1 Introduction

For theories with long range gauge forces as QED the IR completion problem goes around the quantum consistency of a quantum field theory with massless charged particles in the physical spectrum. This is an old problem that has been considered from different angles along the years (see [1,2,3,4] for an incomplete list). As a matter of fact in Nature we don’t have any example of massless charged particles. In the Standard Model this is the case both for spin 1/2 as well as for the spin 1 charged vector bosons. In the particular case of charged leptons the potential inconsistency of a massless limit should imply severe constraints on the consistency of vanishing Yukawa couplings.

Technically the infrared (IR) origin of the problem is easy to identify. In the case of massless charged particles radiative corrections due to loops of virtual photons lead to two types of infrared problems. One can be solved, in principle, using the standard Bloch–Nordiesk-recipe [5] that leads to infrared finite inclusive cross sections at each order in perturbation theory depending on an energy resolution cutoff. In this case the infrared finite cross section is defined taking into account soft radiation. In the massless case we have in addition collinear divergences that contribute logarithmically to Weinberg’s B factor [5, 6].Footnote 1 The standard recipe used to cancel these divergences requires to include in the definition of the inclusive cross section not only soft emission but also collinear hard emission and absorption (i.e. photons with energy bigger than the energy resolution scale) and to set an angular resolution scale.

In [9] a unifying picture to the problem was suggested on the basis of degenerations. The idea is to define, for a given amplitude \(S_{i,f}\) associated with a given scattering process \(i\rightarrow f\) an inclusive cross section formally defined as

$$\begin{aligned} \sum _{i'\in D(i),f'\in D(f)}|S_{i',f'}|^2 \, ,\end{aligned}$$
(1)

where D(i) is the set of asymptotic states degenerate with the asymptotic state i.

For the case of massless electrically charged particles the degeneration used in [9] for the case where the asymptotic state is a charged massless lepton with momentum p is a state with the lepton having momentum \(p-k\) and an additional on-shell photon with 4-momentum k collinear to p.Footnote 2

At each order in perturbation theory the KLN recipe demands us to sum over all contributions at the same order in perturbation theory that we can build using degenerate incoming and /or outgoing states. Among these are specially interesting the quantum interference effects with disconnected diagrams where the additional photon entering into the definition of a degenerate incoming state is not interacting. In particular these interference effects play a crucial role to cancel collinear divergences in processes where the incoming electron emits a collinear photon, see for instance [9,10,11].

The main target of this paper is to study the quantum consistency of the KLN prescription to define a quantum field theory of U(1) massless charged particles. At order \(e^4\) the KLN theorem cancels the excising collinear divergences (see for example [9, 10]). This is true because the kinematics at this order in perturbation theory is such that the photon momenta are equal, e.g. \(k=k'\). As one goes to the next order \(e^6\) one gets more possibilities for the kinematics of the photons. If we would look there at the same kinematics \(k=k'\) we would expect to see the cancelation of the collinear divergent terms as we did at order \(e^4\). If we however choose a kinematics where the electron is forwardly scattered the photon momenta are unequal \(k\ne k'\) which gives new collinear divergences that should be canceled. In trying to cancel these we summarize our findings in two main claims. First of all we provide substantial evidence about the existence of a KLN anomaly in the forward limit. We choose the name “anomaly” because later we compare the newly found collinear divergent term with the gauge anomaly diagrams. This anomaly is worked out up to order \(e^6\) in perturbation theory in “Appendices C and D” explicitly. Secondly we argue that canceling this KLN anomaly is only posible if there exists a non-vanishing gauge anomaly to the U(1) gauge theory. On one side we shall argue that the consistency of the KLN prescription in the forward regime implies the existence of a non vanishing gauge anomaly for the U(1) gauge theory. This rules out the possibility of the existence of a theory with massless charges and long range interactions satisfying both KLN cancellation and being anomaly free. Secondly combining the weak gravity conjecture [12] and anomalous thresholds for form factors, we derive a gravitational lower bound on the mass of the lighter massless charged fermion and a qualitative upper bound on the total number of fermionic species with the same charge as the electron.

2 The KLN-theorem: degeneracies and energy dressing

Let us briefly review the key aspect of the KLN theorem [9]. In order to do that let us consider scattering theory for a given Hamiltonian \(H=H_0+gH_{I}\) and let us assume the Hamiltonian depends on a parameter m. Assuming a well defined scattering theory, the hamiltonian H can be diagonalized using the corresponding Møller operators U. Let us denote \(E_i(g,m)\) the corresponding eigenvalues. If for some value \(m_c\) of the mass parameter we have degenerations i.e. \(E_i(g,m_c) = E_j(g,m_c)\) then the perturbative expansion of \(U_{i,j}\) becomes singular at each order in perturbation theory. However at the same order in perturbation theory the quantity \(\sum _a U_{a,i}U^{*}_{j,a}\) where we sum over the set of states degenerate with the state a is free of singularities in the limit \(m=m_c\) leading to the prescription (1) for finite cross sections. The former result is true provided \(\varDelta _{a}( g,m)= (H_0-E)_{aa}\) has a good finite limit for \(m=m_c\).

The quantum field theory meaning of \(\varDelta \) is the difference of energy between the bare and the dressed state. The theorem works if for fixed and finite UV cutoff the limit of this dressing effect is finite in the degeneration limit.

For the case of QED and for m the mass of the electron, degeneracies appear in the limit \(m_e\rightarrow 0\). As stressed in [9] in this case the limit of \(\varDelta \) for \(m_e\rightarrow 0\) and fixed UV cutoff is not finite. The problem is associated with the well known behavior of the renormalization constant Z for the photon field which goes as

$$\begin{aligned} Z=1 - \frac{e^2}{6\pi ^2} \log {\frac{\varLambda }{m_e}} \, .\end{aligned}$$
(2)

The origin of the problem is well understood. Using Källen-Lehmann-representation to extract the value of Z from the imaginary part of the bubble amplitude i.e. \(\text {Im} D(k^2)\) for the photon propagator \(D(k^2)\), we get for massless electrons a branch cut singularity in the physical sheet for the threshold \(k^2=0\) where the on-shell photon can go into a collinear pair of on-shell electron and positron.

In [9] this problem was explicitly addressed and the suggested solution was to keep \(m_e=0\) but to add a mass scale in the definition of Z (see [13]) associated with some IR resolution scale let us say \(\delta \). The logic of this argument is to assume an IR correction of (2) where effectively \(m_e\) is replaced by \(\delta \) and to use this corrected Z to define a \(\varDelta \) non singular in the limit \(m_e\rightarrow 0\). This should also hold for the renormalization for the electric charge. How this potential solution of the singular limit of \(\varDelta \) will enter effectively in the KLN cancellation is not obvious and not worked out in [9]. The connection with the definition of charge in the forward limit (Thompson scattering ) is the main reason we choose in order to check the consistency of KLN theorem the forward kinematical regime relevant for the definition of the electric charge.

Note that the singular limit of Z in the massless limit is the IR version of the famous Landau pole problem for QED. In this case we are not considering the limit where we send the UV cutoff to infinity but instead the limit \(m_e\rightarrow 0\). In the massless limit there are contributions to the Källen–Lehmann-function coming from processes in which the on-shell photon with energy \(\omega \) produces a pair of electron positron both collinear and on-shell. Incidentally note that in principle we have contributions of amplitudes where the on-shell photon decays into a set of a large number n of electron–positron-pairs and photons where all of them are on-shell and collinear. The approach of the KLN program is to assume that after taking all these IR contributions into account the resulting Z, for fixed UV cutoff, is finite in the limit \(m_e\rightarrow 0\). This does not imply solving the UV problem or avoiding the standard Landau pole, that depends on the sign in (2) and that now will become dependent on the added resolution scale \(\delta \). It simply means that for fixed UV cutoff the limit \(m_e\rightarrow 0\) could be non singular. In section IV we will revisit the consistency of the limit \(m_e\rightarrow 0\) from a different point of view.

Can we check the consistency of the KLN proposal perturbatively? To the best of our knowledge the KLN program of finding a redefinition of Z where the cancellation can be defined in an effective way has not been developed. Thus we should expect that perturbative violations of the KLN theorem could appear whenever we work in the kinematical regime where originally appears the singularity responsible for the former behaviour of Z, namely in the forward regime \(q^2=0\).

In [11] the authors presented a different but equivalent procedure to cancel infrared and collinear (IRC) divergences, where one has to sum either over degenerate initial or final states. Briefly, the cut-method defines IRC finite S-matrices by cutting the IRC divergent amplitude square and identify then new amplitude squares at the same order in perturbation theory. After summing over all these cutted diagrams the IRC divergences cancel each other. Within this set of new amplitude squares there occur diagrams that are interference terms of purely disconnected and thus forward scattered particles with diagrams that ensure to have the correct order in coupling constant, most properly loop diagrams. Some of these interference terms are IRC divergent and hence contribute to the cancelation of the IRC divergences and some of them are IRC finite and therefore not contributing to the cancelation scheme. A key difference however is that in the forward scattering process we are looking at we have an additional constraint for the outgoing photon momenta, namely \(q^\mu +k^\mu =k'^\mu \). This constraint ensures, once integrate over the photon momentum, that we will only get a single \(\log (m_e)\) divergence.

3 Degeneracies and anomalous thresholds

Fig. 1
figure 1

Anomalous threshold in Breit frame

In scattering theory the existence of anomalous thresholds for form factors of bound states is well known (see [14,15,16]). The idea is simply to consider the triangular contribution to the form factor of a particle A by some external potential. If the particle A can decay into a pair of particles N and B where only N interacts with the external potential we get the triangular amplitude depicted in Fig. 1. If we now impose all the internal lines to be on-shell we can find a critical transfer momentum for which the corresponding amplitude has a leading Landau singularity in the physical sheet. This transfer momentum defines the anomalous threshold. This leads to a logarithmic contribution to the amplitude and to a non vanishing absorptive part forbidden by standard unitarity. The simplest way to set when this singularity is physical is using the Coleman–Grossman-theorem [17] that dictates that the singularity is physical if the triangular diagram can be interpreted as a space-time physical process with energy momentum conservation in all vertices and with the internal lines on-shell i.e. as a Landau–Cutkosky-diagram.

Let us now consider the degenerations as formally representing the massless electron as a composite state of electron and collinear photon. In this case we can consider the triangular contribution in Fig. 2 to the form factor where the electron in the triangle interacts with the external potential. In this case it is easy to see that an anomalous threshold can appear only in the forward limit when the transfer momentum \(q^2\) is zero (see “Appendix A”).

From the KLN theorem point of view we can associate these kinematical conditions to the degeneration defined by the absorption and emission process of a collinear photon with the same value of the 4-momentum k and with k collinear to q. In this case the logarithmic divergence \(\log (m_e)\) of the anomalous threshold can be canceled with the corresponding KLN sum.

However the KLN prescription in this forward limit allows us to have different 4-momentum k and \(k'\) for the absorbed and emitted photon. If this amplitude is logarithmically divergent it cannot be trivially canceled by a one loop contribution to the form factor. Next we shall see that this is indeed the case and that the only possible cancellation leading to a consistent theory of massless charged particles is using quantum interference with processes controlled by the triangular graph defining the gauge anomaly of the underlying gauge theory.

Fig. 2
figure 2

Landau Cutkosky diagram associated with the anomaly

Although in the case of massless QED we can still use Furry’s theorem. It should be noticed that in the massless case and using collinear external photons we have both helicity preserving and helicity changing amplitudes that nullifies the consequences of Furry’s theorem in the forward limit under study.Footnote 3

4 The KLN anomaly

In this section we shall consider the absorption emission process in the forward limit with \(k\ne k'\). Let us fix as data of the form factor scattering process the 4-momentum of the initial electron p and the exchanged energy-momentum that will denote q. Let us denote the amplitude S(pq). For these data the KLN prescription requires to define the sum

$$\begin{aligned} \sum _{n_i,n_f} |S(p,q; n_i,n_f)|^2 \, ,\end{aligned}$$
(3)

where \(n_i\) and \(n_f\) denote the different degenerate states contributing to the process that are characterized by the number \(n_i\) of absorbed collinear photons attached to the incoming line and the number \(n_f\) of emitted collinear photons attached to the outgoing line. All of these photons are assumed to have energies bigger than the IR energy resolution scale set by the Bloch-Nordiesk-recipe. Generically each term in the sum (3) involves the integral over the 3-momentum of the collinear photons within a given angular resolution scale. The amplitudes in (3) contain internal lines with the corresponding propagators being on-shell.

In what follows we shall be interested in the forward corner of phase space characterized by vanishing transfer momentum, i.e. 

$$\begin{aligned} q^2 =0 \, .\end{aligned}$$
(4)

In the forward regime the first absorption emission process contributing to the sum contains one absorbed photon and one emitted photon. This process is characterized by the following set of kinematical conditions \( p q\approx p k \approx p' k' \approx 0\). This implies that in this corner of phase space the two propagators entering into the amplitude are on-shell. This after integration leads to a collinear divergence. Moreover in these kinematical conditions we have

$$\begin{aligned} k' - k = q \end{aligned}$$
(5)

and, as mentioned, in the forward limit the outgoing electron has the same momentum as the in-coming one, i.e. \( p= p'\). Since for this amplitude both the absorbed and the emitted photons are collinear to the incoming and outgoing electron respectively, the KLN recipe indicates that this divergence should be canceled by the collinear contribution of virtual photons running in the loop.

Fig. 3
figure 3

These diagrams lead to a mass divergence once (1) is applied, with the kinematics \(k'=k+q\)

In what follows we shall show that in the forward limit emission absorption processes with \(k\ne k'\) lead to logarithmic divergences. The diagrams that lead to the collinear term are given in Fig. 3. We work in the chiral basis and choose the kinematics for the electron to run in z-direction. In the “Appendix B” we explain the details and the notations used in the calculation. We omit all terms that will not lead to a collinear divergence. In these conditions we get for the amplitudes for a forward scattered right-/left-handed electron

$$\begin{aligned} \mathrm {i}M^R =&- \mathrm {i}e^3\frac{\sqrt{2}\theta \left[ \omega (\omega +{\omega _q})+(2E+\omega \lambda )(2E+(\omega +{\omega _q}){\lambda '}) \right] }{E\omega {\omega _q}\left( \theta ^2+\frac{m^2}{E^2} \right) } \nonumber \\&+\mathrm {i}e^3 \frac{\sqrt{2}\theta \left[ -\omega {\omega _q}+(2E+\omega \lambda )(2E+{\omega _q}{\lambda _q})\right] }{E\omega (\omega +{\omega _q})\left( \theta ^2+\frac{m^2}{E^2}\right) } \, ,\end{aligned}$$
(6)
$$\begin{aligned} \mathrm {i}M^L =&- \mathrm {i}e^3\frac{\sqrt{2}\theta \left[ \omega (\omega +{\omega _q})+(2E-\omega \lambda )(2E-(\omega +{\omega _q}){\lambda '}) \right] }{E\omega {\omega _q}\left( \theta ^2+\frac{m^2}{E^2} \right) } \nonumber \\&+\mathrm {i}e^3 \frac{\sqrt{2}\theta \left[ -\omega {\omega _q}+(2E-\omega \lambda )(2E-{\omega _q}{\lambda _q})\right] }{E\omega (\omega +{\omega _q})\left( \theta ^2+\frac{m^2}{E^2}\right) } \, .\end{aligned}$$
(7)

In order to use the KLN-theorem we need to perform the integration over photon momenta \(\int \frac{\mathrm {d}^3\mathbf {k}}{(2\pi )^3 2\omega }\), and taking into account the constraint \(k'=q+k\), coming from the conservation of energy and momentum. The interesting part of the integral is the one over the small angle \(\theta \), since there the collinear divergence shows up. In the collinear limit \({\omega '}={\omega _q}+\omega \) and \({\theta '}= \frac{{\omega _q}{\theta _q}}{\omega +{\omega _q}}\) (see “Appendix B”). Including these constraints, and integrating over the phase space \(\int \frac{\mathrm {d}^3\mathbf {k}}{(2\pi )^3 2\omega }\) with small angle \(\theta \) gives

$$\begin{aligned}&\int \frac{\mathrm {d}^3\mathbf {k}}{(2\pi )^3 2\omega } \frac{1}{4}\sum _\text {spins}\left| \mathrm {i}M \right| ^2 \nonumber \\&\quad =\int \frac{\mathrm {d}\omega \,\omega }{(2\pi )^2} \frac{e^6}{4E^2\omega ^2}\log \left( \frac{E\delta }{m_e}\right) \left[ \frac{-\omega {\omega _q}+(2E+\omega \lambda )(2E+{\omega _q}{\lambda _q})}{(\omega +{\omega _q})} \right. \nonumber \\&\qquad \left. -\frac{ \omega (\omega +{\omega _q})+(2E+\omega \lambda )(2E+(\omega +{\omega _q}){\lambda '}) }{{\omega _q}} \right] ^2 \nonumber \\&\qquad +\left( \lambda \rightarrow -\lambda , \, {\lambda '}\rightarrow -{\lambda '}, \, {\lambda _q}\rightarrow -{\lambda _q}\right) \, ,\end{aligned}$$
(8)

where \(\delta \) is a small angular resolution scale. The details of the calculations can be seen in the “Appendix B”.

In summary for generic q and for emission absorption processes we get a double pole for \(k=k'\) that can interfere with a disconnected diagram where the photon is not interacting. For \(q^2=0\) we have a double pole on the kinematical sub manifold defined by \(k-k'=q\) that leads, for fixed q and after integration over k, to a collinear divergence that don’t interfere with disconnected diagrams where the photon is not interacting. Thus once we constraint the KLN sum by the forward condition \(p=p'\) we have obtained an additional collinear divergent contribution which is not canceled by any known loop factor. We will refer to this contributions as a KLN anomaly.

5 The KLN anomaly and the triangular anomaly

From a perturbative point of view a crucial ingredient of anomalies in four dimensions are triangle Feynman diagrams with currents inserted at the vertices. This is the case for the original ABJ anomaly [18, 19] as well as for gauge anomalies. The difference lies in the type of currents we insert in the vertices.

The analytic properties of triangular graph amplitudes were extensively studied in the early 60’s using Landau equations [20, 21] and Cutkosky rules [22]. As already mentioned it was first observed in [23] the existence, for triangular graphs, of singularities associated with non unitary cuts. These singularities are the anomalous thresholds [16] (see 1 for the relevant formulae).

In reference [24] it was first pointed out the connection of the anomaly with the IR singularities of the corresponding triangular graph amplitude. This approach was further developed in [17, 25] in the context of t’Hooft’s anomaly matching conditions [26].

Fig. 4
figure 4

The anomaly diagram with the non unitary cuts

Let us first briefly recall the analytic structure of anomalies. In a nutshell given a triangular amplitude \(\varGamma ^{\mu \nu \rho }\) for three chiral currents let us denote \(\varGamma (q^2)\) the invariant part of the amplitude for \(q^2\) the relevant transfer momentum (see Fig. 4). The anomaly is defined as the residue of \(\varGamma (q^2)\) at \(q^2=0\), i.e.

$$\begin{aligned} q^2\varGamma (q^2) = \mathscr {A} \, ,\end{aligned}$$
(9)

for \(\mathscr {A}\) the c-number setting the anomaly. Standard dispersion relations connect (9) with the imaginary part of \(\varGamma (q^2)\), namely

$$\begin{aligned} \text {Im} \varGamma (q^2) \sim \delta (q^2) \, .\end{aligned}$$
(10)

The physical meaning of the singularity underlying the anomaly requires to understand the analytic properties of the full amplitude.

As already mentioned for the triangular graph we can have normal threshold singularities as well as the anomalous threshold singularities that correspond to the leading Landau singularity. In the language of Landau equations the normal threshold corresponds to the reduced graph where the Feynman parameter \(\alpha \) of one of the three lines is equal to zero. In what follows we shall discuss the anomalous threshold.Footnote 4 This corresponds to put the three lines of the triangle on-shell. The threshold is determined by the value of transfer momentum \(q^2\) at which the corresponding diagram with all the internal lines on-shell and with external real photons is kinematically allowed. For massless particles running in the triangle this anomalous threshold exists and it is given by \(q^2 =0\). The corresponding discontinuity is determined by Cutkosky rules as

$$\begin{aligned} \int \mathrm {d}^4p \prod \theta (p_i^0)\delta \left( p_i^2\right) \prod C_i \, ,\end{aligned}$$
(11)

where the \(C_i\) are the physical values of the three amplitudes determined by the non unitary cut (see Fig. 4).Footnote 5 As shown in [17] the discontinuity of the triangular amplitude goes as

$$\begin{aligned} q\delta (q^2) \end{aligned}$$
(12)

and it is non vanishing. Let us now look at this discontinuity as an anomalous threshold. The physical process associated with this discontinuity can be understood as a real incoming photon that for massless charges decays into a pair of collinear on-shell electron and positron. One piece of the pair interacts with the external potential with some transfer momentum and finally the pair annihilates giving rise to a massless photon. Note that the discontinuity for the anomaly graph relies on the fact that for massless charges the photon can decay into a pair of on-shell collinear charged particles. If we fix one chirality for the running electron this discontinuity gives us the anomaly. To cancel the gauge anomaly for U(1) we need to have real representations i.e. to add both chiralities in the loop.

The decay of the photon into a pair of collinear massless fermions can be formally interpreted as a degeneracy between the photon and a pair of collinear massless charged particles. From this point of view the anomaly is just the anomalous threshold associated with this formal compositeness of the photon. In more precise terms what makes the anomaly anomalous is the existence of an absorptive part of the triangular amplitude that is expected, from standard unitarity (only one cut), to vanish.Footnote 6

Let us now relate the KLN anomaly and the triangular anomaly. As discussed the KLN anomaly appears whenever \(k\ne k'\) with zero transfer momentum (4). From the KLN theorem point of view the contribution computed in the former section should cancel with some contribution to the form factor of the electron.

Since we are working at order \(e^6\) we need, in principle, to include all loop diagrams to this order in perturbation theory contributing to the form factor. The interference term of two-loop diagrams and the tree-level diagram and the interference term of a one-loop diagram with one incoming collinear photon and a tree-level diagram with also one incoming collinear photon are of order \(e^6\). We treat these diagrams and its collinear divergent contribution to the amplitude in the “Appendix C and D”. In “Appendix D” we show that the two-loop contribution goes like \(\log ^2(m_e)\) without any subleading \(\log (m_e)\) contribution and therefore can not cancel the KLN anomaly. The interference term treated in “Appendix C” is of order \(\log (m_e)\) but will not cancel the KLN anomaly as shown in “Appendix C”. Thus, the \(\log \)-divergent term in the amplitude square (8) can’t be canceled. This is intuitively clear from the fact that the KLN anomaly appears when \(k\ne k'\).

However, in this case we have the possibility of defining an interference term at this order in perturbation theory. Namely, we can think a diagram where we have the electron non interacting and where the companion collinear photon is interacting through the triangular graph with the external source. This allows \(k\ne k'\) in the forward limit where k and \(k'\) are both collinear to the momentum p of the electron. The role of the triangular graph is to account for the difference between k and \(k'\) and to provide the needed logarithmic singularity. Thus for \(k\ne k'\) the only possible contribution will come from the interference with the triangle diagram in Fig. 5. Therefore for fixed chirality of the electron in Fig. 3 the only possibility to cancel the KLN anomaly is to assume a non vanishing value for the triangular graph. However, this is only possible if the corresponding gauge theory is anomalous which cannot be the case. In fact once we sum over all chiralities in the triangle we get a zero contribution to a form factor with \(k\ne k'\). In summary we have shown that

Fig. 5
figure 5

Anomaly triangle diagram with disconnected electron contributing to the amplitude square

The KLN anomaly can be only canceled if the gauge theory is anomalous i.e. ill defined.

Consequently we conclude that the the KLN anomaly can be only canceled effectively adding a mass for the charged fermions.

In summary the KLN anomaly in the forward limit with \(k\ne k'\) corresponds to an anomalous threshold in the form factor where it is the photon, the one that interacts with the external potential. This can only take place through the triangular graph and it is only non vanishing if the theory is anomalous with respect to the underlying gauge symmetry. In principle we could think we are missing some diagrams. In this respect we have not a full fledged no go theorem but just substantial amount of evidence on the impossibility to extend the KLN recipe to the forward regime without running into the quantum inconsistency associated with a gauge anomaly. Note that this is the case in QED but not in massless scalar QED where the problem is not appearing.Footnote 7

Before finishing this section let us make two brief comments that could help to clarify the argument. First of all note that in [9] processes as the ones in Fig. 3 were considered. For generic q this produces logarithmic divergences only in the case \(k=k'\) and these are compensated using a disconnected diagram where the companion photons is not interacting. In the particular case of \(q^2=0\) we have a collinear divergence even for \(k\ne k'\) and the corresponding disconnected diagram is now the one in Fig. 5 where we need to include the triangular anomaly in the photon line. The second comment concerns the recent discussion of symmetries in massless QED [28]. The first thing to be noticed is that in the collinear case the corresponding dressing using coherent states [29] is ill defined (see [8] for a brief discussion). In the symmetry language this could be interpreted as indicating that KLN recipe is violating these symmetries. Actually a potential way to interpret our result is that in the massless case the collinear dressing in the forward limit \(q^2=0\) is actually incompatible with non anomalous gauge invariance.Footnote 8

In case the origin of the transfer momentum is gravitational the situation is more interesting and richer. In fact in this case although we keep the same electromagnetic degeneration due to collinear electromagnetic radiation the external field, once it is assumed to be gravitational, can contribute to the form factor due to the graviton photon vertex. The analysis of this case is postponed to a future work.

6 A lower bound for the electron mass

In the former section we have argued that a quantum theory of massless charged fermions is inconsistent. The core of the argument is that consistency requires to cancel the KLN anomaly and that is only possible if the theory has non vanishing U(1) gauge anomaly i.e. if the theory is by itself inconsistent.

In what follows we shall put forward the following conjecture:

In a theory with minimal length scale L the minimal mass of a U(1) charged fermion, for instance the electron, is given by

$$\begin{aligned} m_e \ge \frac{\hbar }{L} \text {e}^{-\frac{1}{e^2 \nu }} \, ,\end{aligned}$$
(13)

where \(e^2\) is the corresponding coupling and \(\nu \) is the number of fermionic species with charge equal to the electron charge.

Before sketching the argument let us make explicit the logic underlying this conjecture. The bound (13) can be naively obtained from the perturbative expression (2) as the minimal mass of the electron consistent with pushing the perturbative Landau pole to \(\frac{\hbar }{L}\). To argue in that way will force us to assume that the perturbative result for Z already rules out the consistency of a theory of massless electrons. This will contradict the basic assumption of the KLN theorem of the potential redefinition of Z with a well defined \(m_e\rightarrow 0\) limit. Thus our approach to set a bound on the electron mass will consist in looking for some anomalous threshold singularity depending on the electron mass and to set the bound by analyzing the limit \(m_e\rightarrow 0\) of these contributions to form factors.

In order to look for the appropriated form factor we shall use the constraints on the charged spectrum coming from the weak gravity conjecture [12]. This conjecture is equivalent to say that in absence of SUSY extremal electrically charged black holes are unstable. This leads to the existence in the spectrum of a particle with mass satisfying

$$\begin{aligned} m^2_e \le e^2 M_P^2 \, .\end{aligned}$$
(14)

Once we accept the instability of charged black holes in absence of SUSY we can compute the effect of this instability to the form factor of the charged black hole in the presence of an external electric potential. Denoting \(m_e\) the mass of the minimally charged particle we have again the anomalous threshold contribution where the black hole interaction with the external potential is mediated by the charged particle through the corresponding triangular graph. Assuming all the particles in the process to be on-shell the anomalous threshold is given by

$$\begin{aligned} t_0 = 4m_{e}^2 - \frac{\left( M_{bh}^2 - {M'}_{bh}^2 -m_e^2\right) ^2}{{M'}_{bh}^2} \, ,\end{aligned}$$
(15)

where we think the instability as the decay of a black hole of mass M and charge Q into a smaller black hole of mass \(M'\) and a particle with mass m and minimal charge e that we will call the electron (see Fig. 6).

As shown in “Appendix A” for the typical gravitational binding energy that we expect for a black hole the anomalous threshold contribution to the corresponding amplitude will go as

$$\begin{aligned} \log \left( \frac{M_P}{m_e}\right) \, ,\end{aligned}$$
(16)

where we have used as UV cutoff the Planck mass.

Fig. 6
figure 6

Anomalous threshold for the form factor of a RN black hole

The imaginary part of this amplitude can be interpreted as an anomalous threshold to the absorptive part of the form factor of the charged black hole in the presence of an external electromagnetic field. Now we have what we were looking for, namely a physical amplitude that depends on the electron mass in a way that is singular in the massless limit. In order to avoid the singular limit \(m_e\rightarrow 0\) we can impose, on the basis of unitarity, that the corresponding amplitude is smaller than one. If we do that we get

$$\begin{aligned} \nu C^2\log \left( \frac{M_P}{m_e}\right) \le 1 \, ,\end{aligned}$$
(17)

where C represents the physical decay amplitude of the black hole to emit an electron. If we assume this amplitude to be proportional to the electromagnetic coupling we get the lower bound above. Here \(\nu \) is the number of charged fermionic species with equal charge to the electron.Footnote 9 Taking seriously the former bound on the electron mass leads to an upper bound on the number of fermionic species with the electron charge of the order of 11 species.Footnote 10 The key point to be stressed here is that in deriving this bound we don’t use the perturbative Landau pole but instead the anomalous threshold singularity we get assuming the gravitational instability of RN extremal black holes.

A different way to understand the anomalous threshold is as follows. For the case of standard black holes with entropy N we should expect that the threshold for an absorptive part should be \(t_0 \sim O(1/N)\) in Planck units i.e. absorption of one information bit. The existence of massless charged particles pushes down this threshold to the anomalous value \(O(m_e^2)\) and therefore we could expect a lower information bound for the mass of the electron \(m_e \sim 1/N\) in Planck units for the largest possible black hole. Thus and using a cosmological bound for the largest black hole we could conclude that the lower bound on the mass of electrically charged fermions is given, in Planck units, by \(\frac{1}{\sqrt{N_{H}}}\) with \(N_{H}\) determined by the Hubble radius of the Universe as \(\frac{R_{H}^2}{L_P^2}\).

To end let us make a comment on (14). For equality this can be written as \(e^2 = \frac{m_e^2}{M_P^2}\). Thinking in a diagram representing an energetic Planckian photon decaying into a set of n on-shell pairs and estimating \(n \sim \frac{M_P}{m_e}\) the former relation (14) simply express the criticality condition [33] \(e^2 \sim \frac{1}{n}\) typical of classicalization.

Before ending we would like to make a very general comment on black hole physics intimately related with the former discussion. In [34] we put forward a constituent portrait of black holes. The most obvious consequence of this model is the prediction of anomalous thresholds in the corresponding form factors at small angle. On the other hand these anomalous thresholds define a canonical example of in principle observable quantum hair.

7 Final comment

It looks like that nature abhors massless charged particles whenever the charge is associated with a long range force as electromagnetism. This is not a serious problem for confined particles but it is certainly a problem for charged leptons. Taken seriously, it will means that the limit with vanishing Yukawa couplings should be quantum mechanically inconsistent. In string theory we count with a geometrical interpretation of Yukawa couplings in terms of intersections [35] and in some constructions based on brane configurations in terms of world sheet instanton contributions. It looks like that a consistency criteria for string compactifications should prevent the possibility of massless charged leptons and consequently of vanishing Yukawa couplings. The problem of a consistent massless limit of leptons is on the other hand related with the problem of naturalness in t’Hooft’s sense [26]. Naively the symmetry enhancement that will make natural the massless limit is chiral symmetry. What we have observed in this note can be read from this point of view. The IR collinear divergences, if canceled in the way suggested by the KLN-theorem, prevent the realization of this chiral symmetry indicating the unnatural condition of the massless limit of charged leptons. A hint in that direction was the observation of [9] about the existence for massless QED of non vanishing helicity changing amplitudes in the absence of any supporting instanton like topology. Thus, it looks that the existence of a fundamental lower bound on the mass of charged leptons is inescapable.