Abstract
Let \({\mathfrak {g}}\) be a simple Lie algebra. We study 1/2-BPS Wilson loops of supersymmetric 5d \({\mathfrak {g}}\)-type quiver gauge theories on a circle, in a non-trivial instanton background. The Wilson loops are codimension 4 defects of the gauge theory, and their interaction with self-dual instantons is captured by a modified 1d ADHM quantum mechanics. We compute the partition function as its Witten index. This index is a “qq-character” of a finite-dimensional irreducible representation of the quantum affine algebra \(U_q({\widehat{{\mathfrak {g}}}})\). Using gauge/vortex duality, we can understand the 5d physics in 3d gauge theory terms. Namely, we reinterpret the 5d theory with vortex flux from the point of view of the vortices themselves. This vortex perspective has an advantage: it has yet another dual description in terms of deformed \({\mathfrak {g}}\)-type Toda Theory on a cylinder, in free field formalism. We show that the gauge theory partition function is equal to a chiral correlator of the deformed Toda Theory, with stress tensor and higher spin operator insertions. We derive all the above results from type IIB string theory, compactified on a resolved ADE singularity times a cylinder with punctures, with various branes wrapping the blown-up 2-cycles.
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Notes
Quivers labeled by a simple Lie algebra are a subset of fractional quivers, which can have an arbitrary high lacing number r. These are mathematically well-defined, but physics imposes some restrictions on which theories are allowed: we can have \(r=1\) (simply-laced case), \(r=2\) (\(B_N, C_N, F_4\)), or \(r=3\) (\(G_2\)). Certain twisted affine algebras can arise as well in Physics, and they can perfectly be studied using the formalism we develop in this paper, though we leave the explicit analysis to future work.
In a related context, a two-dimensional qq-character was defined in [17], again related to our three-dimensional partition function (in the simply-laced case) by a circle reduction. However, we want to keep the circle size finite here, since the 3d perspective has a crucial feature: as we will see, it has a dual description in terms of observables in a so-called deformed \({{\mathcal {W}}}\)-algebra theory on the cylinder.
\({{\mathcal {W}}}({\mathfrak {g}})\)-algebras are also labeled by a choice of a nilpotent orbit, which in this paper will always be the maximal one.
The expression “spin” is technically not correct here, as conformal symmetry is broken in \({{\mathcal {W}}}_{q,t}({\mathfrak {g}})\). Nevertheless, due to a lack of standard terminology in the literature, we decide here to label the generating currents of the deformed algebra by spin, just like their undeformed counterparts in for usual \({{\mathcal {W}}}({\mathfrak {g}})\)-algebras. We hope our labeling of the generators will not confuse the reader.
Five-dimensional non simply-laced quiver gauge theories with 8 supercharges were recently studied in [28], and defined algebraically in the same context in [16]. Compactifying the setup on a torus \(T^2\), see also the related work in three dimensions [29], which defines an index in the same way we use here. Still in three dimensions, a non-stringy construction was proposed in [30]. More recently, a mathematical definition of the Coulomb branch of the theories was proposed in [31], as generalized slices in the affine Grassmanian when the Cartan matrix is of BCFG type.
Choosing the other complex line \({\mathbb {C}}_t\) will in fact result in distinct physics. It would be interesting to investigate this further. We will encounter again the choice of a preferred line when discussing deformed \({\mathcal {W}}\)-algebra labeled by a non-simply Lie algebra.
Alternatively, the net non-compact D5 brane charge is labeled by a weight in the Langlands dual algebra \(^L{\mathfrak {g}}\), and the net compact D5 brane charge is labeled by a root in \(^L{\mathfrak {g}}\). The Langlands dual algebra of \({\mathfrak {g}}\) is defined as the Lie algebra with the transpose Cartan matrix of \({\mathfrak {g}}\). See [28] for details when only D5 branes are present, and [29] for a discussion where a configuration of D3 branes is studied.
The analysis in [13] predicts a quiver with the shape of an affine Dynkin diagram. However, in the little string limit, the gauge theory really becomes labeled by a finite quiver [34]: given an affine quiver, one linear combination of all nodes represents a D3 brane probing the ADE surface. The mass of this D3 brane is equal to the sum of inverse gauge couplings for all the nodes of the affine quiver, and this sum is equal to \(1/g_s\). Then, in the \(g_s\rightarrow 0\) limit, the D3 brane becomes non-dynamical and the gauge theory on it becomes a flavor symmetry. Therefore, the affine node effectively decouples of the quiver gauge theory in the little string context. We thank Mina Aganagic for pointing out this argument to us.
In what follows, when we talk about a \({\mathcal {N}}=(0,2)\) or \({\mathcal {N}}=(0,4)\) multiplet in the context of the quantum mechanics, what we really mean is the reduction of a 2d \({\mathcal {N}}=(0,2)\) or \({\mathcal {N}}=(0,4)\) multiplet to 1d.
In this paper, whenever the quiver is non simply-laced, what we mean by a supersymmetric “multiplet” is the folding of proper multiplets of a simply-laced theory, following the discussion in Sect. 2.1.2.
The quantization of the above strings actually gives more than what we have described, as it is the ADHM quantum mechanics of the so-called 5d \({\mathcal {N}}=1^*\) SYM, with an extra hypermultiplet in the adjoint representation. In this paper, we decouple the adjoint hypermultiplet by sending its mass to infinity.
For instance, in the case \({\mathfrak {g}}=A_1\), \(T^{5d}\) has a UV fixed point if \(N_f + 2 \,|k_{CS, bare}| \le 2\, n\). We take \(k_{CS, bare}=0\) here, and allow for all theories that still satisfy the inequality. When we later make contact with 3d physics, we will choose to saturate this inequality to simplify the analysis. Such inequalities exist for all \({\mathfrak {g}}\)-type quivers.
Which tensor product representation exactly is dictated by a 1d Chern–Simons level \(K^{(a)}\) we are allowed to turn on for the fermion field action on each node, and which acts as a Lagrange multiplier term in the path integral (2.18). This corresponds to a background of \(K^{(a)}\) units of electric charge localized on the defect D1 branes, meaning there are \(K^{(a)}\) fundamental strings stretching between the D5 and D1 branes. One still needs to distribute the \(K^{(a)}\) units of string charge among the \(L^{(a)}\) D1 branes; in other words, one needs to choose a partition \((K^{(a)}_1, \ldots , K^{(a)}_{L^{(a)}})\) of \(L^{(a)}\). This in turn specifies a representation \({\mathbf{R }}^{(a)}={\mathbf{K }}^{(a)}_1\otimes \ldots \otimes {\mathbf{K }}^{(a)}_{L^{(a)}}\) of \(SU(n^{(a)})\), where each \({\mathbf{K }}^{(a)}_\rho \) is a fundamental representation of \(SU(n^{(a)})\). In this paper, we do not include such a 1d Chern Simons term; the partition function then becomes a sum over all possible tensor products of \(SU(n^{(a)})\) fundamental representations.
As written, there are instanton corrections contained in \(X_{\mathbf{Q }}(\{z^{(a)}_\rho \})\). By sending such corrections to 0, \(X_{\mathbf{Q }}(\{z^{(a)}_\rho \})\) literally becomes the character of the representation \(\mathbf{Q }\). These instanton corrections have important physics of their own: they are related after two T-dualities to the monopole bubbling of ’t Hooft loops in 4d \(U(L^{(a)})\) SYM [43, 44].
The literature on the representation theory of quantum affine algebras is quite rich, and remains an active subject of research to this day. For details on finite dimensional representations of quantum affine algebras, there are two main presentations, one due to Jimbo [45], and the other due to Drinfeld [46]. In our context, it is the latter presentation that is relevant. See also the works [47, 48]. Characters of representations of quantum affine algebras appeared in the literature under the name q-characters, in the work of Frenkel and Reshetikhin [49]. (q, t)-characters are a generalization of those characters, defined by the same authors [19] as Ward identities satisfied by deformed \({\mathcal {W}}_{q,t}\)-algebras. In the context of the BPS/CFT correspondence, those objects have recently appeared in a higher dimensional gauge theory context as qq-characters [14, 15], where “qq” stands for the two equivariant parameters q and t of the \(\Omega \)-background. In particular, one recovers the usual q-characters in the so-called Nekrasov–Shatashvili limit \(\epsilon _1\rightarrow 0\) [50, 51]. For related work on t-analogues of q-characters, see [52, 53].
In the context of integrable systems, it is well known that XXZ spin chains have quantum affine symmetry. The fact that such algebras appear in the study of five dimensional theories on \({\mathbb {C}}^2\times S^1({\widehat{R}})\) is expected from the gauge/Bethe correspondence [54]. This will be true again in three dimensions, by construction, as we will see explicitly in the next section.
An example where such a derivative term can appear is the \(D_4\) partition function \(\left[ \chi ^{{\mathfrak {g}}}\right] _{(0,1,0,0)}^{5d}(z^{(2)}_1)\), meaning there is only one D1 brane wrapping the non-compact 2-cycle \(S^*_2\) in a resolved \(D_4\) singularity. The partition function is then a sum of 29 terms, one of which involves derivatives of \(Y^{(a)}_{5d}\) operators. The attentive reader may wonder why there are 29 terms in the first place, since the second fundamental representation of \(D_4\) is 28-dimensional. However, finite dimensional irreducible representations of quantum affine algebras are in general bigger than their non affine counterpart. Indeed, the second fundamental representation \(V(\lambda _2)\) of \(U_q(\widehat{D_4})\) decomposes into irreducible representations of \(U_q(D_4)\) as \(V(\lambda _2) = \mathbf{28} \oplus \mathbf{1 }\): one necessarily needs to add the trivial representation 1 (an extra null weight) to the 28 to obtain an irreducible representation of \(U_q(\widehat{D_4})\).
A classification of D5 brane defects subject to (3.1) was carried out in [55, 56]. It is shown there that the constraint has an important connection to nilpotent orbits. Namely, the Coulomb branch of the low energy theory on D5 branes, in the CFT limit \(m_s\rightarrow \infty \), is a nilpotent orbit, with Bala-Carter label directly readable from the Dynkin labels of \([S^*]\).
The “position” of the defect on \({\mathcal {C}}\) is then the center of mass of the \(N_f\) D5 branes. Since we are setting \(g_s\rightarrow 0\), this is in fact a codimension 2 defect of the (2, 0) little string on \({\mathcal {C}}\).
Once again, note that the quiver is really the one corresponding to \({\mathfrak {g}}\), and not to \({\widehat{{\mathfrak {g}}}}\), since we are taking the \(g_s\rightarrow 0\) limit, which decouples the affine node.
Originally, the duality was phrased between a 4d \({\mathcal {N}}=2\) gauge theory placed in 2d \(\Omega \)-background, and a two-dimensional theory with \({{\mathcal {N}}}=(2,2)\) supersymmetry, living on the vortices of the former. The first evidence of this relation was given in [58], and further developed in [59], there it was recognized that the BPS spectra of the vortices living in the parent 4d theory matched the BPS spectrum of the 2d theory. This relation was also verified at the level partition functions. After specializing the 4d Coulomb parameters, it was observed that the superpotentials of both theories were the same [60, 61].
This is sometimes called 3d Coulomb branch localization.
It is also referred to as a holomorphic block [64]. Sometimes, this index is also defined on the manifold \(S^1({\widehat{R}})\times D\), where D is the disk. Because this new manifold has a boundary, it becomes important to specify the boundary conditions of the various fields at the edge of the disk. In particular, what we call antichiral multiplets are now understood as 3d chiral multiplets with Dirichlet boundary conditions, while our chiral multiplets are really chiral multiplets with Neumann boundary conditions. The gauge fields have Neumann boundary conditions, and the appearance of theta functions in the 3d vector multiplet is understood as the contribution of the 2d elliptic genus on the boundary torus. For details, see [65,66,67], and the discussion on boundary conditions in our context in [29, 68].
Since we are interested in computing the partition function on the D3 branes, one may wonder why we should care about D1/D5 strings in the first place. The answer is that they quantize the fermions we called \(\chi \) in the action term (3.15). Those strings also played a role in 5d, as we discussed in Sect. 2.3.
Throughout this discussion, we are assuming \(|q|, |t| < 1\) and \(y^{(a)}_{i}/y^{(a)}_{j}\le 1\) when \(i\le j\).
For more details on the meaning of this constant, see [21].
The way we write the deformed Cartan matrix follows the conventions of [19]. This corresponds to setting the bifundamental masses to be \(\mu ^{(a)}_{bif}=v^{(ab)}\) in the corresponding \({\mathfrak {g}}\)-shaped 3d quiver gauge theory, see Sect. 3.4.1. As we pointed out there, if one wishes, one can leave the bifundamental masses arbitrary instead; the price to pay is to slightly modify the definition of the deformed Cartan matrix in this section, which will now contain explicit bifundamental masses in its off-diagonal entries. For details, we refer the reader to [15, 16].
The screening operators we write down are called “magnetic” in [19], and are defined with respect to the parameter q. Another “electric” set of screening and vertex operators can be constructed using the parameter t instead, which rotates the complementary line \({\mathbb {C}}_t\subset {\mathbb {C}}_q\times {\mathbb {C}}_t\), but these will not enter our discussion.
In gauge theory terms, this was a “conformality” condition for the quiver \(T^{5d}\), and the vanishing of the Chern Simons levels in \(G^{3d}\).
When the vacuum is \(|\psi \rangle \) instead of \(|0\rangle \), as it is in the correlator, this two-point is also responsible for a relative shift of one unit of 3d F.I. parameter between the various terms making up the generating current \(W^{(s)}(z)\). This happens because the zero mode in the \({\mathcal {Y}}\)-operator (4.20) acts nontrivially on the vacuum \(|\psi>\).
As an example, by the JK-residue prescription, the locus \(\phi _I-M-\epsilon _+=0\) from (5.7) must lie inside the contour, while the locus \(\phi _I-a_i-\epsilon _+=0\) from (5.2) must lie outside. These poles could therefore pinch the contour, which would result in a singularity at \(a_i=M\); however, the numerator of (5.5) guarantees that this locus is in fact regular. The same pinching contour argument can be given for all the a priori problematic pairs of poles, with the same conclusion.
In the actual correlator, the vacuum is labeled by \(|\psi \rangle \) instead of \(|0\rangle \), resulting in a relative shift of \({\widetilde{{\mathfrak {q}}}}\) between the two terms.
In our conventions, node 2 is the central trivalent node of the \(E_6\) Dynkin diagram, and node 1 is the single node connected to it.
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Acknowledgements
We thank Alexei Morozov and Yegor Zenkevich for their patience in explaining to us their computation of the deformed stress tensor expectation value in q-Liouville. We thank Mina Aganagic, Nikita Nekrasov and Luigi Tizzano for discussions and comments at various stages of this project. The research of N. H. is supported by the Simons Center for Geometry and Physics.
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Haouzi, N., Kozçaz, C. Supersymmetric Wilson Loops, Instantons, and Deformed \(\mathcal{W}\)-Algebras. Commun. Math. Phys. 393, 669–779 (2022). https://doi.org/10.1007/s00220-022-04375-0
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DOI: https://doi.org/10.1007/s00220-022-04375-0