Skip to main content
Log in

A theory for swaging of discs and lugs

  • Published:
Meccanica Aims and scope Submit manuscript

Abstract

A practical theory for swaging bored holes within plates and cylinders is proposed which can take into account work-hardening in the presence of small plastic strains based upon equivalent stress-strain data. With the appropriate choice of yield function, this theory applies to the swaging of both thin and thick plates under respective plane stress and plane strain conditions. The theory can be adapted further to the autofrettage of open and closed-ended, thick-walled cylinders where similar plane deformations conditions apply. Here swaging refers to the practice in which an oversized plug or sphere is forced into the bore thereby expanding it permanently to leave a residual circumferential compression in the bore material upon removal of the expanding tool. A similar effect results from applying an initial over-pressure to a long thick-walled cylinder in an autofrettage process. Both treatments are employed to enhance the fatigue resistance when the service loading upon the disc or cylinder amounts to a cyclic, circumferential tension within its bore. Strain gauges bonded to the entry face of the plate are used to monitor the circumferential and radial strain distributions both during and after the swaging process. Experimental results presented for swaging of thin and thin annular discs in aluminium alloy show that the measured residual strain distributions concord with the theory for large discs with a 10/1 diameter ratio. The agreement is less satisfactory with the loss in axial symmetry for parallel-sided lugs with a width to hole diameter ratio of 4/1.

This is a preview of subscription content, log in via an institution to check access.

Access this article

Price excludes VAT (USA)
Tax calculation will be finalised during checkout.

Instant access to the full article PDF.

Similar content being viewed by others

Abbreviations

α :

Plug’s semi-taper.

ε, dε :

Principal strain and strain increment.

ε P :

Equivalent plastic strain.

σ i :

Principal stress.

\(\bar{\sigma}\) :

Equivalent stress.

a,b :

Cylinder inside and outside radii.

A :

Elastic constant.

B :

Flow law constant.

c :

Elastic-plastic interface radius.

E :

Elastic constants.

F :

Axial force.

k :

Shear yield stress.

K :

Cylinder diameter ratio (=b/a).

n :

Hollomon hardening exponent.

p :

Internal pressure.

r :

Disc radius.

\(\bar{S}\) :

Normalised equivalent stress \(=(\bar{\sigma}/Y)\).

Y :

Uniaxial yield stress.

k :

Shear yield stress.

E :

Elastic recovery.

c :

Interface radius.

I :

Initial yield.

M :

Mises-based.

R :

Residual.

i :

Principal directions (i=1,2,3).

r, θ, z :

Cylindrical co-ordinate directions.

T :

Tresca-based.

E,P :

Elastic and plastic strain.

References

  1. Nadai A (1950) Theory of flow and fracture. McGraw-Hill, New York

    Google Scholar 

  2. Hill R, Lee EH, Tupper SJ (1947) The theory of combined plastic and elastic deformation with particular reference to a thick tube under internal pressure. Proc R Soc A 191:278–303

    Article  MathSciNet  ADS  MATH  Google Scholar 

  3. MacGregor CW, Coffin LF, Fisher JC (1948) Partially plastic thick-walled tubes. J Franklin Inst 245(2):135–158

    Article  MathSciNet  Google Scholar 

  4. Manning WRD (1950) The design of cylinders by autofrettage. Engineering 169:479–481, 509–511, 562–563

    Google Scholar 

  5. Steele MC (1952) Partially plastic thick-walled cylinder theory. J Appl Mech 19:133–140

    MATH  Google Scholar 

  6. Bland DR (1956) Elastic-plastic thick-walled tubes of work hardening material subject to internal and external pressures and to temperature gradients. J Mech Phys Solids 4:209–229

    Article  MathSciNet  ADS  MATH  Google Scholar 

  7. Alexander JM, Ford H (1957) Experimental investigation of the process of expanding boiler tubes. Proc Inst Mech Eng 171:351–367

    Article  Google Scholar 

  8. Crossland B, Bones JA (1958) Behaviour of thick-walled cylinders subjected to internal pressure. Proc Inst Mech Eng 172:777–804

    Article  Google Scholar 

  9. Jorgensen SM (1960) Overstrain tests on thick-walled cylinders. Trans ASME, J Eng Ind 82:103–121

    Article  Google Scholar 

  10. Sidebottom OM, Chu SC, Lamba HS (1976) Unloading of thick-walled cylinders that have been plastically deformed. Exp Mech 16:454–460

    Article  Google Scholar 

  11. Franklin GJ, Morrison JLM (1960) Autofrettage of cylinders: prediction of pressure/expansion curves and calculation of residual stresses. Proc Inst Mech Eng 174(35):947–974

    Google Scholar 

  12. Rees DWA (1987) A theory of autofrettage with applications to creep and fatigue. Int J Press Vessels Piping 30:57–76

    Article  Google Scholar 

  13. Pavier MJ, Poussard CGC, Smith DJ (1998) Finite element modelling of the interaction of residual stress with mechanical load for a crack emanating from a cold worked fastener hole. J Strain Anal 33(4):275–289

    Article  Google Scholar 

  14. Smith DJ, Poussard CGC, Pavier MJ (1998) An assessment of the Sachs method for measuring residual stresses in cold worked fastener holes. J Strain Anal 33(4):263–274

    Article  Google Scholar 

  15. Hermann R (1994) Three dimensional stress distribution around cold expanded holes in aluminium alloys. Eng Fract Mech 48(6):819–835

    Article  Google Scholar 

  16. Ozdemir AT, Edwards L (1996) Measurement of the three-dimensional residual stress distribution around split sleeve cold-expanded holes. J Strain Anal 31(6):413–421

    Article  Google Scholar 

  17. Pussard C, Pavier MJ, Smith DJ (1995) Analytical and finite element predictions of residual stress in cold-worked fastener holes. J Strain Anal 30:291–304

    Article  Google Scholar 

  18. Poolsuk S (1977) Measurement of the elastic-plastic boundary around cold-worked, fastener holes. PhD dissertation, Univ of Michigan

  19. Rogan J (1977) In: Proceedings of the 2nd international conference on high pressure engineering, pp 389–395

    Google Scholar 

  20. Rees DWA (1989) Fatigue crack growth in thick-walled cylinders under pulsating internal pressure. Eng Fract Mech 33:927–940

    Article  Google Scholar 

  21. Rees DWA (1990) Autofrettage theory and fatigue life of open-ended cylinders. J Strain Anal 25:109–121

    Article  ADS  Google Scholar 

  22. Rees DWA (2004) Autofrettage of thick-walled pipe bends. Int J Mech Sci 46:1675–1696

    Article  Google Scholar 

  23. Le NV (1994) Method and mechanism of beneficial residual stresses in tubes. J Press Vessel Technol 116:175–178

    Article  Google Scholar 

  24. Huang X (2005) A general autofrettage model of a thick-walled cylinder based on tensile-compressive stress-strain curve of a material. J Strain Anal 40(6):599–608

    Article  Google Scholar 

  25. Parker AP (2005) Assessment and extension of an analytical formulation for the prediction of residual stress in autofrettaged thick cylinders. In: Conference on pressure vessel and piping division, Denver, US, July 2005, Trans ASME, PVP 71368

    Google Scholar 

  26. Jahed H, Dubey RN (1997) An axisymmetric method of elastic-plastic analysis capable of predicting residual stress field. Trans ASME, J Press Vessel Technol 119:264–273

    Article  Google Scholar 

  27. Parker AP (2001) Autofrettage of open-end tubes—pressure stresses, strains and code comparisons. Trans ASME, J Press Vessel Technol 123(3):271–281

    Article  Google Scholar 

  28. Hosseinian E, Farrahi GH, Movahhedy MR (2009) An analytical framework for the solution of autofrettaged tubes under constant axial strain condition. Trans ASME, J Press Vessel Technol 131(6)

  29. Gibson MC, Hameed A, Parker AP, Hetherington JG (2006) A comparison of methods for predicting residual stresses in strain hardening, autofrettaged thick-cylinders including the Bauschinger effect. Trans ASME, J Press Vessel Technol 128(2):217–222

    Article  Google Scholar 

  30. Sachs G (1927) Der Nachweis immerer Spannungen in Stagen und Rohren. Z Metall 19:352–357

    Google Scholar 

  31. Beaney EM (1976) Accurate measurement of residual stress on any steel using the hole drilling method. Strain 12(3):99–106

    Article  Google Scholar 

  32. ASTM E837-89 (1989) Standard test method for determining residual stress by the hole drilling method

  33. Stacey A, Webster GA (1988) Determination of residual stress distributions in autofrettaged tubing. Int J Press Vessels Piping 31:205–220

    Article  Google Scholar 

  34. Stacey A, MacGillivary HJ, Webster GA, Webster PJ, Ziebeck KRA (1985) Measurement of residual stress by neutron diffraction. J Strain Anal 20(2):93–100

    Article  Google Scholar 

  35. Forgues SA, Bernard M, Bui-Quoc T (1993) In: Aliabadi MH, Brebbia CA (eds) Computer methods and experimental measurement for surface treatment effects. Computational Mechanics Publications, New York, pp 61–70

    Google Scholar 

  36. Perry J (2009) Experimental-numerical model for calculating the residual stress field created by the autofrettage process. PhD thesis, Ben-Gurion University of the Negev

  37. Rees DWA (1997) Stress concentrations arising from a slot in a plate under biaxial stress. Strain 33:87–93

    Article  Google Scholar 

  38. ASME (2003) JPVT Gun Tube Spec Ed 125; 128 (2006)

    Google Scholar 

Download references

Author information

Authors and Affiliations

Authors

Corresponding author

Correspondence to D. W. A. Rees.

Rights and permissions

Reprints and permissions

About this article

Cite this article

Rees, D.W.A. A theory for swaging of discs and lugs. Meccanica 46, 1213–1237 (2011). https://doi.org/10.1007/s11012-010-9377-x

Download citation

  • Received:

  • Accepted:

  • Published:

  • Issue Date:

  • DOI: https://doi.org/10.1007/s11012-010-9377-x

Keywords

Navigation