Subjects
Fifteen patients (12 men) were included in all analyses and two additional patients (one male) were included only in analyses of gait, pegboard test and corticospinal excitability. Clinical and demographic characteristics of all 17 patients are listed in Table 1. Three additional patients could not be included in any analyses. Two dropped out due to uncomfortable co-activation of neck muscles during TBS, one because the protocol was experienced as too stressful.
Table 1 Clinical and demographic characteristics of 17 Parkinson’s disease patients
Patients had objectively verified FOG. FOG was objectified by expert raters using standardized and established FOG-provoking methods [21, 23]. Exclusion criteria were neurological disorders other than PD, presence of deep brain stimulation, a Mini Mental State Examination (MMSE) [31] score <24, and exclusion criteria for TMS experiments [32]. All subjects gave written informed consent prior to participation. The ethics committee of the Radboud University Medical Centre approved the study, which was performed in accordance with the Declaration of Helsinki.
Experimental design
Testing occurred while patients were in a practically defined ‘off’ state; i.e. after withholding all anti-parkinsonian medications for at least 12 h. To create a homogenous patient group, we included only patients with ‘off’ state FOG, as this is the most common type of FOG [33, 34]. Prior to testing, clinical data were collected including the new freezing of gait questionnaire (N-FOGQ) [35], MMSE [31], frontal assessment battery (FAB) [36] and the Movement Disorder Society Unified Parkinson’s disease rating scale (MDS-UPDRS) part 3 [37]. Patients were stimulated with cerebellar iTBS and cTBS in separate sessions. During the first session, patients were stimulated with cTBS or iTBS; during the second session they received the opposite TBS protocol, always in a counterbalanced manner. Patients were kept unaware of the nature of the stimulation and the nature of the expected effects. The researcher was aware, as he was involved in both the clinical testing as well as the stimulation protocol. The sessions were at least one week apart to ensure sufficient wash-out of the preceding TBS. Before and after TBS, patients performed a gait protocol and rhythmic upper limb task to measure the effect on movement performance and freezing duration (Fig. 1). In addition to these primary outcome measures, cortical excitability was measured with motor evoked potentials (MEPs), and patients performed a pegboard dexterity task to objectively quantify upper limb bradykinesia [38, 39].
Theta burst stimulation
TBS [27] was administered using a C-B60 figure-of-eight coil (MagVenture, A/S, Farum, Denmark), connected to a MagPro X100 (MagVenture) stimulator. The ipsilateral cerebellum (1 cm below and 3 cm lateral to inion) was stimulated, corresponding to the most affected side by PD based on the MDS-UPDRS part 3 (i.e. the body side with the highest scores). The coil was placed tangentially to the scalp with the handle pointing upwards. To ensure anatomically identical coil positioning during and over sessions, location and orientation of the coil target position were saved using a stereotactic image guidance system (Localite TMS Navigator, Localite GmbH, Sankt Augustin, Germany). Cerebellar TBS was administered with an intensity of 70% of resting motor threshold (see “Corticospinal excitability” in section “Methods”). The stimulation period for cTBS was 40 s and for iTBS 192 s.
Gait protocol
Occurrence of FOG was measured using a protocol that is known to elicit FOG. This protocol included eight 360° turns (as fast as possible, four times clockwise, four times counterclockwise) [21] and a 10-m gait trajectory (including gait initiation and gait termination while reaching a destination (stripes on the floor)), using different velocities (self-selected speed = normal; and as fast as possible) and different stride lengths (self-selected stride length = normal steps; and 20% of leg-length = small steps) [22, 23]. Visual guidance for the small steps was provided with stripes on the floor for three steps at the beginning and at the end of the gait trajectory.
The entire gait protocol was videotaped allowing for offline assessment of FOG. Two independent, experienced, and fully blinded raters scored the videos for the presence and duration of FOG. The definition used to score FOG was an obvious episode with ineffective stepping and the characteristic FOG phenotype. When raters disagreed, trials were sent back for consensus. FOG seen when turning after the 10-m gait trajectory was not included in the analysis.
The time to complete each task (execution time) was determined to measure general gait performance. A decrease in execution time may be due to increased gait speed as walking is easier and less likely to be driven to the threshold for FOG [40]. Therefore, a decreased execution time was interpreted as increased gait speed and as improved performance.
Upper limb task
To elicit FOUL, the instruction was to make anti-phase rhythmic flexion and extension movements using both index fingers as described previously [24, 25, 41]. Two different amplitudes [45° (normal) or 30° (small)] and two different movement frequencies [normal (100%) or fast (133%)] were used. “Normal frequency” was defined as the patients’ specific comfortable movement speed, determined for each subject individually at the beginning of the first session. The four different conditions were: normal amplitude + normal speed (NANS), normal amplitude + fast speed (NAFS), small amplitude + normal speed (SANS), and small amplitude + fast speed (SAFS). SAFS has proven to be the most sensitive condition to elicit FOUL [25]. Each condition was repeated three times, both pre- and post-TBS. Auditory pacing guided the first six movement cycles. After auditory pacing stopped, the patients had to maintain the rhythm for 25 s. Both hands were covered to prevent visual feedback. Angular finger displacement was registered with single axis goniometers (Type F35, Biometrics Ltd., Newport, UK) placed over the metacarpophalangeal joint of the index fingers.
The data of the goniometers were processed and analysed with Matlab (MathWorks, Natick, Massachusetts, USA). For each condition the peak-to-peak amplitude and frequency values were calculated per movement cycle.
For each pre- and post-measurement the mean duration of freezing during a complete trial was defined. In accordance with Vercruysse and co-workers [25], the beginning of a freezing episode was determined as “the onset of abnormally small motion cycles (<50% of the initial amplitude) accompanied by an irregular cycle frequency”, which proved to be a reliable procedure. The end was defined as the moment where movement cycles with regular amplitude and frequency were resumed, or when the trial ended. A semi-automatic detection was used, which was visually checked and corrected by two independent raters.
Pegboard dexterity test
The pegboard dexterity test [38, 39] was used to determine upper limb bradykinesia at the start and end of each session as a brief surrogate test to estimate overall treatment effects and disease state. This test strongly correlated with the overall MDS-UDPRS part 3 score [38, 39] and repeating the entire MDS-UPDRS part 3 was considered to be too cumbersome for patients. The time needed to turn four wooden pegs upside down using one hand, from one hole into the next, was recorded four times for each hand. The average over the four trials was taken for each hand separately.
Corticospinal excitability
With single pulse TMS corticospinal excitability of the primary motor cortex (M1) was determined. The pulses were administered using the figure-of-eight coil. The optimal location of the coil for eliciting MEPs in the resting first dorsal interosseous (FDI) muscle of the most affected hand was tracked (hotspot). To ensure identical coil positioning during and over sessions, the location and orientation of the coil over the hotspot were also saved using the stereotactic image guidance system. The resting motor threshold was determined, defined as the minimum stimulator intensity required to obtain MEPs with an amplitude of at least 50 μV in at least five out of ten trails in the relaxed FDI of the most affected hand. Last, the minimum stimulator intensity was determined to obtain single pulse MEPs of on average 1 mV over 10 trials (SI1mV). Directly before (pre) TBS, directly after TBS (post 1), and at the end of the session (post 2), 20 single pulses at SI1mV were applied to measure the corticospinal excitability.
Statistical analyses
All statistical analyses were performed in IBM SPSS Statistics 20. The data for the upper limb task, the gait protocol, and the pegboard dexterity test were all separately analysed using the ANOVA with random factor ‘patient’ and fixed factors ‘stimulation’ (cTBS or iTBS) and ‘time’ (pre or post). The fixed factor ‘task’ was added for the analyses of the upper limb task (NANS, NAFS, SANS or SAFS) and for the gait protocol (normal, fast, small steps or small fast steps). The analyses for the upper limb task and the pegboard dexterity test were performed separately for the most and least affected hand as any difference between hands was not part of the research question. Additional ANOVAs for both stimulation protocols (cTBS and iTBS) with random factor ‘patient’ and fixed factor ‘time’ (pre or post) were performed to explore the effects of excitatory or inhibitory stimulation separately.
The main variables of interest were the mean FOG duration (per trial) in the gait protocol and the mean FOUL duration (per trial) in the upper limb task [42]. In addition to freezing duration, the mean execution time in the gait protocol, and the mean peak-to-peak amplitude and mean frequency in the upper limb task (calculated over the complete trials) were evaluated. The variable for the pegboard dexterity test was execution time. In case the fixed factors ‘stimulation’, ‘time’ or an interaction between factors was statistically significant regarding the tested variables post hoc analyses were performed using paired sample t tests.
A change in corticospinal excitability was tested comparing the MEP amplitudes of all three time points (pre, post 1, post 2) using a repeated measurements test and for two time points (pre and post 1) a paired sample t test. These comparisons for MEP amplitudes were done for cTBS and iTBS separately.
For all analyses, a p value <0.05 was considered significant for the ANOVAs. For the post hoc analysis a Bonferroni correction was applied and a p value of 0.05/(number of comparisons) was considered significant. All data are shown as mean ± standard error of mean (SEM).