Abstract
This paper reviews recent progress in understanding isentropic potential vorticity (PV) dynamics during interactions between the stratosphere and troposphere, including the spatial and temporal propagation of circulation anomalies associated with the winter polar vortex oscillation and the mechanisms of stratosphere-troposphere coupling in the global mass circulation framework. The origins and mechanisms of interannual variability in the stratospheric circulation are also reviewed. Particular attention is paid to the role of the Tibetan Plateau as a PV source (via its thermal forcing) in the global and East Asian atmospheric circulation. Diagnosis of meridional isentropic PV advection over the Tibetan Plateau and East Asia indicates that the distributions of potential temperature and PV over the east flank of the Tibetan Plateau and East Asia favor a downward and southward isentropic transport of high PV from the stratosphere to the troposphere. This transport manifests the possible influence of the Tibetan Plateau on the dynamic coupling between the stratosphere and troposphere during summer, and may provide a new framework for understanding the climatic effects of the Tibetan Plateau.
Similar content being viewed by others
References
Angell, J. K., 1981: Comparison of variations in atmospheric quantities with sea surface temperature variations in the equatorial eastern Pacific. Mon. Wea. Rev., 109, 230–243, doi: 10.1175/1520-0493 (1981)109〈0230:COVIAQ〉2.0.CO;2.
Baldwin, M. P., and J. R. Holton, 1988: Climatology of the stratospheric polar vortex and planetary wave breaking. J. Atmos. Sci., 45, 1123–1142, doi: 10. 1175/1520-0469(1988)045〈1123:COTSPV〉2.0.CO;2.
—, and T. J. Dunkerton, 1998: Biennial, quasi-biennial, and decadal oscillations of potential vorticity in the northern stratosphere. J. Geophys. Res., 103, 3919–3928, doi: 10.1029/97JD02150.
—, and —, 1999: Propagation of the Arctic Oscillation from the stratosphere to the troposphere. J. Geophys. Res., 104, 30937–30946, doi: 10.1029/1999JD900445.
—, and —, 2001: Stratospheric harbingers of anomalous weather regimes. Science, 294(5542), 581–584, doi: 10.1126/science.1063315.
Bian Jianchun, Yan Renchang, and Chen Hongbin, 2011: Tropospheric pollutant transport to the stratosphere by Asian summer monsoon. Chinese J. Atmos. Sci., 35, 897–902. (in Chinese)
—, Fan Qiujun, and Yan Renchang, 2013: Summertime stratosphere-troposphere exchange over the Tibetan Plateau and its climatic impact. Adv. Meteor. Sci. Technol., 3, 22–28. (in Chinese)
Brewer, A. M., 1949: Evidence for a world circulation provided by the measurement of helium and water vapor distribution in the stratosphere. Quart. J. Roy. Meteor. Soc., 75, 351–363, doi: 10.1002/qj.49707532603.
Cai, M., 2003: Potential vorticity intrusion index and climate variability of surface temperature. Geophys. Res. Lett., 30, 1119, doi:10.1029/2002GL015926.
—, and R. C. Ren, 2006: 40–70-day meridional propagation of global circulation anomalies. Geophys. Res. Lett., 33, L06818, doi:10.1029/2005GL025024.
—, and —, 2007: Meridional and downward propagation of atmospheric circulation anomalies. Part I: Northern Hemisphere cold season variability. J. Atmos. Sci., 64, 1880–1901, doi: 10.1175/JAS3922.1.
—, and C.-S. Shin, 2014: A total flow perspective of atmospheric mass and angular momentum circulations: Boreal winter mean state. J. Atmos. Sci., 71, 2244–2263, doi: 10.1175/JAS-D-13-0175.1.
Camp, C. D., and K. -K. Tung, 2007: The influence of the solar cycle and QBO on the late-winter stratospheric polar vortex. J. Atmos. Sci., 64, 1267–1283, doi: 10.1175/JAS3922.1.
Charlton, A. J., L. M. Polvani, J. Perlwitz, et al., 2007: A new look at stratospheric sudden warmings. Part II: Evaluation of numerical model simulations. J. Climate, 20, 470–488, doi: 10.1175/JCLI3994.1.
Chen, B., X. D. Xu, S. Yang, et al., 2012: On the origin and destination of atmospheric moisture and air mass over the Tibetan Plateau. Theor. Appl. Climatol., 110, 423–435, doi: 10.1007/s00704-012-0641-y.
Chen, W., M. Takahashi, and H. F. Graf, 2003: Interannual variations of stationary planetary wave activity in the northern winter troposphere and stratosphere and their relations to NAM and SST. J. Geophys. Res., 108, 4797, doi:10.1029/2003JD003834.
Chen Hongbin, Bian Jianchun, and Lu Daren, 2006: Advances and prospects in the study of stratosphere-troposphere exchange. Chinese J. Atmos. Sci., 30, 813–820. (in Chinese)
Chen Wen, Wei Ke, Wang Lin, et al., 2013: Climate variability and mechanisms of the East Asian winter monsoon and the impact from the stratosphere. Chinese J. Atmos. Sci., 37, 425–438. (in Chinese)
Deng Shumei, Chen Yuejuan, Luo Tao, et al., 2008: The possible influence of stratospheric sudden warming on East Asian weather. Adv. Atmos. Sci., 25, 841–846, doi: 10.1007/s00376-008-0841-7.
Dobson, G. M. B., 1956: Origin and distribution of polyatomic molecules in the atmosphere. Proc. Roy. Soc. London, A236(1205), 187–193.
Duan, A. M., F. Li, M. R. Wang, et al., 2011: Persistent weakening trend in the spring sensible heat source over the Tibetan Plateau and its impact on the Asian summer monsoon. J. Climate, 24, 5671–5682, doi: 10.1175/JCLI-D-11-00052.1.
Dunkerton, T. J., 2000: Midwinter deceleration of the subtropical mesospheric jet and interannual variability of the high-latitude flow in UKMO analyses. J. Atmos. Sci., 57, 3838–3855, doi: 10.1175/1520-0469(2000)057〈3838:MDOTSM〉2.0. CO;2.
Feldstein, S., and S. Lee, 1998: Is the atmospheric zonal index driven by an eddy feedback? J. Atmos. Sci., 55, 3077–3086, doi: 10.1175/1520-0469(1998)055〈3077:ITAZID〉2.0.CO;2.
Fu, R., Y. Hu, J. S. Wright, et al., 2006: Short circuit of water vapor and polluted air to the global stratosphere by convective transport over the Tibetan Plateau. Proc. Natl. Acad. Sci. U.S.A., 103, 5664–5669, doi: 10.1073/pnas.0601584103.
Gallimore, R. G., and D. R. Johnson, 1981: The forcing of the meridional circulation of the isentropic zonally averaged circumpolar vortex. J. Atmos. Sci., 38, 583–599, doi:10.1175/1520-0469(1981)038〈0583:TFOTMC〉2.0.CO;2.
Garcla-Herrera, R., N. Calvo, R. R. Garcia, et al., 2006: Propagation of ENSO temperature signals into the middle atmosphere: A comparison of two general circulation models and ERA-40 reanalysis data. J. Geophys. Res., 111, doi: 10.1029/2005JD006061.
Guo Dong, Lü Daren, and Sun Zhaobo, 2007: Seasonal variation of global stratosphere-troposphere mass exchange. Prog. Nat. Sci., 17, 1391–1400. (in Chinese)
Hamilton, K., 1995: Interannual variability in the Northern Hemisphere winter middle atmosphere in control and perturbed experiments with the GFDL SKYHI general-circulation model. J. Atmos. Sci., 52, 44–66, doi:10.1175/1520-0469(1995)052〈0044:IVITNH〉2.0.CO;2.
Haynes, P. H., and M. E. McIntyre, 1987: On the evolution of vorticity and potential vorticity in the presence of diabatic heating and frictional or other forces. J. Atmos. Sci., 44, 828–841, doi: 10.1175/1520-0469(1987)044〈0828:OTEOVA〉 2.0.CO;2.
—, and —, 1990: On the conservation and impermeability theorems for potential vorticity. J. Atmos. Sci., 47, 2021–2031, doi: 10.1175/1520-0469(1990)047〈2021:OTCAIT〉2.0.CO;2.
—, — T. G. Shepherd, et al., 1991: On the “downward control” of extratropical diabatic circulations by eddy-induced mean zonal forces. J. Atmos. Sci., 48, 651–678, doi: 10.1175/1520-0469(1991)048〈0651:OTCOED〉2.0.CO;2.
Holton, J. R., P. H. Haynes, M. E. McIntyre, et al., 1995: Stratosphere troposphere exchange. Rev. Geophys., 33, 403–439, doi: 10.1029/95RG02097.
Hoskins, B. J., M. E. McIntyre, and A. W. Robertson, 1985: On the use and significance of isentropic potential vorticity maps. Quart. J. Roy. Meteor. Soc., 111, 877–946, doi: 10.1002/qj.49711147002.
—, 1991: Towards a PV-θ view of the general circulation. Tellus, 43, 27–35, doi: 10.1034/j.1600-0870.1991.t01-3-00005.x.
Hu Yongyun, 2006: On the influence of stratospheric anomalies on tropospheric weather systems. Adv. Earth Sci., 21, 713–720. (in Chinese)
—, Ding Feng, and Xia Yan, 2009: Stratospheric climate trends under conditions of global climate changes. Adv. Earth Sci., 24, 242–251. (in Chinese)
Huang Ping and Huang Ronghui, 2009: Delayed atmospheric temperature response to ENSO SST: Role of high SST and the western Pacific. Adv. Atmos. Sci., 26, 343–351, doi: 10.1007/s00376-009-0343-2.
Johnson, D. R., 1989: The forcing and maintenance of global monsoonal circulations: An isentropic analysis. Adv. Geophys., 31, 43–316, doi: 10.1016/50065-2687(08)60053-9.
Kodera, K., K. Yamazaki, and M. Chiba, et al., 1990: Downward propagation of upper stratospheric mean zonal wind perturbation to the troposphere. Geophys. Res. Lett., 17, 1263–1266, doi: 10.1029/GL017i009p01263.
—, and Y. Kuroda, 2000: Tropospheric and stratospheric aspects of the Arctic Oscillation. Geophys. Res. Lett., 27, 3349–3352, doi: 10.1029/2000GL 012017.
—, Y. Kuroda, and S. Pawson, 2000: Stratospheric sudden warmings and slowly propagating zonal-mean wind anomalies. J. Geophys. Res., 105, 12351–12359, doi: 10.1029/2000JD900095.
Kumar, A., and M. P. Hoerling, 2003: The nature and causes for the delayed atmospheric response to El Nino. J. Climate, 16, 1391–1403, doi: 10.1175/15200442-16.9.1391.
Kuroda, Y., 2002: Relationship between the polar-night jet oscillation and the annular mode. Geophys. Res. Lett., 29, 132-1–132-4, doi: 10.1029/2001GL013933.
Li Chongyin, Gu Wei, and Pan Jing, 2008: Meiyu, Arctic Oscillation and stratospheric circulation anomalies. Chinese J. Geophys., 51, 1127–1135. (in Chinese)
Liu, B. Q., G. X. Wu, J. Y. Mao, et al., 2013: Genesis of the South Asian high and its impact on the Asian summer monsoon onset. J. Climate, 26, 2976–2991, doi: 10.1175/JCLI-D-12-00286.1.
Liu, Y. M., B. J. Hoskins, and M. Blackburn, 2007: Impact of Tibetan orography and heating on the summer flow over Asia. J. Meteor. Soc. Japan, 85B, 1–19, doi: 10.2151/jmsj.85B.1.
—, G. X. Wu, and J. L. Hong, et al., 2012: Revisiting Asian monsoon formation and change associated with Tibetan Plateau forcing: II. Change. Climate Dyn., 39, 1183–1195, doi: 10.1007/s00382-012-1335-y.
Liu Xin, Wu Guoxiong, and Li Weiping, et al., 2001: Thermal adaptation of the large-scale circulation to the summer heating over the Tibetan Plateau. Prog. Nat. Sci., 11, 33–39. (in Chinese)
Liu Yi, Liu Chuanxi, and Lu Chunhui, 2009: Impacts of the stratospheric sudden warming on the stratospheric circulation and chemical tracers. Adv. Earth Sci., 24, 297–307. (in Chinese)
Liu Yuzhen, Ren Rongcai, and He Bian, 2012: Comparison of SAMIL and BCC_AGCM simulations of the polar vortex oscillation in the Northern Hemisphere winter. Chinese J. Atmos. Sci., 36, 1191–1206. (in Chinese)
Lu Chunhui and Ding Yihui, 2013a: Observational responses of stratospheric sudden warming to blocking highs and its feedbacks on the troposphere. Chin. Sci. Bull., 58, 1374–1384, doi: 10.1007/s11434-012-5505-4. (in Chinese)
— and —, 2013b: Progress in the study of stratosphere-troposphere interaction. Adv. Meteor. Sci. Technol., 3, 6–21. (in Chinese)
Lü Daren, Chen Zeyu, Bian Jianchun, et al., 2008: Advances in researches on the characteristics of multi-scale processes of interactions between the stratosphere and the troposphere and its relations with weather and climate. Chinese J. Atmos. Sci., 32, 782–793. (in Chinese)
—, Bian Jianchun, Chen Hongbin, et al., 2009: Frontiers and significance of research on stratospheric processes. Adv. Earth Sci., 24, 221–227. (in Chinese)
Manzini, E., M. A. Giorgetta, M. Esch, et al., 2006: The influence of sea surface temperatures on the northern winter stratosphere: Ensemble simulations with the MAECHAM5 model. J. Climate, 19, 3863–3881, doi: 10.1175/JCLI3826.1.
Mao Wenxuan, Wang Weiguo, Bian Jianchun, et al., 2008: The distribution of cross-tropopause mass flux over the Tibetan Plateau and its surrounding regions. Chinese J. Atmos. Sci., 32, 1309–1318, doi: 10.3878/j.issn.1006-9895.2008.06.06. (in Chinese)
Matsuno, T., 1970: Vertical propagation of stationary planetary waves in the winter Northern Hemisphere. J. Atmos. Sci., 27, 871–883, doi: 10.1175/1520-0469(1970)027〈0871:VPOSPW〉2.0.CO;2.
—, 1971: A dynamical model of the stratospheric sudden warming. J. Atmos. Sci., 28, 1479–1494, doi: 10.1175/1520-0469(1971)028〈1479:ADM OTS〉2.0.CO;2.
Newell, R. E., and B. C. Weare, 1976: Factors governing tropospheric mean temperature. Science, 194, 1413–1414, doi: 10.1126/science.194.4272.1413.
Park, M., W. J. Randel, A. Gettelman, et al., 2007: Transport above the Asian summer monsoon anticyclone inferred from Aura Microwave Limb Sounder tracers. J. Geophys. Res., 112, D16309, doi: 10.1029/2006JD008294.
Pauluis, O., A. Czaja, and R. Korty, 2008: The global atmospheric circulation on moist isentropes. Science, 321, 1075–1078, doi: 10.1126/science.1159649.
Rao et al., 2014: Numerical simulations of the impacts of tropical convective heating on the intensity of the northern winter stratospheric polar vortex. Chinese J. Atmos. Sci., in press.
Ren, R. C., and M. Cai, 2007: Meridional and vertical out-of-phase relationships of temperature anomalies associated with the Northern Annular Mode variability. Geophys. Res. Lett., 34, L07704, doi: 10.1029/2006GL028729.
—, and —, 2008: Meridional and downward propagation of atmospheric circulation anomalies. Part II: Southern Hemisphere cold season variability. J. Atmos. Sci., 65, 2343–2359, doi: 10.1175/2007JAS2594.1.
—, —, C. Xiang, et al., 2012: Observational evidence of the delayed response of stratospheric polar vortex variability to ENSO SST anomalies. Climate Dyn., 38, 1345–1358, doi: 10.1007/s00382-011-1137-7.
Ren Rongcai, 2012a: Seasonality of the lagged relationship between ENSO and the Northern Hemispheric polar vortex variability. Atmos. Ocean. Sci. Lett., 5, 113–118.
—, 2012b: Study of the lag-coupling between the 3–5 year timescale ENSO events and the stratospheric circulation in the past 60 years and its mechanism. Acta Meteor. Sinica, 70, 520–535. (in Chinese)
— and Cai Ming, 2006: Polar vortex oscillation viewed in an isentropic potential vorticity coordinate. Adv. Atmos. Sci., 23, 884–900, doi: 10.1007/s00376-006-0884-6.
—, Wu Guoxiong, Cai Ming, et al., 2009: Winter sea-son stratospheric circulation in the SAMIL/LASG general circulation model. Adv. Atmos. Sci., 26, 451–464, doi: 10.1007/s00376-009-0451-z.
— and Xiang Chunyi, 2010: Temporal and spatial connections of the stratospheric polar vortex oscillation to the ENSO tropical SST anomalies. Acta Meteor. Sinica, 68, 285–295. (in Chinese)
Sassi, F., D. Kinnison, B. A. Boville, et al., 2004: Effect of El Ninno-Southern Oscillation on the dynamical, thermal, and chemical structure of the middle atmosphere. J. Geophys. Res., 109, D17108, doi: 10.1029/2003JD004434.
Taguchi, M., and D. L. Hartmann, 2006: Increased occurrence of stratospheric sudden warmings during El Ninno as simulated by WACCM. J. Climate, 19, 324–332, doi: 10.1175/JCLI3655.1.
Thompson, D. W. J., M. P. Baldwin, and J. M. Wallace, 2002: Stratospheric connection to northern hemisphere wintertime weather: Implication for prediction. J. Climate, 15, 1421–1428, doi: 10.1175/1520-0442(2002)015〈1421:SCTNHW〉2.0.CO;2.
Townsend, R. D., and D. R. Johnson, 1985: A diagnostic study of the isentropic zonally averaged mass circulation during the first GARP global experiment. J. Atmos. Sci., 42, 1565–1579, doi: 10.1175/1520-0469(1985)042〈1565:ADSOTI〉2.0.CO;2.
van Loon, H., C. S. Zerefos, and C. C. Repapis, 1982: The southern oscillation in the stratosphere. Mon. Wea. Rev., 110, 225–229, doi: 10.1175/1520-0493(1982)110〈0225:TSOITS〉2.0.CO;2.
Waugh, D. W., and W. J. Randel, 1999: Climatology of Arctic and Antarctic polar vortices using elliptical diagnostics. J. Atmos. Sci., 56, 1594–1613, doi: 10.1175/1520-0469(1999)056〈1594:COA AAP〉2.0.CO;2.
Wei, K., W. Chen, and R. H. Huang, 2007: Association of tropical Pacific sea surface temperatures with the stratospheric Holton-Tan Oscillation in the Northern Hemisphere winter. Geophys. Res. Lett., 34, L16814, doi: 10.1029/2007GL030478.
Wu, G. X., Y. M. Liu, and Q. Zhang, et al., 2007: The influence of mechanical and thermal forcing by the Tibetan Plateau on Asian climate. J. Hydrometeor, 8, 770–789, doi: 10.1175/JHM609.1.
—, —, B. He, et al., 2012a: Thermal controls on the Asian summer monsoon. Sci. Rep., 2, 1–7, doi: 10.1038/srep00404.
—, —, B. W. Dong, et al., 2012b: Revisiting Asian monsoon formation and change associated with Tibetan Plateau forcing: I. Formation. Climate Dyn., 39, 1169–1181, doi: 10.1007/s00382-012-1334-z.
Wu Guoxiong, Li Weiping, Guo Hua, et al., 1997: Air pump of sensible heat on Tibetan Plateau and Asian summer monsoon. Festschrift for Zhao Jiuzhang. Ye Duzheng, Ed., Science Press, Beijing, 116–126. (in Chinese)
—, Liu Xin, Zhang Qiong, et al., 2002: Progresses in the study of the climate impacts of the elevated heating over the Tibetan Plateau. Climatic Environ. Res., 7, 184–201. (in Chinese)
—, Liu Yimin, Liu Xin, et al., 2005: How the heating over the Tibetan Plateau affects the Asian climate in summer. Chinese J. Atmos. Sci., 29, 47–56. (in Chinese)
Xiang Chunyi, He Jinhai, and Ren Rongcai, 2009: Stratospheric oscillation and stratosphere-troposphere coupling in 2007/2008 winter. Adv. Earth Sci., 24, 338–348. (in Chinese)
Xie, F., J. Li, W. Tian, et al., 2012: Signals of El Nino Modoki in the tropical tropopause layer and stratosphere. Atmos. Chem. Phys., 12, 5259–5273, doi: 10.5194/acp-12-5259-2012.
Xu, X. D., C. G. Lu, X. H. Shi, et al., 2008: World water tower: An atmospheric perspective. Geophys. Res. Lett., 35, L20815, doi: 10.1029/2008GL035867.
Yang Jian and Lu Daren, 2003: A simulation study of stratosphere-troposphere exchange due to cut-off-low over eastern Asia. Chinese J. Atmos. Sci., 27, 1031–1044. (in Chinese)
Ye Duzheng, Luo Siwei, and Zhu Baozhen, 1957: The wind structure and heat balance in the lower troposphere over Tibetan Plateau and its surrounding. Acta Meteor. Sinica, 28, 108–121. (in Chinese)
Yu Jingjing, Liu Yimin, and Wu Guoxiong, 2011a: An analysis of the diabatic heating characteristic of atmosphere over the Tibetan Plateau in winter. Part I: Climatology. Acta Meteor. Sinica, 69, 79–88. (in Chinese)
—, —, and —, 2011b: An analysis of the diabatic heating characteristic of atmosphere over the Tibetan Plateau in winter. Part II: Interannual variation. Acta Meteor. Sinica, 69, 89–98. (in Chinese)
Yulaeva, E., and J. M. Wallace, 1994: The signature of ENSO in global temperature and precipitation fields derived from the microwave sounding unit. J. Climate, 7, 1719–1736, doi: 10.1175/1520-0442(1994)007〈1719:TSOEIG〉2.0.CO;2.
Zhan Ruifen and Li Jianping, 2008: Influence of atmospheric heat sources over the Tibetan Plateau and the tropical western North Pacific on the inter-decadal variations of the stratosphere-troposphere exchange of water vapor. Sci. China Earth Sci., 51, 1179–1193. (in Chinese)
Zhou Xiuji and Luo Chao, 1994: Ozone valley over Tibetan Plateau. Acta Meteor. Sinica, 8, 505–506.
—, —, and Li Weiliang, 1995: Variation of total ozone over China and the Tibetan Plateau low center. Chin. Sci. Bull, 40, 1396–1398. (in Chinese)
—, Li Weiliang, Chen Longxun, et al., 2006: Study on ozone change over the Tibetan Plateau. Acta Meteor. Sinica, 20, 129–143.
Zou Xiaolei, Wu Guoxiong, and Ye Duzheng, 1992a: Analyses of the dynamic effects on winter circulation of the two main mountains in the Northern Hemisphere. Part II: Vertical propagation of planetary waves. Acta Meteor. Sinica, 6, 408–420.
—, Ye Duzheng, and Wu Guoxiong, 1992b: Analyses of the dynamic effects on winter circulation of the two main mountains in the Northern Hemisphere. Part I. Relationship among general circulation, teleconnection and stationary waves. Acta Meteor. Sinica, 6, 395–407.
Author information
Authors and Affiliations
Corresponding author
Additional information
Supported by the National Natural Science Foundation of China (91437105 and 41275088), China Meteorological Administration Special Public Welfare Research Fund (GYHY201406001), and National (Key) Basic Research and Development (973) Program of China (2010CB428600 and 2010CB950400).
Rights and permissions
About this article
Cite this article
Ren, R., Wu, G., Cai, M. et al. Progress in research of stratosphere-troposphere interactions: Application of isentropic potential vorticity dynamics and the effects of the Tibetan Plateau. J Meteorol Res 28, 714–731 (2014). https://doi.org/10.1007/s13351-014-4026-2
Received:
Accepted:
Published:
Issue Date:
DOI: https://doi.org/10.1007/s13351-014-4026-2