Introduction

Firstly described by Iijima and Iijima and Ichihashi (Ref 1, 2) carbon nanotubes (CNTs) are presented as perfect systems for exploring electromechanical effects because of a small diameter, low mass, and defect-free structure on the molecular level (Ref 3). Moreover, some experimental reports on CNTs revealed high values of natural frequency (Ref 4, 5). The outstanding properties of CNTs allow their use as high-frequency nanoelectromechanical systems (NEMS) (Ref 3, 6,7,8). For some NEMS, the oscillation frequency is a key property (Ref 6). Also, the values of natural frequencies or shape modes can be used as an indirect method of Young’s modulus evaluation (Ref 7). Considering the carbon nanotube-based nanoelectromechanical systems, their vibrations are essential in the analysis, for instance, field emission devices, sensors, resonators, oscillators, charge detectors, and also biosensors (Ref 8). During carbon nanotube deformation, the nanotube diameter and length are changed which causes the resonant frequency modifications (Ref 9). Also, the shift of the resonant frequency of a nanotube resonator is dependent on the force the nanotube is subjected. Thus, the most crucial issue is first of all to identify the resonant frequency of nanotube and next to formulate the correlation between resonant frequency shift and the applied force. In biosensor with carbon nanotubes, the natural vibrations and mode shapes are an excellent measure to describe the dynamic behavior of the cantilevered or bridged carbon nanotubes under biochemical interactions (Ref 10,11,12).

In the theoretical studies on CNT vibrations, the following models might be illustrated: (1) atomic, (2) continuum, and (3) mix atomic/continuum models. From the engineering point of view, the atomic models are not sufficient because of the scale and time limitation and in fact, these models are applied only in the case of short CNTs investigations—see Ansari et al. (Ref 13). When the carbon nanotube continuum modeling is reviewed, beam and shell models might be found, for example, Yoon et al. (Ref 14) and Wang et al. (Ref 15). Typically, the flexural eigenfrequencies and mode shapes are obtained using beam models, whereas shell models are applied for the radial, axial, and circumferential eigenfrequencies and modes extractions (Ref 8). Also, atomic-structural approaches based on the molecular dynamics and continuum mechanics are developed, for example, Li and Chou (Ref 16). In contrast to the continuum models, not only geometry of carbon nanotubes but also interatomic interactions are taken into account in the atomic-structural models. Characteristic is that the eigenfrequencies of nanotubes are on the level of terahertz values and it is strongly depended on the applied boundary conditions (BC) (Ref 8). However, Ambrosini and Borbon (Ref 17) presented beam model based on the theory for the thin-walled beam that considers shear effects and is independent on the boundary conditions.

Based on an equivalent continuum mechanics approach, Lee et al. (Ref 18) evaluated the fundamental natural frequency of single-walled carbon nanotubes (SWCNTs). They reported the frequencies for armchair nanotubes varied between 7 and 300 GHz, 40 and 1700 GHz, and 20 and 800 GHz for SWCNTs under clamped–free (C–F), clamped–clamped (C–C), and simply supported (S-S) boundary conditions, respectively. A molecular dynamics study was employed by Ansari et al. (Ref 13) to investigate the vibrations of single- and double-walled carbon nanotubes (DWCNTs). They observed that the natural frequency and its dependence on boundary conditions are reduced by increasing the tube length. It was revealed that the natural frequency of DWCNTs lies between those of the constituent inner and outer SWCNTs and it is close to those of the outer one. The presented values varied from 31 to 247 GHz for long and short SWCNTs with C–F boundary conditions. Whereas for C–C boundary conditions, the natural frequencies were higher and varied from 118 to 1167 GHz for long and short SWCNTs. A structural mechanics approach was applied by Sakhaee-Pour et al. (Ref 19) and Parvaneh et al. (Ref 20) to investigate the vibrational stability of SWCNTs. Finite element method (FEM) studies on the natural frequencies of single- and multi-walled carbon nanotubes (MWCNTs) using Euler–Bernoulli beam elements were performed, e.g., by Fan et al. (Ref 21), Rahmandoust and Öchsner (Ref 22) and Ghavamian and Öchsner (Ref 23). Fan et al. (Ref 21) presented the numerical examples for approximating the mechanical properties of nanotubes including Young’s moduli, shear modulus, natural frequency, buckling loads for MWCNT. Rahmandoust and Öchsner (Ref 22) studied buckling behavior and resonant frequency modes of the armchair and zigzag models of SWCNT. Later, in work (Ref 23), it was revealed that by increasing the number of carbon nanotube walls, their natural frequencies raise which means that the higher the number of walls is, the more stable the structure becomes against vibration. It was also showed that armchair CNTs have higher natural frequencies than zigzag structures.

Concerning CNTs, it is observed that classical (local) beam theories are insufficient for the mechanical properties analysis of small beam-like structures in the absence of any material length scale parameters, for example, Peddieson et al. (Ref 24), Anderson et al. (Ref 25), Reddy (Ref 26), Wang et al. (Ref 27), Heireche et al. (Ref 28) and Civalek and Demir (Ref 29). Size effects often become prominent at nanometer scales. The problem lies in the fact that classical beam models cannot capture the small-scale effect in the mechanical properties presenting scale-free relations. Therefore, some non-classical continuum approaches have been defined to determine the mechanical behavior of small-sized structures, such as nonlocal elasticity theory (Ref 24, 26,27,28,29,30,31,32,33,34,35), strain gradient theories (Ref 36,37,38,39,40,41), and couple stress theory (Ref 42, 43).

Applications of nonlocal continuum mechanics for CNTs have been studied by many researchers in the issue of static (Ref 27, 28) and dynamic analyses (Ref 25, 30). Wang (Ref 44) pointed out that nonlocal elasticity theory should be used for an accurate prediction of wave propagation in CNTs. Wang and Varadan (Ref 45) analyzed vibration of both SWCNTs and DWCNTs via nonlocal Euler–Bernoulli (E–B) and Timoshenko (TB) beam models. Lu et al. (Ref 46) and Heireche et al. (Ref 47) studied wave propagation in nanotubes used in nonlocal elasticity beam models. Arash and Wang (Ref 48) discussed the superiority of nonlocal continuum models to their local counterparts, the necessity of the adjustment of the small-scale parameter, and the applicability of nonlocal continuum models. Barretta and Sciarra (Ref 49) presented the nonlocal elastostatic problem of Euler–Bernoulli nanobeams and pointed out the nonlocality effect. Hu et al. (Ref 50) used nonlocal shell model to study wave propagation in CNTs and compared it with MD results. Fazelzadeh and Ghavanloo (Ref 51) applied nonlocal anisotropic elastic shell model for vibrations of SWCNTs. The nonlocal FEM analysis of Euler–Bernoulli and Timoshenko nonlocal beam was performed by Pradhan (Ref 52). A review paper on the nonlocal elasticity focusing on main results and future challenges was published by Di Paola et al. (Ref 53). Recently, Eltaher et al. (Ref 54) published also a review on nonlocal elastic models for bending, buckling, vibrations, and wave propagation of nanoscale beams. In general, nonlocal descriptions led to more flexible mechanical behavior of nanostructures than the local form except cases when paradoxes appear—see, for example, Fernandez-Saez et al. (Ref 55), Koutsoumaris et al. (Ref 56) and Romano et al. (Ref 57).

In the current work, the analytical calculations of eigenfrequencies of carbon nanotubes based on the local and nonlocal Euler–Bernoulli beam theory were presented. Additionally, a FEM analysis of eigenfrequency was conducted. The motivation for the present study is to propose an evaluation of nonlocal parameter through fitting the analytical beam model results to FEM predictions involving a space frame model of SWCNTs. The main contribution of this work is the computation of the nonlocal parameter for SWCNTs based on the comparison between the FEM results and nonlocal analytical predictions for natural vibrations. The evaluation of nonlocal parameter for carbon nanotubes presented in the literature is mainly based on the comparison of analytical predictions with MD modeling. MD simulations are computationally expensive. On the other hand, experimental studies are cumbersome and difficult to conduct at the nano-level. Thus, in the present paper, the nonlocal parameter is verified by the FEM studies of natural vibrations for CNT instead of MD analysis. Also, parametric calculations are realized to investigate the influence of the length-to-diameter ratio L/D, nonlocal parameter value, the influence of boundary conditions on natural frequencies of SWCNTs. The strong influence of boundary conditions and mode numbers on the proposed nonlocal parameter is presented and discussed.

Nonlocal Continuum Mechanics

Eringen (Ref 58) and Eringen and Edelen (Ref 59) first introduced the nonlocal elastic continuum mechanics defining that the stress state at a given point r depends not only on the local stress at that point but also on the function of the stress state at all points in the body. For homogenous and isotropic elastic solids with zero body forces, the fundamental nonlocal equations are written as (Ref 45):

$$\sigma_{ij,j } = 0$$
(1a)
$$\sigma_{ij} \left( r \right) = \smallint \alpha \left( {\left| {r^{\prime} - r} \right|,\tau } \right)\sigma_{ij}^{'} \left( {r^{\prime}} \right)dV\left( {r^{\prime}} \right)$$
(1b)
$$\varepsilon_{ij} = \frac{1}{2}\left( {u_{i,j } + u_{j,i} } \right)\quad i, \, j = \, 1, \, 2, \, 3$$
(1c)

where \(\sigma_{ij } \left( r \right)\) nonlocal stress tensor at point r, \(\sigma_{ij}^{'} \left( {r^{\prime}} \right)\) is local (classical) stress at any particular points r’ within domain V, whereas \(\alpha \left( {\left| {r' - r} \right|,\tau } \right)\) is the nonlocal modulus that depends on the distance between r’ and r and dimensionless length scale τ expressed as τ = e0a/L. The e0 is a nonlocal material parameter appropriate to each material, a and L are the internal and external characteristic lengths, respectively. Mostly, in the case of carbon nanotubes, a = 1.42 nm is the carbon–carbon bond length, and L is described as the length of the carbon nanotube.

As an alternative approach instead of the nonlocal integral Eq 1, an equivalent second-order differential constitutive relation is described by (Ref 30):

$$\sigma - \left( {e_{0} a} \right)^{2} \nabla^{2} \sigma = \sigma '$$
(2)

where ∇ is the Laplace operator. The critical issue in the nonlocal studies is to estimate the magnitude of the nonlocal material parameter e0. The magnitude of the nonlocal material parameter is determined experimentally or estimated by matching the dispersion curves of plane waves with those of atomic lattice dynamics (Ref 60).

Fundamental Relations for Local and Nonlocal Beam Theory

The local (classical) Euler–Bernoulli beam equation of motion of free vibration of carbon nanotubes is given by:

$$\rho A\frac{{\partial^{2} w}}{{\partial t^{2} }} + EI\frac{{\partial^{4} w}}{{\partial x^{4} }} = 0$$
(3)

where t and x are time and the axial coordinate, respectively; w is the deflection of SWCNT; A is the cross-sectional area and ρ is the mass density of SWCNT; E and I are the elastic modulus and the moment of inertia of a cross section, respectively. The displacements of the vibrational solution in the SWCNT are described by:

$$w = X(x)e^{i\omega t}$$
(4)

where ω is the circular frequency. Substituting Eq 4 into Eq 3, we obtain an equation of vibrational properties of SWCNT:

$$X\left( x \right) = {\text{Asin}}\left( {kx} \right) + {\text{Bcos}}\left( {kx} \right) + {\text{Csinh}}\left( {kx} \right) + {\text{Dcosh}}\left( {kx} \right)$$
(5)

where A, B, C, and D are constants. The coupling relation is as follows:

$$\omega^{2} = k^{4} \frac{EI}{\rho A}$$
(6)

in which k is a frequency parameter. The solution of Eq 5 depends on boundary conditions (BC) affected by support of a beam. Solving Eq 5 for different boundary conditions, the relations for eigenfunctions, eigenvalues, and eigenfrequencies can be obtained. The applied boundary conditions (Ref 60) for nanobeam with the length L are presented in Table 1.

Table 1 Boundary conditions applied to nanobeam having length L

Reddy (Ref 26) reformulated the equation of motion of various kinds of beam theories available (Euler–Bernoulli, Timoshenko, Reddy, and Levinson) using the nonlocal differential constitutive relations of Eringen. The nonlocal Euler–Bernoulli beam equation of motion of a free vibration in carbon nanotubes is given by (Ref 50):

$$\rho A\frac{{\partial^{2} }}{{\partial t^{2} }}\left( {w - (e_{0} a)^{2} \frac{{\partial^{2} w}}{{\partial x^{2} }}} \right) + EI\frac{{\partial^{4} w}}{{\partial x^{4} }} = 0$$
(7)

The local (classical) Euler–Bernoulli beam equation is obtained when the relation e0a = 0 in Eq 7. For example, the circular vibrations for the simply supported nonlocal beam may be presented in the following way (Ref 41):

$$\omega = \sqrt {\frac{1}{\lambda }} \frac{{n^{2} \pi^{2} }}{{L^{2} }}\sqrt {\frac{EI}{\rho A}} ,\;\lambda = 1 + (e_{0} a)^{2} \frac{{n^{2} \pi^{2} }}{{L^{2} }}$$
(8)

The angular frequency ω is computed according to Eq 8, and frequency f using relation \(f = \omega /2\pi\).

The value of the nonlocal parameter has the crucial influence on the final results. As far as we know, there are no experimental studies to calculate the magnitude of e0 for CNTs. There are some suggestions in the literature how to define the nonlocal scale parameter (Ref 60). Instead of determining the e0 precisely, there are some works in which the e0a value is evaluated based on the frequency value obtain from the theoretical models or based on the available experimental frequencies. Eringen (Ref 61) associated the frequency given by Born–Karman model of lattice dynamics and that of nonlocal theory for plane waves and obtained a value of 0.39 for e0. Wang (Ref 44) calculated the scale parameter e0a lower than 2.1 nm based on the Yoon et al. (Ref 14) experimental observations where the measured frequency value for CNT was about 10 THz. However, based on the Krishnan et al. (Ref 62) experiment, the frequencies for CNTs are about 0.1 THz, and the scale parameter e0a is lower than 210 nm (Ref 60). It is visible that the e0a value belongs to the wide range what is explained by the different vibration frequencies for various CNTs. In the literature, the suggested scale coefficient values are 0 ≤ e0a/L < 0.8 (Ref 60), and e0= 10.5 for L < 3.5 nm (Ref 50) to match Euler–Bernoulli beam results to the MD simulations. The nonlocal effect is particularly visible for short carbon nanotubes (Ref 50).

Eigenfrequencies Versus Nonlocal Scale Parameter

To analyze the eigenfrequencies of SWCNTs, the analytical and numerical studies were conducted. In the analytical computations, the local and nonlocal Euler–Bernoulli beam model were used, and the results for various nonlocal scale parameters were presented. Because of the small diameter of SWCNT compared to tube wall thickness, the circular continuum beam model was applied, as shown in Fig. 1. In next chapter, the analytical results will be compared with values from the numerical FEM model of the dynamic behavior of CNT as to find the most suitable description of CNT and investigate the influence of small-scale parameter on the eigenfrequencies. To present the comparative studies, firstly the classical vibrational beam analysis is put forward. In the analytical computations, for the short circular beam models of (5,5) and (10,10) SWCNTs, the material and geometrical data presented in Table 2 are used.

Fig. 1
figure 1

Continuum modeling of SWCNT: lattice structural model (left) and circular continuum Euler–Bernoulli nanobeam model (right)

Table 2 Material and geometric data of (5,5) and (10,10) SWCNTs

In the present research on the small-scale effect on the vibrational behavior of CNT, the applied nonlocal parameter e0 was in the range 0 ≤ e0 ≤ 10 imposing the dimensionless length scale parameter in the range 0 ≤ e0a/L ≤ 0.5 for a = 0.142 nm and L = 2.83 nm (ratio a/L = 0.05). The analyzed range of e0a/L is close to the values proposed by Wang et al. (Ref 60) for high frequencies of CNT observed experimentally.

To consider the influence of small-scale parameter on the dynamic behavior of CNT, the local and nonlocal Euler–Bernoulli beam model (see Fig. 1) was studied for simply supported (S-S), bridged (C–C) and cantilevered (C–F) boundary conditions—see Table 1. Some representative results of eigenfrequencies for the local and nonlocal Euler–Bernoulli beam model for various e0a/L and S-S boundary conditions are presented in Fig. 2.

Fig. 2
figure 2

Comparison of eigenfrequencies for the local and the nonlocal Euler–Bernoulli beam model for various e0a/L values for (5,5) S-S nanobeam for a = 0.142 nm, L = 2.83 nm (ratio a/L = 0.05) and e0 = 0, 2, 6, 10

When the nonlocal material parameter is introduced, a lowering of eigenfrequencies is observed. The highest values are for the local beam model. Comparing the local and the nonlocal Euler–Bernoulli vibrational models, it is visible that the small-scale parameter makes the structure more flexible. The variations of eigenfrequency ratio versus nonlocal parameter for various boundary conditions for (5,5) CNTs using material data from Table 2 are presented in Fig. 3. The eigenfrequency ratio was computed as:

$${\text{Eigen frequency}}\,{\text{ratio}} = \frac{{{\text{nonlocal }}\,{\text{eigen frequency}}}}{{{\text{local}}\,{\text{eigen frequency}}}}$$
(9)
Fig. 3
figure 3

Eigenfrequency ratio vs. nonlocal parameter for the first three modes: (a) S-S, (b) C–C and (c) C–F for (5,5) SWCNT, a = 0.142 nm, L = 2.83 nm (ratio a/L = 0.05)

It is observed that the increase in the small-scale parameter e0 results in the decrease in eigenfrequencies. The decrease varies and depends on the boundary conditions and mode number. The eigenfrequencies for higher modes are more sensitive to the value of e0 parameter. Finally, a faster decrease in the free vibration values is visible for higher modes. For the cantilevered nanotube, the lowest deterioration of eigenfrequencies versus e0 for the first mode is observed.

The influence of carbon nanotube length and diameter on eigenfrequencies was also studied. The analysis considered two cases of diameter D = 0.678 nm ((5,5) SWCNT) and D = 1.356 nm ((10,10) SWCNT) and nanotubes having a length from range 2.83 nm ≤ L ≤ 28.3 nm—see Fig. 4. It can be seen that the eigenfrequencies for carbon nanotubes decrease when the nanotube length increases for all analyzed modes.

Fig. 4
figure 4

Eigenfrequencies from local Euler–Bernoulli beam model vs. nanotube length L for the first three modes: (a) (5,5) nanotube—diameter D = 0.678 nm, (b) (10,10) nanotube—diameter D = 1.356 nm (S-S nanobeam case is presented; material data from Table 2)

On the other hand, when the diameter of SWCNTs increases also the eigenfrequency values rise. The influence of mode number on eigenfrequencies is mostly visible for short nanotubes for both (5,5) and (10,10) case.

The dimensionless resonant eigenfrequencies in function of nanotube length for various nonlocal parameters from the analyzed range 0 ≤ e0 ≤ 10 are presented in Fig. 5 for S-S nanobeam case. We can observe the higher the nonlocal parameter is, the lower the eigenfrequency is. Moreover, as the nanotube length increases, the influence of nonlocal parameter on dimensionless natural frequencies becomes less visible. To present some representative results underlining the influence of boundary conditions, the variation of dimensionless resonant eigenfrequencies versus nanotube length is presented in Fig. 6 for (5,5) nanobeam assuming nonlocal parameter e0 = 2. For the assumed nonlocal parameter, the lowest resonant eigenfrequencies are for C–C nanotube, whereas the highest are for C–F nanotube. The longer the nanotube is the lower influence of boundary conditions is observed.

Fig. 5
figure 5

Variation of dimensionless resonant eigenfrequency vs. nanotube length L for various nonlocal parameters e0 ((5,5) S-S nanobeam case is presented; a = 0.142 nm, material data from Table 2)

Fig. 6
figure 6

Variation of dimensionless resonant eigenfrequency vs. nanotube length L for various boundary conditions conducted for (5,5) nanotube assuming nonlocal parameter e0 = 2, a = 0.142 nm and D = 0.678 nm

Numerical Verification

To investigate the dynamic behavior of carbon nanotubes, a 3-D structural model based on FEM was built. Here, the carbon nanotube is presented as a space network of finite beam elements having circular cross section, as shown in Fig. 7.

Fig. 7
figure 7

Structural numerical model of (5,5) SWCNT for Dave = 0.674 nm, L = 2.83 nm, a = 0.142 nm, t = 0.34 nm

The commonly used approach to compute the elastic moduli of beam elements is a linkage between molecular and continuum mechanics. The linkage was initially proposed by Odegard et al. (Ref 63) and Li and Chou (Ref 64) and is used for example by (Ref 65,66,67). According to the molecular-structural mechanics approach, a SWCNT is presented as a space frame, in which the covalent C–C bonds are represented as linking beams and the carbon atoms as joint nodes. Taking into account the energy equivalence between local potentials energies in computational chemistry and elemental strain energies in structural mechanics, the tensile resistance, the flexural rigidity, and the torsional stiffness for an equivalent beam are computed (Ref 64, 66, 67). Mostly, the values of force field constants are based on the values for benzene, i.e., ks= 652 N/m, kθ = 0.876 Nm/rad2, and kτ= 0.278 Nm/rad2 (Ref 63, 64). Based on the above force field constants and assuming the C–C bond length 0.142 nm the cross-sectional diameter, moduli of elasticity and shear of the beam element are, respectively, 0.147 nm, 5.49 TPa and 0.871 TPa (Ref 66). However, in the existing references, there are many force field constants applied in analyses of SWCNTs leading to different macroscopic material properties of nanostructure. The diverse values of the force field constants and the related elastic constants for beam elements used in FEM modeling are discussed by Hu et al. (Ref 68). The range of elastic properties for beam elements (Eb—beam Young’s modulus and Poisson’s ratio, νb) representing the C–C bonds according to analysis of force field constants is presented by Hu et al. (Ref 68) and is as follows: Eb = (0.83 − 1.25) TPa and νb = 0.16 − 0.29 assuming C–C bond diameter t = 0.34 nm. Also, in the paper by Domínguez-Rodríguez et al. (Ref 67), the sensitivity of FEA predictions to the bond force field constants is discussed taking as baseline the set of the bond force constants for benzene used, e.g., by (Ref 63). Besides the various force field constants applied in the modeling of carbon nanotubes, the scatter in the thicknesses of SWCNTs is addressed in the literature (Ref 63,64,65,66,67,68). The wall thickness is presented in the range of 0.066-0.34 nm (Ref 3), and commonly adopted value in FEA is 0.34 nm (Ref 68). Assuming the diameter of C–C bond equal to the wall thickness of SWCNT t = 0.34 nm, various bond stiffness of C–C bond is applied in FEA, i.e., Eb = 1.3TPa by Wernik and Meguid (Ref 69), Eb = 1.16TPa by Tserpes et al. (Ref 70), Eb = 1.06 TPa by Hu et al. (Ref 68), Eb = 1.04 TPa by Shokrieh and Rafiee (Ref 66), Eb = 1 TPa Tongoyette et al. (Ref 71).

In the present structural modeling of SWCNT based on the literature review (Ref 3, 8, 63,64,65,66,67,68,69,70,71) and the earlier works of the author, e.g. (Ref 72), it was assumed for the single beam element representing the C–C bond: the length a = 0.142 nm, the stiffness Eb = 1000GPa, Poisson’s ratio νb = 0.3 and the bond diameter equal to the assumed nanotube thickness t = 0.34 nm. For the beam element having circular cross section, the assumption here Eb = 1000GPa and t = 0.34 nm gives the elastic constant ks = 639 N/m (see Ref 72), which is close to the value ks = 652 N/m, e.g., in the work (Ref 63). To verify the present results of eigenfrequencies for assumed Eb, νb, the elastic constants for the beam element were computed based on the force field constants used by Odegard et al. (Ref 63) and direct relationships between the structural mechanics parameters and the molecular mechanics parameters presented by Tserpes and Papanikos (Ref 65) for t = 0.34 nm and a = 0.142 nm. The computed values were as follows: Eb = 1020GPa and νb = 0.16. Next, the sensitivity of FEA predictions to the elastic constants of beam elements was analyzed. The values of eigenfrequencies for Eb = 1020GPa and νb = 0.16 were about 1-1.5% higher than for Eb = 1000GPa and νb = 0.3 used in the present numerical model. So, the results for Eb = 1000 GPa and νb = 0.3 for the structural FE model of the nanotube are presented and discussed here.

In the current numerical modeling, the single-walled carbon nanotube (5,5) with the average diameter Dave = 0.674 nm, the length L = 2.83 nm (L/D ratio = 4.2) having 240 carbon atoms was considered. Only the interatomic interactions between the closest neighbors in the C–C network were considered (Ref 9, 63,64,65). The eigenfrequencies for the SWCNT for different boundary conditions resulted from numerical analyses are listed in Table 3. It is visible that the eigenfrequencies from FEM model are also very sensitive to the boundary conditions. The influence of BC is particularly visible for low modes, whereas for higher modes the differences become less visible.

Table 3 FEM results of eigenfrequencies of (5,5) SWCNT (GHz)

To verify the present results from FEM modeling, a comparison of fundamental eigenfrequencies of SWCNTs with literature is listed in Table 4. Results shown in Table 4 are limited to the fundamental eigenfrequencies connected with short armchair SWCNTs having a small diameter. For small length, the influence of boundary conditions is highly visible (see Fig. 6 and Ref 9, 16, 31). The data in Table 4 are divided according to the length of (5,5) nanotubes. The current results from the molecular-structural (MSM) FE model are compared with eigenfrequencies obtained from molecular dynamics simulations. Based on available data in the literature, the listed results show only values of fundamental eigenfrequencies for C–F and C–C boundary conditions however in the present work also S-S boundary conditions were analyzed. It is visible that the eigenfrequencies obtained in the current FE model are comparable with results from MD analyses presented by Hu et al. (Ref 31), Ansari et al. (Ref 13) and Zhang et al. (Ref 73) for short (5,5) SWCNTs. The present results maintain the tendency of the decrease in eigenfrequencies in the function of increasing length of nanotube. In Table 4, the values obtained from MSM analysis are also presented for (6,6) SWCNTs to demonstrate the influence of the diameter increase in nanotubes. For the very close value of L/D being 6.12 for (5,5) and 6.00 for (6,6) the higher frequencies are presented for the nanotube with higher diameter.

Table 4 Comparison of fundamental eigenfrequencies of SWCNTs with C–F and C–C boundary conditions with the literature

The numerical model based on the structural mechanic’s approach allows presentation of all possible modes, including bending modes, axial modes, and radial breathing modes. The modes for C–C and C–F beam are presented in Fig. 8.

Fig. 8
figure 8

Ten mode shapes of (5,5) SWCNT with (a) C–C and (b) C–F boundary conditions

Nonlocal Parameter Fitting

The FEM and analytical results of the eigenfrequencies have been contrasted to determine the nonlocal material parameter for the SWCNTs. The graphical comparison of CNT eigenfrequencies for first three modes resulted from the numerical structural FEM model, and the analytical Euler–Bernoulli model is presented in Fig. 9. It should be pointed out that the comparison takes into account only the flexural modes. Thus, Fig. 9 presents only, for example, for S-S boundary conditions the first, the sixth and the tenth mode resulted from the FEM analysis (see Table 3). The local beam model overpredicts the eigenfrequencies for the SWCNTs. It is especially noticeable for higher modes. For example, for the second mode for C–F boundary conditions, the difference between the FEM results and the local beam model is about 80%. In general, the values generated from the FEM are much lower than the values from the analytical local beam models. The difference in the eigenfrequencies varies versus boundary conditions.

Fig. 9
figure 9

The eigenfrequencies from the FEM analysis and the local Euler–Bernoulli model for (a) the first, (b) the second and (c) the third mode

In the present work, the selection of the most suitable small-scale material parameter e0 for SWCNTs was based on the fitting the eigenfrequencies obtained from the analytical calculations to the numerical FEM results. The determination of the nonlocal parameter e0 is presented in Table 5. The fitted value of the nonlocal parameter is not constant but depends on the boundary conditions. The smallest value of e0 = 2 was determined for the simply supported boundary conditions, whereas the highest value of e0 = 10 was computed for the cantilevered carbon nanotube. The nonlocal parameter determined for the cantilevered carbon nanotube is very close to the value e0 = 10.5 presented in a paper of Hu et al. (Ref 31) by fitting the local beam model to the molecular dynamics results for short CNTs. The calculations in Table 5 also revealed the increase in fitting errors for higher modes for all boundary conditions. So, not only the boundary conditions but also the mode number influence on the value of the nonlocal parameter. However, in the computations listed in Table 5, it was assumed that the resonant frequency is the most important for the CNT-based NEMS applications. Thus, the main point was to determine the nonlocal scale parameter for the first mode.

Table 5 The determination of the nonlocal small-scale parameter e0 of (5,5) SWCNT

Summary

In the present work, the eigenfrequency comparison obtained from the finite element analysis and the analytical beam model was used to determine the magnitude of the nonlocal material parameter for the carbon nanotubes. In contrast to other works, the determination of eigenfrequencies involved FEM modeling instead of commonly used MD simulations. It was shown that the application of the nonlocal beam models involves analysis of the small-scale parameter, in which value determines the final eigenfrequencies and varies with both boundary conditions and the mode number. The proposed methodology involving the comparison between 3-D frame FEM results and local analytical beam models is helpful in the determination of nonlocal material parameter for SWCNTs. According to the present work, the following conclusions can be drawn:

  • The highest values of eigenfrequencies are observed for the local beam model (Fig. 2).

  • The eigenfrequencies increase with the mode number (Fig. 2).

  • The vibration frequencies generally decrease with the increase in nonlocal parameter (Fig. 3).

  • The vibration frequencies are mainly influenced by boundary conditions (Fig. 3).

  • For long carbon nanotubes, the influence of nonlocal parameter is vanishing (Fig. 4 and 5).

  • The increase in the diameter of SWCNT causes the increase in eigenfrequencies (Fig. 4).

  • The influence of mode number on eigenfrequencies is visible for short nanotubes (Fig. 4).

  • The influence of boundary conditions is vanishing for long SWCNTs (Fig. 5).

  • In general, the values generated from the FEM analysis are much lower than the values from the analytical local beam models (Fig. 9).

  • The numerical validation of nonlocal parameter revealed the high dependence on boundary conditions and mode number (Table 5).

The results presented in the paper are helpful in the investigation and design of carbon nanotubes-based NEMS in which nonlocal effects are significant.