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The Jacobian module, the Milnor fiber, and the D-module generated by \(f^s\)

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Abstract

For a germ f on a complex manifold X, we introduce a complex derived from the Liouville form acting on logarithmic differential forms, and give an exactness criterion. We use this Liouville complex to connect properties of the D-module generated by \(f^s\) to homological data of the Jacobian ideal; specifically we show that for a large class of germs the annihilator of \(f^s\) is generated by derivations. Through local cohomology, we connect the cohomology of the Milnor fiber to the Jacobian module via logarithmic differentials. In particular, we consider (not necessarily reduced) hyperplane arrangements: we prove a conjecture of Terao on the annihilator of 1 / f; we confirm in many cases a corresponding conjecture on the annihilator of \(f^s\) but we disprove it in general; we show that the Bernstein–Sato polynomial of an arrangement is not determined by its intersection lattice; we prove that arrangements for which the annihilator of \(f^s\) is generated by derivations fulfill the Strong Monodromy Conjecture, and that this includes as very special cases all arrangements of Coxeter and of crystallographic type, and all multi-arrangements in dimension 3.

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Acknowledgments

I would like to express my gratitude to Graham Denham for many conversations about [13], to Nero Budur and Luis Narvaez-Macarro for very helpful comments and criticisms, and to Viktor Levandovskyy for help with some computations using PLURAL [29].

I am very grateful to Alex Dimca and Morihiko Saito for catching an error in an earlier version, and to Morihiko Saito for generously sharing his opinions on Theorem 4.3 and Example 5.10.

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Correspondence to Uli Walther.

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Support by the National Science Foundation under Grant 1401392-DMS is gratefully acknowledged. The author would like to thank MSRI for its hospitality when he was in residence during the Special Year in Commutative and Non-commutative Algebra 2012/13.

Appendix: Logarithmic derivations under blow-ups

Appendix: Logarithmic derivations under blow-ups

Notation 6.1

Let X be a smooth scheme over \(\mathbb {C}\), with subschemes \(C\subseteq Y\subseteq X\). Assume that C is smooth and denote by \(\mathscr {I}_C\supseteq \mathscr {I}_Y\) the ideal sheaves. We say that a derivation on X is logarithmic along a subscheme V defined by \(\mathscr {I}_V\) if \(\delta (\mathscr {I}_V)\subseteq \mathscr {I}_V\).

Let

$$\begin{aligned} \pi :X'\longrightarrow X \end{aligned}$$

be the (smooth) blow-up of X at C and denote \(Y'\subseteq X'\) the total transform of Y.

Lemma 6.2

In the context above, \(\pi _*(\Omega ^i_{X'}(\log \pi ^*(Y)))=\Omega ^i_X(\log Y)\).

Proof

The statement is local in the base, so we may assume that X is smooth and affine, and represent \(\Omega ^i_X(\log Y)\) by their modules of global sections. We may assume further that \({{\mathrm{codim}}}_X(C)\ge 2\) as otherwise \(\pi \) is an isomorphism. Set \(R=\Gamma (X,\mathscr {O}_X)\) and \(I_C=\Gamma (X,\mathscr {I}_C)\).

Pulling back differentials along \(\pi \) is a linear faithful functor and there are \(\mathscr {O}_X\)-module inclusions \(\underbrace{\Omega ^i_X(\log Y)}_{=:M}\subseteq \underbrace{\Gamma (X',\Omega ^i_{X'}(\log Y'))}_{=:M'}\subseteq \underbrace{K\otimes _R\Omega ^i_X}_{=:M''}\), K denoting the field of fractions of R.

Let Q be the quotient \(M'/M\). Since \(M''\), and hence also \(M'\), is torsion-free, the associated long exact sequence of local cohomology gives an injection \(H^0_{I_C}(Q)\hookrightarrow H^1_{I_C}(M)\). Now M is a second syzygy, say the kernel of the map \(F_1\longrightarrow F_0\) between free modules. Then if L is the image of this map, long exact sequences again show that \(H^1_{I_C}(M)=H^0_{I_C}(L)\) which vanishes as L sits in a free module and \(I_C\) has height at least two. We have shown that \(H^0_{I_C}(Q)=0\) but since Q is supported in C this forces \(Q=0\). \(\square \)

We now consider lifting logarithmic derivations along a blow-up. While logarithmic derivations and logarithmic \((n-1)\)-forms can be identified locally, globally \(\Omega ^{n-1}_X(\log Y)\) is really \({{\mathrm{Der}}}_X(-\log Y)\otimes \mathscr {O}_X(Y)\otimes \Omega ^n_Y\) and so exhibits different behavior: the push-forward of the logarithmic derivations along \(\pi ^*(Y)\) is, in general, not all of the logarithmic derivations along Y .

Theorem 6.3

In the setting of Notation 6.1,

  1. 1.

    an element of \({{\mathrm{Der}}}_X\) lifts to \(X'\) if and only if it is logarithmic along \(\mathscr {I}_C\); we have \(\pi _*({{\mathrm{Der}}}_{X'})={{\mathrm{Der}}}_X(-\log \mathscr {I}_C)\);

  2. 2.

    if Y is C-saturated, \(\mathscr {I}_Y:_{\mathscr {O}_X}\mathscr {I}_C=\mathscr {I}_Y\), then

    $$\begin{aligned} \pi _*({{\mathrm{Der}}}_{X'}(-\log \pi ^*(Y)))={{\mathrm{Der}}}_X(-\log C)\cap {{\mathrm{Der}}}_X(-\log Y). \end{aligned}$$

Proof

Again, we assume that X is smooth and affine, and that \({{\mathrm{codim}}}_X(C)\ge 2\). Set \(R=\Gamma (X,\mathscr {O}_X)\) and write \(C={{\mathrm{Var}}}(I_C)\).

By shrinking X we can assume that \(k={{\mathrm{codim}}}_X(C)\) and \(I_C=(f_1,\ldots ,f_k)R\subseteq R\) where the \(f_i\) form a regular sequence in any order. Let \(\delta \in {{\mathrm{Der}}}_X\) be logarithmic along C. Since \(\delta \bullet (I_C)\subseteq I_C\), it induces a derivation \(\tilde{\delta }\) of t-degree zero on the Rees ring

$$\begin{aligned} \mathscr {R}=\mathscr {R}(R,I_C)=\bigoplus _{i\in \mathbb {N}} (I_Ct)^i. \end{aligned}$$

Derivations of t-degree zero induce derivations on each homogeneous localization \(\mathscr {R}[(tf_i)^{-1}]\), stabilize the degree-zero part, and then obviously agree on overlaps. Since \(X'={{\mathrm{Proj}}}(\mathscr {R})\), \(\tilde{\delta }\) induces a global derivation \(\delta '=:\pi ^*(\delta )\) on \(\mathscr {O}_{X'}\). The exceptional divisor \(E_\pi \) is defined by the ideal sheaf \(I_Ct\mathscr {R}\); as \(\tilde{\delta }\bullet (I_Ct\mathscr {R})\subseteq I_Ct\mathscr {R}\), \(\delta '\) is logarithmic along \(E_\pi \). The R-morphism \(\delta \mapsto \pi ^*(\delta )\) from \({{\mathrm{Der}}}_X\) to \({{\mathrm{Der}}}_{X'}(-\log E_\pi )\) is injective, since X and \(X'\) are smooth and agree outside C.

Now suppose additionally that \(\delta \in {{\mathrm{Der}}}_X(-\log Y)\); then \(\tilde{\delta }\) preserves the extension of \(I_Y\) to \(\mathscr {R}\), and hence \(\delta '\) is logarithmic along the total transform of Y. Since \(I_C\) is prime and \(I_Y:_R I_C=I_Y\), a dense open set of each component of the proper transform \(Y'\) is outside \(E_\pi \). It follows that \(\delta '\) is also logarithmic along \(Y'\) and so \({{\mathrm{Der}}}_X(-\log Y)\cap {{\mathrm{Der}}}_X(-\log C)\) is a submodule of \(\Gamma (X',{{\mathrm{Der}}}_{X'}(-Y'))\) and of \(\Gamma (X',{{\mathrm{Der}}}_{X'}(-\pi ^*(Y)))\).

Conversely, let \(\delta '\) be a global derivation on \(X'\) and let \(U_i\) be the standard open set \({{\mathrm{Spec}}}(\mathscr {R}_i)\) in \(X'\) where \(\mathscr {R}_i=(R[tf_1,\ldots ,tf_k,(tf_i^{-1})])_0=R[f_1/f_i,\ldots ,f_k/f_i]\). By definition, \(\delta '\) induces a derivation on each \(\mathscr {R}_i\) which we also denote \(\delta '\).

Since R is a domain, \(R\subseteq \mathscr {R}_i \subseteq R[1/f_i]\) and so \(\delta '\bullet (R)\subseteq \bigcap _i\mathscr {R}_i\subseteq \bigcap _i R[1/f_i]\). The latter is the ideal transform of R with respect to \(I_C\), and since the depth of \(I_C\) on R is at least 2 we have \((\bigcap R[1/f_i])/R=H^1_I(R)=0\). Hence \(\delta '\) is a derivation on R which we denote \(\delta \). We must show that it is logarithmic along the center of the blow-up. Note that \(\pi ^*(\delta )=\delta '\) again.

Lemma 6.4

Let R be a domain, \(f_1,\ldots ,f_k,g\) a regular sequence in R, and \(\delta '\) a derivation on both R and \(R[f_1/g,\ldots ,f_k/g]\). Let I be the R-ideal generated by \(f_1,\ldots ,f_k\). Then \(\delta '\bullet (I)\subseteq I+Rg\).

Proof

By hypothesis, \(\delta '\bullet (f_i/g)=\delta '\bullet (f_i)/g-f_i\delta '\bullet (g)/g^2\) can be written as \(\sum _{j=0}^rP_j(f_1/g,\ldots ,f_k/g)\) for suitable homogeneous polynomials \(P_0,\ldots ,P_r\in R[x_1,\ldots ,x_k]\), \(P_j\) being of degree j. Choose such presentation with r minimal.

We show first that one can assume \(r\le 2\). Indeed, if \(r>2\) clear denominators to see that \(P_r(f_1,\ldots ,f_k)\in Rg\). By Lemma 6.5 below, \(P_r(f_1,\ldots ,f_k)=Q_r(f_1,\ldots ,f_k)\) for a suitable homogeneous polynomial \(Q_r(x)=g\sum _M q_Mx^M\in gR[x_1,\ldots ,x_k]\) using multi-index notation \(x^M=\prod _ix_i^{m_i}\) with \(|M|=\deg (P_r)=r\). Then, abbreviating \(f_1,\ldots ,f_k\) to f, and \(f_1/g,\ldots ,f_k/g\) to f / g,

$$\begin{aligned} P_r(f/g)=\sum _{M}q_M\cdot g\cdot (f/g)^M =\sum _{M}q_M\cdot g^{1-|M|}\cdot f^M. \end{aligned}$$

For each multi-index M, let i(M) be some index with \(M_i>0\) and denote \(e_i\) the unit vector in direction i. Then \(\sum _{M}q_Mg^{1-|M|}f^M=\sum _{M}q_Mf_{i(M)}g^{1-|M|}f^{M-e_{i(M)}}\) can be viewed as evaluation of \(\sum _{M}q_Mf_{i(M)}x^{M-e_{i(M)}}\) at f / g. The latter is a polynomial of degree \(r-1\). And so the presentation \(\sum _{j=0}^rP_i(f_1/g,\ldots ,f_k/g)\) for \(\delta '(f_i/g)\) didn’t use minimal r.

Hence, we may assume that \(r\le 2\). In that case, we obtain, clearing denominators,

$$\begin{aligned} \delta '\bullet (f_i)g-\delta '\bullet (g)f_i=P_0(f)g^2+P_1(f)g+P_2(f). \end{aligned}$$

In particular, \(\delta '\bullet (f_i)g-P_0(f)g^2=P_1(f)g+P_2(f)+\delta '\bullet (g)f_i\in I\). Since g is regular on R / I, \(\delta '\bullet (f_i)-P_0(f)g\in I\) and so \(\delta '\bullet (f_i)\in R(f,g)\). This finishes the proof of Lemma 6.4 \(\square \)

Now return to the proof of the Theorem. Lemma 6.4 implies, looking at \(U_i\), that \(\delta \bullet (f_i)\in I\) for each i. Hence, \(\delta \) is logarithmic along \(I_C\), and therefore \(\delta '\) is logarithmic along \(E_\pi \).

If \(\delta '\) is logarithmic along \(Y'\) then \(\delta '\) preserves each \(I_Y\cdot \mathscr {R}_i\), and hence \(\delta \) sends \(I_Y\) into \(\bigcap (I_Y\cdot \mathscr {R}_i)\). However, \(\bigcap (I_Y\cdot \mathscr {R}_i)/I_Y=H^1_{I_C}(I_Y)\). Since C is cut out by a regular sequence of length at least 2 in R, \(H^1_{I_C}(I_Y)=H^0_{I_C}(R/I_Y)\) and this last module vanishes since by hypothesis R is \(\mathscr {I}_C\)-torsion-free. It follows that \(\delta \) is logarithmic along Y and the theorem follows. \(\square \)

Lemma 6.5

Let R be a domain, and let \(f_1,\ldots ,f_m,g_1,\ldots ,g_{m'}\) be a regular sequence in every order on R. Write \(f=f_1,\ldots ,f_m\) and \(g=g_1,\ldots ,g_{m'}\).

Suppose \(P(x)\in R[x_1,\ldots ,x_{m}]\) is homogeneous of degree k and satisfies \(P(f)\in Rg\). Then there exists \(Q\in R[x_1,\ldots ,x_m]\), homogeneous of degree k, with \(P(f)=Q(f)\) and \(Q(x)\in gR[x]\).

Proof

  1. 1.

    If \(m=1\) then we have \(rf^k\in Rg\) and so regularity implies that the lemma holds in that case.

  2. 2.

    If P is linear, \(\sum r_if_i\in Rg\) and so \(r_m\in R(g,f_{<m})\) can be written as \(\sum b_jg_j+\sum _{i<m}a_if_i\). Rewriting, we obtain \(P(f)=\sum _{<m} r_if_i+r_mf_m=\sum _{<m}r_if_i+\sum _{<m} f_ma_if_i+ \sum f_mb_jg_j=\sum _{i<m}(f_ma_i+r_i)f_i+\sum f_mb_jg_j\in R(f_{<m,g})\). By induction on m, there is a linear polynomial \(Q'(x_1\ldots ,x_{m-1})\) over R with coefficients in Rg which when evaluated at \(f_{<m}\) yields \(\sum _{i<m}(f_ma_i+r_i)f_i\). But then \(P(f)=Q'(f_{<m})+f_m\sum b_jg_j\) and the lemma follows in this case.

  3. 3.

    The general case. We use induction on m. Consider the stratification of the monomials in m variables of degree k into the following subsets: \(S_m=\{x_m^k\}\), \(S_j=\{\text {monomials in } x_{\ge j }\}{\smallsetminus } S_{j+1}\) for \(0<j<n\). So \(S_j\) is the set of monomials in \(R[x_j,\ldots ,x_m]\) divisible \(x_j\). We are going to construct a sequence of polynomial identities

    $$\begin{aligned} (j):\qquad P^{(j)}(x)=\underbrace{\sum _{\ell<j}P^{(j)}_\ell (x)}_ {P^{(j)}_{<j}(x)}+P^{(j)}_j(x)+\underbrace{\sum _{\ell>j}P^{(j)}_\ell (x)}_ {P^{(j)}_{>j}(x)} \end{aligned}$$

    such that the following hold: \(P^{(j)}_\ell (x)\) is a sum of monomials indexed by \(S_\ell \); \(P^{(j)}_{>j}(x)\in gR[x_{j+1},\ldots ,x_m]\); \(P^{(j)}(f)=P(f)\) for all j. For \(j=m\), take for \(P^{(m)}_m(x)\) the part of P(x) indexed by \(S_m\), and put \(P^{(m)}_{>m}(x)=0\) and \(P^{(m)}_{<m}(x)=P(x)-P^{(m)}_m(x)\). For any j, \(P^{(j)}_{<j}(x)\) is automatically in the ideal generated by \(x_{<j}\), so evaluation at \(x=f\) gives \(P^{(j)}_j(f)=P(f)-P^{(j)}_{<j}(f)-P^{(j)}_{>j}(f)\in R(g,f_{<j})\). Given identity (j) we now construct identity \((j-1)\) with the corresponding properties. As \(x_j\) divides \(P^{(j)}_j(x)\), \(P^{(j)}_j(f)/f_j\in R\). Then \(R(g,f_{<j})\ni P^{(j)}_j(f)=f_j\cdot ( P^{(j)}_j(f)/f_j)\) implies by regularity that \(P^{(j)}_j(f)/f_j\in R(g,f_{<j})\). As the polynomial \(P^{(j)}_j(x)/x_j\in R[x_{\ge j}]\) is homogeneous of degree \(k-1\), the inductive hypothesis asserts the existence of a homogeneous polynomial of degree \(k-1\) in \(x_j,\ldots ,x_m\) with coefficients in \(R(g,f_{<j})\) and which evaluates at f to \(P^{(j)}_j(f)/f_j\). Explicitly, \(P^{(j)}_j(f)\) is the value at \(x=f\) of the sum of one polynomial \(P^{(j)}_{j,g}(x)\in gR[x]\) and another polynomial in \(f_{<j}R[x]\), both homogeneous of degree \(k-1\). The latter polynomial can be changed (without affecting its value at \(x\leadsto f\)) into a polynomial \(P^{(j)}_{j,<}(x)\in x_{<j}R[x]\) which is then supported in \(S_{<j}\). Moving terms, if necessary, from \(P^{(j)}_{j,g}(x)\) to \(P^{(j)}_{j,<}(x)\) one may assume that \(P^{(j)}_{j,g}(x)\in R[x_{>j-1}]\). Now update identity (j) as follows: set \(P^{(j-1)}_{<j-1}(x)\) to be the terms in \(P^{(j)}_{<j}(x)+P^{(j)}_{j,<}(x)\) supported in \(S_{<j-1}\); let \(P^{(j-1)}_{j-1}(x)\) be the other terms in this sum; set \(P^{(j-1)}_{>j-1}(x)= P^{(j)}_{>j}(x)+P^{(j)}_{j,g}(x)\). The stipulated conditions then hold for the new display. It follows that from identity (m) above we can proceed to identity (0). However, then \(P^{(0)}(x)=P^{(0)}_{>0}(x)\in gR[x]\). \(\square \)

We now record the existence of an embedded resolution of singularities that is particularly well adapted to computing with logarithmic vector fields.

Proposition 6.6

For every divisor Y on X, there is an algorithm for construction of an embedded resolution of singularities that is a composition of blow-ups such that at each step the center of the blow-up is smooth and a union of logarithmic strata of the total transform of Y under the previous blow-ups.

Proof

By [50], there is an embedded resolution of singularities \(\pi :X'\longrightarrow X\) that is a sequence of blow-ups \(\pi =\pi _k\circ \cdots \circ \pi _1\) with smooth centers that furthermore is functorial: for any analytic isomorphism \(\iota :X\longrightarrow X\) there is an analytic isomorphism \(\tilde{\iota } :X'\longrightarrow X'\) such that \(\pi \circ \tilde{\iota }=\iota \circ \pi \).

Take \(\delta \in {{\mathrm{Der}}}_X(-\log Y)\) and choose \({\mathfrak x}_0\in X\) with \(\delta ({\mathfrak x}_0)\ne 0\). By the Picard–Lindelöf theorem, there is a foliation of integrating curves \(\gamma _{\mathfrak x}(t)\) for \(\delta \) at all \({\mathfrak x}\) near \({\mathfrak x}_0\): \(\gamma _{\mathfrak x}(0)={\mathfrak x}\) and \(\frac{{\mathrm d}}{{\mathrm d}t}(\gamma _{\mathfrak x}(t))\) is \(\delta \) evaluated at \(\gamma _{\mathfrak x}(t)\) for small t. It follows that the assignment \(\Phi ({\mathfrak x},t):{\mathfrak x}\mapsto \gamma _{\mathfrak x}(t)\) is well-defined for \({\mathfrak x}\) sufficiently near \({\mathfrak x}_0\), and for all \(t\ll 1\). Since \(\delta \) is analytic and \(\gamma _{\mathfrak x}(t)\) is defined via an integral, \(\Phi \) is analytic.

As \(\delta \) is logarithmic along Y, \({\mathfrak x}\in Y\) implies \(\gamma _{\mathfrak x}(t)\in Y\). Hence, \(\Phi (-,t)\) is a local automorphism of the pair (XY) near \({\mathfrak x}\in Y\) for \(t\ll 1\). If \(\pi _1:X'_1\longrightarrow X\) is the first blow-up in the resolution, then by functoriality \(\Phi (-,t)\) lifts to an analytic family of local automorphisms of \((X'_1, \pi ^*Y)\). This is only possible if the center \(C_1\) of the blow-up is stable under \(\delta \). This being true for all logarithmic vector fields along Y, \(C_1\) must be a union of logarithmic strata of Y. The proposition follows by iterating the argument. \(\square \)

Corollary 6.7

If \(Y\subseteq X\) is a divisor in a smooth \(\mathbb {C}\)-scheme then there is a resolution of singularities \(\pi :X'\longrightarrow X\) such that \(\pi _*({{\mathrm{Der}}}_{X'}(-\log \pi ^*(Y)))={{\mathrm{Der}}}_X(-\log Y)\) and \(\pi _*(\Omega ^i_{X'}(\log \pi ^*(Y)))=\Omega ^i_X(\log Y)\).

Proof

For any divisor \(Y_i\) and any smooth center \(C_i\subseteq Y_i\) of codimension 2 or more on smooth \(X_i\) the ideal quotient \(\mathscr {I}_{Y_i} :_{\mathscr {O}_{X_i}} \mathscr {I}_{C_i}\) equals \(\mathscr {I}_{Y_i}\). Thus Theorem 6.3 applies in each step of the resolution obtained in Proposition 6.6. The final claim follows from Lemma 6.2. \(\square \)

Not every logarithmic stratum will appear as a center in a resolution:

Example 6.8

Let \(Y={{\mathrm{Var}}}(xy(x+y)(x+ty))\subseteq \mathbb {C}^3\). Then every point of the t-axis is a logarithmic stratum. In any reasonable resolution of the pair \((\mathbb {C}^3,Y)\), of all points on the t-axis, the only zero-dimensional canonical Whitney strata that feature as blow-up centers are (0, 0, 0) and (0, 0, 1).

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Walther, U. The Jacobian module, the Milnor fiber, and the D-module generated by \(f^s\) . Invent. math. 207, 1239–1287 (2017). https://doi.org/10.1007/s00222-016-0684-2

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