Abstract
In this paper, drawing on magazines read by US academic leaders, we explore the spread of commercial language into the world of higher education. We ask whether commercial codes are taken for granted, considered routine, and common sense in academic settings. We develop a multidimensional approach, considering two practices, strategic planning and patenting, and two identities, consumer and product, which come from the world of commerce. We ask: to what extent does the university community considered commercial developments legitimate or illegitimate? In what ways has the legitimacy of commercial developments changed over time, and to what degree are different commercial developments embraced or rejected? Our analysis suggests that the commercialization of US higher education is a complicated, uneven, contradictory, contested, and multifaceted process, rather than a single monolithic outcome state. We find that the extent to which commercial practices and identities are viewed as legitimate varies across time, by institutional type, and by an actor’s social position. We also find that different commercial developments received different amounts of opposition. We use our analysis to contribute to recent thinking in the “new institutionalism” in organizational analysis and to ground our thoughts about political efforts to preserve certain qualities of higher education.
Similar content being viewed by others
Notes
Later named Trusteeship.
In selecting these two periodicals, we informally surveyed a group of university vice provosts and other mid-level academic administrators nationwide who participate in an informal national network. We asked what they regularly read and what those for whom they work regularly read to keep up with news, ideas, and changes in higher education. These two periodicals came up as consistent choices among our informal sample. While our two magazines have limits as evidence, they do provide insight into what academic leaders were thinking and talking about between 1960 and today.
Both magazines encourage unsolicited manuscripts, although surely the editors seek particular perspectives as well. Editorial policies at the magazines undoubtedly affect article content, but this usefully permits us to capture the perspectives of two leading organizations of academic leaders.
To complement our search for “intellectual property,” we also searched for “patent,” “royalties,” “licensing,” and “technology transfer,” and our measure in the section devoted to intellectual property combines all of these codes.
Important distinctions exist within the legitimate category and within the illegitimate category. Our original coding scheme reflected these distinctions and had five categories instead of three. Thus, on the legitimacy side, for example, we distinguished between w cases where authors called student consumers in a way that suggested that the identity was common sense both to the author and the reader and where authors explicitly advocated for the identity, suggesting that student as consumer was legitimate to the author but not necessarily to the audience. We ultimately decided to collapse these distinctions creating one legitimacy category. There were simply too few cases to use these distinctions meaningfully.
A good quotation demonstrating a legitimate orientation is as follows: “the bottom line is that it’s hard to identify an industry other than higher education that has as many satisfied customers but is as reluctant to talk about outcomes in concrete terms” (Ward and Hartle 2003: 11).
A good example of an uncertain or tentative orientation is as follows: “Because students make payments to the institution, one is tempted to compare them to the customers of a business corporation. To some extent students are the consumers and purchasers of a service or “product” - i.e., knowledge and skills - offered by the university. But the comparison must end here, for unlike customers students are themselves one of the “products” that the university offers. There is no parallel to this group in business, just as there is no parallel in business for the tenuous control of university management over its faculty” (Besse 1972: 14).
A good example of an illegitimate orientation to students as consumer is the following: “the slogan ‘the customer is always right’ is absolutely inapplicable to the situation. Undergrads are not customers and colleges are not merchant markets. The student does not bring to the choice of an academic program the experience that guides a mature purchaser of material goods. The college catalog can give no precise analysis of its offerings and can furnish no guarantees. Education is not a commodity that can be measured out and bought by the pound or the yard” (Distler 1964: 114).
A Chi Square test demonstrates that there is a relationship between and legitimacy category (chi-square=52; df=2; p<0.01). Writers in AGB Reports were more likely than writers in Liberal Education to identify students as consumers.
A Chi Square test demonstrates that there is a relationship between periodical and legitimacy category (chi-square= 13.49; df=2; p<0.01). Writers in AGB reports were more likely than writers in Liberal Education to identify education as product.
Given the nature of our data, we are not in a position to assess statistical significance.
References
AGB Reports. 1998. Who gives a bank for the University Buck. AGB Reports 6(3): 32.
Baldridge, J.Victor. 1981. Danger-dinosaurs ahead. AGB Reports 23(1): 7.
Barber, Benjamin. 2002. The educated student: Global citizen or global consumer? Liberal Education 88(2): 22.
Baskin, Paul. 2011. Chasing nanotechnology, greensboro gambles with state money. The Chronicle of Higher Education 57(34): A8.
Berman, Elizabeth Popp. 2008. Why did universities start patenting? Social Studies of Science 38(6): 835–871.
Bernard, Pamela J. 2010. The board's role in institutional conflict-of-interest policies. Trusteeship 18(1): 7.
Besse, Ralph. 1972. A comparison of the university with the corporation. AGB Reports 15(3): 14.
Birnbaum, Robert. 2000. Management fads in higher education: Where they come from, what they do, why they fail. San Francisco: Jossey-Bass.
Blumenthal, David, Michael Gluck, K. Louis, and D. Wise. 1986a. Industrial support of university research in biotechnology. Science 231: 242–246.
Blumenthal, David, Michael Gluck, K. Louis, A. Stoto, and D. Wise. 1986b. University–industry research relationships in biotechnology: Implications for the university. Science 232: 1361–1366.
Bok, Derek. 2003. Perils of the entrepreneurial university. Trusteeship 11(3): 9.
Bornstein, Rita. 2001. Venture philanthropy: A boon to academe? AGB Reports 9(5): 24–27.
Bourdieu, Pierre. 1988. Homo academicus. Stanford, CA: Stanford University Press.
Chait, Richard. 1982. Look who invented Japanese management! AGB Reports 24(2): 7.
Cleveland, Harlan. 1983. The trouble with sunshine laws. AGB Reports 25(4): 33.
Colyvas, Jeannette A. 2007. From divergent meanings to common practices: The early institutionalization of technology transfer in the life sciences at Stanford University. Research Policy 36: 456–476.
Colyvas, Jeannette A., and Stephan Jonsson. 2011. Ubiquity and legitimacy: Disentangling diffusion and institutionalization. Sociological Theory 29(2): 27–53.
Colyvas, Jeannette A., and Walter W. Powell. 2006. Roads to institutionalization: The remaking of boundaries between public and private science. Research in Organizational Behavior 27: 315–363.
Colyvas, Jeannette A., and Walter W. Powell. 2009. Measures, metrics, and myopia: The challenges and ramifications of sustaining academic entrepreneurship. Advances in the Study of Entrepreneurship, Innovation, and Economic Growth 19: 276–298.
Deephouse, D., and M. Suchman. 2008. Legitimacy in organizational institutionalism. In The Sage handbook of organizational institutionalism, eds. R. Greenwood, C. Oliver, K. Sahlin, and R. Suddaby, 49–77. London: Sage.
DiMaggio, Paul, and Walter Powell. 1983. The iron cage revisited: Institutional isomorphism and collective rationality in organizational fields. American Sociological Review 48: 147–160.
Distler, Theodore. 1964. Report of the executive director. Liberal Education 48: 114.
Duguid, Paul. 2001. Technology, markets, and the new political economy of higher education. Liberal Education 87(2): 16.
Etzkowitz, Henry. 1989. Entrepreneurial science in the academy: A case of the transformation of norms. Social Problems 36(1): 14–29.
Fisher, James. 1988. How presidents can yield power. AGB Reports 30(5): 22.
Ginsburg, Benjamin. 2011. The fall of the faculty: The rise of the all-administrative university and why it matters. New York: Oxford University Press.
Glenna, Leland L., William Lacy, Rick Welsh, and Dina Biscotti. 2007. University administrators, agricultural biotechnology, and academic capitalism: Defining the public good to promote university–industry relationships. Sociological Quarterly 48(1): 141.
Glenna, Leland L., Rick Welsh, David Ervin, William B. Lacy, and Dina Biscotti. 2011. Commercial science, scientists’ values, and university biotechnology research agendas. Research Policy 40(7): 957–968.
Goldstein, Michael. 1987. Creative financing: The questions to ask. AGB Reports 29(1): 28.
Grier, Philip. 1986. How to control legal costs. AGB Reports 28(1): 42.
Harvey, Kerric. 1993. Right brain revenge. Liberal Education 79(4): 40.
Jackson, Shirley Ann. 2001. Corporate funding of research brings more benefits than pitfalls. Trusteeship 9(5): 5.
Jacoby, Russell. 1987. The last intellectuals. New York: Basic Books.
Jurik, Nancy. 2004. Imagining Justice: Challenging the privatization of public life. Social Problems 51(1): 1–15.
Kenney, Martin. 1985. Biotechnology: The university–industrial complex. New Haven: Yale University Press.
Kleinman, Daniel Lee, and Steven P. Vallas. 2001. Science, capitalism, and the rise of the knowledge worker: The changing structure of knowledge production in the United States. Theory and Society 30: 451–492.
Kleinman, Daniel Lee, and Robert Osley-Thomas. 2014. Codes of commerce and codes of citizenship: A historical look at students as consumers within higher education. Unpublished manuscript, Department of Community and Environmental Sociology, University of Wisconsin—Madison.
Lounsbury, Michael. 2007. A tale of two cities: Competing logics and practice variation in the professionalizing of mutual funds. Academy of Management Journal 50: 289–307.
Meyer, John, and Brian Rowan. 1977. Institutional organizations: Formal structures as myth and ceremony. American Journal of Sociology 83: 340–363.
Meyer, John W., Francisco O. Ramirez, David John Frank, and Evan Schofer. 2007. Higher education as an institution. In The Sociology of Higher Education, ed. P. Gumport. Baltimore, MD: The Johns Hopkins University Press.
Meyerson, Joel. 1988. Top 10 concerns for trustees in 1988. AGB Reports 30(2): 10.
Meyerson, Joel, and Sandra Johnson. 1991. Top internal concerns for 1991. AGB Reports 33(2): 16.
Mowery, David. 2001. The growth of patenting and licensing of U.S. universities: An assessment of the Bayh–Dole Act of 1980. Research Policy 30: 99–119.
Oliphant, Robert. 1969. The plastic apple. Liberal Education 55: 485.
Remington, Michael. 2002. A board’s primer on technology transfer. Trusteeship 10(6): 13.
Rossman, Gabriel. forthcoming. The diffusion of legitimacy and the diffusion of the legitimate. Sociological Science.
Ruef, M., and W.R. Scott. 1998. A multidimensional model of organizational legitimacy: Hospital survival in changing institutional environments. Administrative Science Quarterly 43: 877–904.
Schneiberg, Marc. 2007. What’s on the path? Path dependence, organizational diversity and the problem of institutional change in the US economy, 1900–1950. Socio-Economic Review 5: 47–80.
Schneiberg, Marc, and Elisabeth Clemens. 2006. The typical tools for the job: Research strategies in institutional analysis. Sociological Theory 3: 195–227.
Scott, W.R. 1995. Institutions and organizations. Thousand Oaks, CA: Sage.
Sellars, John. 1994. The warning signs of institutional decline. Trusteeship 2(6): 11.
Shore, Cris, and Susan Wright. 2000. Coercive accountability: The rise of audit culture in higher education. In Audit cultures: Anthropological studies in accountability, ethics, and the academy, ed. Marilyn Strathern, 57–89. London: Routledge.
Slaughter, Sheila, and Larry Leslie. 1997. Academic capitalism: Politics, policies and the entrepreneurial university. Baltimore: Johns Hopkins University Press.
Slaughter, Sheila, and Gary Rhoades. 2004. Academic capitalism and the new economy: Markets, state, and higher education. Baltimore, MD: Johns Hopkins University Press.
Suchman, M.C. 1995. Managing legitimacy: Strategic and institutional approaches. Academy of Management Review 20: 571–610.
Trachtenberg, Stephen. 2008. Bottom line. Trusteeship 16(5): 20.
Tuchman, Gaye. 2009. Wannabe U: Inside the corporate university. Chicago: University of Chicago Press.
Vallas, Steven P., and Daniel Lee Kleinman. 2008. Contradiction, convergence, and the knowledge economy: The co-evolution of academic and commercial biotechnology. Socio-Economic Review 6(2): 283–311.
Ward, David, and Terry Hartle. 2003. The trouble with measuring quality. Trusteeship 11: 1.
Washburn, Jennifer. 2006. University Inc.: The corporate corruption of higher education. New York: Basic Books.
Zuckerman, Ezra. 1999. The categorical imperative: Securities analysts in the illegitimacy discount. American Journal of Sociology 104(5): 1398–1438.
Acknowledgments
The authors would like to thank Elizabeth Popp Berman, Steve Hoffman, and Steven Vallas for their thoughtful engagement with this project. Funding supporting this endeavor comes from the National Science Foundation (SES-1026516) and the Graduate School at the University of Wisconsin—Madison (through the Wisconsin Alumni Research Foundation gift).
Author information
Authors and Affiliations
Corresponding author
Rights and permissions
About this article
Cite this article
Kleinman, D.L., Osley-Thomas, R. Uneven Commercialization: Contradiction and Conflict in the Identity and Practices of American Universities. Minerva 52, 1–26 (2014). https://doi.org/10.1007/s11024-014-9248-z
Published:
Issue Date:
DOI: https://doi.org/10.1007/s11024-014-9248-z