1].
It remains to prove part (e). Let \(\omega \) be an element of \(\mathbb {F}_7^\times \) with order 3, let \(\zeta \in \mathbb {C}\) be a primitive 7-th root of unity, let V be the underlying vector space of the group algebra \(\mathbb {C}[\langle \omega \rangle ]\), and let \(\varphi (a^kb^\ell )\) be the linear transformation on V such that
It follows from \(a^{b^{-1}}=a^4\) that
Hence \(\varphi \) is a representation of \(\langle a,b\rangle \) on V. Moreover, since \(\beta \) swaps a with c and swaps b with d, it follows that \(\varphi \circ \beta \) is a representation of \(\langle c,d\rangle \) on V. Thus \(\rho :=\varphi \otimes (\varphi \circ \beta )\) is a representation of \(\langle a,b\rangle \times \langle c,d\rangle =R\) on V. For \(X,Y\subseteq \langle a,b\rangle \), we have
Then Lemma 4.1(b) implies that
Thus for all invertible matrices \(T,Q\in M_{3\times 3}(\mathbb {C})\), we conclude from Lemma 2.1 that
Moreover, for all \(i\in \{0,1,2\}\), we derive from (16) that
Hence with respect to the basis \(1,\omega ,\omega ^2\) of V we conclude that
Let \(x_1=\zeta ^4+\zeta ^3+\zeta +1\), \(x_2=\zeta ^4-2\zeta ^3-2\zeta ^2-2\zeta +1\), and \(x_3=\zeta ^5+2\zeta ^4+4\zeta ^3+2\zeta ^2+\zeta \), and let
It is straightforward to verify that
Moreover, let
By a straightforward calculation, we deduce from (17)–(20) that
where \( A= \begin{pmatrix} -16 &{} 0 &{} 0\\ 0 &{} 10 &{} 5\\ 0 &{} 40 &{} 10\\ \end{pmatrix},\ B= \begin{pmatrix} 8 &{} 0\\ 0 &{} 8\\ \end{pmatrix},\ C= \begin{pmatrix} -16 &{} 24\\ 0 &{} -16\\ \end{pmatrix} \ \text { and }\ D= \begin{pmatrix} 0 &{} -10\\ -10 &{} 20\\ \end{pmatrix}. \) Since C is non-diagonalizable, we conclude that \((T_1\otimes T_2)^{-1}\big (\rho (S)\big )(T_1\otimes T_2)\) is non-diagonalizable as \(T_3\) is invertible, and hence \(\rho (S)\) is non-diagonalizable. By Lemma 2.3, this implies that \(\Sigma \) is non-diagonalizable, which completes the proof of part (e). \(\square \)
5 Concluding Remarks
Let \(\Gamma _s\) and \(\Sigma \) be as in Constructions 1.2 and 1.3, respectively. According to Theorem 3.3, the digraph \(\Gamma _s\) is non-diagonalizable and s-arc-transitive for each positive integer \(s\ge 2\). Moreover, Theorem 4.6 asserts that \(\Sigma \) is non-diagonalizable and vertex-primitive. Combining these with Lemma 2.6, we obtain Theorem 1.4 immediately.
Besides the properties listed in Theorem 1.4, we remark that \(\Sigma ^{\times n}\) is connected since it is vertex-primitive (for otherwise its connected components would form an invariant partition). Moreover, since the out-valency of \(\Gamma _s\) is 2, it follows that the out-valency of \(\Gamma _s^{\times n}\) is \(2^n\). Hence \(\Gamma _s^{\times n}\) is not a disjoint union of digraphs isomorphic to \(\Gamma _s^{\times m}\) for any \(m<n\). This means that \(\Gamma _s^{\times n}\) with \(n\ge 1\) is a genuine infinite family of digraphs.
We also remark that the digraph \(\Sigma \) in Construction 1.3 was first discovered by computer search in Magma [3]. Although the proof of all the properties of \(\Sigma \) in this paper is computer-free, the arguments therein (mostly calculations) have been confirmed by computation in Magma [3]. Further computation in Magma [3] shows that \(\Gamma _2\) has the smallest order among non-diagonalizable 2-arc-transitive digraphs (note that \(\Gamma _2\) has order 16), while the smallest order among non-diagonalizable 3-arc-transitive digraphs is 20 (note that \(\Gamma _3\) has order 48). Thus a natural question to ask is as follows.
Question 1.20
For \(s\ge 4\), what is the smallest order of a non-diagonalizable s-arc-transitive digraph?
In a similar fashion, one may ask:
Question 1.21
What is the smallest order of a non-diagonalizable vertex-primitive digraph?
Recall that the digraph \(\Sigma \) has 441 vertices (see Lemma 4.1(a)). By a non-exhaustive search in Magma [3] for non-diagonalizable vertex-primitive digraphs \(\Gamma \) of order smaller than 441, we obtain the following examples \(\Gamma =\textrm{Cos}(G,H,D)\):
-
(a)
\(|V(\Gamma )|=153\), \(G\cong \textrm{PSL}(2,17)\), \(H\cong D_{16}\) and \(D=H\{g_1,g_2\}H\) with \(g_1,g_2\in G\), where exactly one of \(Hg_1H\) and \(Hg_2H\) is inverse-closed;
-
(b)
\(|V(\Gamma )|=165\), \(G\cong M_{11}\), \(H\cong \textrm{GL}(2,3)\) and \(D=H\{g_1,g_2,g_3\}H\) with \(g_1,g_2,g_3\in G\), where exactly one of \(Hg_1H\), \(Hg_2H\) and \(Hg_3H\) is inverse-closed;
-
(c)
\(|V(\Gamma )|=234\), \(G\cong \textrm{PSL}(3,3)\), \(H\cong \textrm{Sym}(4)\) and \(D=H\{g_1,g_2\}H\) with \(g_1,g_2\in G\), where neither \(Hg_1H\) nor \(Hg_2H\) is inverse-closed;
-
(d)
\(|V(\Gamma )|=325\), \(G\cong \textrm{PSL}(2,25)\), \(H\cong D_{24}\) and \(D=H\{g_1,g_2\}H\) with \(g_1,g_2\in G\), where exactly one of \(Hg_1H\) and \(Hg_2H\) is inverse-closed.
It is worth remarking that none of the digraphs in (a)–(d) is Cayley or arc-transitive, and we do not know any computer-free proof of the non-diagonalizability of them. Moreover, computation in Magma [3] shows that there is no non-diagonalizable vertex-primitive arc-transitive digraph with no more than 1000 vertices. In light of this, we would like to propose the following conjecture.
Conjecture 1.22
Every vertex-primitive arc-transitive digraph is diagonalizable.
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Acknowledgements
The authors are grateful to the anonymous referees and Shasha Zheng for their valuable comments and suggestions. The work was done during a visit of the fourth author to The University of Melbourne. The fourth author would like to thank The University of Melbourne for its hospitality and Beijing Normal University for consistent support. The first author was supported by the Melbourne Research Scholarship provided by The University of Melbourne. The fourth author was supported by the scholarship No. 202106040068 from the China Scholarship Council.
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Li, Y., Xia, B., Zhou, S. et al. A Solution to Babai’s Problems on Digraphs with Non-diagonalizable Adjacency Matrix. Combinatorica 44, 179–203 (2024). https://doi.org/10.1007/s00493-023-00068-x
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DOI: https://doi.org/10.1007/s00493-023-00068-x