From 1991 to 2011, 303 patients younger than 18 years with brainstem tumors were treated by the Neurosurgical Service and Pediatric Oncology Institute of the Federal University of Sao Paulo. Of these, the first author of this article surgically treated 207. The remaining 96 cases were diffuse tumors. Here, we describe the surgical approaches and relevant extrinsic/intrinsic anatomical points used.
The brainstem is divided into three segments: the midbrain, pons, and medulla. In order to choose the most effective and safe approaches for removal of the lesions, we divided the brainstem into seven portions (Fig. 1e).
The midbrain was divided into three parts: anterior, central, and posterior. The anterior segment is delimited posteriorly by the substantia nigra. The central midbrain extends from the substantia nigra to the aqueduct. The posterior part is restricted to the quadrigeminal plate. The pons was divided into two segments: anterior and posterior, or ventral and dorsal. Similarly, the medulla was divided into anterior and posterior, or ventral and dorsal, partitions. Detailed knowledge of the brainstem extrinsic and intrinsic anatomy is essential to avoid morbidity during the surgical approaches.
Midbrain
The midbrain is separated from the diencephalon by a sulcus between the optic tract and cerebral peduncle, and from the pons by the pontomesencephalic sulcus. Anatomically, three structures should be widely recognized in the midbrain: the pyramidal tract located in the anterolateral portion of the midbrain, nuclei of the third and fourth cranial nerves [63] (Figs. 1 and 2a). The level of the nucleus of the third cranial nerve is at the lower half of the superior colliculus and the upper half of the inferior colliculus. The trochlear nucleus lies caudal to the inferior half of the inferior colliculus. These nuclei are positioned adjacent to the midline and on average 9.5 mm medial to the surface of the lateral mesencephalic sulcus. The mesencephalic lateral sulcus runs from the medial geniculate body superiorly to the pontomesencephalic sulcus inferiorly. This sulcus is considered the posterior limit of the ventral lateral midbrain. The third cranial nerve has a long course along all the central portion of the mesencephalon while the fourth cranial nerve has a smaller intrinsic portion and runs through the contralateral cerebellomesencephalic fissure. The third cranial nerve exits at the medial sulcus of the midbrain peduncle and goes toward the oculomotor triangle, towards its entry into the cavernous sinus. The midbrain receives its blood supply through mesencephalic perforating basilar artery branches. They are divided into anteromedial, anterolateral, lateral, and posterior branches. The anteromedial branches are divided into lateral and medial. The medial branches supply the red nucleus, periaqueductal gray matter, and the third and fourth cranial nerve nuclei. The lateral branches supply the medial lemniscus, substantia nigra, and superior cerebellar peduncle. The anterolateral midbrain arteries are called peduncular branches, and supply the crus, substantia nigra, and medial lemniscus. They arise from many arteries, including the collicular, medial posterior choroidal, posterior communicating artery, superior cerebellar artery, and anterior choroidal artery. Posterior arteries are formed by branches of superior cerebellar artery and by collicular arteries, and they form a plexus involving the quadrigeminal plate [55].
Anterior midbrain
Tumors in the anterior portion of the midbrain usually grow in two directions: toward the third ventricle and toward the interpeduncular cistern. For tumors growing into the third ventricle, an interfornicial, transcallosal, transchoroidal, or transforaminal approach is used. When the lesion is less than 2 cm in size, a neuroendoscope coupled to an ultrasonic aspirator can be used for removal of the tumor, most of which are low-grade astrocytomas (Fig. 3). When these tumors grow toward the interpeduncular cistern, they usually present with Weber syndrome (third cranial nerve impairment and contralateral hemiparesis) (Fig. 4).
Anterior and anterolateral lesions of the midbrain can be approached by the transsylvian pathway with a classic pterional, orbito-fronto-zygomatic, or temporal route. Through those routes, it is possible to combine approaches via a temporopolar approach (pre-temporal or transtentorial subtemporal). The temporopolar approach was described by Sano in 1980 [58]. It allows for an opening over the temporal lobe in the posterior-superior direction and visualization of the anterolateral interpeduncular fossa. Another approach to be used is the subtemporal transtentorial, as described by Krause in 1911 [36]. This approach increases the risk of venous infarct due to the injury to the vein of Labbe complex, and ophthalmoparesis due to third and fourth cranial nerve injury along the tentorial incisure. On the other hand, this approach allows an excellent view of the incisural space. The incision ensures good exposure of the basilar artery, interpeduncular cistern, brainstem, and rostral ventral surface of the pons. A “fairly safe” entry zone into the anterolateral midbrain, described by Bricolo and Turazzi [7], has been proposed since the fibers of the corticospinal tract occupy only the intermediate three-fifths of the peduncle (Fig. 2c). This narrow window is delimited above by the posterior cerebral artery, below by the superior cerebellar artery, medially by the emergence of cranial nerve III and the basilar artery, and laterally by the pyramidal tract (Fig. 5). Tumors here are often exophytic, making it unnecessary to enter the brainstem, and the tumor can be incised at the exit point of the lesion. In cases of focal tumors, where it is necessary to incise the brainstem, a diamond-tipped scalpel is used. Bipolar coagulation is not used. Incisions parallel and lateral to the third cranial nerve are made to prevent pyramidal tract injury. Access in this way is termed perioculomotor. Great care must be taken with this strategy to avoid injury of the red nucleus, pyramidal tract, and the oculomotor nerve.
Central midbrain
Tumors located in the intermediate midbrain can also grow in two directions: toward the pineal region or into the fourth ventricle. When they grow toward the fourth ventricle, the suboccipital telovelar approach is used. When they grow towards the pineal region, we use the path suggested by Krause in 1911 [37] and popularized by Stein [60], which is the suboccipital infratentorial supracerebellar route (Figs. 6 and 7), further divided into median or paramedian. Patients are usually in the sitting position for this approach. An extensive posterior fossa craniotomy with removal of the C1 arch is performed. This approach allows for wide movement of the cerebellum. After coagulation of the vermian veins, the cerebellum drops to allow access to the midbrain. When lesions are medial, we also coagulate the precentral cerebellar vein. When lesions are lateral, there is no need to coagulate this vein (Fig. 8). Care should be taken in this region as the fourth cranial nerve is directly below the inferior colliculus. With exophytic lesions, there is no need to incise the brainstem, and we can directly approach the tumor, except for small cavernomas for which we used three access routes: upper and lower pericollicular, and through the lateral mesencephalic sulcus.
From the pericollicular access point, two “safe zones” can be accessed: an incision made in the midbrain below the inferior colliculus, or infracollicular access, and above the trochlear nerve, or supracollicular access. In the supracollicular approach, a transverse incision is made just above the superior colliculus and should be limited by the aqueduct. Further extension in this approach can damage the nuclei of cranial nerves III and IV, as well as the medial longitudinal fasciculus. With infracollicular access, a transverse incision between the trochlear nerve and the lower edge of the inferior colliculus is performed. As for the supracollicular route, an incision deeper than the cerebral aqueduct will damage the nuclei of the third and fourth cranial nerves and the medial longitudinal fasciculus. More lateral extensions of this incision will damage the superior cerebellar peduncle, the trigeminal mesencephalic tract, and the decussation of the superior cerebellar peduncle.
For lesions extending towards the fourth ventricle, we can incise the quadrangular lobe of the cerebellum for greater access to the cerebellar mesencephalic fissure. In this approach, it is essential to have a spatial imagination of the third and fourth nerves nuclei, as well as of their course inside the midbrain.
The ultrasonic aspirator is extremely important in that situation, and the color of the tumor is also most helpful in achieving total resections. Some tumors, however, are the same color as the brainstem, and then the surgeon has to rely on the position of the fibers, as well as on the tumor texture and circulation. Tumors are usually softer than the normal brain stem and also more vascularized, which makes it easier to remove them.
Posterior (dorsal) midbrain
Posterior midbrain or quadrigeminal plate is the name given to the portion of the midbrain that is posterior to the cerebral aqueduct. The tumors of the quadrigeminal plate are the smallest brain tumors liable to kill the patient from hydrocephalus. They account for approximately 5 % of pediatric tumors of the brain stem [24]. They are usually indolent lesions and the treatment is limited to the treatment of hydrocephalus. Most of the time, these tumors are isointense on T1-weighted and hyperintense on T2-weighted images. Up to 19 % of cases may have gadolinium-enhanced MRI [23].
The hydrocephalus is best treated by endoscopic third ventriculostomy [38]. Endoscopic biopsy should be avoided due to the possibility of a hemorrhage, distal from the biopsy area (Fig. 9), most of such lesions being low-grade astrocytomas such as pilocytic and non-pilocytic astrocytomas, mixed gliomas, and rarely more aggressive tumors as anaplastic astrocytomas [50].
Some tumors may grow and require surgery. In such cases, two types of approach have been used: when they grow towards the third ventricle, the supracerebellar infratentorial route is chosen (Fig. 11); however, if they grow towards the superior part of the fourth ventricle, the transtentorial occipital approach proposed by Poppen [51] and modified by Ausman [3] (Fig. 10) has been preferred. The transtentorial occipital approach was first described by Horrax in 1937 [28], modified by Poppen in 1968 [51], and popularized by Jameson in 1971 [30]. Several surgical positions have been described, such as sitting, prone, concorde, and three-quarter prone. Ausmann (1988) [3] described the transtentorial occipital approach with a three-quarters prone body position, the side with the lesion turned down, the coronal plane at a 45-degree angle with the floor, and the head at 30-degree flexion and 15-degree elevation. This allows the occipital lobe to drop by force of gravity, and so there is less need of cerebral retraction, and the risk of homonymous hemianopsia as a consequence of retraction of the occipital lobe. This approach enables an excellent view of the pineal region, postero-lateral surface of mesencephalon, tentorial surface of the cerebellum, splenium of the corpus callosum, and posterior third of the third ventricle.
This approach is mainly recommended for tumors having a large superior and lateral extension, with the displaced venous complex impairing the view of the tumor through a posterior medial pathway.
In this approach, an occipital craniotomy is performed involving the occipital suture and bordering the transverse and superior sagittal sinus. The dura can be opened in a C-shape with the base facing the superior sagittal sinus, or by two triangles with the bases facing the superior sagittal and transverse sinuses. The cerebellar tentorium is opened parallel to the straight sinus for 1.5 to 2 cm. A small incision in the splenius of the corpus callosum may also be performed to enlarge the view of the tumors extending go the posterior third of the III ventricle. When the tumor grows towards the third ventricle and the superior part of the fourth ventricle, that region becomes a “blind” region—and therefore, we use the infratentorial supracerebellar, associated to the suboccipital telovelar approach in order to reach the fourth ventricle [4] (Fig. 11).
Therefore, for midbrain surgery, we have four “safe zones”: through the perioculomotor area for anterior region lesions, supracollicular access, infracollicular access, and through the lateral mesencephalic sulcus to the intermediate midbrain. Lesions of the posterior midbrain are usually exophytic, not requiring brainstem incision.
Pons
Most pontine tumors are diffuse; therefore, resective surgery is not beneficial and chemotherapy/radiotherapy is indicated. Neurosurgeons must differentiate between focal, low-grade exophytic, and diffuse tumors for patients to benefit from surgery.
The pons is located between the superior pontomesencephalic and inferior pontomedullary sulci. The pons is divided in two at the level of the medial lemniscus into anterior and posterior, or ventral and dorsal. The pons contains the pyramidal tract, which is more medial and anterior than in the midbrain, as well as the trigeminal, abducens, facial, and vestibulocochlear nerves and nuclei. Therefore, it is imperative to know the intrinsic and extrinsic anatomy of the fifth, sixth, and seventh cranial nerves in the pons (Fig. 12).
The facial nerve courses around the sixth nerve nucleus. This relationship must be very well established when tumors are approached via the rhomboid fossa. Three arterial groups provide blood to the pons: anteromedial, lateral, and dorsal. The anteromedial arteries are derived from the basilar artery and terminal vertebral artery branches. These arteries nourish the paramedian tegmentum (including the pyramidal tract fascicles), medial lemniscus, medial longitudinal fasciculi, reticular formation, and abducens nucleus. Perforating lateral branches arise from the superior cerebellar artery (SCA), anterior inferior cerebellar artery (AICA), and long pontine arteries. They supply the superior cerebellar peduncle, central tegmental tract, lemniscus side, locus ceruleus, motor and sensory main trigeminal nuclei, abducens nucleus, facial nucleus, superior olivary nucleus, pontine reticular nucleus, lemniscus side, and pyramidal tract. Terminal SCA branches comprise the posterior arterial supply of the pons. They perfuse the superior cerebellar peduncle, mesencephalic nucleus of the trigeminal nerve, and the locus ceruleus [55] (Fig. 13).
Anterior pons
Tumors of the anterior and upper pons can be accessed using an orbito-fronto-zygomatic route, which is a modification of the supraorbital craniotomy described by Jane et al. in 1982 [31]. The third cranial nerve is a key reference point in this approach. To expose the upper portion of the pons, it is necessary to dissect the interpeduncular and pre-pontine cisterns with durotomy of the free edge of the tentorium. The entry point is supratrigeminal. A 4-mm vertical incision is made below the mesencephalo-pontine sulcus in a line from the third to the fifth cranial nerve; thus, we named this access route “supratrigeminal.” We have used this route for superior ventral lesions without additional patient morbidity (Fig. 14).
For lesions located in the anterior and inferior portions of the pons, or for ventrolateral lesions, the pre-sigmoid approach has been used (Fig. 15). The incision in the pons is made longitudinally between the points of emergence of the fifth and seventh cranial nerves. However, this corridor is too narrow, good only for biopsies or for removal of cavernomas therein. This approach can be achieved through a paramedian occipital pathway or through the petrosal route. In the anterior approach of the pons, the region around the emergence of the fifth nerve is a safe area to be opened 1 cm wide at 1 cm from the midline, but one should be careful not to go very anterior to avoid the corticospinal tract.
Posterior pons
Posterior pontine lesions are accessed via the rhomboid fossa (Fig. 16). Superior and posterior pontine lesions are accessed by a telovelar route, also known as a cerebellomedullary fissure approach [42, 43, 46]. The opening to the brainstem above the facial nerve is called the suprafacial triangle, which is defined medially by the medial longitudinal fasciculus (i.e., the median sulcus), caudally by the facial nerve (having the facial colliculus as reference), and laterally by the upper cerebellar peduncles. This triangle is approximately 1 cm2. Although it is a safe entry triangle, prudence recommends bipolar stimulation on the surface in order to localize the course of the facial nerve, which might have been deviated due to the growth of the tumor. Entry to this zone must always be 2 mm from midline to preserve the medial longitudinal fasciculus. However, recovery after injury of this fascicle is very fast compared to partial facial nerve involvement.
This topography accepts a little retraction in the superior and lateral direction, while retraction in the caudal direction should be as far as possible avoided (Fig. 17).
For posterior and inferior lesions, the infracollicular route is used, through the infrafacial triangle (Fig. 18), which has as a medial border, the medial longitudinal fasciculus, and is bordered caudally by the medullary striae and laterally by the facial nerve.
This is a much smaller triangle and the safe distances are not always the same, so that intraoperative monitoring is mandatory. The safe area to access the infracollicular triangle as described by Kyoshima et al. [39] would begin on average 6.5 mm above the obex and would extend for 9.2 mm in the cranial-caudal direction; the supracollicular triangle would be on average 22.5 mm above the obex, with an extension of 13.6 mm.
We have used a third approach, when no space is found in the rhomboid fossa, namely the interfacial approach. Bricolo and Turazzi [7] have described the midline access in the rhomboid fossa as being possible at the level of the facial colliculi, next to the nucleus of the sixth nerve, since the fibers of the medial longitudinal fasciculi are not yet crossed at this level. In this approach, the medial longitudinal fasciculus is damaged, which may disturb the conjugate movement of the eyes. From the surgical point of view, we have used a bilateral telovelar approach, with coagulation of the choroid plexus of the fourth ventricle, which allows for ample access from the obex to the cerebral aqueduct without need to harm the cerebellar vermis.
More lateral lesions have been approached through the lateral sulcus limitans, also via a telovelar approach [40].
Lawton et al. [40] have proposed a supratonsillar approach to the inferior cerebellar peduncle, without the need to open the IV ventricle and perform an expanded telovelar approach. This route has been described for cavernomas, but it can be sufficient for tumoral lesions of the inferior cerebellar peduncle extending to the midline. This technique is best used with the aid of neuronavigation.
Therefore, for the pons, we have the following “safe zones”: supratrigeminal, peritrigeminal, suprafacial, infrafacial, interfacial, and through the lateral sulcus limitans.
Medulla
The medulla is the most caudal portion of the brain stem, and it is separated from the pons by the bulbopontine sulcus (Fig. 19). The inferior limit of the medulla is the pyramidal decussation and foramen magnum in the ventral surface. The posterior surface is the obex. It receives blood supply from the vertebral artery and branches of the anterior spinal artery. The anterolateral perforating arteries perfuse the pyramidal tract and the inferior olivary nuclei. The lateral arteries are branches of the posteoinferior cerebellar artery (P.I.C.A.), anteroinferior cerebellar artery (A.I.C.A.), and vertebral and basilar arteries, and they perfuse the inferior cerebellar peduncle, the spinothalamic tract, spinocerebellar tract, spinal trigeminal nucleus, central reticular formation, dorsal motor nucleus of the vagus, nucleus and tractus solitarius, and the hypoglossal, vestibular, cochlear, cuneate and ambiguous nuclei. The gracile and cuneate nuclei, area postrema, and vagal, solitary, and medial vestibular nucleus are supplied by these branches [55].
Anterior medulla
The medulla is perhaps the most difficult structure to be approached, due to the high density of nuclei located therein, the cranial nerve pairs from IX to XII. Lesions located in the anterior portion of the medulla are accessed via a far-lateral approach. This approach was initially described by Heros [27] and by George et al. [21] among approaches to the craniovertebral junction. There are many variations of approaches according to the part of condyle to be removed: transcondylar, supracondylar, and paracondylar exposure [56]. In children, it is possible to access the anterior portion of the medulla without removing the condyles (Fig. 20). The section of the dentate ligament next to the entry of the vertebral artery facilitates mobility of the medulla, and so the lateral access becomes easier, as it avoids opening the condyle. Access to the brainstem may be anterior to the olive, posterior to the olive, or sometimes through the olivary body, preferably in the postero-olivary sulcus (Figs. 20 and 21). It is possible to enter the medulla via the anterolateral sulcus. This entry zone is along the pre-olivary sulcus, between the caudal hypoglossal and the rostral C1 rootlets. It lies very near the pyramidal tract, next to its decussation, and should be used only for exophytic lesions [9]. The retro-olivary sulcus is a safe entry area. According to Recalde et al. [53], the olivary body offers a surgical space of approximately 13.5 mm in the craniocaudal axis, 7 mm in the transverse axis, and 2.5 mm in the anterodorsal axis. The entry zone is through the post-olivary sulcus located between the olive and the inferior cerebellar peduncle ventral to the glossopharyngeal and vagus rootlets [53].
Posterior medulla
Intrinsic lesions in the posterior part of the medulla are difficult to approach due to the huge quantity of nuclei in that region. On the other hand, most of lesions therein have an exophytic component, which facilitates the access. These tumors are called cervico-medullary. Medullary lesions inferior to the obex may be accessed via the midline through the posterior median sulcus, as are the intramedullary lesions.
In the intraoperative period, severe vegetative alterations may occur, such as hypertension and tachycardia in the case of medullary lesions on the right side and bradycardia for medullary lesions on the left side.