Skip to main content
Log in

Evaluating the Training Effects of Two Swallowing Rehabilitation Therapies Using Surface Electromyography—Chin Tuck Against Resistance (CTAR) Exercise and the Shaker Exercise

  • Original Paper
  • Published:
Dysphagia Aims and scope Submit manuscript

Abstract

In this study, the efficacy of two dysphagia interventions, the Chin Tuck against Resistance (CTAR) and Shaker exercises, were evaluated based on two principles in exercise science—muscle-specificity and training intensity. Both exercises were developed to strengthen the suprahyoid muscles, whose contractions facilitate the opening of the upper esophageal sphincter, thereby improving bolus transfer. Thirty-nine healthy adults performed two trials of both exercises in counter-balanced order. Surface electromyography (sEMG) recordings were simultaneously collected from suprahyoid muscle group and sternocleidomastoid muscle during the exercises. Converging results using sEMG amplitude analyses suggested that the CTAR was more specific in targeting the suprahyoid muscles than the Shaker exercise. Fatigue analyses on sEMG signals further indicated that the suprahyoid muscle group were equally or significantly fatigued (depending on metric), when participants carried out CTAR compared to the Shaker exercise. Importantly, unlike during Shaker exercise, the sternocleidomastoid muscles were significantly less activated and fatigued during CTAR. Lowering the chin against resistance is therefore sufficiently specific and intense to fatigue the suprahyoid muscles.

This is a preview of subscription content, log in via an institution to check access.

Access this article

Price excludes VAT (USA)
Tax calculation will be finalised during checkout.

Instant access to the full article PDF.

Fig. 1
Fig. 2

Similar content being viewed by others

Notes

  1. The term ‘suprahyoid muscles’ used in this paper refers to suprahyoid muscle group. For textual fluidity, ‘suprahyoid muscles’ is also used.

  2. The electrode position for the sternocleidomastoid muscle is also generally consistent with Falla et al.’s (2002) recommendations [42]. The placement is perpendicular to the one-third distance from the sternal notch.

  3. The use of a 50 Hz notch filter may shift the median frequency measures to slightly higher frequencies. However the filter was applied to all conditions and participants, making a potential frequency shift identical across conditions, and therefore would not affect differences between the conditions [43]. Previously published studies on muscle fatigue have also employed the 50 Hz notch filter [44, 45].

References

  1. Burkhead LM. Applications of exercise science in dysphagia rehabilitation. In: SIG 13 Perspectives on Swallowing and Swallowing Disorders (Dysphagia), vol.18, 2009; pp. 43–8. doi:10.1044/sasd18.2.43.

  2. Sargeant AJ. Human power output and muscle fatigue. Int J Sports Med. 1994;15(3):116–21. doi:10.1055/s-2007-1021031.

    Article  CAS  PubMed  Google Scholar 

  3. Shaker R, Kern M, Bardan E, Taylor A, Stewart ET, Hoffmann RG, Arndorfer RC, Hoffmann C, Bonnevier J. Augmentation of deglutitive upper esophageal sphincter opening in the elderly by exercise. Am J Physiol. 1997;272(6 Pt 1):G1518–22.

    CAS  PubMed  Google Scholar 

  4. Yoon WL, Khoo JKP, Rickard Liow SJ. Chin Tuck against Resistance (CTAR): new method for enhancing suprahyoid muscle activity using a Shaker-type exercise. Dysphagia. 2014;29(2):243–8. doi:10.1007/s00455-013-9502-9.

    Article  PubMed  Google Scholar 

  5. Kern M, Hofmann C, Bardan E, Ren J, Arndorfer R, Shaker R. Comparison of upper esophageal sphincter opening in healthy asymptomatic young and elderly volunteers. Ann Otol Rhinol Laryngol. 1999;108(10):982–9. doi:10.1177/000348949910801010.

    Article  CAS  PubMed  Google Scholar 

  6. Cook IJ, Dodds WJ, Dantas RO, Massey B, Kern MK, Lang IM, Brasseur JG, Hogan WJ. Opening mechanisms of the human upper esophageal sphincter. Am J Physiol. 1989;257(5 Pt 1):G748–59.

    CAS  PubMed  Google Scholar 

  7. Pearson WG Jr, Langmore SE, Zumwalt AC. Evaluating the structural properties of suprahyoid muscles and their potential for moving the hyoid. Dysphagia. 2011;26(4):345–51. doi:10.1007/s00455-010-9315-z.

    Article  PubMed  PubMed Central  Google Scholar 

  8. Crary MA, Carnaby GD, Groher ME. Biomechanical correlates of surface electromyography signals obtained during swallowing by healthy adults. J Speech Lang Hear Res. 2006;49(1):186–93. doi:10.1044/1092-4388(2006/015).

    Article  PubMed  Google Scholar 

  9. Perlman AL, Palmer PM, McCulloch TM, VanDaele DJ. Electromyographic activity from human laryngeal, pharyngeal, and submental muscles during swallowing. J Appl Physiol. 1999;86(5):1663–9.

    CAS  PubMed  Google Scholar 

  10. Goyal RK, Martin SB, Shapiro J, Spechler SJ. The role of cricopharyngeus muscle in pharyngoesophageal disorders. Dysphagia. 1993;8(3):252–8. doi:10.1007/BF01354547.

    Article  CAS  PubMed  Google Scholar 

  11. McConnel FMS, Cerenko D, Jackson RT, Hersh T. Clinical application of the manofluorogram. Larnygoscope. 1988;98(7):705–11. doi:10.1288/00005537-198807000-00003.

    CAS  Google Scholar 

  12. Easterling C, Shaker R. UES opening muscle dysfunction. In: Shaker R, Belafsky PC, Postma GN, Easterling C, editors. Principles of deglutition: a multidisciplinary text for swallowing and its disorders. New York: Springer; 2013. p. 529–35.

    Chapter  Google Scholar 

  13. Autunes EB, Lunet N. Effects of the head lift exercise on the swallow function a systematic review. Gerodontology. 2012;29(4):247–57. doi:10.1111/j.1741-2358.2012.00638.x.

    Article  Google Scholar 

  14. Easterling C. Shaker exercise. In: Shaker R, Easterling C, Belafsky PC, Postma GN, editors. Manual of diagnostic and therapeutic techniques for disorders of deglutition. New York: Springer; 2013. p. 257–68.

    Chapter  Google Scholar 

  15. Shaker R, Easterling C, Kern M, Nitschke T, Massey B, Daniels S, Grande B, Kazandjian M, Dikeman K. Rehabilitation of swallowing by exercise in tube-fed patients with pharyngeal dysphagia secondary to abnormal UES opening. Gastroenterology. 2002;122(5):1314–21. doi:10.1053/gast.2002.32999.

    Article  PubMed  Google Scholar 

  16. Logemann JA, Rademaker A, Pauloski BR, Kelly A, Stangl-McBreen C, Antinoja J, Grande B, Farquharson J, Kern M, Easterling C, Shaker R. A randomized study comparing the Shaker exercise with traditional therapy: a preliminary study. Dysphagia. 2009;24(4):403–11. doi:10.1007/s00455-009-9217-0.

    Article  PubMed  PubMed Central  Google Scholar 

  17. Ferdjallah M, Wertsch JJ, Shaker R. Spectral analysis of surface electromyography (EMG) of upper esophageal sphincter-opening muscles during head lift exercise. J Rehabil Res Dev. 2000;37(3):335–40.

    CAS  PubMed  Google Scholar 

  18. Kendall FP, McCreary EK, Provance PG, Rodgers MM, Romani WA. Muscles: testing and function with posture and pain. 5th ed. Philadelphia: Lippincott Williams & Wilkins; 2005.

    Google Scholar 

  19. White KT, Easterling C, Roberts N, Wertsch J, Shaker R. Fatigue analysis before and after Shaker exercise: physiologic tool for exercise design. Dysphagia. 2008;23(4):385–91. doi:10.1007/s00455-008-9155-2.

    Article  PubMed  PubMed Central  Google Scholar 

  20. Easterling C, Grande B, Kern M, Sears K, Shaker R. Attaining and maintaining isometric and isokinetic goals of the Shaker exercise. Dysphagia. 2005;20(2):133–8. doi:10.1007/s00455-005-0004-2.

    Article  PubMed  Google Scholar 

  21. Forsberg C-M, Hellsing E, Linder-Aronson S, Sheikholeslam A. EMG activity in neck and masticatory muscles in relation to extension and flexion of the head. Eur J Orthod. 1985;7(3):177–84. doi:10.1093/ejo/7.3.177.

    Article  CAS  PubMed  Google Scholar 

  22. Adler SS, Beckers D, Buck M. PNF in practice: an illustrated guide. 4th ed. Berlin: Springer Medizin; 2014.

    Book  Google Scholar 

  23. Williams CA, Ratel S. Definitions of muscle fatigue. In: Williams CA, Ratel S, editors. Human muscle fatigue. Oxon: Routledge; 2009. p. 3–16.

    Google Scholar 

  24. Burd NA, West DWD, Staples AW, Atherton PJ, Baker JM, Moore DR, Holwerda AM, Parise G, Rennie MJ, Baker SK, Phillips SM. Low-load high volume resistance exercise stimulates muscle protein synthesis more than high-load low volume resistance exercise in young men. PLoS One. 2010;5(8):e12033. doi:10.1371/journal.pone.0012033.

    Article  PubMed  PubMed Central  Google Scholar 

  25. Thought Technology. Basics of surface electromyography applied to physical rehabilitation and biomechanics. Montreal: Thought Technology Ltd; 2010.

    Google Scholar 

  26. Thought Technology. BioGraph infiniti [computer software]. Montreal: Thought Technology Ltd; 2009.

    Google Scholar 

  27. MathWorks. MATLAB [computer software]. Natick: MathWorks; 2014.

    Google Scholar 

  28. Crary MA, Groher ME. Basic concepts of surface electromyographic biofeedback in the treatment of dysphagia: a tutorial. Am J Speech-Lang Pathol. 2000;9(2):116–25. doi:10.1044/1058-0360.0902.116.

    Article  Google Scholar 

  29. Konrad P. The ABC of EMG: a practical introduction to kinesiological electromyography. Arizona: Noraxon; 2005.

    Google Scholar 

  30. De Luca CJ. The use of surface electromyography in biomechanics. J Appl Biomech. 1997;13(2):135–63.

    Google Scholar 

  31. Standards for Reporting EMG Data. J Electromyogr Kinesiol 2014; 24(3): I–II. doi:10.1016/S1050-6411(14)00082-0.

  32. Welch PD. The use of fast Fourier transform for the estimation of power spectra: a method based on time averaging over short, modified periodograms. IEEE Trans Audio Electroacoust. 1967;15(2):70–3. doi:10.1109/TAU.1967.1161901.

    Article  Google Scholar 

  33. Basmajian JV, De Luca CJ. Muscles alive: their functions revealed by electromyography. 5th ed. Baltimore: Williams & Wilkins; 1985.

    Google Scholar 

  34. Merletti R, Lo Conte LR, Orizio C. Indices of muscle fatigue. J Electromyogr Kinesiol. 1991;1(1):20–33. doi:10.1016/1050-6411(91)90023-X.

    Article  CAS  PubMed  Google Scholar 

  35. Marwan N, Romano MC, Thiel M, Kurths J. Recurrence plots for the analysis of complex systems. Phys Rep. 2007;438(5–6):237–329. doi:10.1016/j.physrep.2006.11.001.

    Article  Google Scholar 

  36. Farina D, Fattorini L, Felici F, Filligoi G. Nonlinear surface EMG analysis to detect changes of motor unit conduction velocity and synchronization. J Appl Physiol. 2002;93(5):1753–63. doi:10.1152/japplphysiol.00314.2002.

    Article  PubMed  Google Scholar 

  37. Yassierli, Nussbaum MA. Utility of traditional and alternative EMG-based measures of fatigue during low-moderate level isometric efforts. J Electromyogr Kinesiol. 2008;18(1):44–53. doi:10.1016/j.jelekin.2006.08.003.

    Article  CAS  PubMed  Google Scholar 

  38. Ito K, Hotta Y, Abe T. Detection of muscle fatigue during low-level isometric contraction using recurrence quantification analysis. In: Long M, editor. World congress on medical physics and biomedical engineering, IFMBE Proceedings, vol. 39. Berlin: Springer; 2013. p. 509–12.

    Google Scholar 

  39. Filligoi G, Felici F. Detection of hidden rhythms in surface EMG signals with a nonlinear time-series tool. Med Eng Phys. 1999;21(6):439–48.

    Article  CAS  PubMed  Google Scholar 

  40. Morana C, Ramdani S, Perrey S, Varray A. Recurrence quantification analysis of surface electromyographic signal: sensitivity to potentiation and neuromuscular fatigue. J Neurosci Methods. 2009;177(1):73–9. doi:10.1016/j.jneumeth.2008.09.023.

    Article  PubMed  Google Scholar 

  41. Cobos AR, Segade LAG, Feutes I. Muscle fibre types in the suprahyoid muscles of the rat. J Anat. 2001;198(3):283–94. doi:10.1046/j.1469-7580.2001.19830283.x.

    Article  CAS  PubMed  PubMed Central  Google Scholar 

  42. Falla D, Alba PD, Rainoldi A, Merletti R, Jull G. Location of innervation zones of sternocleidomastoid and scalene muscles—a basis for clinical and research electromyography applications. Clin Neurophysiol. 2002;113(1):57–63. doi:10.1016/S1388-2457(01)00708-8.

    Article  CAS  PubMed  Google Scholar 

  43. Szeto GPY, Straker LM, O’Sullivan PB. EMG median frequency changes in the neck–shoulder stabilizers of symptomatic office workers when challenged by different physical stressors. J Electromyogr Kinesiol. 2005;15(6):544–55. doi:10.1016/j.jelekin.2005.06.004.

    Article  PubMed  Google Scholar 

  44. Abdul-Latif AA, Cosic I, Kumar DK, Polus B and Da Costa C. Power changes of EEG signals associated with muscle fatigue: the root mean square analysis of EEG bands. In: Proceedings of the 2004 intelligent sensors, sensor networks and information processing conference 2004; pp. 531–4. doi:10.1109/ISSNIP.2004.1417517.

  45. Koumantakis GA, Arnall F, Cooper RG, Oldham JA. Paraspinal muscle EMG fatigue testing with two methods in healthy volunteers. Reliability in the context of clinical applications. Clin Biomech. 2001;16(3):263–6. doi:10.1016/S0268-0033(00)00113-3.

    Article  CAS  Google Scholar 

Download references

Author information

Authors and Affiliations

Authors

Corresponding author

Correspondence to Wei Ping Sze.

Ethics declarations

Conflict of Interest

The authors declare that they have no conflict of interest.

Appendix: Health Screening Questionnaire

Appendix: Health Screening Questionnaire

Respondent ID: __________________

Please circle Yes or No:

1. Have you ever had any swallowing problem(s)?

Yes/No

2. Have you ever had a major surgery on or above the neck or on the spine?

Yes/No

3. Have you ever had any muscle disease(s)?

Yes/No

4. Have you ever had any heart or lung disease(s)?

Yes/No

5. Have you ever had a thyroid disease?

Yes/No

6. Have you ever had a neurological disease?

Yes/No

7. Have you ever had head injury with loss of consciousness?

Yes/No

8. Are you on any medication now? If yes, please state:

Yes/No

Rights and permissions

Reprints and permissions

About this article

Check for updates. Verify currency and authenticity via CrossMark

Cite this article

Sze, W.P., Yoon, W.L., Escoffier, N. et al. Evaluating the Training Effects of Two Swallowing Rehabilitation Therapies Using Surface Electromyography—Chin Tuck Against Resistance (CTAR) Exercise and the Shaker Exercise. Dysphagia 31, 195–205 (2016). https://doi.org/10.1007/s00455-015-9678-2

Download citation

  • Received:

  • Accepted:

  • Published:

  • Issue Date:

  • DOI: https://doi.org/10.1007/s00455-015-9678-2

Keywords

Navigation