Abstract
We prove that the hydrodynamic pressure p associated to the velocity \(u\in C^\theta (\Omega )\), \(\theta \in (0,1)\), of an inviscid incompressible fluid in a bounded and simply connected domain \(\Omega \subset {\mathbb {R}}^d\) with \(C^{2+}\) boundary satisfies \(p\in C^{\theta }(\Omega )\) for \(\theta \le \frac{1}{2}\) and \(p\in C^{1,2\theta -1}(\Omega )\) for \(\theta >\frac{1}{2}\). Moreover, when \(\partial \Omega \in C^{3+}\), we prove that an almost double Hölder regularity \(p\in C^{2\theta -}(\Omega )\) holds even for \(\theta <\frac{1}{2}\). This extends and improves the recent result of Bardos and Titi (Philos Trans R Soc A, 2022) obtained in the planar case to every dimension \(d\ge 2\) and it also doubles the pressure regularity. Differently from Bardos and Titi (2022), we do not introduce a new boundary condition for the pressure, but instead work with the natural one. In the boundary-free case of the d-dimensional torus, we show that the double regularity of the pressure can be actually achieved under the weaker assumption that the divergence of the velocity is sufficiently regular, thus not necessarily zero.
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1 Introduction
Let \(d\ge 2\) and let \(\Omega \subset {\mathbb {R}}^d\) be a bounded and simply connected domain of class \(C^2\). The time evolution in \(\Omega \) of an incompressible inviscid fluid is described by the Euler equations
where \(u:\Omega \times (0,T)\rightarrow {\mathbb {R}}^d\) and \(p:\Omega \times (0,T)\rightarrow {\mathbb {R}}\) are the velocity of the fluid and its hydrodynamic pressure respectively and \(n:\partial \Omega \rightarrow {\mathbb {R}}^d\) the outward unit normal to \(\partial \Omega \). The boundary condition \(u(\cdot , t)\cdot n=0\) on \(\partial \Omega \) is the usual no-flow condition, which prohibits the fluid to escape from the spatial domain \(\Omega \), being it always tangential to the boundary.
1.1 The pressure equation
In this article, we focus on the pressure p. Taking the divergence of the first equation in (1.1), we get
for all \(t\in (0,T)\). Being interested in the spatial regularity of p, from now on we will fix a time slice t and consider the vector field \(u(\cdot ,t)\). Thus, for simplicity, we will drop the explicit time dependence and we will just write \(u=u(x)\). In particular, our results can be applied for every fixed t-time slice.
In a bounded domain \(\Omega \), we clearly need to complement the (interior) elliptic equation (1.2) with an appropriate boundary condition, which in the case of tangential boundary condition takes the form
where we implicitly assumed the normal n to be extended to a \(C^1\) vector field in a neighborhood of \(\partial \Omega \) in order to compute its gradient. Note that this makes sense if the domain is of class \(C^2\).
The Neumann-type boundary condition (1.3) can be obtained if we scalar multiply by n the first equation in (1.1). Indeed, since u is divergence-free and tangential to the boundary, at least in the case in which the velocity is regular enough, we can compute
Here and in the rest of the paper, we adopt the Einstein summation convention with repeated indexes. In the last equality in the above chain, we used that \(\partial \Omega \) is a level set of the scalar function \(u\cdot n\), and thus \(\nabla (u\cdot n)|_{\partial \Omega }\) is parallel to n. Thus, at least in the regular setting, the pressure p solves
In order to deal with \(u\in C^\theta (\Omega )\), we need to interpret (1.5) in the weak sense, that is, we consider a scalar function \(p\in C^0({{\overline{\Omega }}})\) such that
where we denoted by \(H \varphi \) the Hessian matrix of the scalar function \(\varphi \). Relation (1.6) is obtained as usual by multiplying the first equation in (1.5) by the test function \(\varphi \) and then integrating by parts.
At this point one may wonder if the pressure p coming from the Euler equations solves (1.5) only if the velocity is regular enough, say \(u(t)\in C^1({{\overline{\Omega }}})\). Indeed the latter regularity has been crucially used in order to derive the boundary condition in (1.4). However, it can be easily shown that the weak formulation of the pressure equation (1.6) can be always derived whenever \(u,p\in C^0({{\overline{\Omega }}})\). Indeed, if the uniformly continuous couple (u, p) weakly solves (1.1), then
whenever \(\eta \in C^\infty _c((0,T))\) and \(\psi \in C^1({{\overline{\Omega }}};{\mathbb {R}}^d)\). In particular, choosing \(\psi =\nabla \varphi \), we get that
for all \(\varphi \in C^2({{\overline{\Omega }}})\), so that, for any fixed time slice \(t\in (0,T)\), the couple (u(t), p(t)) must solve (1.6).
1.2 Regularity of the pressure
From the heuristic standard elliptic regularity theory applied to the Neumann problem (1.5), one is tempted to say that the pressure p has (at least) the same Hölder regularity of u up to the boundary. However, as noticed in [3], this regularity property does not directly come from any known elliptic regularity result. Moreover, it is also known [10, 23, 34] that, if \(\Omega \) is either the whole space \({\mathbb {R}}^d\) or the d-dimensional torus \({\mathbb {T}}^d\) (i.e., no boundary is involved), then the pressure enjoys the following regularity properties
Moreover, as observed in [12], in the critical case \(\theta =\frac{1}{2}\), the pressure p is log-Lipschitz, namely
for all \(x_1,x_2\in \Omega \), with \(|x_1-x_2|<\frac{1}{2}\). Similar results can be also shown in the classes of Besov and Sobolev solutions, see [11].
The regularity in (1.7) basically means that p is twice as regular as u. Thus, even in a bounded domain \(\Omega \), by a standard localization argument, one immediately gets that the pressure still enjoys an interior double regularity property.
On the other hand, in the recent work [3], the authors proved that, in the 2-dimensional case, the pressure satisfies \(p\in C^\theta (\Omega )\), thus providing the \(\theta \)-Hölder regularity of the pressure up to the boundary.
1.3 Main results
The aim of this work is to extend the boundary regularity of the pressure to every dimension \(d\ge 2\) and to show that the \(2\theta \)-Hölder regularity known for domains without boundary, still holds in setting considered in this work. Note that, when \(\theta >\frac{1}{2}\), in order to hope for a regularity property \(p\in C^{1,2\theta -1}(\Omega )\), we are forced to require that \(\partial \Omega \) is of class \(C^{2,2\theta -1}\). In particular, this implies that \(\nabla n\in C^{2\theta -1}\), so that also the Neumann boundary data satisfies
In a bounded domain with a \(C^2\) boundary this would clearly not be possible in general, since in this case the Neumann boundary condition \(u\otimes u:\nabla n\in C^{0}\) is inconsistent with the fact that p has Hölder continuous first derivatives up to the boundary.
Our main result reads as follows.
Theorem 1.1
(Regularity of the pressure) Let \(d\ge 2\) and let \(\Omega \subset {\mathbb {R}}^d\) be a bounded simply connected open set with boundary of class \(C^{2,\alpha }\), for some \(\alpha >0\). Let \(\theta \in (0,1)\) and let \(u\in C^\theta (\Omega )\) be a weakly divergence-free vector field such that \(u\cdot n|_{\partial \Omega }=0\). Then, there exists a unique zero-average solution \(p\in C^0({{\overline{\Omega }}})\) of (1.6) with the following regularity properties.
-
(i)
If \(\theta \in \left( 0,\frac{1}{2}\right] \), then \(p\in C^\theta (\Omega )\) and there exists a constant \(C>0\) such that
$$\begin{aligned} \Vert p\Vert _{C^{\theta }(\Omega )}\le C \Vert u\Vert _{C^0(\Omega )} \Vert u\Vert _{C^\theta (\Omega )}. \end{aligned}$$ -
(ii)
If \(\theta \in \left( \frac{1}{2},1\right) \), then \(p\in C^{1,\min (\alpha ,2\theta -1)}(\Omega )\) and there exists a constant \(C>0\) such that
$$\begin{aligned} \Vert p\Vert _{C^{1,\min \{\alpha ,2\theta -1\}}(\Omega )}\le C \Vert u\Vert _{C^\theta (\Omega )}^2. \end{aligned}$$In particular, if \(\Omega \) is of class \(C^{2\theta -1}\), then \(p\in C^{1,2\theta -1}(\Omega )\).
The stability estimate in (i) clearly indicates that only one of the two vectors u in the right-hand side is used to transfer the \(C^\theta \) regularity to p. In fact, we expect that the other vector could be exploited in a better way in order to double the regularity of the pressure.
The assumption on the \(C^{2,\alpha }\) smoothness of \(\partial \Omega \) for some (arbitrary small) \(\alpha >0\) is just technical. Indeed, this regularity is only needed to provide a suitable approximation for the vector field u and to prove the asymptotic estimates for the Green–Neumann function, see Lemma 2.1 and Theorem C.1 below. We believe that this assumption might not be sharp, since the \(C^2\) smoothness of the boundary of the domain (at least heuristically) seems to be sufficient for proving (i).
Actually, as noticed in [3] in the planar case \(d=2\), the approximation of the velocity field can be performed in a \(C^2\) domain by using the stream function of u, which plays the role of a potential. In the case \(d>2\), we do not know how to provide an appropriate corresponding d-dimensional version of the stream-function approach. We refer the reader to Sect. 2.3 below for a precise discussion about the issue of the boundary regularity of the domain together with a possible strategy to solve it.
The approach used in [3] is based on a suitable geodesic parametrization of the boundary (together with the aforementioned regularization of u) which, in turn, strongly relies on the 2-dimensional structure.
Our approach is different and follows the main idea of [10]. Indeed, we rewrite p as a singular integral operator applied to a suitable data of the form \((u-a)\otimes u\), where a is a d-dimensional vector needed to desingularize the kernel. More precisely, we can state the following result.
Proposition 1.2
(Representation formula) Let \(d\ge 2\) and let \(\Omega \subset {\mathbb {R}}^d\) be a bounded simply connected open set of class \(C^2\). Let \(u\in C^\infty (\Omega )\cap C^1({{\overline{\Omega }}})\) be such that \({{\,\textrm{div}\,}}u=0\) and \(u\cdot n|_{\partial \Omega }=0\). If p is a weak solution of (1.5), then
for all \(x\in \Omega \), where \(G=G(x,y)\) is the Green–Neumann function on \(\Omega \).
Note that the right-hand side of (1.8) makes sense since the singularity of the kernel \(y\mapsto \partial _{y_iy_j} G(x,y)\) at \(y=x\) can be resolved by the term \(u_i(y)-u_i(x)\).
We also remark that looking at weak solutions in the sense of (1.6) plays a crucial role in our approach, since in this way there is no need to introduce any other boundary condition apart from the natural one as in (1.5). This is in fact different from what happens in [3], where the authors need to define and deal with a specific notion of trace of the normal derivative of the pressure \(\partial _n p\) at the boundary of \(\Omega \).
We apply Proposition 1.2 to the regular approximation of \(u\in C^\theta (\Omega )\) given by the approximation Lemma 2.1. We then show that the corresponding Hölder norm of p is uniformly bounded by the norm of u, thus getting the regularity estimates claimed in Theorem 1.1 for the solution p of (1.6).
Moreover, despite the fact that we are not able to quadratically desingularize the kernel by using the representation formula (1.8) above, we propose an abstract interpolation argument which shows that an almost double regularity holds even for \(\theta <\frac{1}{2}\). However, this abstract approach requires more regularity on the domain \(\Omega \).
Theorem 1.3
(Almost double regularity for \(\partial \Omega \in C^{3,\alpha }\)) Let \(d\ge 2\) and let \(\Omega \subset {\mathbb {R}}^d\) be a bounded simply connected open set with boundary of class \(C^{3,\alpha }\), for some \(\alpha >0\). Let \(\varepsilon >0\), \(\theta \in \left( 0,\frac{1}{2} \right) \) and \(u\in C^\theta (\Omega )\) be a weakly divergence-free vector field such that \(u\cdot n |_{\partial \Omega }=0\). Then, there exists a constant \(C>0\) such that the unique zero-average solution p of (1.6) enjoys the estimate
The proof of the previous theorem is based on the abstract interpolation result given in [11, Theorem 3.5] together with the \(\theta \)-Hölder regularity we obtained in Theorem 1.1 (i). The assumption on the \(C^{3,\alpha }\) regularity of the domain is needed in order to apply the abstract interpolation [11, Theorem 3.5], because we must guarantee that \(p\in C^{2,\alpha }(\Omega )\) whenever \(u\in C^{1,\alpha }(\Omega )\). Note that this condition is indeed true by classical Schauder’s estimates applied to the problem (1.5) whenever the boundary datum satisfies \(u\otimes u:\nabla n\in C^{1,\alpha }(\partial \Omega )\), which, in turn, requires that \(\nabla n\in C^{1,\alpha }(\partial \Omega )\) and thus \(\partial \Omega \in C^{3,\alpha }\). The general heuristic reason behind the validity of the estimate (91.9) lies in the fact that, once the single \(\theta \)-regularity estimate given by Theorem 1.1(i) is established (and we underline that this regularity is not a direct consequence of the classical Schauder’s estimates), the structure of the right-hand side
always upgrades the regularity to a (almost) double one, if the domain is regular enough to properly apply Schauder’s theory. The \(\varepsilon \)-loss in (91.9) is a consequence of the failure of Schauder’s estimates in the integer spaces \(C^k(\Omega )\).
Last but not least, we show that the quadratic desingularisation of the kernel allowing for the double regularity result (1.7) on the d-dimensional torus \({\mathbb {T}}^d\) holds even if \({{\,\textrm{div}\,}}u \ne 0\), provided that \({{\,\textrm{div}\,}}u\) is suitably regular. In more precise terms, we can prove the following result.
Theorem 1.4
(Double regularity on \({\mathbb {T}}^d\) for general \({{\,\textrm{div}\,}}u\)) Let \(\theta \in (0,1)\) and \(u\in C^\theta ({\mathbb {T}}^d)\). The unique zero-average solution \(p\in C^\theta ({\mathbb {T}}^d)\) of the problem
enjoys the following regularity properties.
-
(a)
If \(\theta \in \left( 0,\frac{1}{2}\right) \) and \({{\,\textrm{div}\,}}u\in L^q({\mathbb {T}}^d)\) for some \(q\in \left[ \frac{2d}{1-2\theta },+\infty \right] \), then \(p\in C^{2\theta }({\mathbb {T}}^d)\) and there exists a constant \(C>0\) such that
$$\begin{aligned} \Vert p\Vert _{C^{2\theta }({\mathbb {T}}^d)}\le C \left( \Vert u\Vert ^2_{C^\theta ({\mathbb {T}}^d)}+ \Vert {{\,\textrm{div}\,}}u\Vert ^2_{L^q ({\mathbb {T}}^d)} \right) . \end{aligned}$$ -
(b)
If \(\theta \in \left( \frac{1}{2},1\right) \) and \({{\,\textrm{div}\,}}u\in C^{2\theta -1}({\mathbb {T}}^d)\), then \(p\in C^{1,2\theta -1}({\mathbb {T}}^d)\) and there exists a constant \(C>0\) such that
$$\begin{aligned} \Vert p\Vert _{C^{1,2\theta -1}({\mathbb {T}}^d)}\le C\left( \Vert u\Vert ^2_{C^\theta ({\mathbb {T}}^d)}+ \Vert {{\,\textrm{div}\,}}u\Vert ^2_{C^{2\theta -1}({\mathbb {T}}^d)}\right) . \end{aligned}$$
1.4 Hölder solutions and turbulence
Hölder-continuous weak solutions to the Euler equations have attracted a lot of interest in the last decades, mainly because of their natural connection with the K41 Theory of Turbulence [26] and the related Onsager’s conjecture on anomalous energy dissipation. Indeed, in 1949, the theoretical physicist Onsager [30], while considering solutions \(u\in L^\infty ([0,T];C^\theta ({\mathbb {T}}^d))\), conjectured that \(\theta =\frac{1}{3}\) may be the threshold for the existence of inviscid fluid flows exhibiting an anomalous dissipation of the kinetic energy. He in fact claimed—and actually even mathematically motivated—that kinetic energy dissipation would only happen in the range \(\theta <\frac{1}{3}\), while for \(\theta >\frac{1}{3}\) the existence of such badly behaved solutions would not be possible due to some intrinsic rigidity properties of the equations. We refer the interested reader to [8, 9, 13, 16, 17, 20, 24] and references therein for a complete overview about the proof of Onsager’s conjecture, and to [21] for a detailed account on the modern theory of fully developed turbulence.
Everything that has been discussed above is known to be true in the absence of boundaries. If a physical boundary is present, then the mathematical (and also physical) description of turbulence becomes much more intricate, due to the non-trivial effects made by the boundary itself [2, 4, 31, 32]. The energy conservation analogous to [13] in the case of a bounded domain was proved in [2], where the Hölder regularity of the pressure plays a crucial role, see [2, Proposition 2.1] for instance. However, such a regularity does not easily come as a consequence of the usual Schauder boundary regularity theory for elliptic PDEs. For this reason, we believe that this article gives a solid proof of the pressure regularity which, to our knowledge, is not otherwise precisely traceable in the current mathematical literature.
1.5 Organization of the paper
The paper is organized as follows. In Sect. 2, we prove an approximation result for the velocity, see Lemma 2.1. Section 3 is dedicated to the proof of the representation formula given in Proposition 1.2. The proof of our main result Theorem 1.1 can be found in Sect. 4. The proof of the almost double regularity of Theorem 1.3 is the content of Sect. 5 while Theorem 1.4 for non-zero divergence is proved in Sect. 6. We then end the paper with three appendices. In Appendix A, we collect all the technical results we need on Schauder regularity theory. In Appendix B we recall an useful result about interpolation of bilinear operators. In Appendix C, we provide a proof of some estimates on the Green–Neumann function.
2 Approximation of the velocity and reduction to the regular case
2.1 Hölder norms
We begin with the definition of the norms we are going to use throughout the paper. In the following, we let \({\mathbb {N}}_0={\mathbb {N}}\cup \{0\}\), \(k\in {\mathbb {N}}_0\), \(\theta \in (0,1)\) and \(\beta \in {\mathbb {N}}_0^k\) be a multi-index. Let \(\Omega \subset {\mathbb {R}}^d\) and let \(f:\Omega \rightarrow {\mathbb {R}}^m\) for \(m\in {\mathbb {N}}\). We introduce the usual Hölder norms as follows. The supremum norm is denoted by \(\Vert f\Vert _{C^0(\Omega )}=\sup _{x\in \Omega }|f(x)|\). We define the Hölder seminorms as
The Hölder norms are then given by
In order to shorten the notation, for \(k=0\) we simply write \(C^\theta (\Omega )\) instead of \(C^{0,\theta }(\Omega )\).
2.2 Approximation of the velocity
Now we provide the regular approximation of the velocity u that remains divergence-free and tangential to the boundary. These two constraints are both important in order to get the representation formula (1.8).
Lemma 2.1
(Approximation of the velocity) Let \(d\ge 2\) and let \(\Omega \subset {\mathbb {R}}^d\) be a bounded and simply connected domain of class \(C^{2,\alpha }\) for some \(\alpha >0\). Let \(\theta \in (0,1)\) and let \(u\in C^{\theta }(\Omega )\) be such that \({{\,\textrm{div}\,}}u=0\) and \(u\cdot n\vert _{\partial \Omega }=0\). Then, there exists a family \((u^{\varepsilon })_{\varepsilon >0} \subset C^{\infty }(\Omega )\cap C^{1}({{\overline{\Omega }}})\) such that \(u^{\varepsilon }\rightarrow u\ \text {in}\ C^0({{\overline{\Omega }}})\) as \(\varepsilon \rightarrow 0^+\), \({{\,\textrm{div}\,}}u^{\varepsilon }=0\) and \(u^{\varepsilon }\cdot n \vert _{\partial \Omega }=0 \) for all \(\varepsilon >0\), and
for some constant \(C>0\).
In the proof of Lemma 2.1, we exploit the following extension result for Hölder continuous solenoidal vector fields, see [25, Section 5].
Lemma 2.2
(Extension lemma) Let \(\Omega \) be a bounded and simply connected domain of class \(C^2\) and let \(\theta \in (0,1)\). If \(u \in C^{\theta }(\Omega )\) is such that \({{\,\textrm{div}\,}}u=0\), then there exists \({\tilde{u}} \in C^{\theta }({\mathbb {R}}^d)\) with compact support such that \({\tilde{u}}\vert _{\Omega }=u\), \({{\,\textrm{div}\,}}{{\tilde{u}}}=0\) in \({\mathbb {R}}^d\), and
for some constant \(C>0\).
Proof of Lemma 2.1
Let \({\tilde{u}}\) be the extension given by Lemma 2.2 and consider the mollification \({\tilde{u}}_{\varepsilon }:={\tilde{u}}*\rho _{\varepsilon }\) for some approximation of the unity \((\rho _{\varepsilon })_{\varepsilon >0}\). Notice that \({{\tilde{u}}}^\varepsilon \) does not satisfy the required boundary condition in general. Hence, we modify it by considering the solution \(\varphi ^{\varepsilon }\) (unique up to constants) of the system
Notice that, since \({{\,\textrm{div}\,}}{{\tilde{u}}}_\varepsilon =0\), the compatibility condition
is satisfied, and thus the previous boundary value problem admits a solution.
Since \(\Omega \) is of class \(C^{2,\alpha }\), we have \(n\in C^{1,\alpha }\) and thus, by Schauder boundary regularity theory (see [29]) we get \(\varphi ^\varepsilon \in C^\infty (\Omega )\cap C^{2,\alpha }(\Omega )\subset C^\infty (\Omega )\cap C^2({{\overline{\Omega }}})\). Moreover, by Theorem A.2, we also get
where in the last inequality we used the continuity of the extension operator given by Lemma 2.2.
We now define \(u^{\varepsilon }:= {\tilde{u}}_{\varepsilon } - \nabla \varphi ^{\varepsilon }\) for all \(\varepsilon >0\). Note that, by definition, \(u^\varepsilon \in C^{\infty }(\Omega )\cap C^{1}({{\overline{\Omega }}})\), \({{\,\textrm{div}\,}}u^{\varepsilon } = 0\) in \(\Omega \) and \(u^{\varepsilon }\cdot n = 0\) on \(\partial \Omega \) for all \(\varepsilon >0\). It remains to check the convergence \(u^{\varepsilon } \rightarrow u\) in \(C^{0}({{\overline{\Omega }}})\) as \(\varepsilon \rightarrow 0^+\).
We first note that \({\tilde{u}}_{\varepsilon } \rightarrow {\tilde{u}}\) in \(C^0({\mathbb {R}}^d)\) as \(\varepsilon \rightarrow 0^+\), which implies \({\tilde{u}}_{\varepsilon } \rightarrow u\) in \(C^{0}({{\overline{\Omega }}})\) as \(\varepsilon \rightarrow 0^+\), because \({\tilde{u}}|_{{{\overline{\Omega }}}}=u\). We are thus to show that \(\nabla \varphi ^{\varepsilon } \rightarrow 0\) in \(C^{0}({{\overline{\Omega }}})\) as \(\varepsilon \rightarrow 0^+\). By (2.1), we know that the family \((\varphi ^{\varepsilon })_{\varepsilon >0}\) is bounded in \(C^{1,\theta }(\Omega )\). Therefore, we can find a subsequence \(\varepsilon _k \rightarrow 0\) and a limit function \(\varphi \in C^{1,\theta }(\Omega )\) such that \(\varphi ^{\varepsilon _k} \rightarrow \varphi \) in \(C^1({{\overline{\Omega }}})\) as \(k\rightarrow +\infty \). Finally, since \({\tilde{u}}_{\varepsilon }\cdot n \rightarrow 0\) in \(C^0(\partial \Omega )\) as \(\varepsilon \rightarrow 0^+\), the limit function \(\varphi \) solves
As a consequence, \(\varphi \) must be a constant function on \(\Omega \) and thus \(\nabla \varphi ^{\varepsilon _k} \rightarrow \nabla \varphi \equiv 0\) uniformly on \({{\overline{\Omega }}}\) as \(k\rightarrow +\infty \). From (2.1), we also get the (uniform in \(\varepsilon \)) continuity estimate
concluding the proof. \(\square \)
Remark 2.3
Notice that, in the previous proof, \(\varphi ^\varepsilon \in C^{2,\alpha }(\Omega )\), which implies the stronger conclusion \(u^\varepsilon \in C^{1,\alpha }(\Omega )\cap C^\infty (\Omega )\). It follows that, actually, \({{\,\textrm{div}\,}}{{\,\textrm{div}\,}}(u^\varepsilon \otimes u^\varepsilon )=\partial _i u^\varepsilon _j\partial _j u^\varepsilon _i\in C^\alpha (\Omega )\), and thus the Neumann boundary problem for the pressure precisely falls in the standard Schauder’s theory with Hölder continuous data. We however preferred to formulate Lemma 2.1 by claiming that \(u^\varepsilon \in C^1({{\overline{\Omega }}})\) only, since this is the minimal assumption needed to run the rest of the proof.
2.3 A possible strategy to get approximation in the \(C^2\) case
In the proof of Lemma 2.1, the regularity \(\partial \Omega \in C^{2,\alpha }\) is only used to deduce that \(\varphi ^\varepsilon \in C^2({{\overline{\Omega }}})\), which in turn implies that \(u^\varepsilon \in C^1({{\overline{\Omega }}})\).
It is clear that, in order to get an approximation \((u^\varepsilon )_{\varepsilon }\subset C^1({{\overline{\Omega }}})\) with the properties given in Lemma 2.1, one is forced to ensure that \(\nabla \varphi ^\varepsilon \in C^1({{\overline{\Omega }}})\) which, in turn, is a consequence of standard Schauder’s boundary regularity estimate provided that \(\Omega \) is of class \(C^{2,\alpha }\) for some \(\alpha >0\), see [22, Theorem 6.30] for instance.
Thus, to prove the same approximation under the weaker assumption that \(\Omega \) is of class \(C^2\) only, one has to follow a different approach. Below we propose a possible strategy which we believe could be helpful for further developments in this direction.
The idea is to write \(u\in C^{\theta }(\Omega )\) in terms of a potential with some precise properties. Let us assume the existence of a \(d \times d\) matrix A such that
Note that the latter condition is clearly compatible with the divergence-free constraint on u, since \({{\,\textrm{div}\,}}{{\,\textrm{div}\,}}A=0\) whenever A is skew-symmetric.
In order to regularize A, one may proceed as follows. In the interior of \(\Omega \), one can simply mollify the potential A. At the boundary \(\Omega \), one first reduces to the case \(\Omega \) is the half-space \(\{x\in {\mathbb {R}}^d: x_d>0\}\) through local charts, and then extend the local expression of A for \(x_d<0\) in an odd-symmetric way. Let us now call such a local extension \({{\tilde{A}}}\). At least in a local chart, one can mollify \({{\tilde{A}}}\) with a radial smooth convolution kernel, getting a new potential \({{\tilde{A}}}_\varepsilon \). Since \({{\tilde{A}}}\) was odd with respect to \(x_d=0\) (in each local system of coordinates), from \(A|_{\partial \Omega }=0\) we get \({{\tilde{A}}}_\varepsilon |_{x_d =0}=0\). All in all, via a suitable smooth partition of the unity subordinated to the local boundary charts and the interior, one can go back to the original coordinates in \(\Omega \) and just glue all those local potentials together, getting a new \(d\times d\) matrix \(A^\varepsilon \) in (an open neighborhood of) \({{\overline{\Omega }}}\) such that
the first property being a consequence of the fact that the domain \(\Omega \) is of class \(C^2\).
At this point, one can define
and we claim that the family \((u^\varepsilon )_{\varepsilon >0}\) provides the desired approximation. By construction, we clearly have that \(u^\varepsilon \rightarrow u\) in \(C^0({{\overline{\Omega }}})\) as \(\varepsilon \rightarrow 0^+\) and \(\Vert u^{\varepsilon }\Vert _{C^{\theta }(\Omega )} \le C \Vert u\Vert _{C^{\theta }(\Omega )}\) for some constant \(C>0\) which does not depend on \(\varepsilon >0\). In addition, from (2.3), one immediately gets that \({{\,\textrm{div}\,}}u^\varepsilon =0\). Finally, one also gets \(u^\varepsilon \cdot n=0\) on \(\partial \Omega \) thanks to the following straightforward computation
where we used that \(A^\varepsilon \) is skew-symmetric and that \(\partial \Omega \) is a level set for \(A^\varepsilon \), so that \(\partial _j A^\varepsilon _{ji}=\alpha ^\varepsilon _{ji} n_j\) for some suitable constants \(\alpha ^\varepsilon _{ji}\), being \(\nabla A^\varepsilon _{ij}|_{\partial \Omega }\) parallel to n for all i, j.
At the present moment, we do not know how to provide a potential A as in (2.2) in a general d-dimensional domain \(\Omega \) of class \(C^2\). Having in mind the closely related works [6, 7], the existence of such a potential seems quite delicate and this is why we instead decided to rely on the the simpler argument leading to Lemma 2.1. Nonetheless, in the planar case \(d=2\), one can overcome the problem and provide the suitable approximation \((u^\varepsilon )_{\varepsilon >0}\) by simply relying on the well-known stream function \(\Psi \in C^{1,\theta }(\Omega )\) vanishing on \(\partial \Omega \), see [3, Lemma 1] for the details.
3 Proof of Proposition 1.2
In this section, we prove Proposition 1.2, that is, we establish the representation formula (1.8). To this aim, let \(u\in C^\infty (\Omega )\cap C^1({{\overline{\Omega }}})\) be such that \({{\,\textrm{div}\,}}u=0\) and \(u\cdot n|_{\partial \Omega }=0\) and let p be a weak solution of (1.5). We start by rewriting the right-hand side of (1.5) as
where \(x\in \Omega \) is any given point. It is well known (see [33, Theorem 3.39] for instance) that p can be represented via the formula
where \(G=G(x,y)\) is the Green–Neumann function on \(\Omega \) as defined in Appendix C and \(d\sigma \) is the surface measure on \(\partial \Omega \).
Integrating by parts the first term in the above representation, we get
where in the last equality we used that \(u\cdot n=0\) and \(\left( (u\cdot \nabla )u \right) \cdot n=-u\otimes u:\nabla n\) on \(\partial \Omega \), as already done to recover the boundary condition in (1.4). Thus, by combining (3.1) with (3.2), we obtain
proving the desired representation formula (1.8).
4 Proof of Theorem 1.1
In this section, we prove Theorem 1.1, dealing with the two cases \(\theta \le \frac{1}{2}\) and \(\theta >\frac{1}{2}\) separately. We remark that, since in Theorem 1.1 the pressure is assumed to have zero average, we just need to prove a bound on the seminorm \([p]_{C^\theta (\Omega )}\). This is in fact a simple consequence of the Poincare-type inequality
valid for all \(f:\Omega \rightarrow {\mathbb {R}}\) such that \(\int _{\Omega }f(x)\,dx=0\), where \(C>0\) is a constant depending on \(\theta \) and \(\Omega \) only.
We start by noticing that, for every fixed \(\varepsilon >0\), by the classical theory there exists a unique zero average solution \(p^\varepsilon \in C^{1,\alpha }(\Omega )\) to (1.5), with right-hand side given by the approximation \(u^\varepsilon \) of Lemma 2.1 in place of u.
In the case \(\theta \le \frac{1}{2}\), as a consequence of the estimates on the Green–Neumann function established in Appendix C, we show that such \(p^\varepsilon \) satisfies the estimate in (i) of Theorem 1.1 uniformly with respect to \(\varepsilon >0\). Therefore, since \(C^{\theta }(\Omega )\) is compactly embedded in \(C^0({{\overline{\Omega }}})\), up to subsequences as \(\varepsilon \rightarrow 0^+\), we get the existence of limit function p still satisfying the estimate in Theorem 1.1 (i) which is also a weak solution of (1.5) in the sense of (1.6).
In the case \(\theta >\frac{1}{2}\), we notice that the normal derivative of the pressure on the boundary is a well-defined \(C^{2\theta -1}\) function. Thus, we can just extend u to the whole space \({\mathbb {R}}^d\) and then exploit the double regularity proved in [10, Proposition 3.1] together with some standard Schauder regularity estimates.
4.1 Case \(\theta \le \frac{1}{2}\)
In order to keep the notation short, we write u in place of the approximation \(u^\varepsilon \) given by Lemma 2.1, that is, we have \(u\in C^{1}({{\overline{\Omega }}}) \cap C^{\infty }(\Omega )\), \({{\,\textrm{div}\,}}u=0\) in \(\Omega \) and \(u\cdot n =0\) on \(\partial \Omega \).
Since we assumed that the pressure is average-free, by Proposition 1.2, we can write
for any given \(x\in \Omega \). Now let \(x_1, x_2 \in \Omega \), \({{\bar{x}}}:= \frac{x_1+x_2}{2}\) and \(\lambda := |x_1-x_2|\). Since by [10] we already know that \(p\in C^\theta \) in the interior of \(\Omega \), we can just focus on the case in which one between the two points, say \(x_1\) is close to \(\partial \Omega \). Without loss of generality, up to possibly enlarge the constants appearing in the final estimate, we can assume that \(\lambda \le \lambda _0\) for some \(\lambda _0>0\) so small that such that \(B({{\bar{x}}},\lambda _0) \cap \partial \Omega \) is the graph of a \(C^{2,\alpha }\) function. In addition, possibly choosing \(\lambda _0>0\) smaller, we can assume that, for all \(\lambda \le \lambda _0\), the intersection \(B({{\bar{x}}},\lambda )\cap \Omega \) is a simply connected open set with Lipschitz boundary (so that, in the following computations, the Divergence Theorem always applies). We start by writing
where
and
We start by estimating the terms in A. We provide the detailed computations for the case \(d\geqslant 3\), then case \(d=2\) being similar with minor differences due to the different expression of the Newtonian potential and, consequently, of the Green–Neumann function.
By using the Green–Neumann function estimates in (2C.2), we can bound
for \(k=1,2\). Since
we get
To handle the terms in B, we write
Since
thanks to (3C.3), we can estimate \(B_1\) as
Since
we conclude that
We are thus left to estimate \(B_2\). To this aim, we integrate by parts another time to further desingularize the Green–Neumann kernel (otherwise, we would only obtain a logarithmic \(C^{\theta }\) regularity). By the Divergence Theorem, we can write
where \(\sigma \) stands for the \((d-1)\)-dimensional Hausdorff measure on the boundary. Now, since u is divergence-free, the first integral in \(B_2\) vanishes. Moreover, we can decompose
where the two sets on the right-hand side are disjoint. The integral on \(\partial \Omega \setminus B({{\bar{x}}}, \lambda )\) vanishes because \(u\cdot n =0\) on \(\partial \Omega \). We hence have to estimate
Since \(|x_2-y| \gtrsim \lambda \) whenever \(y \in \partial B({{\bar{x}}}, \lambda )\), we can bound
so that
Gathering (4.1), (4.2) and (4.3) and recalling that \(\lambda =|x_1-x_2|\), we finally obtain that
as soon as \(|x_1-x_2| \le \lambda _0\). The proof of Theorem 1.1 (i) is thus complete.
4.2 Case \(\theta >\frac{1}{2}\)
Let \({{\tilde{u}}}\in C^\theta ({\mathbb {R}}^d)\) be the divergence-free and compactly supported extension of u given by Lemma 2.2. We let \({{\tilde{p}}}\) be the unique potential-theoretic solution of
Then, by [10, Proposition 3.1], we get
In particular, the normal derivative \(\partial _n{{\tilde{p}}}\) is of class \(C^{2\theta -1}\) on \(\partial \Omega \). Now, the function
satisfies the compatibility condition \(\int _{\partial \Omega }\partial _n q\,d\sigma =0\) by the definition and is thus the unique (zero-average) solution of
Note that the Neumann boundary datum satisfies
since \(u\in C^\theta (\Omega )\subset C^{2\theta -1}(\Omega )\) and \(\nabla n\in C^{\alpha }(\partial \Omega )\), because \(\Omega \) is of class \(C^{2,\alpha }\). Thus, from Theorem A.2, we get
where in the last inequality we also used (4.4). Rewriting
and exploiting (4.4) and (4.5), we hence get that
concluding the proof of Theorem 1.1 (ii).
5 Proof of Theorem 1.3
The goal is to apply Theorem B.1. For notational convenience, we set
and similarly \(C_\sigma ^{1,\theta }(\Omega )\). We define the bilinear operator \(T=T(u,v)\) which maps every couple of vector fields \(u,v\in C_\sigma ^\theta (\Omega )\) to the unique zero-average solution of
which, as for (1.6), in the weak formulation reads as
Let \(\varepsilon \), \(\theta \) and \( \alpha \) be as in the statement of Theorem 1.3. Let \(\beta >0\) be sufficiently small such that \(\beta <\min \{\alpha ,\theta ,\varepsilon \}\). By the very same proof of Theorem 1.1(i), we get
Moreover, if \(v\in C_\sigma ^{1,\beta }(\Omega )\), we can rewrite
which, together with Theorem A.2, gives
Since \(u\otimes v:H\varphi =v\otimes u:H\varphi \), by looking at the weak formulation (5.2) we get that the bilinear operator \(T=T(u,v)\) is symmetric, so that
Now, if both \(u,v\in C_\sigma ^{1,\beta }(\Omega )\), we can write
and thus, by classical Schauder’s estimates, we can infer
Notice that, in order to obtain (5.6), we need to have \(\beta <\alpha \), from which \(\nabla n\in C^{1,\alpha }(\partial \Omega )\subset C^{1,\beta }(\partial \Omega )\) and thus the Neumann boundary datum in (5.1) enjoys
Consequently, by putting (5.3), (5.4), (5.5) and (5.6) all together, we can apply Theorem B.1 with \(X_1=C_\sigma ^\beta (\Omega )\), \(X_2=C_\sigma ^{1,\beta }(\Omega )\), \(Y_1=C_\sigma ^\beta (\Omega )\) and \(Y_2=C_\sigma ^{2,\beta }(\Omega )\), getting
as soon as \(\theta >\beta \). We refer to Appendix B for the precise definition of the interpolation spaces used above, and to the classical monographs [5, 28] for more general discussions about linear interpolation.
Now recall that the Besov space \(B^\gamma _{p,q}\) (see for instance [5] for the precise definition) coincides with the usual Hölder space whenever \(p=q=\infty \) and \(\gamma \) is not an integer. Thus, by [5, Theorem 6.4.5], it holds
which in particular also shows the hypothesis (1B.1) in Theorem B.1 is satisfied. Moreover, again by [5, Theorem 6.4.5], we deduce that
We underline that [5, Theorem 6.4.5] is stated in the whole space \({\mathbb {R}}^d\), from which (5.8) easily follows by the existence of a linear extension operator which is also continuous between Hölder spaces. Similarly, we have
Finally, by plugging (5.8) and (5.9) into (5.7), we obtain
6 Proof of Theorem 1.4
In this section, we prove Theorem 1.4. To keep the notation short, we set \(g={{\,\textrm{div}\,}}u\) and we let f be the unique zero-average solution of the problem
We hence set \(v=\nabla f\). We can now deal with the two cases \(\theta <\frac{1}{2}\) and \(\theta >\frac{1}{2}\) separately.
6.1 The case \(\theta <\frac{1}{2}\)
Without loss of generality, we can assume that \(q<+\infty \). Since \(g\in L^q({\mathbb {T}}^d)\), by the standard Calderón–Zygmund theory we have
which, in combination with the usual Sobolev embedding, being \(q\ge \frac{2d}{1-2\theta }>\frac{d}{1-\theta }\), gives
Now, rewriting
we can decompose the pressure as
where the \(p_i\)’s are the unique zero-average solutions of
where we set \(w=u-v\). Notice that, by definition of v, we have \({{\,\textrm{div}\,}}w=0\) and, thanks to (6.2), \(w\in C^\theta ({\mathbb {T}}^d)\).
We now estimate the \(C^{2\theta }\) norm of each \(p_i\), \(i=1,2,3\), separately. First, by [10, Theorem 1.1], we have
thanks to (6.2). Moreover, again by standard Calderón–Zygmund estimates, we can infer
which, together with the Sobolev embedding \(W^{1,q}({\mathbb {T}}^d)\subset C^{2\theta }({\mathbb {T}}^d)\) valid for \(q\ge \frac{d}{1-2\theta }\), gives
Finally, in a similar way, we have
which, again in combination with the Sobolev embedding \(W^{1,\frac{q}{2}}({\mathbb {T}}^d)\subset C^{2\theta }({\mathbb {T}}^d)\) valid for \(q\ge \frac{2d}{1-2\theta }\), leads to
Combining (6.3), (6.4) and (6.5) all together, we complete the proof of Theorem 1.4 (a).
6.2 The case \(\theta >\frac{1}{2}\)
By standard Schauder estimates, we infer that
We now split \(p=p_1+p_2+p_3\) exactly as in the previous case and estimate the Hölder norm of each piece separately. First, by [10, Theorem 1.1], together with (6.6), we can bound
Moreover, again by standard Schauder estimates, we have
where the last inequality follows from the embedding \(C^\theta ({\mathbb {T}}^d)\subset C^{2\theta -1}({\mathbb {T}}^d)\). Finally, once again by Schauder estimates, we can write
The validity of Theorem 1.4 (b) then follows by combining the above estimates and the proof is complete.
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Acknowledgements
The first two authors are partially supported by the 2015 ERC Grant 676675 FLIRT-Fluid Flows and Irregular Transport. The second author thanks Nicolas Burq, Paul Dario and Jules Pertinand for several interesting discussions he had with them. The third author is a member of Istituto Nazionale di Alta Matematica (INdAM), Gruppo Nazionale per l’Analisi Matematica, la Probabilità e le loro Applicazioni (GNAMPA) and has received funding from the European Research Council (ERC) under the European Union’s Horizon 2020 research and innovation program (grant agreement No. 945655).
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Appendices
Appendix A: Schauder regularity estimates
1.1 Elliptic regularity estimates
For the reader’s convenience, below we state some well-known elliptic regularity estimates that are used throughout the paper.
We start with the following local regularity estimates. For the proofs, we refer the reader to [22, Theorem 4.15 and Theorem 6.26].
Theorem A.1
(Local estimates) Let \(\alpha \in (0,1)\), \(f\in C^\alpha (B(0,2))\) and \(g\in C^{1,\alpha }(\Gamma (0,2))\), where
-
(i)
If \(\Delta u = f\) in B(0, 2), then
$$\begin{aligned} \Vert u\Vert _{C^{2,\alpha }(B(0,1))} \le C_d \left( \Vert u\Vert _{L^{\infty }(B(0,2))} + \Vert f\Vert _{C^{\alpha }(B(0,2))}\right) , \end{aligned}$$(6.5)where \(C_d>0\) is a dimensional constant.
-
(ii)
Let \(A\in C^{1,\alpha }(B(0,2);{\mathbb {R}}^{d\times d})\) be a uniformly elliptic matrix with
$$\begin{aligned} A\xi \cdot \xi \ge \nu |\xi |^2 \qquad \xi \in {\mathbb {R}}^d,\ \nu >0, \end{aligned}$$and let \(b\in C^{1,\alpha }(\Gamma (0,2);{\mathbb {R}}^d)\) be such that \(b(x)\cdot \textrm{e}_d \ne 0\) for all \(x\in \Gamma (0,2)\). If \(u\in C^{2,\alpha }(B(0,2)\cup \Gamma (0,2))\) is a solution of
$$\begin{aligned} \left\{ \begin{array}{ll} {{\,\textrm{div}\,}}(A\nabla u) = f &{}\quad \text{ in } B^+(0,2)\\ b\cdot \nabla u = g &{}\quad \text {on } \Gamma (0,2), \end{array} \right. \end{aligned}$$then
$$\begin{aligned} {[}u]_{C^{2,\alpha }(B^+(0,1))}\le C\left( \Vert u\Vert _{L^{\infty }(B^+(0,2))} +\Vert f\Vert _{C^{\alpha }(B^+(0,2))} + \Vert g\Vert _{C^{1,\alpha }(\Gamma (0,2))}\right) , \end{aligned}$$(6.6)where the constant \(C>0\) depends on \(\nu >0\) and the \(C^{1,\alpha }\) norms of A and b only.
The following result can be seen as a ‘one-derivative-less’ counterpart of the Schauder estimates for the Poisson problem with Neumann boundary condition established in [29]. We also refer the reader to [27, Section 4] for more general results in this direction.
Theorem A.2
(Global estimates with Neumann boundary condition) Let \(\alpha \in (0,1)\) and let \(\Omega \subset {\mathbb {R}}^d\) be a bounded simply connected open set of class \(C^{1,\alpha }\). Let \(g\in C^\alpha (\partial \Omega )\), \(F\in C^{\alpha }(\Omega ;{\mathbb {R}}^d)\) be such that
There exists a solution \(u\in C^{1,\alpha }(\Omega )\) (unique up to an additive constant) of the problem
Moreover, every solution of this problem verifies the estimate
Proof
From [35, Theorem 1.2 and Corollary 1.5] we get a solution \(u\in C^{1,\alpha }(\Omega )\) such that
Removing the \(\Vert u\Vert _{C^{0}(\Omega )} \) from the right-hand side of the previous estimate is a standard contradiction argument, see for instance [29, First proof of Theorem 4.1]. \(\square \)
We also recall some local Calderón–Zygmund type estimates for Neumann elliptic problems.
Theorem A.3
(Local \(L^p\) regularity estimates) Let \(p\in (1,+\infty )\), \(\rho \in (1,2]\) and \(f \in L^p(B(0,2))\).
-
(i)
If \(-\Delta u = f\) in B(0, 2) then
$$\begin{aligned} \Vert u\Vert _{W^{2,p}(B(0,1))} \le C(d,\rho )\left( \Vert u\Vert _{L^p(B(0,\rho ))} + \Vert f\Vert _{L^p(B(0,\rho ))}\right) . \end{aligned}$$(1) -
(ii)
Let \(A\in C^{1,\alpha }(B(0,2);{\mathbb {R}}^{d\times d})\) be a uniformly elliptic matrix with
$$\begin{aligned} A\xi \cdot \xi \ge \nu |\xi |^2 \qquad \xi \in {\mathbb {R}}^d,\ \nu >0, \end{aligned}$$and let \(b\in C^{1,\alpha }(\Gamma (0,2);{\mathbb {R}}^d)\) be such that \(b(x)\cdot \textrm{e}_d \ne 0\) for all \(x\in \Gamma (0,2)\). Let \(g\in W^{1-\frac{1}{p},p}(\Gamma (0,2))\). If \(u \in W^{2,p}(B(0,2))\) is a solution of
$$\begin{aligned} \left\{ \begin{array}{ll} {{\,\textrm{div}\,}}(A\nabla u) = f &{}\quad \text{ in } B^+(0,2)\\ b\cdot \nabla u = g &{}\quad \text {on } \Gamma (0,2), \end{array} \right. \end{aligned}$$then
$$\begin{aligned} \Vert u\Vert _{W^{2,p}(B(0,1))} \le C(d,\rho , \nu ) \left( \Vert u\Vert _{L^p(B(0,\rho ))}+\Vert f\Vert _{L^p(B(0,1))} + \Vert g\Vert _{W^{1-\frac{1}{p},p}(\Gamma (0,\rho ))}\right) .\nonumber \\ \end{aligned}$$(A.1)
Proof
For the proof of (i), we refer to [22, Theorem 9.11]. To prove (ii) in the case \(g=0\), one can first use an extension procedure as in [22, Theorem 9.13], where the same estimate is derived for Dirichlet boundary conditions. The general case can be reduced to the case \(g=0\) by considering \(u-G\) instead of u, where \(G \in W^{2,p}(B^+(0,2))\) satisfies \(\partial _n G = g\) and \(\Vert G\Vert _{W^{2,p}(B^+(0,2))}\le C(d,p) \Vert g\Vert _{W^{1-1/p,p}(\Gamma (0,2))}\). \(\square \)
We will also need the following global \(L^p\) regularity estimate. For the proof, we refer the reader to [1].
Theorem A.4
(Global \(L^p\) regularity estimates) Let \(\Omega \subset {\mathbb {R}}^d\) be a \(C^{2,\alpha }\) bounded domain for some \(\alpha \in (0,1)\). Let \(p\in (1,+\infty )\) and let \(f \in L^p(\Omega )\) be such that \({{\,\textrm{div}\,}}f\in L^1(\Omega )\). If u is a weak solution of
then
The following consequence of Theorem A.4 will be of particular importance in the proof of the pointwise estimates for the Neumann–Green function in Appendix C below. For the proof, we refer to [19, Lemma 1].
Corollary A.5
(Global \(L^{p,\infty }\) regularity estimates) Let \(\Omega \subset {\mathbb {R}}^d\) be a \(C^{2,\alpha }\) domain for some \(\alpha \in (0,1)\). Let \(p\in (1,+\infty )\) and \(f \in L^{p,\infty }(\Omega )\). If u is a weak solution of
then
1.2 An interpolation inequality
We close this section with the following simple interpolation inequality. Although we need to apply Lemma A.6 only to the ball or to (a smooth regularization of) the half-ball, we state it in the general case.
Lemma A.6
(Interpolation) Let \(\Omega \subset {\mathbb {R}}^d\) be a bounded connected open set of class \(C^{2,\alpha }\) for some \(\alpha \in (0,1)\). There exists a constant \(C>0\), depending on \(\Omega \) only, with the following property. If \(f\in C^{2,\alpha }(\Omega )\) and \(k\in \{0,1,2\}\), then
Appendix B: Abstract bilinear interpolation
Here we recall a particular case of the abstract bilinear interpolation theorem from [11, Theorem 3.5]. We start by defining the basic notions in order to state the result, while we refer the reader to [5, 28] for a detailed overview about Interpolation Theory.
Let \((X,\Vert \cdot \Vert _X)\) and \((Y,\Vert \cdot \Vert _Y)\) be two real Banach spaces. The couple (X, Y) is said to be an interpolation couple if both X and Y are continuously embedded in a topological Hausdorff vector space. Moreover, we recall the definition of the K-function, by introducing the following notation. Given \(x\in X+Y\) we denote \(\Omega (x)=\{ (a,b)\in X\times Y: a+b=x\}\subset X\times Y\), and for all \(t>0\) we define
Consequently, for any \(\theta \in (0,1)\), we set
which turns out to be a Banach space when endowed with the norm
Theorem B.1
(Bilinear interpolation from [11, Theorem 3.5]) Let \((X_1,X_2)\) and \((Y_1,Y_2)\) be two interpolation couples. Let T be a bilinear operator satisfying
and
for some constant \(C>0\) independent of \(a,a_1,a_2\in X_1\) and \(b,b_1,b_2\in X_2\). Then, for any \(\theta \in (0,1)\), there holds
for all \(x\in (X_1,X_2)_{\theta ,\infty }\).
Appendix C: Pointwise estimates on the Green–Neumann function
In this section, we establish some estimates on the Green–Neumann function on a sufficiently regular domain \(\Omega \subset {\mathbb {R}}^d\) for \(d\ge 2\) we need in the paper. Basically, these estimates assert that the behavior of Green–Neumann function is comparable to that of the corresponding Newtonian potential
with \(x\in {\mathbb {R}}^d\), \(x\ne 0\).
On a bounded connected open set \(\Omega \subset {\mathbb {R}}^d\) of class \(C^{1}\), the Green–Neumann function \(G=G(x,y)\) (see [18, Chapter 3]) is a solution of
whenever \(x\in \Omega \), where as usual \(\delta _x\) denotes the Dirac measure at x. Possibly replacing G(x, y) with \(G(x,y)-v(x)\), where
it is not restrictive to assume that G is a symmetric function, see [18, Chapter 3, Lemma 7.1] for the proof of this statement. We refer the reader to [18, Chapter 3, Section 7] for more details on the main properties of the Green–Neumann function.
The main estimates on the Green–Neumann function G we use in this paper are gathered in the following result.
Theorem C.1
(Pointwise estimates of the Green function) Let \(\Omega \subset {\mathbb {R}}^d\), \(d\ge 2\), be a bounded connected open set of class \(C^{2,\alpha }\) for some \(\alpha \in (0,1)\). There exists a constant \(C>0\), depending on \(\Omega \) only, with the following properties.
-
(i)
If \(\beta \in {\mathbb {N}}_0^d\) is such that \(|\beta | \le 2\), then
$$\begin{aligned} |\partial _y^{\beta }G(x,y)| \le \frac{C(\Omega , \beta )}{|x-y|^{d-2+|\beta |}} \end{aligned}$$(5)for all \(x,y\in \Omega \).
-
(ii)
If \(x_1,x_2 \in \Omega \), \({{\bar{x}}}:= \frac{x_1+x_2}{2}\) and \(h:=|x_1-x_2|\), then
$$\begin{aligned} |\partial _{y_iy_j}G(x_1,y)-\partial _{y_iy_j}G(x_2,y)|\le \frac{Ch}{|{{\bar{x}}} - y|^{d+1}} \end{aligned}$$(A.5)for all \(y\in \Omega {\setminus } B({{\bar{x}}},h)\) and \(i,j=1,\dots ,d\).
The proofs of (i) and (ii) are very similar and follow the simple argument outlined in [19], which we readapt to the Neumann boundary case. To keep this article short, we prove Theorem C.1 for \(d\ge 3\) only. The proof of Theorem C.1 for \(d=2\) follows the same strategy with the usual minor adaptations depending on the different expression of the Newtonian potential (C.1).
Proof of Theorem C.1
For \(r_0>0\), we let
By compactness, we can cover \({{\overline{\Omega }}}\) with balls of radius \(r_0\). This yields a finite covering of the set \(\Omega _{r_0}\),
depending on the chosen \(r_0\). Possibly choosing a smaller \(r_0\) if needed, one can ensure that, for each \(k=1,\dots ,K\), there exists a \(C^{2,\alpha }\)-diffeomorphism
such that
Without loss of generality, we can further assume that
for all \(x,y\in U_k\), \(x\ne y\).
Now let \(x, y \in \Omega \) and set \(r=|x-y|\). In the following, we assume that \(r \le r_0/2\). This condition will be removed in the last part of the proof.
Proof of (i) for \(r\le r_0/2\). We distinguish two cases.
Case 1 \(B(y,r/34)\subset \Omega \). Since the function
solves
the function
solves
where \(C(\Omega )>0\) is a constant depending on \(\Omega \) only (that may change from line to line in what follows). We now distinguish two subcases, \(\beta =0\) and \(|\beta |\ge 1\).
Subcase 1.1 \(\beta =0\). Let \(p_0>\frac{d}{2}\), such that \(W^{2,p_0} \hookrightarrow L^{\infty }\). Using the \(W^{2,p}\) regularity estimate (3A.3) applied to \(\psi _x\) with exponent \(p_0\) and \(\rho \in (1,2)\) sufficiently close to 1; followed by the Sobolev embedding \(W^{2,p_1}(B(0,\rho )) \hookrightarrow L^{p_0}(B(0,\rho ))\) where \(\frac{1}{p_1} \in \left( \frac{1}{p_0}+\frac{2}{d},1\right) \) to obtain
We are now in a position to iterate this application of Theorem A.3, constructing a decreasing sequence \(p_n >1\). One only needs to iterate theses estimates \(n=n(d)\) times so that \(p_n\in (1,\frac{d}{d-2})\) and therefore
We choose \(\rho = \rho (d)\) such that \(\rho ^n <2\). Now observe that, because \(p_n<\frac{d}{d-2}\), there is \(\varepsilon >0\) such that \({\dot{W}}^{1,\frac{d}{d-1}-\varepsilon }(B(0,2)) \hookrightarrow L^{p_n}(B(0,2))\). Using this and the inequality
we arrive at
Using the Sobolev embedding \(W^{2,p_0}(B(0,1)) \hookrightarrow L^{\infty }(B(0,1))\) and undoing the scaling, we finally have
Since \(\Vert \nabla \phi (x - \cdot )\Vert _{L^{\frac{d}{d-1},\infty }(\Omega )}<\infty \), it follows that
Observe that
with \(f(y) = \frac{(x-y)}{d\omega _d|x-y|^{d}} \in L^{\frac{d}{d-1},\infty }\), so that Corollary A.5 yields
hence
Combining the above inequality with (C.4), we obtain
which ends the proof.
Subcase 1.2 \(|\beta |\ge 1\). By the elliptic regularity estimate (1A.1) in Theorem A.1, it follows that
Note that, by the zero-order estimates on G, that is, by (2C.2) for \(\beta =0\), one has
for all \(z \in B(y,r/34)\), so that
The above inequality, combined with (C.6), gives
Interpolating (C.7) and (C.8) using (8A.8), one obtains \([{\tilde{\psi }}_x]_{C^{|\beta |}(B(0,1))} \le \frac{C(\Omega )}{r^{d-2}}\), that is
which is enough to conclude.
Case 2 \(B(y,r/34)\cap \partial \Omega \ne \varnothing \). Let us pick any point \(a\in B(y,r/34)\cap \partial \Omega \). We observe that, since \(r\le r_0/2\), there holds that \(y\in B(c_k,r_0)\) for some \(1 \le k \le K\) that we fix. Because \(|y-a|\le r/34\), we have
Note that \(Y:=\Phi _k^{-1}(a) \in B^+(0,4r_0)\), so that \(B^+(Y,8r/17) \subset B^+(0,8r_0) \subset U_k\). We also note that \(B(y,r/34)\cap \Omega \subset B(a,r/17) \cap \Omega \subset \Phi _k(B(Y,2r/17))\). In Fig. 1 we have drawn some balls appearing in the analysis.
We are now ready to start the proof. Since
the function \(\theta _x:= \theta \circ \Phi _k\) satisfies
where the matrix A and the vector b depend only on the \(C^{2,\alpha }\) diffeomorphism \(\Phi _k\), in particular A and b does not depend on r. Note that by our premiliminary remarks we can ensure that \(B_+(Y,8r/17) \subset U_k\). Let us set \({\tilde{A}}(z)=A(Y+4rz/17)\) and \({\tilde{b}}(z)=b(Y+4rz/17)\) which are also of class \(C^{1,\alpha }\) uniformly in r (and y) since \(r \le r_0/2\), which is fixed. Letting \({\tilde{\theta }}_x= \theta _x(Y+4r \cdot /17)\) and \({\tilde{g}}:= - r \partial _n \phi (x-\Phi _k(Y+4r\cdot /17))\), we can write
We now again distinguish two subcases, \(\beta =0\) and \(|\beta |\ge 1\).
Subcase 2.1 \(\beta =0\). We start with an application of the \(W^{2,p}\) regularity estimate (4A.4) applied to \({\tilde{\theta }}_x\), \(\rho \in (1,2)\) and \(p_0>\frac{d}{2}\), which, in turn, is such that we have the Sobolev embedding \(W^{2,p_0}(B(0,\rho )) \hookrightarrow L^{\infty }(B(0,\rho ))\). This writes
Observe that
We have
where we used that
and the properties of \(\Phi _k\) as well as a scaling change of variable. Now since \(|x-z| \ge \frac{r}{34}\) for any \(z \in B(y,33r/34)\) and that \(|\nabla ^2 \phi (x -z)| \le \frac{C(d)}{|x-z|^{d}}\), we finally obtain that
and similarly the same estimate holds for \(\Vert {\tilde{g}}\Vert _{L^{p_0}(B^+(0,\rho ))}\), so that ultimately we get
Importantly our computations do not depend on the value of \(p_0\). For this reason we are in a position to iterate (C.9) sufficiently many time just as we did in Subcase 1.1. and obtain
where \(n=n(d)\) is chosen so that \(p_n \in (1,\frac{d}{d-2})\) (note that we also need to chose \(\rho \) such that \(\rho ^n \le 2\)). Using the Sobolev embedding \({\dot{W}}^{1,\frac{d}{d-1}- \varepsilon }(B^+(0,2)) \hookrightarrow L^{p_n}(B^+(0,2))\) and the embedding \(L^{\frac{d}{d-1},\infty }(B^+(0,2)) \hookrightarrow L^{\frac{d}{d-1}-\varepsilon }(B^+(0,2))\), one finally obtains that
Going back to the original variables and undoing the scaling we get
and thanks to the \(L^{\frac{d}{d-1},\infty }\) bound on \(\psi _x\) given by (C.5) we arrive at
To conclude, observe that
which combined with the Sobolev embedding \(W^{2,p_0} \hookrightarrow L^{\infty }\) and (C.11) provides us with the desired estimate
Subcase 2.2 \(|\beta | \ge 1\). An application of (2A.2) to \({\tilde{\theta }}_x\) yields
Note that \(\Vert Cr^2\Vert _{C^{\alpha }(B^+(0,2))}\le Cr^2\). Then, using that
and also that \(\Phi _k\) is a \(C^{2,\alpha }\) diffeomorphism, it follows that
where in the last step we have used the zero-order estimate. Similarly, to estimate \({{\tilde{g}}}\), by rescaling and using that \(\Phi _k\) is a \(C^{2,\alpha }\) diffeomorphism, one obtains
Now, we observe that
Moreover, we have
for all \(z_1,z_2 \in B(y,33r/34)\) and all \(j, m \in \{1, \dots , d\}\), which is obtained by explicit computations on \(\phi (x-z)=\frac{C(d)}{|x-z|^{d-2}}\). Gathering all these estimates, it follows that
Interpolating (C.13) with (C.12) exploiting (8A.8) on a smooth domain \(U^+(0,1)\) such that \(B^+(0,1/2) \subset U^+(0,1)\subset B^+(0,1)\), we obtain
Also, note that \(\Vert {\tilde{\theta }}_x\Vert _{L^{\infty }(B^+(0,1/2))} \le \frac{C(\Omega )}{r^{d-2}}\), so that we can finally write
which is sufficient to conclude the proof.
Proof of (ii) for \(r\le r_0/2\). Let us denote \(|x_1-x_2|=h\) and \(r:=|{{\bar{x}}} - y|\). Let \(g_{x_1,x_2}:= \psi (x_1,\cdot ) - \psi (x_2, \cdot )\). Since (3C.3) is true for \(\phi \) in place of G (by direct computations), the proof of (3C.3) directly follows from the inequality
for some global constant \(c>0\). As in the proof of (i), we distinguish between the case where y is far from the boundary or close to it.
We can assume that \(h \le \frac{r}{34}\). Indeed, if \(h>\frac{r}{34}\), then we can just apply the triangle inequality and (i) to obtain
As in the proof of (i), we distinguish two cases.
Case 1 \(B(y,r/34) \subset \Omega \). The function \(g_{x_1,x_2}\) satisfies the equation
therefore the function \({\tilde{g}}(z):=g_{x_1,x_2}(y+rz/68)\) satisfies
so that, using the interior Schauder estimates (1A.1) on \({\tilde{g}}\), one has
Assuming the estimate
it follows that
so that
Interpolating (C.15) and (C.16) using (8A.8) and then undoing the scaling, one obtains the estimate (C.14). Therefore the proof of (3C.3) boils down to the proof of (C.15).
Case 2 \(B(y,r/34) \cap \partial \Omega \ne \varnothing \). Let us fix \(1\le k\le K\) such that \(y \in B(c_k,r_0)\). The argument follows the same line as in (i), so that we should only sketch the argument below. The equation satisfied by \(g_{x_1,x_2}\) on \(B(y,r/2)\cap \Omega \) is
Let \(a\in B(y,r/34)\cap \partial \Omega \) and set \(Y=\Phi _k^{-1}(a)\). The function \(\theta :=g_{x_1,x_2}(\Phi _k(Y + 4r \cdot /17))\) satisfies the equation
where A is some uniformly elliptic matrix and b a vector both with \(C^{1,\alpha }\) norms independent of r, and
In particular, an application of (2A.2) yields
Observe that, by rescaling and using that \(\Phi _k\) is a \(C^{2,\alpha }\) diffeomorphism, one has
By explicit computations on \(\phi \) and by recalling that \(h \le \frac{r}{34}\), one has
so that
Similarly, one can estimate
so that we finally have
Similarly, we have
Assuming the validity of the bound
the above inequalities lead to the estimate
Interpolating the rescaled version of (C.17) with (C.18) using Lemma A.6, and following the same arguments as in the proof of (i), one obtains (C.14), provided that (C.17) holds.
Proof of (C.15) and (C.17). We need to prove that the function \(\psi (x,\cdot )=\psi _x\) satisfies
First, let us observe that, by the triangle inequality, one has
as soon as \(r \le C(\Omega ) h\). Therefore, we can assume that \(r \ge 3\,h\). Note that, since \(\psi (x_1,z) - \psi (x_2,z)\) is a difference, we can assume that \(x_1\) and \(x_2\) are either both in the same ball of radius \(r_0\) of the chosen covering of \({{\overline{\Omega }}}\), or in two different but neighboring balls. Hence, we can assume that \(x_1, x_2 \in B(c_k,r_0)\) for some k. We first explain how to construct a path \(\gamma :[0,1] \rightarrow \Omega \cap B({\bar{x}},h)\) joining \(x_1\) to \(x_2\). Recall that \(\Phi _k:U_k \rightarrow B(c_k,16r_0)\cap \Omega \) is a diffeomorphism such that \(\Phi _k^{-1}(B({\bar{x}},h))\) is contained in the convex set \(B^+(0,8r_0) \subset U_k\). Therefore, we can set \(X_j=\Phi _k^{-1}(x_j)\) for \(j=1, 2\) and define the path
\(t\in [0,1]\), which has length less than \(2|x_1-x_2|\) since \(\Phi _k\) is a diffeomorphism, see Fig. 2. Also, again because \(\Phi _k\) is a diffeomorphism, we have that \(|x'-y| \ge r/3\) for all \(x'\in \gamma ([0,1])\), being \(r \ge 3h\) according to our initial assumption.
We can now start the proof by observing that, by the Mean Value Theorem,
and thus
Because of the symmetry \(G(x,z)=G(z,x)\) we see that \(\nabla _x G(x,z)=\nabla _y G(z,x)\), so that by (i) we have the uniform bound
for all \(z\in B(y,33r/34)\) and \(x'\in \gamma ([0,1])\), which finally gives (C.19).
To conclude the proof, we are thus left to prove (i) and (ii) for \(r \ge r_0/2\). In this case, one can write all the estimates in the proofs of (i) and of (ii) with \(r_0\) instead of r and end up with bounds in terms of negative powers of \(r_0\), which are then bounded by negative powers of r up to enlarging the constants. \(\square \)
Remark C.2
One may wonder if the estimates on \(\psi _x=\psi (x,\cdot )\) given in the above proof are optimal. In fact, the argument presented above should be interpreted as a scaling obstruction for a larger growth than \(|x-\,\cdot \,|^{-d+2-|\beta |}\) for \(\psi _x\). Since this bound has the same order of the one that can be computed for the Newtonian potential, this is enough to conclude.
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De Rosa, L., Latocca, M. & Stefani, G. On Double Hölder regularity of the hydrodynamic pressure in bounded domains. Calc. Var. 62, 85 (2023). https://doi.org/10.1007/s00526-023-02432-7
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DOI: https://doi.org/10.1007/s00526-023-02432-7