Abstract
We deal with the 3D Navier–Stokes equation in a smooth simply connected bounded domain, with controls on a non-empty open part of the boundary and a Navier slip-with-friction boundary condition on the remaining, uncontrolled, part of the boundary. We extend the small-time global exact null controllability result in Coron et al. (J Eur Math Soc 22:1625–1673, 2020) from Leray weak solutions to the case of smooth solutions. Our strategy relies on a refinement of the method of well-prepared dissipation of the viscous boundary layers which appear near the uncontrolled part of the boundary, which allows to handle the multi-scale features in a finer topology. As a byproduct of our analysis we also obtain a small-time global approximate Lagrangian controllability result, extending to the case of the Navier–Stokes equations the recent results (Glass and Horsin in J Math Pures Appl (9) 93:61–90, 2010; Glass and Horsin in SIAM J Control Optim 50: 2726–2742, 2012; Horsin and Kavian in ESAIM Control Optim Calc Var 23:1179–1200, 2017) in the case of the Euler equations and the result (Glass and Horsin in ESAIM Control Optim Calc Var 22:1040–1053, 2016) in the case of the steady Stokes equations.
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Acknowledgements
All the authors are supported by K. C. Wong Education Foundation. F. Sueur is partially supported by the Agence Nationale de la Recherche, Project IFSMACS, grant ANR-15-CE40-0010, Project SINGFLOWS, grant ANR-18-CE40-0027-01, and Project BORDS, grant ANR-16-CE40-0027-01; and by the H2020-MSCA-ITN-2017 program, Project ConFlex, Grant ETN-765579. P. Zhang is partially supported by NSF of China under Grants 11731007, 12031006 and 11688101. F. Sueur warmly thanks Morningside center of Mathematics, CAS, for its kind hospitality during his stays in May 2018 and October 2019.
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Appendix A. On the Regularization of the Uncontrolled Strong Solutions to the Navier–Stokes Equations with Navier Boundary Conditions
Appendix A. On the Regularization of the Uncontrolled Strong Solutions to the Navier–Stokes Equations with Navier Boundary Conditions
In this appendix we prove a regularization result of the uncontrolled strong solutions to the Navier–Stokes equations with Navier boundary conditions on the whole boundary \(\partial \Omega \), that is, to the following system:
Theorem A.1
Let \(T>0\), p in \({\mathbb {N}}^*\) and \(R>0\). Then there exists a continuous function \(C_{T,p,R}\) from \( [0,+\infty ) \) to \([0,+\infty )\) with \(C_{T,p,R}(0)=0\), such that there exists \(T_1\) in (0, T) and for any \(u_0\) in \(H^1(\Omega )\), with \( \Vert u_0\Vert _{H^1(\Omega )} \le R\), divergence free and tangent to \(\partial \Omega \), the unique strong solution u in \( C([0,T_1];H^1(\Omega ))\cap L^2([0,T_1];H^2(\Omega ))\) to (A.1) satisfies
As recalled in Sect. 2.1 The goal of this section is to present the proof of Theorem 2.1. The local-in-time existence and uniqueness of strong solutions with \(H^1\) initial data is classical. The interest of Theorem A.1 is to detail the regularization in time of this strong solution near the time zero. In particular it implies the part of Theorem 2.1 regarding the regularization.
Proof
We will proceed by induction on p. We start with recalling how to prove the case \(p=1\), by proving first a \(L^2(\Omega )\) energy estimate and then a \(H^1(\Omega )\) energy estimate.
\(\bullet \) \({\underline{L^{2}(\Omega )\,\, \hbox {energy}\,\, \hbox {estimate}}}\)
Indeed, we first get, by taking \(L^2(\Omega )\) inner product of the u equation in (A.1) with u, that
Here and in all that follows, we always denote \((f | g)_{L^2(\Omega )}:=\int _{\Omega } f g\,dx.\)
Due to \(\mathrm {div} \,u=0\) and \(u\cdot \mathbf{n}|_{\partial \Omega }=0,\) we have
Moreover it follows from Stokes formula that
By inserting the above equalities into (A.3), we obtain
Let us denote by \(M_{\mathrm{w}}\) the shape operator associated with \(\Omega \). Recall that, since \(\Omega \) is smooth, the shape operator \(M_{\mathrm{w}}\) is smooth and for any x in \(\partial \Omega ,\) it defines a self-adjoint operator with values in the tangent space \(T_x\). Then we have the following result, see [1, 12].
Lemma A.2
For any smooth divergence free vector field u satisfying \(u\cdot \mathbf{n}=0\) on \(\partial \Omega ,\) we have
However, due to \({\mathcal {N}}(u)|_{\partial \Omega }=0,\) we deduce from Lemma A.2 that
where we used \(u\cdot \mathbf{n}\bigr |_{\partial \Omega }=0\) in the last step. Then by applying Stokes formula and Young’s inequality, we find that for any \(\lambda >0,\) there exists \(C_\lambda \) so that
On the other hand, due to \(\mathrm {div} \,u=0\) in \(\Omega \) and \(u\cdot \mathbf{n}|_{\partial \Omega }=0,\) we deduce from Korn’s type inequality (see [10] for instance) that there exists a positive constant \(C_\Omega \) so that
By inserting the estimates, (A.7) and (A.8), into (A.4) and taking \(\lambda =\frac{1}{2C_\Omega }\) in the resulting inequality, we achieve
Applying Gronwall’s inequality gives rise to
\(\bullet \) \({\underline{H^{1}(\Omega )\,\, \hbox {energy}\,\, \hbox {estimate}}}\)
By taking \(L^2(\Omega )\) inner product of the u equation of (A.1) with \(\partial _tu,\) we get
Notice that \(\partial _tu\cdot \mathbf{n}|_{\partial \Omega }=0,\) by applying Stokes formula and along the same line to the proof of (A.6), we obtain
which together with the facts: M is a symmetric matrix and \(M_{\mathrm{w}}\) is a self-adjoint operator on \(T_x,\) ensures that
Again due to \(\partial _tu\cdot \mathbf{n}|_{\partial \Omega }=0,\) one has
By inserting the above equalities into (A.11), we achieve
Applying Young’s inequality yields
Moreover in view of (A.1), we write
The following type of Cattabriga-Solonnikov estimate can be proved along the same line to that of Theorem 2.2 in [32]:
Lemma A.3
Let k be a non-negative integer and \(\Omega \) be a bounded domain with sufficiently smooth boundary. Let f in \( H^k(\Omega )\) and g in \( H^{k+1}(\Omega )\) with \(\int _\Omega g\,dx=0.\) Then the non-homogeneous Stokes problem
has a unique solution (u, p) so that
Then it follows from Lemma A.3 and (A.13) that
from which, we infer
By substituting (A.15) into (A.12) and then taking \(\lambda =\frac{1}{4C},\) we achieve
On the other hand, it follows from trace inequality (5.25) that
so that in view of (A.8), there exists a large enough constant K which satisfies
Then we get, by summing up \(K\times \)(A.9) and (A.16), that
from which, we deduce by a comparison argument that for any \(T>0\) and \(R>0\), there exists a continuous function \(C_{T,p,R}\) from \( [0,+\infty ) \) to \([0,+\infty )\) with \(C_{T,1,R}(0)=0\), such that there exists \(T_1\) in (0, T) and such that for any \(u_0\) in \(H^1(\Omega )\), with \( \Vert u_0\Vert _{H^1(\Omega )} \le R\), divergence free and tangent to \(\partial \Omega \), the unique strong solution u in \( C([0,T_1];H^1(\Omega ))\cap L^2([0,T_1];H^2(\Omega ))\) to (A.1) satisfies (A.2) holds true for \(p=1.\)
\(\bullet \) \(\underline{\hbox {Higher}\,\, \hbox {energy}\,\, \hbox {estimates}}\)
Inductively, we assume that (A.2) holds for \(p\le \ell -1,\) we are going to show that (A.2) holds for \(p=\ell .\) Without loss of generality, we may assume that \(\ell \) is an even integer. The odd integer case can be proved along the same line. Indeed we first get, by applying \(\partial _t^{\ell /2}\) to (A.1), that
from which, we get, by a similar derivation of (A.4) that
Similarly to (A.7), we have
On the other hand, due to \(u\cdot \mathbf{n}|_{\partial \Omega }=0\) and \(\mathrm {div} \,u=0,\) we get, by using integration by parts, that
from which we infer
By substituting the above estimates into (A.20) and using Korn’s type inequality (A.8), we find
By taking \(\lambda =\frac{1}{4C_\Omega }\) in the above inequality and then applying Gronwall’s inequality to the resulting inequality, we achieve
from which, with the inductive assumption, we deduce that
On the other hand, for any non-negative integer \(j\le \frac{\ell }{2}-1,\) we infer from the inductive assumption that
Moreover in view of (A.1), we write
from which, with Lemma A.3, we infer
As a result, we get that
However, it follows from Moser type inequality and the inductive assumption that
Substituting the above estimates into (A.22) gives rise to
We deduce from this inequality and from (A.21), by an iterative argument, that
Exactly along the same line to the proof of (A.23), for any non-negative integer \(j\le \frac{\ell }{2}-1,\) we infer from the inductive assumption that
On the other hand it follows from Lemma A.3 that
For, any \(j\le \frac{\ell }{2}-1,\) it follows from Moser type inequality and the inductive assumption that
As a result, for any \(j\le \frac{\ell -1}{2},\) we arrive at
from which, with (A.21), we deduce by an iterative argument that
By combining (A.23) and (A.24), we obtain that (A.2) holds for \(p=\ell .\) This finishes the proof of (A.2) and therefore the proof of Theorem 2.1. \(\square \)
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Liao, J., Sueur, F. & Zhang, P. Smooth Controllability of the Navier–Stokes Equation with Navier Conditions: Application to Lagrangian Controllability. Arch Rational Mech Anal 243, 869–941 (2022). https://doi.org/10.1007/s00205-021-01744-2
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DOI: https://doi.org/10.1007/s00205-021-01744-2