Introduction

The incidence of neonatal hearing loss is 1.1 per 1000 infants in the USA and has a prevalence of 3.1 % among children and adolescents [1]. This makes hearing loss the most common sensory disorder and the fourth most common developmental disorder in the USA. Indigent patients with poor access to healthcare are at increased risk of hearing loss [2].

Hearing screening

Prior to the introduction of universal newborn screening, the average age of diagnosis of congenital hearing loss was 2 to 3 years of age [3, 4]. Hearing impairment has a significant impact on communication and spoken language skills. Moreover, there is also a reduction in visual reception and fine motor skill development in hearing-impaired children. The Joint Committee on Infant Hearing now promotes universal screening with state-run systems of early hearing detection and intervention (EHDI) [5]. The goal of the EHDI programs is to screen all infants prior to 1 month of age, those who do not pass the initial screen should have a comprehensive audiologic evaluation by 3 months of age, and interventions should be implemented by 6 months of age [5]. Currently, 97 % of newborns in the USA undergo newborn hearing screening [6•], but only 50.3 % of those who failed the hearing screen had adequate follow-up diagnostic testing [7]. Of those, only 70.2 % had the testing performed prior to 3 months of age [7]. Unilateral hearing loss, later diagnosis, and Medicaid coverage have been show to be factors associated with loss to follow-up [8].

Otoacoustic emissions (OAEs) are often used for newborn hearing screening. The outer hair cells in the cochlea generate forces to amplify incoming sounds and improve auditory thresholds. The outer hair cells also amplify distortions and reflections that naturally occur within the cochlea. These new sounds, created by the cochlea, then back-propagate out of the ear and can be detected by a microphone in the ear canal as an OAE. Thus, OAEs test cochlear function only and do not detect pathology in the auditory nerve or auditory brainstem pathways. This is usually fine because most, but not all, forms of hearing loss are associated with outer hair cell dysfunction and reduced amplification. However, since OAEs depend on sound passing through the ear canal and middle ear and then back out again, any ear canal and middle ear pathology will dramatically affect test results. Otoscopic exams of newborns have demonstrated that the incidence of middle ear effusion or decreased tympanic membrane motility ranges from 0 to 22.7 %. In the neonatal intensive care unit (NICU), the presence of middle ear effusions approaches 30 % [9]. In an analysis of neonates with middle ear fluid, only 33 % passed transient-evoked OAE testing. The benefit of OAE testing is that it does not require patient compliance and can be rapidly performed by a technician [10]. A pass on an OAE test indicates that there is hearing sensitivity of 30 dB HL or better and there is proper functioning of the outer hair cells [11].

Auditory brainstem evoked responses (ABRs) provide another way to assess newborn hearing. In ABR testing, a short tone burst or click is used to stimulate the cochlea, and the electric field potentials generated by the auditory nerve and brainstem are measured. Since a normal ABR result requires a normal middle ear, cochlea, auditory nerve, and auditory brainstem pathways, ABR testing will not only be able to detect hearing loss associated with outer hair cell dysfunction and loss of amplification but also forms of hearing loss due to problems in conveying the sound information to the brain. This is called auditory neuropathy/auditory dyssynchrony or auditory neuropathy spectrum disorder (ANSD), and implies that inner hair cells do not effectively detect sounds, that inner hair cells do not adequately convey the detected signal to the afferent auditory nerve, or that the afferent auditory nerve cannot carry the signal to the brain. With auditory neuropathy, a newborn will pass OAE testing, but fail ABR testing. The presence of middle ear effusions does not change the proportion of ears that pass ABR testing because the sound only has to pass through the middle ear one time [12].

The 2007 Joint Committee on Infant Hearing’s position statement states that all infants should have a newborn hearing screen prior to 1 month of age [5]. For healthy newborns that do not have prolonged NICU stays, either OAE or ABR is considered satisfactory for screening. Newborns that have been admitted to the NICU for more than 5 days should have ABR testing as part of their hearing screen [5]. Moreover, at least one ABR is recommended to confirm hearing loss in any children less than 3 years of age with suspected permanent hearing loss. Due to the risk of missing ANSD, the trend is for the routine use of ABR testing for all newborn children. See Fig. 1.

Fig. 1
figure 1

Diagnostic algorithm for congenital hearing loss.

Medical evaluation

History

Careful history taking can reveal the etiology for congenital hearing loss, especially non-genetic congenital hearing loss. These causes can be grouped into the broad categories of infection, prematurity/NICU stay, and other causes.

Congenital cytomegalovirus (CMV) infection is the most common non-genetic cause of hearing loss. Approximately 10–21 % of all congenital hearing loss is due to congenital CMV infection [13, 14]. Other prenatally acquired maternal infections can also result in congenital hearing loss including rubella, toxoplasmosis, herpes simplex, and syphilis.

The incidence of hearing loss in NICU infants has been shown to range from 0.7 to 4.9 % [1517]. NICU infants are more likely to have low birth weight, history of birth hypoxia, hyperbilirubinemia, history of extracorporeal membrane oxygenation, history of sepsis, and ototoxic medication use, which are all known risk factors for hearing loss [10, 18]. Hyperbilirubinemia can be associated with neurologic damage in infants and damage to the auditory system primarily involves the brainstem and cranial nerve VIII, which clinically presents as ASND [19]. Farhat et al. compared 2063 NICU infants with 8724 healthy controls in the well-baby nursery and determined that 1.9 % of the NICU infants had confirmed hearing loss compared to 0.3 % of controls [20]. This indicates a sixfold higher rate of hearing loss in NICU infants relative to the healthy controls [20]. Van Dommelen analyzed 10,830 NICU infants in the Netherlands and found that 1.8 % of the infants had hearing loss and the prevalence of hearing loss across NICU centers ranged from 0.7 to 3.7 % [15]. Independent risk factors for hearing loss included craniofacial anomalies, chromosomal/syndromal anomalies, central nervous system and circulatory disorders, congenital infections (toxoplasmosis, rubella, CMV, and herpes simplex), high frequency oxygen ventilation, and ≥12 days of intensive care, and they found that the factors in their model were able to explain about 20 % of the variation in hearing loss across NICU centers [15].

Physical examination

A careful head and neck physical exam may help reveal anatomic causes of conductive hearing loss such as ear canal atresia, or a middle ear effusion. In addition, malformations that commonly affect the Eustachian tube should strongly raise the suspicion for an effusion such as a cleft lip or palate, Down syndrome, or other craniofacial anomalies [11]. The physical exam may show dysmorphisms that can also help guide the work-up of syndromic sensorineural hearing loss; however, this often requires a multidisciplinary approach because there are over 400 identified syndromes associated with congenital hearing loss and many have complex phenotypes [21].

Imaging

Diagnostic imaging is one of the most useful diagnostic tests in the work-up of congenital hearing loss. Mafong et al. determined that 39 % of children with sensorineural hearing loss (SNHL) had an abnormality on either temporal bone CT scan or MRI [22]. Preciado et al. demonstrated that the diagnostic yield of imaging may vary according to the severity of SNHL; patients with mild SNHL had a lower diagnostic yield (21.1 %) than those with severe to profound hearing loss (29.9 %) [23]. The diagnostic yield of imaging is greater for patients with unilateral hearing loss (36.7 %) than those with bilateral hearing loss (24.7 %) [23].

CT scans are useful for evaluating bony anomalies, but do involve exposure to radiation. A systematic review of 50 studies demonstrated that the diagnostic yield for temporal bone CT scans ranges from 7 to 74 % with a pooled diagnostic yield of 30 % and so; on average, four patients need to undergo a CT scan to yield one relevant diagnostic result [24]. Lin et al. found that anomalies in the temporal bone were found in 18 % of children with severe to profound SNHL and the most commonly found anomalies were cochlear dysplasia (10.2 %), semicircular canal/vestibular dysplasia (10.2 %), IAC/CA anomalies (7.3 %), and enlarged vestibular aqueducts (5.3 %) [25]. Mathews et al. analyzed 10.9 million people in Australian Medicare records and determined that one in 4000 childhood brain CT scans could have lead to a brain tumor [26]. Thus, given the diagnostic yield of CT scan, a temporal bone CT scan is much more likely to yield a diagnosis than lead to malignancy.

MRI scans provide improved soft tissue resolution. A systematic review of 25 studies of the use of MRI in evaluating pediatric hearing loss reported that the diagnostic yield ranges from 2 to 60 % [27]. The diagnostic yield of MRI for evaluation of auditory spectrum neuropathy was 34 to 100 % [27]. Lin et al. reported that 40 % of children with severe to profound SNHL had abnormal MRI findings and 24 % had MRI findings that could explain their hearing loss [25]. The higher diagnostic yield of MRI relative to CT must be balanced with the increased cost associated with MRI and the need for sedation and additional time compared with CT. 2014 Medi-Cal reimbursement rates for a CT temporal bone were $212, $953 for an MRI of the IAC, and $250 for sedation during the exam [28].

Laboratory testing

Laboratory tests have limited utility in identifying the etiology of congenital hearing loss. Deklerck et al. analyzed 191 patients with congenital hearing loss and determined that only 45.5 % of patients received laboratory tests and of these, 13.7 % had abnormal results, but only 8.0 % had a relevant result that contributed to the diagnostic work-up [29]. Preciado et al. determined that none of the results of testing ESR, FTA-ABS/VDRL, cholesterol, triglycerides, hemoglobin, platelets, chemistry panel, urinalysis, or thyroid function were of any diagnostic significance for the 474 patients analyzed [23]. Rather than ordering a battery laboratory tests on every patient with congenital hearing loss, they should be used to supplement the diagnostic work-up in select patients.

Electrocardiogram

Like other laboratory testing, routine electrocardiograms (ECGs) on all patients with congenital hearing loss are of low diagnostic yield. However, an ECG that demonstrates a prolonged QT interval such as in Jervell and Lange-Nielsen syndrome may be life-saving [23].

Genetic testing

Approximately 70 % of genetic hearing loss is nonsyndromic, and of nonsyndromic hearing loss, the majority is autosomal recessive (80 %), followed by autosomal dominant (15 %) and X-linked (1 %) [30]. The most common genetic etiology of congenital SNHL is a mutation in GJB2, which is the gene that encodes connexin 26 [31, 32]. Chan et al. conducted a systematic review that demonstrated that the worldwide prevalence of biallelic GJB2-associated hearing loss was 17.3 % [33]. The rate of biallelic GJB2-associated hearing loss in all patients with congenital hearing loss, nonsyndromic hearing loss, and autosomal recessive nonsyndromic hearing loss was 16.9, 18.1, and 21.3 %, respectively [33]. Among patients with biallelic GJB2-associated hearing loss, the 35delG mutation accounts for 57 % of all alleles [33]. If nonsyndromic hearing loss is suspected, one should consider single-gene testing for GLB2 [30].

Genetic work-up of syndromic hearing loss should be based on the suspected syndrome. The most common causes of syndromic hearing loss are Usher syndrome, which is associated with visual loss, and Pendred syndrome, which has enlarged vestibular aquaducts detectable by imaging and is often associated with hypothyroidism that manifests in the teenage years.

There have been rapid advances in high-throughput sequencing that now allow sequencing of multiple genes that cause SNHL. Often providers may use a two-tiered approach where testing starts with a first tier test that includes the most common genes associated with SNHL, including GJB2 (connexin 26) and GJB6 (connexin 30). If first tier testing is negative, then providers can proceed to second tier testing with next-generation sequencing in order to screen for multiple genes associated with hearing loss.

Ophthalmologic evaluation

Ophthalmologic evaluation found abnormalities in 35.7 to 39 % of children [25, 29]. Forty-three point nine percent of the abnormalities revealed on ophthalmologic work-up were relevant for the diagnostic work-up [29]. Furthermore, children with hearing loss are dependent more on their visual capacity, so ophthalmologic evaluation should be done in all children with congenital hearing loss.

Treatment

Hearing aids

Age at fitting of amplification is the strongest influence on speech perception, speech production, and spoken language [34]. Factors that influenced hearing aid use by children included maternal education level, chronologic age, and degree of hearing loss [35, 36]. There is a 2-h difference in hearing aid use between mothers with a college education and those with a high school education or less, emphasizing the need for focused counseling on hearing aid adherence, especially for families with lower education levels [35]. Children with milder losses are less likely to wear their hearing aids in public situations than children with more severe hearing loss [35]. However, even mild hearing loss is significantly associated with poorer academic performance [37].

The preferred choice of hearing aid for pediatric patients is the behind the ear (BTE) style. This style is recommended by the American Academy of Audiology for young children because there is less of a swallowing risk compared with in-the-ear (ITE) hearing aids [38]. For all children with bilateral hearing loss, the recommendation is for bilateral hearing aids [38]. The advantage of bilateral hearing aids is the enhancement of binaural hearing, improved auditory localization, and speech understanding in noise.

During the first 2 years of hearing aid use, the Pediatric Working Group suggests that audiologic appointments should be made every 3 months to monitor auditory status and hearing aid fitting due to rapid ear canal growth during early childhood [6•]. This timeline can be adjusted if there are any new concerns or there is increased risk for progressive hearing loss.

Cochlear implants

The cochlear implant directly stimulates the spiral ganglion cells, which are the first order neurons of the auditory pathway. According to the Food and Drug Administration (FDA), approximately 324,200 people worldwide have received implants as of December 2012 [39]. Cochlear implantation has a low rate of complications, and major complications are rare, including facial nerve injury (0.39 %), perilymphatic gusher/cerebrospinal fluid fistula (0.25 %), and meningitis (0.11 %) [40]. Cochlear implants have been FDA-approved for use in children beginning at 12 months of age. However, the literature suggests that there continues to be a trend toward improved auditory rehabilitation and language development with earlier implantation. Colletti et al. analyzed the long-term outcomes of pediatric patients with cochlear implants and found that patients implanted before 12 months have greater receptive language growth than those implanted at or after 12 months of age [41]. Nine years after implantation, 100 % of the children implanted before 12 months, 28 % of those implanted at 12–23 months, and 20 % of those implanted at 24–36 months scored in the 76–100th percentile on speech reception [41].

The best imaging for pediatric cochlear implant candidates is unclear. The majority of anatomic anomalies that would affect cochlear implantation can be seen on either CT or MRI. However, MRI is superior for detecting cochlear nerve dysplasia and other intracranial pathologies that may impact the implantation decision-making process.

Cochlear implantation has been demonstrated to be clinically effective in children with severe to profound bilateral hearing loss as well as cost-effective [42]. Niparko et al. conducted a prospective longitudinal multicenter evaluation of spoken language outcomes after implantation in children with severe to profound SNHL and found that the use of cochlear implants in these children was associated with improved spoken language development than would be estimated from their pre-implantation scores on measures of spoken language comprehension and expression [43].

The benefit of cochlear implantation in children with unilateral sensorineural hearing loss is uncertain. Reeder et al. reported that children with unilateral hearing loss have significant differences from their normal-hearing peers in terms of speech perception and localization [44]. Children with unilateral hearing loss have been shown to have worse language skills than their siblings with normal hearing [45]. Peters et al. conducted a systematic review of 296 articles on cochlear implantation in children with unilateral hearing loss and found mixed results with regards to sound localization and only one study demonstrated improvement in speech and language development [46•]. Most patients had improvements in speech perception in noise, but results were not all statistically significant due to the small sample sizes [46•]. The role of implantation in single-sided deafness is still an active area of research, both in children and in adults.

Auditory brainstem implants

Auditory brainstem implants bypass the cochlear nerve and stimulate the second-order auditory neurons in the cochlear nucleus [47]. The first successful auditory brainstem implant was placed in 1979, and the first FDA approval for an auditory brainstem implant was received in 2000 for a Cochlear Corporation implant to be used in patients with neurofibromatosis type 2 (NF2). Non-NF2 patients who have received the brainstem implants in Europe include those with severe cochlear or cochlear nerve malformations or aplasia, severe cochlear ossification, and temporal bone fractures associated with traumatic cochlear nerve avulsion [48]. Patients with NF2 have open-set sound only sentence recognition scores of 5 to 31 %, while non-NF2 patients have been shown to have open-set speech perception scores of 10 to 100 % [4850]. However, in general, the results of auditory brainstem implants to date have been unreliable.

Conclusion

The key to the management of congenital hearing loss is early diagnosis and early intervention. Evaluation of congenital hearing loss starts with newborn hearing screenings with ABRs and includes a thorough history and physical exam, diagnostic imaging, electrocardiography, genetic testing and consultation, and ophthalmological exam. Treatment primarily consists of amplification and cochlear implantation, combined with speech and language therapy in an appropriate educational environment.