Skip to main content
Log in

Measures of Patients’ Expectations About Recovery: A Systematic Review

  • Review
  • Published:
Journal of Occupational Rehabilitation Aims and scope Submit manuscript

Abstract

Introduction Patients’ expectations regarding their prognosis has been shown to affect recovery. We completed a systematic review to identify measures that assess patients’ expectations of recovery. Methods Eligible studies explored the association between patients’ expectations of recovery, and return to work or claim resolution. We searched electronic databases (MEDLINE and PSYCInfo) from inception to June 21, 2014, bibliographies of eligible studies, relevant systematic reviews and our personal files. Reviewers determined study eligibility and study quality, and completed data extraction. Results Of 14,509 unique citations, 46 studies were eligible with majority of the studies (n = 27; 59 %) rated as low quality, primarily due to substantial missing data and inappropriate adjustment for age, gender and illness severity in their regression models. We identified 5 measures and 41 individual items assessing recovery expectations. Three of seven (43 %) studies using a measure to assess recovery expectations reported psychometric properties, with only one reporting both reliability and construct validity. Only two measures (Expectations of Recovery Scale and the Work-related Recovery Expectations Questionnaire) were externally validated in different populations. Overall, 44 (96 %) studies found that patient recovery expectations was a significant predictor of return to work or sick leave/disability claim resolution. Conclusions Very few studies assessing recovery expectations use a psychometrically valid measure. Current evidence suggests that patients with lower recovery expectations are less likely to resolve their disability claim or return to work versus patients with higher recovery expectations. Further validation of existing measures for assessing patient recovery expectations, or development of a new measure that addresses the limitations of existing ones, is required.

This is a preview of subscription content, log in via an institution to check access.

Access this article

Price excludes VAT (USA)
Tax calculation will be finalised during checkout.

Instant access to the full article PDF.

Fig. 1

Similar content being viewed by others

References

  1. Mondloch MV, Cole DC, Frank JW. Does how you do depend on how you think you’ll do? A systematic review of the evidence for a relation between patients’ recovery expectations and health outcomes. CMAJ. 2001;165(2):174–9.

    PubMed Central  CAS  PubMed  Google Scholar 

  2. Besen E, Young AE, Shaw WS. Returning to work following low back pain: towards a model of individual psychosocial factors. J Occup Rehabil. 2014. doi:10.1007/s10926-014-9522-9.

  3. Benight C, Bandura A. Social cognitive theory of posttraumatic recovery: the role of perceived self-efficacy. Behav Res Ther. 2004;42(10):1129–48.

    Article  PubMed  Google Scholar 

  4. Main CJ, Foster N, Buchbinder R. How important are back pain beliefs and expectations for satisfactory recovery from back pain? Best Pract Res Clin Rheumatol. 2010;24(2):205–17.

    Article  PubMed  Google Scholar 

  5. Fadyl J, McPherson K. Return to work after injury: a review of evidence regarding expectations and injury perceptions, and their influence on outcome. J Occup Rehabil. 2008;18(4):362–74.

    Article  PubMed  Google Scholar 

  6. Hallegraeff JM, Krijnen WP, van der Schans CP, de Greef MHG. Expectations about recovery from acute non-specific low back pain predict absence from usual work due to chronic low back pain: a systematic review. J Physiother. 2012;58(3):165–72.

    Article  PubMed  Google Scholar 

  7. Iles RA, Davidson M, Taylor NF, O’Halloran P. Systematic review of the ability of recovery expectations to predict outcomes in non-chronic non-specific low back pain. J Occup Rehabil. 2009;19(1):25–40.

    Article  PubMed  Google Scholar 

  8. Cole DC, Mondloch MV, Hogg-Johnson S. Early claimant cohort prognostic modelling G: listening to injured workers: how recovery expectations predict outcomes–a prospective study. CMAJ. 2002;166(6):749–54.

    PubMed Central  PubMed  Google Scholar 

  9. Linton SJ, Hallden K. Can we screen for problematic back pain? A screening questionnaire for predicting outcome in acute and subacute back pain. Clin J Pain. 1998;14:209–15.

    Article  CAS  PubMed  Google Scholar 

  10. Myers SS, Phillips RS, Davis RB, et al. Patient expectations as predictors of outcome in patients with acute low back pain. J Gen Intern Med. 2008;23:148–53.

    Article  PubMed Central  PubMed  Google Scholar 

  11. Du Bois M, Donceel P. A screening questionnaire to predict no return to work within 3 months for low back pain patients. Eur Spine J. 2008;17:380–5.

    Article  PubMed Central  PubMed  Google Scholar 

  12. Du Bois M, Szpalski M, Donceel P. Patients at risk for long-term sick leave because of low back pain. Spine J. 2009;9:350–9.

    Article  PubMed  Google Scholar 

  13. Hagen EM, Svensen E Eriksen HR. Predictors and modifiers of treatment effect influencing sick leave in subacute low back pain patients: predictors and modifiers of treatment effect influencing sick leave in subacute low back pain patients. Spine. 2005; 30:2717–2723.

  14. Schultz IZ, Crook J, Meloche GR, Berkowitz J, Milner R, Zuberbier OA, Meloche W. Psychosocial factors predictive of occupational low back disability: towards development of a return-to-work model. Pain. 2004;107:77–85.

    Article  CAS  PubMed  Google Scholar 

  15. Schultz IZ, Crook JJ, Milner BR, Meloche GR. Predicting return to work after low back injury using the psychosocial risk for occupational disability instrument: a validation study. J Occup Rehabil. 2005;15:365–76.

    Article  CAS  PubMed  Google Scholar 

  16. Turner JA, Franklin G, Fulton-Kehoe D, Sheppard L, Wickizer TM, Wu R, Gluck JV, Egan K. Worker recovery expectations and fear-avoidance predict work disability in a population-based workers’ compensation back pain sample. Spine. 2006;31:682–9.

    Article  PubMed  Google Scholar 

  17. Holm LW, Carroll LJ, Cassidy JD, et al. Expectations for recovery important in the prognosis of whiplash injuries. PLoS Med. 2008;5:e105.

    Article  PubMed Central  PubMed  Google Scholar 

  18. McBeth J, Macfarlane GJ, Benjamin S, et al. Features of somatization predict the onset of chronic widespread pain. Arthritis Rheum. 2001;44:940–6.

    Article  CAS  PubMed  Google Scholar 

  19. Busse JW, Bhandari M, Guyatt GH, Heels-Ansdell D, Kulkarni AV, Mandel S, Sanders D, Schemitsch E, Swiontkowski M, Tornetta P 3rd, et al. Development and validation of an instrument to predict functional recovery in tibial fracture patients: the Somatic Pre-Occupation and Coping (SPOC) questionnaire. J Orthop Trauma. 2012;26(6):370–8.

    Article  PubMed Central  PubMed  Google Scholar 

  20. Busse JW, Riva JJ, Ebrahim S, Steenstra I, de Bruin L, Zhou Q, Couban R, Mijovic H, Guyatt GH. Predictors of prolonged recovery following acceptance for disability benefits: a systematic review of observational studies. Toronto: Institute for Work and Health; 2012.

    Google Scholar 

  21. Streiner DL, Norman GR, editors. Chapter 8: reliability. In: Health measurement scales: a practical guide to their development and use. Oxford: Oxford University Press; 2008.

  22. Heppner PP, Kivlighan DM, Wampold BE. Research design in counseling. Pacific Grove, CA: Brooks/Cole; 1992.

    Google Scholar 

  23. Kaplan RM, Sacuzzo DP. Psychological testing: principles, applications, and issues. 4th ed. Pacific Grove, CA: Brooks/Cole; 1997.

    Google Scholar 

  24. Shrout PE, Fleiss JL. Intraclass correlations: uses in assessing interrater reliability. Psychol Bull. 1979;2:420–8.

    Article  Google Scholar 

  25. Landis JR, Koch GG. The measurement of observer agreement for categorical data. Biometrics. 1977;33:159–74.

    Article  CAS  PubMed  Google Scholar 

  26. Streiner DL, Norman GR, editors. Chapter 10: validity. In: Health measurement scales: a practical guide to their development and use. Oxford: Oxford University Press; 2008.

  27. Guyatt GH, Feeny DH, Patrick DL. Measuring health-related quality of life. Ann Intern Med. 1993;118(8):622–9.

    Article  CAS  PubMed  Google Scholar 

  28. Busse JW, Riva JJ, Ebrahim S, Steenstra I, de Bruin L, Zhou Q, Couban R, Mijovic H, Guyatt GH. Predictors of prolonged recovery following acceptance for disability benefits: a systematic review of observational studies. Unpublished study; 2014.

  29. Hager EM, Svenson E, Eriksen R. Predictors and modifiers of treatment effect influencing sick leave in subacute low back pain patients. Spine. 2005;30(24):2717–23.

    Article  Google Scholar 

  30. Hansson L, Berglund M. Factors influencing treatment outcome and patient satisfaction in a short-term psychiatric ward: a path analysis study of the importance of patient involvement in treatment planning. Eur Arch Psychiatr Neurol Sci. 1987;236:269–75.

    Article  CAS  Google Scholar 

  31. Phillips C, Kiyak HA, Bloomquist D, Turvey TA. Perceptions of recovery and satisfaction in the short term after orthognathic surgery. J Oral Maxillofac Surg. 2004;62(5):535–44.

    Article  PubMed Central  PubMed  Google Scholar 

  32. Reme SE, Hagen EM, Eriksen HR. Expectations, perceptions, and physiotherapy predict prolonged sick leave in subacute low back pain. BMC Musculoskel Dis. 2009;10:139.

    Article  Google Scholar 

  33. Ruiz BA, Dibble SL, Gilliss CL, Gortner SR. Predictors of general activity 8 weeks after cardiac surgery. Appl Nurs Res. 1992;5(2):59–65.

    Article  CAS  PubMed  Google Scholar 

  34. Vroman K, Arnsberger P, Stevens T, Williams N. A rehabilitation clients’ recovery expectations and their relationship to functional outcomes. J Allied Health. 2005;34(1):51–5.

    PubMed  Google Scholar 

  35. Schultz IZ, Crook J, Berkowitz J, Milner R, Meloche GR. Predicting return to work after low back injury using the psychosocial risk for occupational disability instrument: a validation study. J Occup Rehabil. 2005;15(3):365–76.

    Article  CAS  PubMed  Google Scholar 

  36. Self-assessment of health before and after a myocardial infarction http://ovidsp.ovid.com/ovidweb.cgi?T=JS&PAGE=reference&D=psyc3&NEWS=N&AN=1989-09155-001.

  37. Petrie KJ, Weinman J, Sharpe N, Buckley J. Role of patients’ view of their illness in predicting return to work and functioning after myocardial infarction: longitudinal study. BMJ. 1996;312:1191–4.

    Article  PubMed Central  CAS  PubMed  Google Scholar 

  38. Gross DP, Battie MC. Factors influencing results of functional capacity evaluations in workers’ compensation claimants with low back pain. Phys Ther. 2005;85(4):315–22.

    PubMed  Google Scholar 

  39. Gross DP, Battie MC. Work-related recovery expectations and the prognosis of chronic low back pain within a workers’ compensation setting. J Occup Environ Med. 2005;47(4):428–33.

    Article  PubMed  Google Scholar 

  40. Gross DP, Battie MC. Recovery expectations predict recovery in workers with back pain but not other musculoskeletal conditions. J Spinal Disord Tech. 2010;23(7):451–6.

    Article  PubMed  Google Scholar 

  41. Clay FJ, Newstead SV, Watson WL, Ozanne-Smith J, Guy J, McClure RJ. Bio-psychosocial determinants of persistent pain 6 months after non-life-threatening acute orthopaedic trauma. J Pain. 2010;11(5):420–30.

    Article  PubMed  Google Scholar 

  42. de Beurs E, Lange A, Marquenie E, du Pre M. Validity, reliability, and predictive value of the dutch version of the therapist client rating scale. Neth J Psychol. 1992;47(4):195–200.

  43. Hogg-Johnson S, Cole DC. Early prognostic factors for duration on temporary total benefits in the first year among workers with compensated occupational soft tissue injuries. Occup Environ Med. 2003;60(4):244–53.

    Article  PubMed Central  CAS  PubMed  Google Scholar 

  44. Turner JA, Franklin G, Fulton-Kehoe D, Sheppard L, Wickizer TM, Wu R, Gluck JV, Egan K. Worker recovery expectations and fear-avoidance predict work disability in a population-based workers’ compensation back pain sample. Spine. 2006;31(6):682–9.

    Article  PubMed  Google Scholar 

  45. Schonherr MC, Groothoff JW, Mulder GA, Schoppen T, Eisma WH. Vocational reintegration following spinal cord injury: expectations, participation and interventions. Spinal Cord. 2004;42:177–84.

    Article  CAS  PubMed  Google Scholar 

  46. Haldorsen EMH, Indahl A, Ursin H. Predicting with low back pain not returning to work. Spine. 1998;23(11):1202–8.

    Article  CAS  PubMed  Google Scholar 

  47. Lotters F, Burdorf A. Prognostic factors for duration of sickness absence due to musculoskeletal disorders. Clin J Pain. 2006;22:212–21.

    Article  PubMed  Google Scholar 

  48. Heymans MW, de Vet HCW, Knol DL, Bongers PM, Koes BW, van Mechelen W. Workers’ beliefs and expectations affect return to work over 12 months. J Occup Rehabil. 2006;16(4):685–95.

    Article  PubMed  Google Scholar 

  49. Steenstra IA, Koopman FS, Knol DL, Kat E, Bongers PM, de Vet HCW, van Mechelen W. Prognostic factors for duration of sick leave due to low-back pain in Dutch health care professionals. J Occup Rehabil. 2005;15(4):591–605.

    Article  PubMed  Google Scholar 

  50. Linton SJ, Hallden K. Can we screen for problematic back pain? A screening questionnaire for predicting outcome in acute and subacute back pain. Clin J Pain. 1998;14(3):209–15.

    Article  CAS  PubMed  Google Scholar 

  51. Turner JA, Franklin G, Fulton-Kehoe D, Sheppard L, Wickizer TM, Wu R, Gluck JV, Egan K, Stover B. Early predictors of chronic work disability associated with carpal tunnel syndrome: a longitudinal workers’ compensation cohort study. Am J Ind Med. 2007;50:489–500.

    Article  PubMed  Google Scholar 

  52. Kapoor S, Shaw WS, Pransky G, Patterson W. Initial patient and clinician expectations of return to work after acute onset of work-related low back pain. J Occup Environ Med. 2006;48(11):1173–80.

    Article  PubMed  Google Scholar 

  53. Gross DP, Battie MC. Work-related recovery expectations and the prognosis of chronic low back pain within a workers’ compensation setting. J Occupat Environ Med Am Coll Occupat Environ Med. 2005;47(4):428–33.

    Article  Google Scholar 

  54. Sandstrom J, Esbjornsson E. Return to work after rehabilitation: the significance of the patient’s own prediction. Scand J Rehabil Med. 1986;18:29–33.

    CAS  PubMed  Google Scholar 

  55. Karjalainen K, Malmivaara A, Mutanen P, Pohjolainen T, Roine R, Hurri H. Outcome determinants of subacute low back pain. Spine. 2003;28(23):2634–40.

    Article  PubMed  Google Scholar 

  56. Nieuwenhuijsen K, Noordik E, van Dijk FJ, van der Klink JJ. Return to work perceptions and actual return to work in workers with common mental disorders. J Occup Rehabil. 2013;23(2):290–9.

    Article  PubMed  Google Scholar 

  57. Chiba R, Kawakami N, Miyamoto Y, Andresen R. Reliability and validity of the Japanese version of the self-identified stage of recovery for people with long term mental illness. Int J Ment Health Nurs. 2010;19(3):195–202.

    Article  PubMed  Google Scholar 

  58. Safren SA, Heimberg RG, Juster HR. Clients’ expectancies and their relationship to pretreatment symptomatology and outcome of cognitive-behavioral group treatment for social phobia. J Consult Clin Psychol. 1997;65(4):694–8.

    Article  CAS  PubMed  Google Scholar 

  59. Schultz IZ, Stowell AW, Feuerstein M, Gatchel RJ. Models of return to work for musculoskeletal disorders. J Occup Rehabil. 2007;17:327–52.

    Article  PubMed  Google Scholar 

  60. Bronfenbrenner U. The ecology of human development: experiments by nature and design. Cambridge: Harvard University Press; 1979.

    Google Scholar 

  61. Franche R-L, Corbiére M, Lee H, Breslin FC, Heplin CG. The readiness-for-RTW scale (RRTW): development and validation of a self-report staging scale in lost time claimants with musculoskeletal disorders. J Occup Rehabil. 2007;17:450–72.

    Article  PubMed  Google Scholar 

  62. Young AE, Wasiak R, Roessler RT, McPherson KM, Anema JR, van Poppel MNM. Return-to-work outcomes following work disability: stakeholder motivations, interests and concerns. J Occup Rehabil. 2005;15(4):543–56.

    Article  PubMed  Google Scholar 

  63. Stewart AM, Polak E, Young R, Schultz IZ. Injured workers’ construction of expectations of return to work with sub-acute back pain: the role of perceived uncertainty. J Occup Rehabil. 2012;22(1):1–14.

    Article  PubMed  Google Scholar 

  64. Rueda S, Chambers L, Wilson M, Mustard C, Rourke SB, Bayoumi A, Raboud J, Lavis J. Association of returning to work with better health in working-aged adults: a systematic review. Am J Public Health. 2012;102(3):541–56.

    Article  PubMed Central  PubMed  Google Scholar 

  65. Steenstra IA, Lee H, de Vroome EM, Busse JW, Hogg-Johnson SJ. Comparing current definitions of return to work: a measurement approach. J Occup Rehabil. 2012;22(3):394–400.

    Article  CAS  PubMed  Google Scholar 

  66. Stanton BA, Jenkins CD, Denlinger P, Savageau JA, Weintraub RM, Goldstein RL. Predictors of employment status after cardiac surgery. JAMA. 1983;249(7):907–911.

  67. Newton SE. Renal transplant recipients’ and their physicians’ expectations regarding return to work posttransplant. Anna J. 1999;26(2):227–232.

  68. Jones KR, Burney RE, Peterson M, Christy B. Return to work after inguinal hernia repair. Surgery. 2001;129(2):128–135.

  69. Reiso H, Nygard JF, Jorgensen GS, Holanger R, Soldal D, Bruusgaard D. Back to work: predictors of return to work among patients with back disorders certified as sick: a 2 year follow-up study. Spine. 2003;28(13):1468–1474.

  70. Shaw WS, Pransky G, Patterson W, Winters T. Early disability risk factors for low back pain assessed at outpatient occupational health clinics. Spine. 2005;30(5):572–580.

  71. Dionne CE, Bourbonnais R, Fremont P, Rossignol M, Stock SR, Larocque I. A clinical return-to-work rule for patients with back pain. CMAJ. 2005;172(12):1559–1567.

  72. Hansen A, Edlund C, Henningsson M. Factors relevant to a return to work: a multivariate approach. Work (Reading, Mass). 2006;26(2):179–190.

  73. Heijbel B, Josephson M, Jensen I, Stark S, Vingard E. Return to work expectation predicts work in chronic musculoskeletal and behavioral health disorders: prospective study with clinical implications. J Occup Rehabil. 2006;16(2):173–184.

  74. Nieuwenhuijsen K, Verbeek JH, de Boer AG, Blonk RW, van Dijk FJ. Predicting the duration of sickness absence for patients with common mental disorders in occupational health care. Scand J Work Environ Health. 2006;32(1):67–74.

  75. Samkange-Zeeb F, Altenhoner T, Berg G, Schott T. Predicting non-return to work in patients attending cardiac rehabilitation. Int J Rehabil Res. 2006;29(1):43–49.

  76. Busch H, Göransson S, Melin B. Self-efficacy beliefs predict sustained long-term sick absenteeism in individuals with chronic musculoskeletal pain. Pain Pract. 2007;7(3):234–240.

  77. Audhoe SS, Hoving JL, Nieuwenhuijsen K, Friperson R, de Jong PR, Sluiter JK, Frings-Dresen MH. Prognostic factors for the work participation of sick-listed unemployed and temporary agency workers with psychological problems. J Occup Rehabil. 2012;22(4):437–446.

  78. Cowan J, Makanji H, Mudgal C, Jupiter J, Ring D. Determinants of return to work after carpal tunnel release. J Hand Surg. 2012;37(1):18–27.

  79. Sampere M, Gimeno D, Serra C, Plana M, Lopez JC, Martinez JM, Delclos GL, Benavides FG. Return to work expectations of workers on long-term non-work-related sick leave. J Occup Rehabil. 2012;22(1):15–26.

  80. Seyedmehdi M, Attarchi M, Ghaffari M, Mohammadi S, Darnahal M, Sadeghi Z. Prognostic factors for return to work after low-back disc herniation surgery. Asia Pac J Public Health. 2013. doi:10.1177/1010539512471072.

  81. Wahlin C, Ekberg K, Persson J, Bernfort L, Oberg B. Association between clinical and work-related interventions and return-to-work for patients with musculoskeletal or mental disorders. J Rehabil Med. 2012;44(4):355–362.

  82. Jensen OK, Stengaard-Pedersen K, Jensen C, Nielsen CV. Prediction model for unsuccessful return to work after hospital-based intervention in low back pain patients. BMC Musculoskel Dis. 2013;14:140.

  83. Laisne F, Lecomte C, Corbiere M. Biopsychosocial determinants of work outcomes of workers with occupational injuries receiving compensation: a prospective study. Work (Reading, Mass). 2013;44(2):117–132.

  84. van Muijen P, Duijts SF, van der Beek AJ, Anema JR. Prognostic factors of work disability in sick-listed cancer survivors. J Cancer Surviv. 2013;7(4):582–591.

  85. Lovvik C, Shaw W, Overland S, Reme SE. Expectations and illness perceptions as predictors of benefit recipiency among workers with common mental disorders: secondary analysis from a randomised controlled trial. BMJ Open. 2014;4(3):e004321.

  86. Vonk Noordegraaf A, Anema JR, Louwerse MD, Heymans MW, van Mechelen W, Brolmann HA, Huirne JA. Prediction of time to return to work after gynaecological surgery: a prospective cohort study in the Netherlands. BJOG. 2014;121(4):487–497.

Download references

Acknowledgments

We thank Dr. Gordon Guyatt for his intellectual input. No funds were received for this study. SE is supported by a MITACS Elevate and SickKids Restracomp Postdoctoral Fellowship Awards, CM by a graduate scholarship from the Ontario Mental Health Association, SM by MITACS Accelerate and an Ontario Graduate Scholarship, SB by the Social Sciences and Humanities Research Council and an Ontario Graduate Scholarship, and JWB by a New Investigator Award from the Canadian Institutes of Health Research and Canadian Chiropractic Research Foundation.

Conflict of interest

JWB acts as a consultant to Prisma Health Canada, a private incorporated company funded by employers and insurers that consults on and manages long-term disability claims.

Author information

Authors and Affiliations

Authors

Corresponding author

Correspondence to Shanil Ebrahim.

Appendices

Appendix 1

See Table 3.

Table 3 Detailed description of eligible studies

Appendix 2

See Table 4.

Table 4 Items assessing expectations or beliefs regarding recovery

Rights and permissions

Reprints and permissions

About this article

Check for updates. Verify currency and authenticity via CrossMark

Cite this article

Ebrahim, S., Malachowski, C., Kamal el Din, M. et al. Measures of Patients’ Expectations About Recovery: A Systematic Review. J Occup Rehabil 25, 240–255 (2015). https://doi.org/10.1007/s10926-014-9535-4

Download citation

  • Published:

  • Issue Date:

  • DOI: https://doi.org/10.1007/s10926-014-9535-4

Keywords

Navigation