Introduction

Among the many complications of type 2 diabetes mellitus (T2DM) arising from prolonged hyperglycemia, as well as from comorbid conditions such as hypertension, is chronic kidney disease (CKD), which is present in up to 40% of patients with T2DM [1]. Glycemic control reduces the incidence and progression of microvascular complications of diabetes [2, 3], but achieving adequate glycemic control in patients with kidney disease can be challenging. This challenge may be underappreciated in patients with mild impairment in kidney function, who account for around 38% of patients with T2DM [4].

The routine reporting of estimated glomerular filtration rate (eGFR) by clinical laboratories, most commonly using the Modification of Diet in Renal Disease (MDRD) equation [5], allows clinicians a greater awareness of patients’ level of renal function and a greater recognition of even mild impairment. The introduction of sodium glucose co-transporter 2 inhibitors (SGLT2 inhibitors), a class of antihyperglycemic agent with a renal-based mechanism of action, has brought added emphasis to the importance of renal function in choice of treatment for T2DM. SGLT2 inhibitors demonstrate decreased glycemic efficacy as renal function declines, and this decrement begins in mild renal impairment [6]. Mild renal impairment may be relevant to metformin use as well: metformin is recommended as first-line therapy in most patients [7], but prescribing guidelines prohibit its use at specific thresholds of serum creatinine levels which correspond to only mild reductions in eGFR in some patients [8].

In the Fourth National Health and Nutrition Examination Survey (NHANES IV), sulfonylureas were the most commonly used antihyperglycemic agent in those with T2DM and mild CKD, though this was before the introduction of DPP4-inhibitors and other new agents [1]. Sitagliptin is a DPP4-inhibitor which, by preventing degradation of the incretins’ glucagon-like peptide-1(GLP-1) and gastric inhibitory polypeptide (GIP), stimulates insulin release in a glucose-dependent manner [9]. Sitagliptin is approved for patients with all stages of CKD [10]; as sitagliptin is subject primarily to renal elimination [11], dose adjustment is recommended in patients with moderate-to-severe renal impairment or on dialysis so as to maintain drug exposure similar to that obtained in patients with normal renal function or only mild renal impairment [12]. A substantial number of large clinical studies have demonstrated sitagliptin to be generally safe and well tolerated [13]. In particular, because of the glucose-dependent nature of the insulinotropic effect of sitagliptin, the risk of hypoglycemia associated with use of this therapy is very low, except when used in combination with an agent that induces glucose-independent insulin secretion [14].

The efficacy and safety of sitagliptin vs. sulfonylurea in patients with T2DM and moderate-to-severe CKD or end-stage renal disease have been previously studied, showing similar glycemic efficacy between the two agents, and a lower risk of hypoglycemia and less weight gain with sitagliptin treatment, but otherwise generally similar safety and tolerability [15, 16]. The current study is a post hoc analysis of data pooled from 3 clinical trials, comparing the efficacy, rates of hypoglycemia, and changes in body weight in patients with T2DM and mild renal impairment who were randomized to either sitagliptin or a sulfonylurea.

Subjects with mild renal impairment (eGFR of ≥60 to <90 mL/min/1.73 m2) were identified for this analysis using the MDRD equation to estimate glomerular filtration rate (GFR) [17]. In one of the 3 studies (referred to as Study 3), GFR could be estimated by both the MDRD and the Chronic Kidney Disease Epidemiology Collaboration (CKD-epi) serum creatinine [18] equations. The MDRD equation is imprecise and systematically underestimates GFR at higher levels of renal function [19]. Therefore, to evaluate the accuracy of classification of subject renal function by the MDRD equation (the only method available for Studies 1 and 2), baseline eGFR and renal function classification were evaluated by both equations for all subjects in Study 3 and compared.

Methods

Data Sources

This was a post hoc analysis of pooled data from subjects who participated in one of three randomized, double-blind trials in which sitagliptin was compared to a sulfonylurea, had mild renal impairment (eGFR of ≥60 to <90 mL/min/1.73 m2) at baseline as determined by the 4-variable MDRD equation [17] (meeting eGFR criteria for mild [Stage 2] CKD [20]), had glycated hemoglobin (HbA1c) data at the analysis time points, and had no major protocol violations. There was no rescue therapy in these trials, as subjects with persistent hyperglycemia were discontinued.

In Study 1 (Sitagliptin Protocol 010, ClinicalTrials.gov#NCT00482079) [21], 743 subjects were 21–76 years of age with baseline HbA1c from 6.5 to <10.0% on diet alone; for Study 2 (Sitagliptin Protocol 024, ClinicalTrials.gov#NCT00094770) [22, 23], 1,172 subjects were 18–78 years of age with baseline HbA1c from 6.5 to 10.0% on background metformin monotherapy; and for Study 3 (Sitagliptin Protocol 803; ClinicalTrials.gov#NCT00701090) [24], 1,034 subjects were ≥18 years of age with baseline HbA1c from 6.5 to 9.0% on background metformin monotherapy.

In Study 1, a dose-range finding study, subjects were randomized in an equal ratio among six treatment groups, of which two are appropriate for inclusion in the present analyses: the group randomized to sitagliptin (100 mg per day administered as 50 mg twice daily) and the group randomized to glipizide (in titrated doses). The primary study duration was 12 weeks, subsequently extended to 104 weeks. In Study 2, subjects were randomized 1:1 to sitagliptin (100 mg per day) or glipizide (in titrated doses). Study duration was 104 weeks with the primary time point at Week 52. In Study 3, subjects were randomized 1:1 to sitagliptin (100 mg per day) or glimepiride (in titrated doses). Study duration was 30 weeks. In all 3 studies, sulfonylureas (or matching placebo) were titrated based on self-performed fingerstick glucose values. Up-titration was withheld if the investigator considered that up-titration would place the subject at unacceptable risk for hypoglycemia, and down-titration could be done at any time during the study to prevent recurrent hypoglycemic events. The mean ± standard deviation dose of sulfonylurea achieved during the analysis period in subjects included in this analysis was 10.9 ± 5.9 mg glipizide per day, 10.4 ± 6.5 mg glipizide per day, and 2.0 ± 1.4 mg glimepiride per day in studies 1, 2, and 3, respectively.

As indicated above, the three studies had slight differences in their protocols, including background therapy (i.e., diet/exercise or metformin) and specific sulfonylurea comparator. However, efficacy and safety in both backgrounds are relevant to this analysis. Therefore, because it is not expected that a stable metformin background would impact body weight or hypoglycemic events, and because similar efficacy and side effect profiles of the two second-generation sulfonylureas were expected, data were combined from the three studies in order to increase the power and generalizability of the analysis.

All studies contributing data to the analysis reported here were conducted in accordance with principles of Good Clinical Practice and were approved by the appropriate institutional review boards and regulatory agencies. The analysis in this article is based on previously conducted studies, and does not involve any new studies of human or animal subjects performed by any of the authors.

Analysis Endpoints

Evaluation endpoints were changes from baseline in HbA1c, fasting plasma glucose (FPG), and body weight. The percentages of subjects with HbA1c < 7.0%, the percentages of subjects with HbA1c decrease >0.5%, and the percentages of subjects meeting a composite endpoint of HbA1c decrease >0.5% with no symptomatic hypoglycemia and no body weight gain at the end of the study periods were calculated. The percentages of subjects reporting at least one adverse event (AE) of symptomatic hypoglycemia, and the exposure-adjusted event rate of reported AEs of symptomatic hypoglycemia that occurred during the analysis period were also calculated. An AE of symptomatic hypoglycemia was defined as any episode with symptoms consistent with hypoglycemia; there was no requirement for confirmation of hypoglycemia by a measurement of blood glucose levels. Severe hypoglycemia was defined as an episode of hypoglycemia that required assistance, either medical or non-medical. Episodes with a markedly depressed level of consciousness, a loss of consciousness, or seizure were classified as having required medical assistance, whether or not medical assistance was obtained.

Statistical Analysis

In each study, the period evaluated began at first dose of sitagliptin or sulfonylurea and ended as close as possible to the final time point for the study of shortest duration (Week 30 of Study 3).For Study 1, Week 25 data were used for all endpoints. For Study 2, Week 30 data were used for HbA1c and FPG and Week 24 data for body weight. For Study 3, Week 30 data were used for all endpoints. The incidence of hypoglycemia was assessed through Week 25 (Study 1) or 30 (Studies 2 and 3). Since treatment effects for both sitagliptin and sulfonylurea generally plateau by 6 months, these time points were considered to be similar with regard to the endpoints of interest. Further, any minor effects related to the 5 week difference would be equally balanced between the two treatment groups. Results at the time point used for this analysis, for each individual study for the full per-protocol analysis population, are provided in supplementary Table 1.

Table 1 Baseline demographic and anthropometric characteristics of randomized subjects in pooled study cohorts

To be included in the analysis population, subjects with appropriate eGFR at baseline had to have completed Study 1 through Week 25 or Studies 2 or 3 through Week 30, have a baseline and end of analysis period HbA1c measurement, and have no major protocol violations.

Analysis of covariance was used to compare the treatment group changes from baseline for the continuous endpoints, at time points indicated. The model controlled for treatment, study, and baseline value. The difference between treatment groups in change from baseline was assessed by testing the difference in the least squares mean change from baseline. Percentages and event rates were assessed using the method of Miettinen & Nurminen [25], stratified by study to calculate a nominal P value for between-group differences. The event rate was calculated as number of events divided by total subject-years of exposure. The total subject-years of exposure were calculated as the sum, over all subjects, of the time from the first dose to last dose of study medication for the time period included in this analysis.

Using all available data from Study 3, baseline eGFR and mild renal impairment classification using the 4-variable MDRD equation was compared with the baseline values and classification obtained using the CKD-epi creatinine equation, considering CKD-epi eGFR to be the reference value. All analyses were done using SAS (developed by SAS Institute Inc., Cary, NC, USA.), version 9.3.

Results

Of the 1,538 randomized subjects with mild renal impairment across the three studies (N = 774 treated with sitagliptin and N = 764 treated with a sulfonylurea), 1,211 (78.7%) met the criteria for inclusion in this analysis [N = 601 (77.6%) treated with sitagliptin and N = 610 (79.8%) treated with a sulfonylurea]. Baseline demographic and anthropometric characteristics of subjects in the two groups of the pooled study cohort were similar (Table 1). The mean age of subjects in the cohort was 57.7 years and their mean eGFR was 75.9 mL/min/1.73 m2. The mean duration of T2DM in the cohort was 6.1 years.

Changes from baseline in HbA1c were similar between the sitagliptin- and the sulfonylurea-treated groups (sitagliptin = −0.62%, sulfonylurea = −0.68%; sitagliptin difference from sulfonylurea group 0.06%, P = 0.104; Fig. 1). The percentages of subjects with HbA1c < 7.0% or with >0.5% reduction in HbA1c were also similar between the two groups (differences from sulfonylurea group −4.7%, P = 0.092, Fig. 2 and 0.2%, P = 0.956, Fig. 3, respectively). The FPG changes from baseline observed with sitagliptin treatment and with sulfonylurea treatment at Weeks 25 or 30 (Fig. 4) were similar (difference from sulfonylurea group 1.6 mg/dL, P = 0.298).

Fig. 1
figure 1

Glycated hemoglobin (HbA1c) change from baseline after 25–30 weeks of treatment with sitagliptin or a sulfonylurea. CI confidence interval, LS least squares

Fig. 2
figure 2

Percentage of subjects with glycated hemoglobin (HbA1c) < 7.0% after 25–30 weeks of treatment with sitagliptin or a sulfonylurea

Fig. 3
figure 3

Percentage of subjects with >0.5% reduction in glycated hemoglobin (HbA1c) after 25–30 weeks of treatment with either sitagliptin or a sulfonylurea

Fig. 4
figure 4

Fasting plasma glucose (FPG) change from baseline after 25–30 weeks of treatment with sitagliptin or a sulfonylurea. CI confidence interval, LS least squares

A significantly smaller percentage of subjects with mild renal impairment treated with sitagliptin reported experiencing at least one episode of symptomatic hypoglycemia compared with subjects treated with a sulfonylurea (6.5% with sitagliptin vs. 25.9% with SU; P < 0.001; Fig. 5). In addition, the reported number of symptomatic hypoglycemia events in the sitagliptin group during the analysis period (79) was lower compared to the sulfonylurea group (609), which, due to the similarity in treatment durations, led to a significantly lower event rate for symptomatic hypoglycemia in the sitagliptin group compared with the sulfonylurea group (Fig. 6). One subject in this cohort, treated with a sulfonylurea, reported at least one episode of severe hypoglycemia, while no subject treated with sitagliptin reported an event of severe hypoglycemia.

Fig. 5
figure 5

Percentage of subjects with at least one episode of symptomatic hypoglycemia during treatment with sitagliptin or a sulfonylurea

Fig. 6
figure 6

Event rate of symptomatic hypoglycemia during treatment with sitagliptin or a sulfonylurea

Mean body weight in the sulfonylurea group increased while that in the sitagliptin group decreased (Fig. 7), yielding a significant between-group difference of −2.3 kilograms (P < 0.001).

Fig. 7
figure 7

Body weight (BW) change from baseline after 25–30 weeks of treatment with either sitagliptin or a sulfonylurea. CI confidence interval, LS least squares

In the sitagliptin group, 41.1% of subjects achieved the composite endpoint of an HbA1c decrease of >0.5% with no reported event of symptomatic hypoglycemia and no increase in body weight, a substantially larger percentage than in the sulfonylurea group (between-group difference 24.6%, P < 0.001; Fig. 8).

Fig. 8
figure 8

Percentage of subjects meeting the composite endpoint of glycated hemoglobin (HbA1c) decrease >0.5% with no symptomatic hypoglycemia and no body weight gain after 25–30 weeks of treatment with either sitagliptin or a sulfonylurea

In Study 3, kidney function was evaluated by both the standard MDRD equation and the more recently validated CKD-epi equation. A comparison of the results obtained by each method suggests that if the CKD-epi equation was used to classify subjects for the current pooled analysis, approximately 6.1% of subjects in the pooled analysis would not have met criteria for mild renal impairment (Table 2). Of 521 subjects classified by MDRD as having eGFR of 60 to <90 mL/min/1.73 m2, 3 were classified by CKD-epi as having eGFR < 60 mL/min/1.73 m2 and 29 were classified by CKD-epi as having eGFR ≥ 90 mL/min/1.73 m2.

Table 2 The glomerular filtration rates of all subjects in Study 3 were estimated using both the 4-variable Modification of Diet in Renal Disease (MDRD) equation and the Chronic Kidney Disease epidemiology collaboration (CKD-epi) creatinine equation

Discussion

Tight glycemic control has been shown to reduce the risk of incident renal disease and to slow progression in patients with established renal disease [2, 3]. However, the rates of optimal glycemic control may be lower in patients with mild renal impairment compared to patients without renal disease or with more advanced disease. For example, in NHANES IV and in a large cohort of individuals at high risk for kidney disease, those individuals with T2DM who had mild CKD had significantly worse glycemic control compared to those who had no CKD or who had moderate or severe CKD [1, 26, 27]. The reasons for these findings are unclear, but may be due to lower levels of medical engagement by patients with mild renal impairment compared to those with more advanced renal impairment, or lower levels of vigilance by physicians when patients have only mild disease. This may be exacerbated by the practice of laboratories reporting MDRD-derived eGFR calculations as “≥60” for all individuals above that threshold, thus providing a sense of reassurance that may not be entirely warranted in patients with mild renal impairment.

While the choice of antihyperglycemic therapies for T2DM should take renal functional status into account, clinicians may not recognize mild renal impairment as a category requiring such consideration. Several clinical practice guidelines have recommended the use of the CKD-epi equation for estimating GFR, as the MDRD equation tends to underestimate the true GFR in those with higher GFR (e.g., mild renal impairment and normal renal function) [28, 29]. However, in routine clinical practice, the majority of clinical laboratories continue to provide estimated GFR values using the MDRD equation [5, 28].

In this post hoc analysis of subjects with mild renal impairment, treatment with sitagliptin or sulfonylureas provided similar improvements in glycemic efficacy while there was a significantly higher incidence of AEs of symptomatic hypoglycemia with sulfonylurea compared with sitagliptin. Sulfonylurea treatment was also associated with weight gain compared with weight loss with sitagliptin. The results of this analysis show relative efficacy and tolerability in subjects with mild renal impairment identified by MDRD eGFR that is comparable to that obtained in the overall population from which these subjects were selected [2124]. The overall findings of the analysis reported herein are attributable to the differing mechanisms of action of the two classes of drugs evaluated. Sulfonylureas are potent, glucose-independent insulin secretagogues which act directly on pancreatic beta cells [30]. Sulfonylureas stimulate a release of insulin in a glucose-independent fashion, making them effective antihyperglycemic agents and also increasing the likelihood of hypoglycemia. In contrast, the dipeptidyl peptidase-4 (DPP-4) inhibitor sitagliptin acts by stabilizing the DPP-4 substrates, GLP-1 and GIP, both incretin hormones which act in a glucose-dependent manner to increase the secretion of insulin by beta cells [9].

DPP-4 inhibitors are generally considered to be weight neutral, although the mild weight loss observed in several studies of broad populations of patients with T2DM [2224], and in this analysis, may be related to stabilization of GLP-1; activation of the GLP-1 receptor with the GLP-1 agonist liraglutide has been shown to decrease body weight in patients with T2DM [31]. In contrast, weight gain with sulfonylureas is a known potential side effect which may result from increased insulin levels [32].

One limitation of this analysis is that AEs of hypoglycemia were reported based on symptoms and did not require measurement of blood glucose level. Another potential limitation is the use of the MDRD eGFR equation to identify the population with mild renal impairment for this analysis, as this equation has been shown to be less accurate at higher levels of renal function compared to the CKD-epi serum creatinine equation [18]. However, the comparison performed using data from all subjects in Study 3, in which both equations could be used, showed that the rate of possible misclassification was low, with approximately 94% of patients being accurately categorized using the MDRD equation. Moreover, as many clinical laboratories continue to use the MDRD equation to calculate eGFR whenever serum creatinine is performed [5, 28], the analysis reported here is relevant in real-world clinical practice settings.

Patients with diabetes and comorbid mild CKD represent a population at increased risk for progression to end-stage renal disease and for cardiovascular events compared to patients with diabetes without renal disease [33]. Management of hyperglycemia with minimization of side effects such as hypoglycemia and weight gain is clinically desirable in all patients with diabetes, but may be particularly important in patients with diabetes and CKD, including mild CKD, given the greater risks associated with this combination of diseases. From the current analysis, one can conclude that in patients with T2DM and mild renal impairment sitagliptin produces glycemic control similar to sulfonylureas but with substantially less hypoglycemia and without the weight gain generally observed with sulfonylureas.