Appendix A
1.1 Velocity field
The general velocity vector for any arbitrary point in the deforming region (Fig. 2) can be defined as follow [19]:
$$ \overrightarrow{V}=\frac{V_xi+{V}_yj+{V}_zk}{{\left({V_x}^2+{V_y}^2+{V_z}^2\right)}^{\raisebox{1ex}{$1$}\!\left/ \!\raisebox{-1ex}{$2$}\right.}} $$
(11)
Using the procedure of [14], it can be shown that a kinematically admissible velocity field based on the deforming region (Eq. (5-d)) is given by:
$$ {V}_x=\frac{ ft}{h_t}{V}_z\kern0.5em ,\kern0.5em {V}_y=\frac{\mathit{\mathsf{g}}t}{h_t}{V}_z\kern0.5em ,\kern0.5em {V}_z=M\left(u,q,t\right) $$
(12)
Where M is a function obtained by considering compressibility conditions. Three-dimensional incompressibility relation is given by:
$$ \frac{\partial {V}_x}{\partial X}+\frac{\partial {V}_y}{\partial Y}+\frac{\partial {V}_z}{\partial Z}=0 $$
(13)
By using the introduced velocity field and after some manipulation (see Appendix B) and integration of the compressibility equation, the following equation is obtained for M [19]:
$$ M=\frac{C\left(u,q\right)}{\left({f}_u{\mathit{\mathsf{g}}}_q-{f}_q{\mathit{\mathsf{g}}}_u\right)+\frac{h_q}{h_t}\left({f}_t{\mathit{\mathsf{g}}}_u-{f}_u{\mathit{\mathsf{g}}}_t\right)+\frac{h_u}{h_t}\left({f}_q{\mathit{\mathsf{g}}}_t-{f}_t{\mathit{\mathsf{g}}}_q\right)} $$
(14)
Where C (u, q) is obtained from boundary condition at entry section (t = 0):
$$ C\left(u,q\right)={V}_0{\left[\left({f}_u{\mathit{\mathsf{g}}}_q-{f}_q{\mathit{\mathsf{g}}}_u\right)+\frac{h_q}{h_t}\left({f}_t{\mathit{\mathsf{g}}}_u-{f}_u{\mathit{\mathsf{g}}}_t\right)+\frac{h_u}{h_t}\left({f}_q{\mathit{\mathsf{g}}}_t-{f}_t{\mathit{\mathsf{g}}}_q\right)\right]}_{t=0} $$
(15)
By defining M(u, q, t), the velocity field is fully determined through the relation (12).
1.2 Upper-bound solution
The upper-bound value for extrusion power can be calculated as follow [19]:
$$ J={\dot{W}}_e+{\dot{W}}_x+{\dot{W}}_f+{\dot{W}}_i $$
(16)
Where \( {\dot{W}}_e \) is the power due to the velocity discontinuity at entrance section:
$$ {\dot{W}}_e=\frac{Y}{\sqrt{3}}{\displaystyle \iint \varDelta {V}_e\varDelta {S}_e=}\frac{Y}{\sqrt{3}}{\displaystyle \iint {{\left[{V_x}^2+{V_y}^2+{\left({V}_z-{V}_0\right)}^2\right]}^{\frac{1}{2}}}_{t=0}d{S}_e} $$
(17)
\( {\dot{W}}_x \) is the power due to velocity discontinuity at exit section:
$$ {\dot{W}}_x=\frac{Y}{\sqrt{3}}{\displaystyle \iint \varDelta {V}_x\varDelta {S}_x=}\frac{Y}{\sqrt{3}}{\displaystyle \iint {{\left[\left({V_x}^2+{V_y}^2+{\left({V}_z-{V}_0\left(\frac{A_e}{A_x}\right)\right)}^2\right)\right]}^{\frac{1}{2}}}_{t=1}d{S}_x} $$
(18)
A
e and A
x are the areas of inlet and outlet sections, respectively. Moreover, \( {\dot{W}}_f \), the power due to friction between working material and die surface is:
$$ {\dot{W}}_f=m\frac{Y}{\sqrt{3}}{\displaystyle \iint \varDelta {V}_f\varDelta {S}_f=m}\frac{Y}{\sqrt{3}}{\displaystyle \iint {{\left[\left({V_x}^2+{V_y}^2+{V_z}^2\right)\right]}^{\frac{1}{2}}}_{u=1}d{S}_f} $$
(19)
In \( {\dot{W}}_f \) calculations, m is the friction factor. Finally, \( {\dot{W}}_i \) the power due to internal deformation is calculated as follows:
$$ {\dot{W}}_i=\frac{2Y}{\sqrt{3}}{\displaystyle \iiint {\left[\left(\frac{{\varepsilon_{\dot{x}x}}^2+{\varepsilon_{\dot{y}y}}^2+{\varepsilon_{\dot{z}z}}^2}{2}\right)+{\varepsilon_{\dot{x}y}}^2+{\varepsilon_{\dot{y}z}}^2+{\varepsilon_{\dot{z}x}}^2\right]}^{\frac{1}{2}} dV} $$
(20)
The total extrusion pressure can be calculated as:
$$ \frac{P}{Y}=\frac{J}{ Y\pi {R}^2} $$
(21)
In relation (21), Y and R are the yield strength and radius of the billet material, respectively.
Appendix B
The incompressibility condition of the material in xyz coordinates system can be shown by dimensionless variables of u, q, and t as following:
$$ {\varepsilon}_{ii}=\frac{\partial {V}_x}{\partial x}+\frac{\partial {V}_y}{\partial y}+\frac{\partial {V}_z}{\partial z}=0 $$
(22)
$$ \frac{\partial {V}_i}{\partial {x}_k}={\displaystyle {\sum}_{j=1}\left(\frac{\partial {V}_i}{\partial {u}_j}.\frac{\partial {u}_j}{\partial {x}_k}\right)} $$
(23)
The above relation can be written in matrix form as follows:
$$ \frac{\partial {V}_i}{\partial {x}_k}=\left[\begin{array}{ccc}\hfill \frac{\partial {V}_x}{\partial x}\hfill & \hfill \frac{\partial {V}_x}{\partial y}\hfill & \hfill \frac{\partial {V}_x}{\partial z}\hfill \\ {}\hfill \frac{\partial {V}_y}{\partial x}\hfill & \hfill \frac{\partial {V}_y}{\partial y}\hfill & \hfill \frac{\partial {V}_y}{\partial z}\hfill \\ {}\hfill \frac{\partial {V}_z}{\partial x}\hfill & \hfill \frac{\partial {V}_z}{\partial y}\hfill & \hfill \frac{\partial {V}_z}{\partial z}\hfill \end{array}\right] $$
(24)
$$ \frac{\partial {V}_i}{\partial {u}_j}=\left[\begin{array}{ccc}\hfill \frac{\partial {V}_x}{\partial u}\hfill & \hfill \frac{\partial {V}_x}{\partial q}\hfill & \hfill \frac{\partial {V}_x}{\partial t}\hfill \\ {}\hfill \frac{\partial {V}_y}{\partial u}\hfill & \hfill \frac{\partial {V}_y}{\partial q}\hfill & \hfill \frac{\partial {V}_y}{\partial t}\hfill \\ {}\hfill \frac{\partial {V}_z}{\partial u}\hfill & \hfill \frac{\partial {V}_z}{\partial q}\hfill & \hfill \frac{\partial {V}_z}{\partial t}\hfill \end{array}\right] $$
(25)
Then:
$$ \frac{\partial {u}_j}{\partial {x}_k}={J}^{-1}=\frac{1}{ \det J}\left[\begin{array}{ccc}\hfill {I}_{11}\hfill & \hfill {I}_{12}\hfill & \hfill {I}_{13}\hfill \\ {}\hfill {I}_{21}\hfill & \hfill {I}_{22}\hfill & \hfill {I}_{23}\hfill \\ {}\hfill {I}_{31}\hfill & \hfill {I}_{32}\hfill & \hfill {I}_{33}\hfill \end{array}\right] $$
(26)
Where J is the Jacobian for conversion of x, y, and z coordinates to u, q, and t. The components of the matrix in relation (26) can be defined as:
$$ \begin{array}{l}{I}_{11}={g}_q{h}_t-{g}_t{h}_q\\ {}{I}_{12}={f}_q{h}_t+{f}_t{h}_q\\ {}{I}_{13}={f}_q{g}_t-{f}_t{g}_q\\ {}{I}_{21}=-{g}_u{h}_t+{g}_t{h}_u\\ {}{I}_{22}={f}_u{h}_t-{f}_t{h}_u\\ {}{I}_{23}={f}_u{g}_t+{f}_t{g}_u\\ {}{I}_{31}={g}_u{h}_q-{g}_q{h}_u\\ {}{I}_{32}=-{f}_u{h}_q+{f}_q{h}_u\\ {}{I}_{33}={f}_u{g}_q-{f}_q{g}_u\end{array} $$
(27)
$$ J=\left[\begin{array}{ccc}\hfill {f}_u\hfill & \hfill {f}_q\hfill & \hfill {f}_t\hfill \\ {}\hfill {g}_u\hfill & \hfill {g}_q\hfill & \hfill {g}_t\hfill \\ {}\hfill {h}_u\hfill & \hfill {h}_q\hfill & \hfill {h}_t\hfill \end{array}\right] $$
(28)
$$ \det J=\frac{\partial \left(x,y,z\right)}{\partial \left(u,q,t\right)}=\left[\begin{array}{ccc}\hfill \frac{\partial x}{\partial u}\hfill & \hfill \frac{\partial x}{\partial q}\hfill & \hfill \frac{\partial x}{\partial t}\hfill \\ {}\hfill \frac{\partial y}{\partial u}\hfill & \hfill \frac{\partial y}{\partial q}\hfill & \hfill \frac{\partial y}{\partial t}\hfill \\ {}\hfill \frac{\partial z}{\partial u}\hfill & \hfill \frac{\partial z}{\partial q}\hfill & \hfill \frac{\partial z}{\partial t}\hfill \end{array}\right] $$
(29)
By replacing the (24), (25), and (26) in (23):
$$ \begin{array}{l}\left[\begin{array}{ccc}\hfill \frac{\partial {V}_x}{\partial x}\hfill & \hfill \frac{\partial {V}_x}{\partial y}\hfill & \hfill \frac{\partial {V}_x}{\partial z}\hfill \\ {}\hfill \frac{\partial {V}_y}{\partial x}\hfill & \hfill \frac{\partial {V}_y}{\partial y}\hfill & \hfill \frac{\partial {V}_y}{\partial z}\hfill \\ {}\hfill \frac{\partial {V}_z}{\partial x}\hfill & \hfill \frac{\partial {V}_z}{\partial y}\hfill & \hfill \frac{\partial {V}_z}{\partial z}\hfill \end{array}\right]=\frac{1}{ \det J}\left[\begin{array}{ccc}\hfill \frac{\partial {V}_x}{\partial u}\hfill & \hfill \frac{\partial {V}_x}{\partial q}\hfill & \hfill \frac{\partial {V}_x}{\partial t}\hfill \\ {}\hfill \frac{\partial {V}_y}{\partial u}\hfill & \hfill \frac{\partial {V}_y}{\partial q}\hfill & \hfill \frac{\partial {V}_y}{\partial t}\hfill \\ {}\hfill \frac{\partial {V}_z}{\partial u}\hfill & \hfill \frac{\partial {V}_z}{\partial q}\hfill & \hfill \frac{\partial {V}_z}{\partial t}\hfill \end{array}\right]\times \left[\begin{array}{ccc}\hfill {I}_{11}\hfill & \hfill {I}_{12}\hfill & \hfill {I}_{13}\hfill \\ {}\hfill {I}_{21}\hfill & \hfill {I}_{22}\hfill & \hfill {I}_{23}\hfill \\ {}\hfill {I}_{31}\hfill & \hfill {I}_{32}\hfill & \hfill {I}_{33}\hfill \end{array}\right]\\ {}\end{array} $$
(30)
By differentiating (30) \( \left({V}_x=\frac{f_t}{h_t}{V}_z\kern0.5em ,\kern0.5em {V}_y=\frac{g_t}{h_t}{V}_z\kern0.5em ,\kern0.5em {V}_z=M\left(u,q,t\right)\right) \) with respect to u, q, t it can be written as:
$$ \begin{array}{l}\frac{\partial {V}_x}{\partial u}=\frac{\left({f}_{tu}.M+{f}_t.{M}_u\right).{h}_t-{f}_t.M.{h}_{tu}}{h_t^2}\hfill \\ {}\frac{\partial {V}_x}{\partial q}=\frac{\left({f}_{tq}.M+{f}_t.{M}_q\right).{h}_t-{f}_t.M.{h}_{tq}}{h_t^2}\hfill \\ {}\frac{\partial {V}_x}{\partial t}=\frac{\left({f}_u.M+{f}_t.{M}_t\right).{h}_t-{f}_t.M.{h}_{tt}}{h_t^2}\hfill \\ {}\frac{\partial {V}_y}{\partial u}=\frac{\left({g}_{tu}.M+{g}_t.{M}_u\right).{h}_t-{g}_t.M.{h}_{tu}}{h_t^2}\hfill \\ {}\frac{\partial {V}_y}{\partial q}=\frac{\left({g}_{tq}.M+{g}_t.{M}_q\right).{h}_t-{g}_t.M.{h}_{tq}}{h_t^2}\hfill \\ {}\frac{\partial {V}_y}{\partial t}=\frac{\left({g}_{tt}.M+{g}_t.{M}_t\right).{h}_t-{g}_t.M.{h}_{tt}}{h_t^2}\hfill \\ {}\frac{\partial {V}_z}{\partial u}={M}_u\hfill \\ {}\frac{\partial {V}_z}{\partial q}={M}_q\hfill \\ {}\frac{\partial {V}_z}{\partial t}={M}_t\hfill \end{array} $$
(31)
Expanding the relation (30) gives:
$$ \begin{array}{l}\frac{\partial {V}_x}{\partial x}=\frac{1}{ \det J}\left({I}_{11}\frac{\partial {V}_x}{\partial u}+{I}_{21}\frac{\partial {V}_x}{\partial q}+{I}_{31}\frac{\partial {V}_x}{\partial t}\right)\hfill \\ {}\frac{\partial {V}_x}{\partial y}=\frac{1}{ \det J}\left({I}_{12}\frac{\partial {V}_x}{\partial u}+{I}_{22}\frac{\partial {V}_x}{\partial q}+{I}_{32}\frac{\partial {V}_x}{\partial t}\right)\hfill \\ {}\frac{\partial {V}_x}{\partial z}=\frac{1}{ \det J}\left({I}_{13}\frac{\partial {V}_x}{\partial u}+{I}_{23}\frac{\partial {V}_x}{\partial q}+{I}_{33}\frac{\partial {V}_x}{\partial t}\right)\hfill \\ {}\frac{\partial {V}_y}{\partial x}=\frac{1}{ \det J}\left({I}_{11}\frac{\partial {V}_y}{\partial u}+{I}_{21}\frac{\partial {V}_y}{\partial q}+{I}_{31}\frac{\partial {V}_y}{\partial t}\right)\hfill \\ {}\frac{\partial {V}_y}{\partial y}=\frac{1}{ \det J}\left({I}_{12}\frac{\partial {V}_y}{\partial u}+{I}_{22}\frac{\partial {V}_y}{\partial q}+{I}_{32}\frac{\partial {V}_y}{\partial t}\right)\hfill \\ {}\frac{\partial {V}_y}{\partial z}=\frac{1}{ \det J}\left({I}_{13}\frac{\partial {V}_y}{\partial u}+{I}_{23}\frac{\partial {V}_y}{\partial q}+{I}_{33}\frac{\partial {V}_y}{\partial t}\right)\hfill \\ {}\frac{\partial {V}_z}{\partial x}=\frac{1}{ \det J}\left({I}_{11}\frac{\partial {V}_z}{\partial u}+{I}_{21}\frac{\partial {V}_z}{\partial q}+{I}_{31}\frac{\partial {V}_z}{\partial t}\right)\hfill \\ {}\frac{\partial {V}_z}{\partial y}=\frac{1}{ \det J}\left({I}_{12}\frac{\partial {V}_z}{\partial u}+{I}_{22}\frac{\partial {V}_z}{\partial q}+{I}_{32}\frac{\partial {V}_z}{\partial t}\right)\hfill \\ {}\frac{\partial {V}_z}{\partial z}=\frac{1}{ \det J}\left({I}_{13}\frac{\partial {V}_z}{\partial u}+{I}_{23}\frac{\partial {V}_z}{\partial q}+{I}_{33}\frac{\partial {V}_z}{\partial t}\right)\hfill \end{array} $$
(32)
Moreover, the strain and velocity relations can be defined as:
$$ \begin{array}{l}{\varepsilon}_{xx}=\frac{\partial {V}_x}{\partial x}\hfill \\ {}{\varepsilon}_{xy}=\frac{1}{2}\left(\frac{\partial {V}_x}{\partial y}+\frac{\partial {V}_y}{\partial x}\right)\hfill \\ {}{\varepsilon}_{xz}=\frac{1}{2}\left(\frac{\partial {V}_x}{\partial z}+\frac{\partial {V}_z}{\partial x}\right)\hfill \\ {}{\varepsilon}_{yz}=\frac{1}{2}\left(\frac{\partial {V}_y}{\partial z}+\frac{\partial {V}_z}{\partial y}\right)\hfill \\ {}{\varepsilon}_{yy}=\frac{\partial {V}_y}{\partial y}\hfill \\ {}{\varepsilon}_{zz}=\frac{\partial {V}_z}{\partial z}\hfill \end{array} $$
(33)
Using (31), (32), and (33) the incompressibility condition can be re-written as:
$$ \begin{array}{l}{\varepsilon}_{ii}=\frac{\partial {V}_x}{\partial x}+\frac{\partial {V}_y}{\partial y}+\frac{\partial {V}_z}{\partial z}=\frac{1}{ \det J}\left({I}_{11}\frac{\partial {V}_x}{\partial u}+{I}_{21}\frac{\partial {V}_x}{\partial q}+{I}_{31}\frac{\partial {V}_x}{\partial t}+{I}_{12}\frac{\partial {V}_y}{\partial u}+{I}_{22}\frac{\partial {V}_y}{\partial q}+{I}_{32}\frac{\partial {V}_y}{\partial t}\right.\hfill \\ {}\left.+{I}_{13}\frac{\partial {V}_z}{\partial u}+{I}_{23}\frac{\partial {V}_z}{\partial q}+{I}_{33}\frac{\partial {V}_z}{\partial t}\right)=0\hfill \end{array} $$
(34)
$$ \begin{array}{l}{\varepsilon}_{ii}=\frac{1}{ \det J}\left[\left({g}_q{h}_t-{g}_t{h}_q\right)\frac{\left({f}_{tu}.M+{f}_t.{M}_u\right).{h}_t-{f}_t.M.{h}_{tu}}{h_t^2}\right.\hfill \\ {}\left(-{f}_qh{}_t+{f}_t{h}_q\right)\frac{\left({f}_{tq}.M+{f}_t{M}_q\right).{h}_t-{f}_t.M.{h}_{tq}}{h_t^2}\hfill \\ {}+\left({g}_u{h}_q-{g}_q{h}_u\right)\frac{\left({f}_{tt}.M+{f}_t.{M}_1\right).{h}_t-{f}_t.M.{h}_{tt}}{h_t^2}\hfill \\ {}+\left(-{f}_q{h}_t+{f}_t{h}_q\right)\frac{\left({g}_{tu}.M+{g}_t.{M}_u\right).{h}_t-{g}_t.M.{h}_{tu}}{h_t^2}\hfill \\ {}+\left({f}_u{h}_t-{f}_t{h}_u\right)\frac{\left({g}_{tq}.M+{g}_t.{M}_q\right).{h}_t-{g}_t.M.{h}_{tq}}{h_t^2}\hfill \\ {}+\left(-{f}_u{h}_q+{f}_q{h}_u\right)\frac{\left({g}_{tt}.M+{g}_t.{M}_t\right).{h}_t-{g}_t.M.{h}_{tt}}{h_t^2}\hfill \\ {}+\left({f}_q{g}_q-{f}_t{g}_q\right){M}_u+\left(-{f}_u{g}_t+{f}_t{g}_u\right){M}_q\hfill \\ {}+\left.\left({f}_u{g}_q-{f}_q{g}_u\right){M}_t\right]=0\hfill \end{array} $$
(35)
Relation (35) in a simple way can be written as:
$$ A\left(u,q,t\right)M+B\left(u,q,t\right).\frac{\partial M}{\partial t}=0 $$
(36)
Where:
$$ \begin{array}{l}\begin{array}{l}A={h}_t\left({g}_q{f}_{tu}{h}_t-{g}_q{h}_{tu}{f}_t-{g}_t{h}_q{f}_{tu}-{g}_u{h}_t{f}_{tq}+{g}_u{h}_{tq}{f}_t\right.\hfill \\ {}+{g}_t{h}_u{f}_{tq}+{g}_u{h}_q{f}_{tt}-{g}_q{h}_u{f}_{tt}-{f}_q{g}_{tu}{h}_t+{f}_q{h}_{tu}{g}_t\hfill \\ {}\left.+{f}_t{h}_q{g}_{tu}-{f}_u{g}_{tq}{h}_t-{f}_u{h}_{tu}{g}_t-{f}_t{h}_u{g}_{tq}-{f}_u{h}_q{g}_{tt}+{f}_q{h}_u{g}_{tt}\right)\hfill \\ {}+{g}_t{h}_q{h}_{tu}{f}_t-{g}_t{h}_u{h}_{tq}{f}_t-{g}_q{h}_u{h}_{tt}{f}_t-{g}_u{h}_q{f}_t{h}_{tt}\hfill \\ {}-{f}_t{h}_q{h}_{tu}{g}_t+{f}_t{h}_u{h}_{tq}{g}_t+{g}_q{h}_u{h}_{tt}{f}_t-{f}_u{h}_u{h}_{tt}{g}_t\hfill \end{array}\hfill \\ {}B={h}_t\left({h}_t\left({f}_u{g}_q-{f}_q{g}_u\right)+{h}_q\left({f}_t{g}_u-{f}_u{g}_t\right)+{h}_u\left({f}_q{g}_t-{f}_t{g}_q\right)\right)\hfill \end{array} $$
(37)
By integrating relation (36) we have:
$$ \int \frac{\partial M}{M}=-\int \frac{A}{B}\partial t $$
(38)
$$ A=\frac{\partial B}{\partial t}-{A}_1\kern0.5em ,\kern0.5em {A}_1=2{h}_{tt}\left({h}_t\left({f}_u{g}_q-{f}_q{g}_u\right)+{h}_q\left({f}_t{g}_u-{f}_u{g}_t\right)+{h}_u\left({f}_q{g}_t-{f}_t{g}_q\right)\right) $$
(39)
$$ \frac{A}{B}=\frac{\left(\partial B/\partial t\right)-{A}_1}{B} $$
(40)
$$ \frac{A}{B}=\frac{\left(\partial B/\partial t\right)}{B}-\frac{2{h}_{tt}}{h_t} $$
(41)
$$ \int \frac{\partial M}{M}=-\int \left(\frac{\left(\partial B/\partial t\right)}{B}-\frac{2{h}_{tt}}{h_t}\right)\partial t $$
(42)
$$ Ln(M)=- Ln(B)+ Ln\left({h}_t\right)+ Ln(C) $$
(43)
In relation (43) C is a function of u and q (C = C(u,q)) that yields:
$$ M=\frac{h_t^2C}{B} $$
(44)
Finally, replacing B from relation (37) in (44) gives:
$$ M=\frac{C\left(u,q\right)}{\left({f}_u{g}_q-{f}_q{g}_u\right)+{h}_q/{h}_t\left({f}_t{g}_u-{f}_u{g}_t\right)+{h}_u/{h}_t\left({f}_q{g}_t-{f}_t{g}_q\right)} $$
(45)