Abstract
In the now famous papers by P. Hohenberg and W. Kohn [1] and in a sequel by W. Kohn and L.J. Sham [2] use was made of the fact that the total energy of an interacting electron system is a functional of the electronic charge density:
where υ(r) is the external potential and F is a universal functional of the density. For the exact n(r), E[n(r)] is a minimum relative to variations of n(r) consistent with a variation of υ(r). Unfortunately, for an approximate F = F a the approximate energy functional E a obtained from equation (1) by replacing F[n] with F a[n] does not have to have any relation in particular to E. That is, E a may be greater or smaller or equal to E. An example is the Slater X α scheme [3] in which one can vary α to obtain any E a that one wants. Another fundamental objection is that given an F a there may or may not exist a solution to the Kohn and Sham equations in a region of physical interest. Even when the approximate energy functional has the appropriate properties leading to a n a(r) (there exists a point ñ a(r) such that E a[n] = min), the constraint used by Kohn and Sham that
(using the Lagrange multiplier metyhod this constraint leads to the K-S equations upon minimizing the functional [E a[n(r)] − λx∫n(r)dr] with respect to variations in n compatible with being produced by a variation in the external potential, supposing, of course, that the functional derivative exists) effectively raises the calculated energy even though it does not necessarily ensure N-representability. In principle other N-conserving constraints than (2) could be used.
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References
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Scofield, D.F. (1974). Many Body Perturbation Theory for Non-Uniform Electronic Systems. In: Devreese, J.T., Kunz, A.B., Collins, T.C. (eds) Elementary Excitations in Solids, Molecules, and Atoms. NATO Advanced Study Institutes Series, vol 2. Springer, Boston, MA. https://doi.org/10.1007/978-1-4684-2820-9_8
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