Abstract
We carry out the canonical quantization of the electromagnetic field in arbitrary \(\xi \)-gauge and compute its propagator. In this way we fill a gap in the literature and clarify some existing confusion about Feynman \(\textrm{i}\epsilon \) prescription for the propagator of the electromagnetic field. We also discuss the BRST quantization and investigate the apparent singularities present in the theory when the gauge parameter \(\xi \) takes the value −1. We find that this is a mere artifact due to the choice of basic modes and show that in the appropriate basis the commutation relations and the BRST transformation are, in fact, independent of the gauge parameter. The latter only appears as the coefficient of a BRST exact term in the Hamiltonian, which constitutes an extremely simple proof of the independence of any physical process on the gauge parameter \(\xi \).
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1 Introduction
A most important lesson I learned from Krzysztof’s research and teaching is that there is no good Theoretical Physics without honest Mathematics. This belief is visible already in his very first contributions [1]. As I could experience myself when working with him, he struggled (and made me struggle too) to derive physical results in a convincing (or rigorous) mathematical way, see for instance [2,3,4,5,6] as some paradigmatic examples of this in a great variety of areas in Mathematics and Physics.
This intransigent attitude is certainly most valuable for the advance of Theoretical Physics, since, as we all know, there are occasions in which some results are commonly accepted and even appear in text books, but they have not been properly derived. They are sometimes guessed or obtained in a non-rigorous way.
It is somehow surprising that we can encounter one of these instances in the realm of elementary-free quantum field theory: the propagator of the U(1) gauge field \(A_\mu \) in a general \(\xi \)-gauge. A problem perfectly well defined in mathematical terms whose proper solution I was not able to find in the literature.
The Lagrangian density in the Gupta–Bleuler formalism for arbitrary gauge parameter \(\xi \) reads
where I use the positive time signature for the Minkowski metric, i. e. \(g=\textrm{diag}(1,-1,-1,-1)\).
Actually, in their original papers [7, 8], the authors consider the particular case \(\xi =1\), nowadays known as Feynman gauge. This case is the most thoroughly studied in the literature, see for instance [9] for a rigorous treatment. Here we will consider an arbitrary value for the gauge parameter \(\xi \), instead.
After quantizing the theory defined by the Lagrangian in (1), one may derive the Feynman propagator
If you check the literature you will find that, starting at least from de classical review papers [10, 11] and continuing with the majority of most popular text books [12,13,14,15,16,17,18], the propagator in momentum space is written as
An expression that when inserted into (3), and due to the poles at \(p_0=\pm |\textbf{p}|\) in the \(\xi \)-dependent term, produces an undefined or divergent result. Hence, it cannot be considered as a valid expression for the propagator in momentum space.
Notably, in [14] it is suggested to derive the expression for \(\Pi _{\mu \nu }^\epsilon \) by inverting the quadratic form in the action with the \(\textrm{i}\epsilon \) term included. Namely, solving for \(\Pi _{\nu \rho }^\epsilon (p)\) in
From which one gets
that, for \(\xi \not =0\), cures the pole ambiguity leading to a well defined propagator in x-space. Notice, however, that for \(\xi =0\) the problem persists and, moreover, the location of the poles depends on \(\xi \): If \(\xi >0\) two poles are under the positive \(p_{0}\) real line and two more over the negative one, then the standard (anticlockwise) Wick rotation is allowed; but if \(\xi <0\) we have one pole on each side of the positive real line and the same in the negative one, hence the Wick rotation that leads to the Euclidean formulation of the theory is not permitted any more. It is surprising that a parameter that is supposed to have no physical meaning affects so deeply the consistency of the theory.
Actually, the proposal (4) has not a very solid justification. It is introduced just for solving the pole ambiguity and because it leads to the right result for the scalar and the gauge field in Feynman gauge (\(\xi =1\)).
In [19] Claude Itzykson and Jean-Bernard Zuber carry out a sounder derivation of the propagator within the canonical quantization formalism. The authors follow an indirect procedure, though. They consider the massive Proca theory with the \(\xi \)-term added and after quantizing and computing the propagator they take the massless limit. Their result is
that, as we will see later, agrees with the right expression. This form of the propagator, without further proof, is also collected in [20, 21]
There are, however, two weak points in this derivation. First, it follows the slippery procedure of breaking the gauge symmetry by the addition of a mass term and then going to the limit in which the symmetry is restored. In second place for \(\xi <0\) it has tachyonic particles. (The authors already notice this and restrict themselves to positive values of the gauge parameter.) In fact, the equations of motion for the theory are
whose plane wave solutions have momenta \(p^2=m^2\), with three polarization vectors q orthogonal to p and one more solution polarized in the direction of p with \(p^2=\xi m^2\). Then if \(\xi <0\) the p-polarized mode is tachyonic and the causality issue appears again in this case. This seems to reinforce the idea that there may be some subtlety or causal violation when \(\xi <0\). Which, as we will show, is not the case.
A third approach is followed by more metric-minded people [22,23,24,25,26,27]. It consists in interpreting Feynman’s \(\textrm{i}\epsilon \) prescription as a complex deformation of the Minkowski metric, or more generally a pseudo Riemannian one. In our case of interest and in order to account for the \(\textrm{i}\epsilon \) term, we simply add an imaginary piece to the temporal part of the metric [26]
so that we must replace \(p^2\) in the propagator with
that in the \(\epsilon \rightarrow 0^+\) limit is equivalent to (5). Of course, the previous deformation of the metric is linked to Wick rotation (see also [28] that illustrates the use of complex metrics to induce topology change and more recently [29] and [30] in connection with quantum field theory and quantum gravity, respectively). Anyhow, we should keep in mind, as emphasized by Matt Visser in [27] who I quote here, that “Feynman’s \(\textrm{i}\epsilon \) prescription ... was originally developed as a pragmatic trick for encoding causality” in the propagator, and it is this prescription which “justifies flat-space Wick rotation” and not the other way around.
Hence in order to solve the puzzle, and according to the previous remark, one must find the Feynman propagator for arbitrary \(\xi \)-gauge following the standard pathway of quantum field theory and then try to implement the \(\textrm{i}\epsilon \) “pragmatic trick”. I have seen the exercise proposed in different text books but I did not find its solution in the physics literature, the goal of this paper is to remedy this omission. We will complete the paper with an account of the BRST quantization of the theory.
2 Canonical Quantization in \(\xi \)-Gauge
In order to quantize a free field theory one usually looks for the normal modes (plane wave solutions) whose amplitudes satisfy, after applying the canonical quantization prescriptions, the commutation relations of creation and annihilation operators. From these we construct the Fock space of states for the free theory, the Hamiltonian and all the relevant operators.
In our case the equations of motion are
At this point one usually takes \(\xi =1\) (Feynman gauge) that, as we said, was the original proposal of Gupta and Bleuler [7, 8]. Of course, the reason for that choice is that in the Feynman gauge the equations have a basis of plane wave solutions of the form
where k is an arbitrary polarization vector. It is customary to consider for every p the basis of four polarization modes: temporal \({k}^{(0)}=(1,\textbf{0})\), longitudinal \({k}^{(3)}=(0,\textbf{p}/|\textbf{p}|)\) and the two transverse ones \({k}^{(j)}=(0,\textbf{k}^{\,(j)})\), \(j=1,2\) with \(\textbf{k}^{\,(j)}\cdot \textbf{p}=0\) and \(\textbf{k}^{\,(j)}\cdot \textbf{k}^{\,(j')}=\delta _{jj'}\).
For \(\xi \not =1\), however, if we plug the plane wave solution into (6) we obtain the necessary condition
which, multiplying it by \(p^\nu \) and contracting indices, leads to
but if \(p^2=0\) and \(\xi \not =1\) we derive from (8) \(p\cdot {k}=0\) and vice versa.
Hence, the polarization vector k should satisfy the additional condition of being orthogonal to p. While transverse modes above are still solutions of the equations of motion, the temporal and longitudinal modes are not, only their sum survives. It seems that there is a mode missing.
To find the hidden mode we must modify the ansatz. The situation is reminiscent of the resonance in an harmonic oscillator where solutions of the form \(t\cos (\omega t)\) appear.
Actually, one can straightforwardly check that
is a solution of (6) for any k. The idea of adding an x-linear term to the polarization vector is already mentioned in [19], although formulated in a somehow vague or cryptic way. Referring to the solution of (6), the authors write: “Necessarily, [it] involves \(\delta (p^2)\) and \(\delta '(p^2)\).” Ours is a precise implementation of this idea.
Now, we can use these solutions to complete the basis of modes. In doing so one must keep in mind that the goal is to perform the canonical quantization at constant time, so it would be advisable to look for a basis which is orthogonal (or rather \(\delta \)-orthogonal) when integrated in space. This requirement conflicts with the x dependence of the polarization vector in (9), except if we choose its temporal component \(x^0\) or, in other words, except if we take \({k}={k}^{(0)}=(1,\textbf{0})\) in the new solutions.
To be precise we will consider the following basis of solutions
with \({k}^{(\lambda )}, \lambda =0,1,2,3\), the orthogonal vectors that we introduced before and \(p=(|\textbf{p}|,\textbf{p})\).
Defining new (time dependent) polarization vectors, \(\epsilon ^{(\lambda )}(\textbf{p},x^0)\), we can write more compactly:
Notice that this basis reduces to the standard one when \(\xi =1\), making therefore possible to compare our results with those in the Feynman gauge.
The new polarization vectors satisfy (complex) orthonormality and completeness relations, namely
which implies
That are the conditions for having a complete orthonormal basis of modes at fixed time, as we sought.
The next step in the standard quantization procedure for free theories is to write the field as a superposition of these modes,
where \({a_{\textbf{p}}^{(\lambda )}}^\dagger \) is the adjoint operator of \(a_{\textbf{p}}^{(\lambda )}\) which guarantees the hermiticity of the field \(A_\mu (x)\).
Its inverse relation reads
Using the canonical commutation relations between the fields \(A_\mu \) and their momenta
and the previous expressions relating the gauge field and the creation annihilation operators, one can derive the commutation relations of the latter. The way we computed them involves elementary analysis but it is a little tedious, though. We give here only the final result that, by the way, is so simple that it should deserve a more direct way to derive it. Our final result is that the only nonvanishing commutation relations are
Once we have determined the commutation relations of the creation annihilation operators we can construct the space of states in the usual way: the Fock space obtained from the vacuum \(\mathinner {|{\Omega }\rangle }\), defined as the only state killed by all annihilation operators, by acting on it with the creation operators. For instance, one particle states are \(\mathinner {|{\textbf{p},\lambda }\rangle }=\sqrt{2|\textbf{p}|}{a_{\textbf{p}}^{(\lambda )}}^\dagger \mathinner {|{\Omega }\rangle }\), where we adopt the usual Lorentz invariant normalization. In fact, from the commutation relations and the properties of the vacuum one has
for the transverse modes, while for the temporal and longitudinal ones (\(\lambda ,\lambda '=0\ \text{ or }\ 3\)) we get
i.e., the scalar product is of the indefinite type.
In the Feynman gauge, \(\xi =1\), and more generally for \(\xi >-1\), we have the standard scenario in which the temporal creation operators produce negative square norm states. However, for \(\xi <-1\) the situation is inverted: Temporal states have a positive square norm while longitudinal states (generated by \(a_{\textbf{p}}^{(3)}\)) have a negative one. Also when \(\xi =-1\) we have that both, temporal and longitudinal states, have zero norm and the scalar product is degenerate. One may wonder if there is some singularity in the theory when \(\xi =-1\) or it is an artifact of our procedure.
This is somehow reminiscent of what happens at the black hole horizon where the radial and temporal directions exchange there signatures and the metric is singular. In that case the singularity is due to the choice of coordinates and there is nothing physically meaningful behind. As we shall see later we have here exactly the same situation. But, for now, let us proceed to compute other relevant operators of the theory like the Hamiltonian and the momentum.
We consider in first place the normal ordered Hamiltonian H, which is derived in the standard way from the Gupta–Bleuler Lagrangian (1) and can be computed integrating in space the following density
After performing the integration we can write H in terms of the creation annihilation operators to give
Notice that in the Feynman gauge \(\xi =1\) the expression simplifies notably and we obtain the standard result
Going back to the general case, if we compute the action of the Hamiltonian on the transverse modes we obtain the expected result \(H\mathinner {|{\textbf{p},j}\rangle }=|\textbf{p}|\mathinner {|{\textbf{p},j}\rangle },\ j=1,2\), but when we do the same for the temporal and longitudinal modes we have some surprise. In fact,
But notice that \(\det {\textbf{M}}=1\) and \(\mathop {\text{ Tr }}\nolimits {\textbf{M}}=2\), which implies that \({\textbf{M}}\) is non-diagonalizable (except if it is the identity which occurs for \(\xi =1\), the Feynman gauge). This means that there is not a basis of states with energy well defined, indeed one can check that the only eigenstate of H in the 0, 3 polarization space is \(\mathinner {|{\textbf{p},0}\rangle }+\mathinner {|{\textbf{p},3}\rangle }\) with eigenvalue \(|\textbf{p}|\). One may wonder how this is possible given that H is a Hermitian operator. The apparent contradiction is solved if we recall that the scalar product in the space of longitudinal and temporal modes is indefinite or, in other words, Hermiticity of H implies
which does not guarantee the diagonalizability of \({\textbf{M}}\).
Moving on to the momentum operator, associated with the invariance under spatial translations, it can be obtained from the density
and, once performed the spatial integration we obtain the momentum operator
We have no surprises in this occasion and the momentum of one particle states is well defined and as expected
After this brief account of the quantization of the theory we proceed to fulfill our initial goal.
3 Feynman Propagator
We are now in position to compute the Feynman propagator, i.e., the expectation value in vacuum of the time ordered product of gauge fields,
As this result is the main goal (and probably the main contribution) of the paper we will present it with certain detail.
Expanding the gauge fields in terms of the creation annihilation operators we have
where we have omitted terms containing expectation values like \(\langle \Omega |{a_{\textbf{p}}^{(\lambda )}} {a_{\textbf{q}}^{(\lambda ')}}|\Omega \rangle \), \(\langle \Omega |{a_{\textbf{p}}^{(\lambda )}}^\dagger {a_{\textbf{q}}^{(\lambda ')}}|\Omega \rangle \) and \(\langle \Omega |{a_{\textbf{p}}^{(\lambda )}}^\dagger {a_{\textbf{q}}^{(\lambda ')}}^\dagger |\Omega \rangle \) that always vanish.
From the commutation relations we obtain
and using the \(\delta \)-function we can particularize to the case \(\textbf{q}=\textbf{p}\), which we do in the following.
The completeness relations, for two different times, acquire an extra term
where the identity \(k^{(0)}+k^{(3)}=p/|\textbf{p}|\) was used. By the same token, removing the transverse modes from the sum, we get
Putting everything together we obtain
with
and remember that we have defined \((p^\mu )=(|\textbf{p}|,\textbf{p})\).
Therefore, the propagator (13) reads
The contribution of the first term of \(R_{\mu \nu }\), proportional to \(g_{\mu \nu }\), can be obtained using the standard \(\textrm{i}\epsilon \) Feynman trick, in fact
where in the left-hand side \(p^2=p_0^2-|\textbf{p}|^2\).
The other term, dependent on \(\xi \), is of a different nature. Actually, the presence of a term linear in the difference of times suggests a derivative of the exponential which in turns implies the existence of a double pole. If for definiteness we consider the case \(x^0>y^0\), then completing appropriately the integration contour in the lower complex half-plane and applying the method of residues one gets
where, in the previous expressions, I take \((p_\mu )=(p_0,-\textbf{p})\).
Now observe that computing the derivative above one has
and
where in the right-hand side of the last expression we recover the on shell convention \((p_\mu )=(|\textbf{p}|,-\textbf{p})\).
From the previous identities, combined with the appropriate coefficients, one finally obtains the desired result
which agrees with the propagator in [19], but it has been derived in this occasion following a quite orthodox path.
4 BRST Symmetry
To give a more complete account of the quantization of the electromagnetic field for arbitrary gauge fixing parameter, \(\xi \), and to study its unitarity, it is convenient to incorporate the Faddeev–Popov ghosts and the Bechi–Rouet–Stora–Tuytin (BRST) symmetry. This will be the content of the present section.
First we introduce the ghost and the antighost, a pair of real, Grassmann, scalar fields c and \({\overline{c}}\) that should be quantized with anticommutators (violating therefore the spin-statistics correspondence, hence its name). Its Lagrangian is
with equations of motion
and canonically conjugated momenta
Notice the minus sign in the definition \(\pi _{{\overline{c}}}\) which is due to the Grassmannian character of the classical fields.
The solutions of the equations of motion are plane waves \(\exp (-\textrm{i}px),\ (p^\mu )=(|\textbf{p}|,\textbf{p})\), and using them we expand the fields in modes in the following convenient way
where the expansion is arranged to guarantee the Hermiticity of the quantum fields.
From the canonical anticommutation relations between the fields and their momenta we deduce that the only nonvanishing anticommutators of the new creation annihilation operators are
while the latter ones commute with those of the gauge field \(a_{\textbf{p}}\) and \(a_{\textbf{p}}^\dagger \).
Of course, the full Lagrangian
possesses the rigid BRST symmetry given by
where \(\eta \) is a real Grassmann variable that parameterizes the transformation. The meaning of the BRST symmetry is somehow more transparent if we write it in terms of the creation and annihilation operators
and all the rest (\(a_{\textbf{p}}^{(j)},\ j=1,2,\ \alpha _{\textbf{p}}\) and there adjoints) do not transform. With the previous expressions it is immediate to see the nilpotency of the BRST symmetry, i.e., \(\delta _\eta \delta _{\eta '}=0\).
The next step is to find the operator, \(Q_\textrm{BRST}\), that, acting on the Fock space of the ghosts and gauge fields, implements the symmetry. Equivalently, it should induce the BRST transformations of (16) with
where \(\,[[\ \ ,\ \ ]]\,\) stands for the commutator or the anticommutator depending on whether X has even or odd ghost number.
One can check that the operator we seek is
that is self adjoint, nilpotent, commutes with the Hamiltonian and annihilates the vacuum \(\mathinner {|{\Omega }\rangle }\). The previous properties guarantee that we have a well-defined dynamics in the quotient space
![](http://media.springernature.com/lw245/springer-static/image/art%3A10.1007%2Fs00023-022-01259-w/MediaObjects/23_2022_1259_Equ67_HTML.png)
which correctly inherits a scalar product from the Fock space. Moreover, one can check that the scalar product is positive definite which provides the arena to build a sensible physical theory. This is the reason why we denote by \({{\mathcal {H}}}_\textrm{phys}\) the final Hilbert space.
There is still a problem with our construction: as we already mentioned before, some singularities happen when \(\xi =-1\). For instance the BRST operator diverges. The question again is whether this is something essential in the Gupta–Bleuler quantization or it is a mere artifact of our procedure. It turns out that the second possibility holds and it is possible to carry out the quantization without any singular value for \(\xi \), except \(\xi =\infty \) which is the essential singularity (we refer to [9] for an interesting discussion of the origin of this singularity). In the next section we will show how to proceed.
5 Light-like Polarized Modes
If we trace back the origin of the singularity at \(\xi =-1\) it is immediately evident that there is already a problem in the definition of the basic solutions \(u_{\textbf{p}}^{(0)}\) and \(u_{\textbf{p}}^{(3)}\): Both diverge when \(\xi \rightarrow -1\).
It is also clear that we may cure the problem by changing the basis so that it is valid for any finite \(\xi \). One particularly useful choice is to consider the new modes
where we define \({\overline{p}}\) as the negative energy partner of p, i.e., \(({\overline{p}}^\mu )=(-|\textbf{p}|,\textbf{p})\). These solutions are well defined and linearly independent for any finite \(\xi \). Note, besides, that they are light-like polarized, i.e.,
We expand the field in terms of the new modes (together with the original transversal ones)
where we introduce the annihilation creation operators \(b_{\textbf{p}},\, {\overline{b}}_{\textbf{p}},\, {b_{\textbf{p}}}^\dagger ,\,{\overline{b}_{\textbf{p}}}^\dagger \) associated with the light-like modes. They are related to the temporal and longitudinal ones by
and their nonvanishing commutation relations are
as can be easily deduced from the commutation relation of \(a^{(0)}, a^{(3)}\) and their adjoints.
If we rewrite the BRST transformations in terms of the light-like operators we get the simple form
which exhibits the symmetric role played by the operators of the ghosts \(\alpha _{\textbf{p}},{{\overline{\alpha }}}_{\textbf{p}}\) and those of the light-like modes of the electromagnetic field \(b_{\textbf{p}},\overline{b}_{\textbf{p}}\). Finally, the BRST charge is
Observe that in terms of these modes the commutation relations and the BRST transformations are independent of the gauge fixing parameter \(\xi \). One is tempted to say that the latter has disappeared completely from the theory, which would contradict the fact that the propagator of the gauge field actually depends on \(\xi \).
The apparent paradox is solved by noticing that in order to compute the propagator we must know the evolution of the operators and for that we also need the Hamiltonian. It is in the expression of the latter where the parameter \(\xi \) still appears. In fact, one can verify
and the last term in the integrand of \(H_{em}\) gives rise to the \(\xi \)-dependent term of the propagator. Note in passing that, on the one hand, \([Q_\textrm{BRST},H_{em}]+[Q_\textrm{BRST},H_{gh}]=0\) and, on the other hand, the \(\xi \)-dependent term is BRST exact, i.e.,
and, therefore, vanishes on \({{\mathcal {H}}}_\textrm{phys}\). These two properties show, in the most simple way, that the dynamics of the theory is well defined on \({{\mathcal {H}}}_\textrm{phys}\) and it is independent of \(\xi \) as one should expect.
6 Conclusions
We have shown that in order to carry out the canonical quantization of the electromagnetic filed in arbitrary \(\xi \)-gauge one should go beyond the plane wave like solutions and allow for more general ones. Once the appropriate basis of solutions is chosen it is immediate to find the commutation relations of the creation and annihilation operators and the propagator with the correct Feynman’s \(\textrm{i}\epsilon \) prescription.
The singularity that we find for \(\xi =-1\) is a consequence of the choice of basic modes that actually are not defined for that particular value of the gauge parameter. It is somehow reminiscent of the black hole horizon issue, where the singularity of the metric is associated with a bad choice of coordinates. Exactly as in the previous case, in the so-called light-like basis the singularity disappears and, actually, the dependence on \(\xi \) reduces to the coefficient of a BRST exact term in the Hamiltonian. This proves in a very simple way that physical processes are independent of \(\xi \).
Despite the fact that no singularity occurs, it is still interesting to consider the special value \(\xi =-1\). In this gauge there is a sort of decoupling of chiralities. Indeed, if we define light cone coordinates \(x^{\pm }=x^3\pm x^0\), where direction 3 is along the propagation of the gauge field (assumed a plane wave) and also \(A^\pm =A_3\pm A_0\), the equations of motion for this particular value of \(\xi \) can be written
Notice that both chiralities are not completely decoupled as the equations are second order. Given its special properties this chiral gauge (\(\xi =-1\)) might lead to some simplification in the computation of Feynman diagrams.
Another question is whether we can interpret the \(\textrm{i}\epsilon \) prescription as a deformation of the action. The letter is necessary if we want to implement correctly the quantization by functional integral in Minkowski space. This can be done for scalar or Dirac fields and is motivated by the need of a damping factor in the Gaussian integrals. We have shown that the recipe given in [14] does not work for \(\xi <0\); hence, the question is if there are some other prescription that works for every \(\xi \) and to what extent it is related to the damping property. The ideas of deforming the metric, as discussed in [22,23,24,25,26,27], may shed some light on this question, although, in this case, we might have to pay the price of breaking covariance in the action.
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Research partially supported by Grants E21_17R, DGIID-DGA and PGC2018-095328-B-100, MINECO (Spain).
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Dedicated to the memory of my dearest professor and friend, Krzysztof Gawȩdzki.
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Falceto, F. Canonical Quantization of the Electromagnetic Field in Arbitrary \(\xi \)-Gauge. Ann. Henri Poincaré 25, 517–533 (2024). https://doi.org/10.1007/s00023-022-01259-w
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DOI: https://doi.org/10.1007/s00023-022-01259-w