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Classification and prognostic factors of residual symptoms after minimally invasive lumbar decompression surgery using a cluster analysis: a 5-year follow-up cohort study

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Abstract

Purpose

Residual symptoms indicating incomplete remission of lower leg numbness or low back pain may occur after spine surgery. The purpose was to elucidate the pattern of residual symptoms 5 years after minimally invasive lumbar decompression surgery using a cluster analysis.

Methods

The study comprised 193 patients with lumbar spinal stenosis (LSS) (108 men, 85 women) ranging in age from 40 to 86 years (mean, 67.9 years). Each patient underwent 5-year follow-up. The Japanese Orthopedic Association score and visual analog scale scores for low back pain, leg pain, and leg numbness at 5 years were entered into the cluster analysis to characterize postoperative residual symptoms. Other clinical data were analyzed to detect the factors significantly related to each cluster.

Results

The analysis yielded four clusters representing different patterns of residual symptoms. Patients in cluster 1 (57.0%) were substantially improved and had few residual symptoms of LSS. Patients in cluster 2 (11.4%) were poorly improved and had major residual symptoms. Patients in cluster 3 (17.6%) were greatly improved but had mild residual low back pain. Patients in cluster 4 (14.0%) were improved but had severe residual leg numbness. Prognostic factors of cluster 2 were a short maximum walking distance, motor weakness, resting lower leg numbness, cofounding scoliosis, and high sagittal vertical axis.

Conclusions

This is the first study to identify specific patterns of residual symptoms of LSS after decompression surgery. Our results will contribute to acquisition of preoperative informed consent and identification of patients with the best chance of postoperative improvement.

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Data availability

All data analyzed during this study are included in this article.

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Acknowledgements

We would like to thank the patients, who participated in this study. We thank Angela Morben, DVM, ELS, from Edanz Group (https://en-author-services.edanzgroup.com/), for editing a draft of this manuscript.

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Authors and Affiliations

Authors

Contributions

HT, KY and HN contributed to the study concept and design. HT, MH, HT, AS, KY and ST contributed to data acquisition and analyses. HT, KT, SO, YH, AY and HS contributed to data interpretation. All authors have read and approved the final version of the manuscript.

Corresponding author

Correspondence to Hiromitsu Toyoda.

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Each participant provided an informed consent for participation.

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Ethics approval was provided by the local ethics committee of Osaka City University (approval no. 3170).

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Toyoda, H., Yamada, K., Terai, H. et al. Classification and prognostic factors of residual symptoms after minimally invasive lumbar decompression surgery using a cluster analysis: a 5-year follow-up cohort study. Eur Spine J 30, 918–927 (2021). https://doi.org/10.1007/s00586-021-06754-y

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  • DOI: https://doi.org/10.1007/s00586-021-06754-y

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