Abstract
Osteoarthritis (OA) is a chronic degenerative disease involving multiple physiopathological mechanisms. The increased prevalence of OA after menopause and the presence of estrogen receptors in joint tissues suggest that estrogen could help prevent development of OA. This review summarizes OA research with a focus on the effects of estrogen and selective estrogen receptor modulators (SERMs). Preclinical studies and clinical trials of estrogen therapy have reported inconsistent results. However, almost all studies assessing SERM treatment have obtained more consistent and favorable effects in OA with a relatively safety and tolerability profiles. At present, some SERMs including raloxifene and bazedoxifene have been approved for the treatment of osteoporosis. In summary, estrogen-related agents may exert both a direct effect on subchondral bone and direct and/or indirect effects upon the surrounding tissues, including the articular cartilage, synovium, and muscle, to name a few. Estrogen and SERMs may be particularly favorable for postmenopausal patients with early-stage OA or osteoporotic OA, a phenotype defined by reduced bone mineral density related to high remodeling in subchondral bone. At present, no single drug exists that can prevent OA progression. Although estrogen-related drugs provide insight into the continued work in the field of OA drug administration, further research is required before SERMs can become therapeutic alternatives for OA treatment.
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Background
Osteoarthritis (OA) is a chronic, progressive disease that affects the entire joint organ and eventually leads to joint organ dysfunction [1]. An OA subset of high remodeling and/or low subchondral bone mineral density (BMD) may benefit from management with anti-resorptive agents to inhibit OA progression [2–5]. OA is the main cause of disability in the older population and is a socioeconomic burden worldwide.
Observational studies indicate that the prevalence of OA is increased immensely in postmenopausal women [6]. Further research has identified the presence of estrogen receptors (ERs) in joint tissues [7]. Moreover, the aromatase gene involved in estrogen secretion and ER gene mutation are associated with OA severity of the lower limb large joint [8]. Similarly, polymorphisms in the ERα gene might also be associated with a higher OA risk [9, 10]. Taken together, evidence strongly suggests that estrogen may be involved in the development of OA.
Selective estrogen receptor modulators (SERMs) are synthetic nonsteroidal agents with different chemical structures that elicit diverse estrogen agonist and antagonist activities within different tissues [11]. However, SERMs have shown consistent agonist activities in joint tissues. An ideal SERM would exert favorable tissue-selective estrogenic agonist activities in the bone, cardiovascular system, brain, urogenital system, vagina, and skin, with ER neutral or anti-estrogenic activities in the endometrium, breast, and pelvic floor [12, 13]. Importantly, SERM treatment has not resulted in any long-term estrogen treatment-related adverse events to date.
Recent studies have supported that estrogen or SERMs may have beneficial effects on joint tissues (Table 1). In this review, relevant English-language articles concerning the effects of estrogen or SERMs in OA progression or on joint tissues were identified using the PubMed database. The aim of this literature review was to identify evidence suggesting that early-stage OA patients, particularly osteoporotic OA patients, may benefit from treatment with estrogen or SERMs. The findings highlight that, at present, no single drug can prevent OA progression, while estrogen-related drugs analyzed together provide insight into the ongoing work on OA administration.
Estrogen therapy: inconclusive results
Direct binding of estrogen to ERs acts on joint tissues, protecting their biomechanical structure and function, thus maintaining overall joint health (Table 2). However, the exact effect of estrogen on OA remains controversial and in some cases inconsistent, likely owing to the methodological drawbacks or the varying OA phenotypes as detailed in the research.
Preclinical studies
A systematic review comprising controlled studies found estrogen to have confounding effects on articular cartilage in ovariectomized (OVX) animals [14]. Interestingly, only 11 out of 22 animal studies report beneficial actions of estrogen on OA, suggesting that the estrogenic effect is inconclusive, which is consistent with the majority of recently published literature [15]. In fact, intraarticular injection of estrogen was reported to actually damage the knee articular cartilage in OVX rabbits [16, 17], with long-term estrogen treatment being beneficial for articular cartilage in other animal models [18, 19]. Early studies of estrogen administration may therefore overestimate the positive effect of estrogen on articular cartilage [20].
In-vivo estrogen treatment has shown inconclusive results in OA. Gao et al. [21] found that serum-free estradiol levels and total serum estradiol levels were significantly lower in postmenopausal compared with premenopausal OA women. Afzal and Khanam [22] found that estrogen deficiency may lead to increased serum IL-6 in postmenopausal patients with OA, which has been found to promote OA progression. In a murine model of knee OA, exogenous estrogen suppressed tibia and patella subchondral cortical bone thinning and prevented patellar cartilage damage, supporting an etiological role for altered estrogen signaling in OA [23]. Similarly, in an osteopenic mouse, estrogen treatment recovered bone mass of the subchondral bone, but although it reduced the expression of cartilage ADAMTS-4 and ADAMTS-5, cartilage damage was not significantly prevented [19]. However, estrogen has been shown to improve the histological integrity of articular cartilage and reduced cartilage and bone turnover in a murine OA model [18]. Furthermore, in an OA OVX rat model, 17β-estradiol treatment significantly reduced the density of substance P and calcitonin gene-related peptide immunoreactive nerve fibers in the synovial membrane, suggesting that estrogen partly regulates intraarticular neurogenic inflammation in OA joints by modulating the expression of neuropeptides in the synovial membrane [24]. However, in an iodoacetate-induced temporomandibular joint OA rat model, estrogen administration promoted cartilage degeneration, subchondral bone erosion, and expression of apoptosis genes [25]. Intraarticular injection of estrogen was also reported to actually damage the knee articular cartilage in rabbits OA models [16, 17].
Estrogen appears to have a potential protective effect on chondrocytes in vitro. In rabbit articular chondrocytes, 17β-estradiol has been shown to upregulate collagen type II expression by Sp1/3, Sox-9, and ERα [26]. In another study, 17β-estradiol treatment prevented injury-related cell death and glycosaminoglycan release in mature articular cartilage explants, suggesting that 17β-estradiol may be useful for treating either cartilage-related sports injuries or OA [27]. Kumagai et al. [28] also found that 17β-estradiol suppressed doxorubicin-induced apoptosis by blocking volume-sensitive Cl– current in rabbit articular chondrocytes. In cultured chondrocytes from a rat OA model, 17β-estradiol promoted chondrocyte proliferation via the PI3K/Akt pathway [29].
Clinical studies
Consistent with these preclinical studies, comprehensive analysis of a multitude of clinical studies has shown that the effects of estrogen on hand OA or other joint OA failed to reach clear conclusions [15, 30].
On the one hand, estrogen appears to have a potential protective effect on OA in many clinical studies. A cross-sectional study found that postmenopausal women who received long-term estrogen treatment had a significantly reduced risk of any radiographic hip OA, indicating that postmenopausal estrogen management may ameliorate hip OA [31]. In the Women’s Health Initiative study [32], women receiving conjugated equine estrogens had significantly lower rates of arthroplasty, particularly hip replacement rates. In a cross-sectional study, knee MRI scans identified that women receiving estrogen had significantly less subchondral bone attrition and bone marrow edema-like abnormalities in the knee compared with nontreated women [33]. Likewise, a case–control study found that estrogen treatment significantly reduced the serum level of cartilage oligomeric matrix protein, a marker associated with cartilage degeneration, suggesting that estrogen treatment may be a novel treatment modality to prevent OA joint degeneration [34].
Conversely, estrogen seems to have no protective or even damaging effect on OA in some other clinical studies. Two of the largest observational studies, the Britain Chingford Study and the US Framingham Osteoarthritis Study, and subsequent follow-up of these two studies found that estrogen treatment did not significantly reduce the radiographic severity of knee OA or hand OA [35–38]. In a recent longitudinal observational study, estrogen therapy had no significant correlation with OA knee replacement [39]. Furthermore, estrogen treatment is reported to increase the joint replacement rate of OA, which conflicts with its suggested protective effect [15]. A prospective study showed that postmenopausal estrogen treatment increased the risk of hip or knee replacement of OA [40].
In summary, although considerable studies have found that estrogen may have potential protective effects on OA joints, the exact effect of estrogen on OA remains controversial. The inconclusive results of estrogen in OA may be due to the following reasons. First, estrogen may have different effects on the initiation and progression of OA. Increasing numbers of experimental and human studies have demonstrated the existence of remodeling abnormalities in the subchondral bone, with increased bone turnover and subsequent bone loss in early stages of OA [41, 42]. These changes are followed by reduced bone turnover and further subchondral sclerosis in the late stages of OA [41–43]. Consequently, estrogen could decrease bone turnover and may have potential beneficial effects for early-stage OA. Conversely, the prevention of bone loss may result in effects that are not beneficial or are even harmful for late-stage OA, with some studies showing an association between high bone density and radiographic OA changes [36, 38]. Second, estrogen may have a beneficial effect on only certain subtypes of OA. Depending on the ratio between formation and resorption, subchondral bone remodeling can culminate in either a sclerotic or an osteoporotic phenotype. Patients with osteoporotic OA may thus achieve clinical and structural benefit from estrogen intervention [2, 3, 5].
Finally, outcome measurements in these studies vary widely. Although some studies have reported moderate but nonsignificant protective effects [36–38], those detecting serologic or radiographic changes have shown an overall protective effect [31, 33–35]. Conversely, inconsistent results are apparent in studies using joint replacement patients [32, 40]. In addition to differences in trial design, the association between estrogen replacement therapy and the incidence of joint replacement may be affected by nonbiological factors. For example, women who take estrogen replacement therapy may have easier access to health services and, as such, may be more likely to have a joint replacement for existing OA. Furthermore, it is reported that women that have undergone knee replacement are in higher socioeconomic groups and are more likely to have other operations, such as hysterectomy [40].
Taken together, although estrogen treatment elicits a potential protective effect on OA, the identification of OA patient phenotypes and specific OA stages should be considered alongside therapeutic interventions in future studies, which may lead to clearer conclusions regarding estrogen therapy on OA progression.
SERM treatment: consistent evidence
SERMs are a specific type of ER-binding estrogen that have selective effects on target tissues. Present studies support that SERMs have a more consistent beneficial effect on bone tissue, and therefore some have been approved for treatment of osteoporosis, such as lasofoxifene and bazedoxifene in Europe and the USA [44]. Subsequent studies have found that SERMs also have a beneficial role in other joint tissues, thus maintaining joint health as a whole. Compared with the controversial effects of estrogen administration on OA, SERMs have more stable and favorable effects on OA.
Preclinical studies
Basic research has shown that SERMs inhibit destruction of articular cartilage and subchondral bone, delaying OA progression. Meanwhile, SERMs have an anti-inflammatory effect and prevent OA-like joint degeneration as a whole (Table 3).
Intraarticular administration of tamoxifen was shown to reduce cartilage damage and antagonize chondrodestructive effects of high-dose estradiol in different rabbit OA models [45–48]. Tamoxifen played a protective effect on articular cartilage in intact male rabbits, suggesting that its therapeutic effect might not only be associated with its anti-estrogenic role [47]. Furthermore, both levormeloxifene and cis-3,4-7-hydroxy-3-phenyl-4-(4-(2pyrrolidinoethoxy)phenyl)chromane suppressed OVX-induced acceleration of bone and cartilage turnover and ameliorated destruction of cartilage in female rats [49, 50]. Andersson et al. [51] found recently that the anti-osteoporotic drugs lasofoxifene and bazedoxifene ameliorated cartilage and bone lesions and the histologic grade of synovitis, indicating that they are potent inhibitors of joint inflammation and destruction of cartilage and bone in experimental arthritis. Similarly, Saito et al. [52] found that bazedoxifene inhibited OVX-induced deterioration of structural properties of vertebral cancellous bone in monkeys and improved bone strength.
The consistent effect of SERMs in vivo indicates a protective effect on chondrocytes. Kavas et al. [53] reported that 1 μM of raloxifene reduced expression of OA-related genes, apoptosis, and extracellular matrix-degrading enzymes, and increased extracellular matrix deposition and improved mechanical properties in rat articular chondrocytes with OA-like degeneration. However, these effects were reversed with increased dose, demonstrating that low-dose raloxifene has the potential to cease or decrease cartilage degeneration in OA. In cultured human chondrocytes, when raloxifene and IL-1β were coincubated in the culture medium, proteoglycans were significantly and dose-dependently augmented, and matrix metalloproteinase-3 and nitric oxide (NO) levels were significantly decreased, demonstrating that raloxifene antagonized IL-1β-induced OA-like chondrocyte changes [54]. In another study, the natural SERM genistein antagonized lipopolysaccharide-induced OA-like chondrocyte changes with a significant decrease of COX-2 protein and NO level in the supernatant of cultured human chondrocytes, indicating that genistein may maintain joint health through an anti-inflammatory effect [55].
Clinical studies
SERMs appear to have protective effects on joint tissues. SERMs regulate metabolism of articular cartilage and subchondral bone, maintain their normal biomechanical structure and performance, and possibly delay disease progression of OA. In addition, SERMs may have a potential analgesic effect in OA. Moreover, SERMs may play protective roles on the synovium and other joint tissues, maintaining joint health as a whole.
In the Health, Aging and Body Composition Study cohort, raloxifene significantly reduced subchondral bone attrition, bone marrow edema-like abnormalities, and knee pain according to Western Ontario and McMaster Universities Arthritis Index scores when compared with the control group [33]. A further study found that SERMs have a positive effect on cartilage metabolism. In this placebo-controlled trial, levormeloxifene reduced the urinary excretion of C-terminal cross-linked telopeptide type II collagen (CTX-II) by approximately 50 % and restored CTX-II levels to the premenopausal range compared with the control group, indicating that levormeloxifene inhibits degeneration of articular cartilage [50]. In another study, raloxifene not only reduced the CTX-II level, but also decreased the level of the bone resorptive marker CTX-I in postmenopausal women [56]. Interestingly, when women ceased levormeloxifene treatment, CTX-II levels returned to baseline level, while CTX-I was still strongly suppressed. This suggests that SERMs may play a short-lived role on cartilage and a long-term role on bone [56]. In recent studies, bazedoxifene not only prevented bone loss and maintained BMD by reducing bone turnover in postmenopausal women, but also improved the microstructure of bone. Consequently, bazedoxifene enhanced bone strength and reduced the risk of vertebral and nonvertebral fractures in postmenopausal women [57–61]. Remarkably, Fujita et al. [62] reported that combined raloxifene and alfacalcidol treatment appeared to be more effective on bone and joint pain than alfacalcidol alone in postmenopausal women with either back or knee pain alone, or both, according to electroalgometry and visual rating scale measurements.
In summary, postmenopausal women with osteoporotic OA might benefit from treatment with SERMs. The mechanisms of action of SERMs within joint tissues are being gradually elucidated [53, 54, 63]. In addition to the role of SERMs on ERs and their interaction with coregulator proteins to produce transcriptional complexes, some clinical effects of SERMs may involve rapid actions mediated by G protein-coupled estrogen receptor 1 (GPER1), with subsequent activation of the PI3K/Akt and/or PKC/MAPK pathways. Consequently, tamoxifen and raloxifene have been identified as GPER1 agonists [53].
Estrogen-related drug mechanisms of action in OA
Recent research has confirmed that significant changes in the subchondral bone occur during OA progression [64]. Key changes in the subchondral bone include high bone turnover with decreased BMD and bone biomechanical structural damage in the early stages of OA, which either coincide with or precede cartilage degeneration [64]. Subchondral bone degeneration may be the trigger for changes in the cartilage biomechanical and biochemical microenvironment, thus promoting cartilage erosion and ultimately OA progression [65]. Consequently, subchondral bone is a potential therapeutic target, and drugs acting on subchondral bone represent potential disease-modifying OA drugs [2–4]. Similarly, the main pathological change in OA is degeneration of the articular cartilage that promotes subchondral bone lesions during progression of OA, particularly in late OA stages when cartilage erosion is extensive [4, 43]. Therefore, subchondral bone and cartilage are strongly dependent on each other during the progression of OA. In short, OA disease-modifying drugs must be able to act on both of these joint tissues to prevent the development and progression of OA.
Estrogen-related drugs that act on both subchondral bone and cartilage are good candidates for early-stage OA treatment, especially osteoporotic OA. These drugs are potent in antagonizing bone resorption, which can effectively decrease bone remodeling and prevent subchondral bone loss and the deterioration of microarchitecture and biomechanical properties [18, 19, 23]. Thus, the protective effect of these drugs on articular cartilage may be an indirect effect through protection of the subchondral bone. Additionally, these drugs directly target cartilage tissue, preventing cartilage damage and maintaining healthy cartilage [26, 66]. In addition to the direct or indirect protective role of these drugs on articular cartilage, subchondral bone, and the surrounding joint tissues, including the synovium and muscle, the joint tissues themselves interact with each other, thus maintaining joint organ homeostasis as a whole and finally delaying joint degeneration [56].
Moreover, the beneficial effect of estrogen-related drugs on OA may be, at least in part, associated with amelioration of the abnormal mechanical stress via or by regulating ER. Mechanical stress has an important role in the pathogenesis of OA [67], whereby abnormal mechanical stress is reported to promote deterioration of the subchondral bone and articular cartilage during OA progression [68]. A recent study has reported that estrogen reduces mechanical injury-related cell death and proteoglycan degradation in an ER-mediated pathway in mature articular cartilage. This suggests that estrogen agents ameliorate abnormal mechanical stress to protect cartilage-related sports injuries or OA [27].
On the contrary, downregulation of ER expression is evident during cartilage degeneration [69, 70], which may be associated with abnormal mechanical stress [27]. More recently, lower serum estrogen has been shown to downregulate ER expression, with estrogen therapy upregulating ER expression [70, 71], a finding that may relate to the beneficial effects of estrogen agents on OA. In fact, these changes are similar to ER changes in disc degeneration and its estrogen therapy [69, 72].
In summary, abnormal mechanical stress changes the articular microenvironment to decrease expression of ERs, which is associated with subsequent joint degeneration. We therefore hypothesize that the upregulated expression of ER by estrogen may correlate with amelioration of abnormal mechanical stress, a hypothesis that warrants further investigation.
Efficacy of estrogen-related drugs on joint tissues
Current observational studies suggest that estrogen may be involved in the progression of OA and have potential protective effects on joint tissues. However, some studies suggest that the role of estrogen is controversial and warrants further study. In contrast, preclinical and clinical studies indicate that SERMs not only have consistently positive effects on OA [33, 36, 38, 39, 53, 54], but also significantly reduce estrogen treatment-related adverse events. However, the positive estrogen-like effects of SERMs on bone tissue are weaker than those of estrogen [44], and therefore need to be strengthened. A number of reasons may account for this interesting phenomenon. First, estrogen has an extensive effect in vivo, regulating many metabolic pathways within various tissues [73, 74]. However, the interaction of these metabolic pathways may weaken the effect of estrogen on articular tissues in vivo. Conversely, SERMs exhibit tissue-specific ER antagonist or agonist activity, with selective effects on specific tissues [11–13]. Consequently, the impact of other metabolic pathways on the effect of SERMs in articular tissues is weaker than that of estrogen. SERMs could thus produce greater estrogen-like effects in vivo [50]. New estrogen-like drugs are continuously reported. For example, tissue-selective estrogen complexes (TSECs) are a combination of an estrogen and one SERM, and demonstrate many features of ideal SERMs [14]. Theoretically, estrogen could reinforce the positive role of SERMs on bone tissue, making the effects of TESCs on bone tissue more effective than SERMs, which has been verified in a clinical trial [75]. Conversely, the many adverse reactions of estrogen could be antagonized by SERMs. We speculate that the effects of TESCs on joint tissues may be greater than those of SERMs, with a generally desirable safety and tolerability profile. In short, TESCs may become candidates for OA drugs in the future.
Safety and tolerability of estrogen-related drugs
Research has revealed that SERMs are suited for the treatment of OA with relatively favorable safety and tolerability profiles.
Long-term estrogen therapy stimulates breast and endometrial hyperplasia with significantly increased risk of breast and endometrial cancer [73]. Moreover, this drug increases the risk of cardiovascular events and stroke, especially thromboembolic diseases [74]. These adverse effects severely limit the clinical application of estrogen.
SERMs selectively act on ERs in target tissues and the adverse events of SERMs are significantly reduced compared with estrogen [11]. Almost all SERMs have anti-estrogenic action in the breast and do not increase the risk of breast cancer. Moreover, some SERMs such as tamoxifen, toremifene, and raloxifene can be used for the treatment or prevention of estrogen-sensitive breast cancer [44]. SERMs have relatively varied effects on the uterus. Furthermore, very few SERMs, such as tamoxifen, stimulate endometrial proliferation with the increased risk of endometrial cancer. In fact, the majority of SERMs have neutral or anti-estrogenic effects on the endometrium and do not increase the risk of endometrial cancer [13]. In addition, most SERMs do not increase the risk of cardiovascular events [11]. Although some SERMs are reported to slightly increase the incidence of hot flashes or vulvar vaginal atrophy, the symptoms are mild and do not affect the clinical application of SERMs. Currently, the primary limit of clinical application of most SERMs is the increased risk of venous thrombosis embolism [44].
Conclusion
At present, the roles of estrogen in joint tissues or OA are controversial. However, SERMs have consistently protective effects on joint tissues or in OA with relatively favorable safety and tolerability profiles. SERMs and estrogen may represent therapeutic options to treat joint diseases in the future. In particular, SERMs and estrogen may be beneficial for postmenopausal women with osteoporotic OA or early-stage OA [2, 3, 5]. Although, there is a wide range of SERMs, their chemical structure and biological function are quite complex. Therefore, it is difficult to identify the optimal types of SERMs to treat OA. Further research is needed to identify the most suitable types of SERMs to treat OA and to clearly identify their action mechanisms on joint tissues. A new group of estrogen-related drugs, TSECs are reported to have a beneficial effect on bone tissue [75, 76]. Furthermore, TSECs may have the potential to protect other joint tissues, suggesting they may become favorable therapeutic alternatives for treatment of OA. These findings warrant further clarification in future preclinical and clinical studies.
Abbreviations
ADAMTS, a disintegrin and metalloproteinase with thrombospondin motifs; Akt, protein kinase B; BMD, bone mineral density; COX-2, cycloxygenase-2; CTX-I, C-terminal cross-linked telopeptide type I collagen; CTX-II, C-terminal cross-linked telopeptide type II collagen; ER, estrogen receptor; GPER, G protein-coupled estrogen receptor 1; IL, interleukin; MAPK, mitogen-activated protein kinase; NO, nitric oxide; OA, osteoarthritis; OVX, ovariectomized; PI3K, phosphatidyl inositol 3-kinase; PKC, protein kinase C; SERM, selective estrogen receptor modulator; Sox-9, Sry related HMG box-9; TSEC, tissue selective estrogen complex
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Funding
This work was supported by grants from National Natural Science Foundation of China (Grant No. 31171136) and Hebei Province Nature Science Foundation (Grant No. H2013209257).
Authors’ contributions
Y-P X and L Z conceived the study. Y-P X and L-T S performed the searches. Y-P X, W-Y W, and M-W D performed the analyses. Y-P X wrote the manuscript. F-M T, M-W D, W-Y W, and L Z shared expertise of review, and helped with interpretation of and critically revised the manuscript. All authors read and approved the final submitted manuscript.
Competing interests
The authors declare that they have no competing interests.
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Xiao, YP., Tian, FM., Dai, MW. et al. Are estrogen-related drugs new alternatives for the management of osteoarthritis?. Arthritis Res Ther 18, 151 (2016). https://doi.org/10.1186/s13075-016-1045-7
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DOI: https://doi.org/10.1186/s13075-016-1045-7