Skip to main content

Advertisement

Log in

Understanding determinants of farmers’ investments in sustainable land management practices in Ethiopia: review and synthesis

  • Published:
Environment, Development and Sustainability Aims and scope Submit manuscript

An Erratum to this article was published on 12 August 2015

Abstract

Although there has been several efforts made to reduce land degradation and improve land productivity in Ethiopia, farmers’ investments in sustainable land management (SLM) remain limited. Nevertheless, the results regarding determinants of farmers’ investments in SLM have been inconsistent and scattered. Moreover, these factors have not been reviewed and synthesized. Hence this paper reviews and synthesizes past research in order to identify determinants that affect farmers’ investments in SLM practices and thereby facilitate policy prescriptions to enhance adoption in Ethiopia, East Africa and potentially wider afield. The review identifies several determinants that affect farmers’ investments in SLM practices. These determinants are generally categorized into three groups. The first group is those factors that are related to farmers’ capacity to invest in SLM practices. The results show that farmers’ investments in SLM practices are limited by their limited capacity to invest in SLM. The second groups of factors are related to farmers’ incentives for investments in SLM practices. Farmers’ investments in SLM are limited due to restricted incentives from their investments related to land improvement. The third groups of factors are external factors beyond the control of farmers. The review also shows that farmers’ capacities to invest in SLM and their incentives from investments have been influenced by external factors such as institutional support and policies. This suggests that creating enabling conditions for enhancing farmers’ investment capacities in SLM and increasing the range of incentives from their investment is crucial to encourage wide-scale adoption of SLM practices.

This is a preview of subscription content, log in via an institution to check access.

Access this article

Price excludes VAT (USA)
Tax calculation will be finalised during checkout.

Instant access to the full article PDF.

Fig. 1

Similar content being viewed by others

References

  • Adimassu, Z., Kessler, A., & Hengsdijk, H. (2012). Exploring determinants of farmers’ investments in land management in the Central Rift Valley of Ethiopia. Applied Geography, 35, 191–198.

    Article  Google Scholar 

  • Adimassu, Z., Mekonnen, K., Yirga, C., & Kessler, A. (2014). The effect of soil bunds on runoff, losses of soil and nutrients, and crop yield in the central highlands of Ethiopia. Land Degradation and Development, 25, 554–564.

    Article  Google Scholar 

  • Admassie, Y. (2000). Twenty years to nowhere: Property rights, land management and conservation in Ethiopia. Lawrenceville, NJ: Red Sea Press.

    Google Scholar 

  • Amsalu, A., & De Graaff, J. (2007). Determinants of adoption and continued use of stone terraces for soil and water conservation in an Ethiopian highland watershed. Ecological Economics, 61, 294–305.

    Article  Google Scholar 

  • Anley, Y., Bogale, A., & Haile-Gabriel, A. (2007). Adoption decision and use intensity of soil and water conservation measures by smallholder subsistence farmers in Dedo district, Western Ethiopia. Land Degradation and Development, 18, 289–302.

    Article  Google Scholar 

  • Asrat, P., Belay, K., & Hamito, D. (2004). Determinants of farmers’ willingness to pay for soil conservation practices in the southeastern highlands of Ethiopia. Land Degradation and Development, 15, 423–438.

    Article  Google Scholar 

  • Bekele, W., & Drake, L. (2003). Soil and water conservation decision behavior of subsistence farmers in the Eastern Highlands of Ethiopia: A case study of the Hunde-Lafto area. Ecological Economics, 46, 437–451.

    Article  Google Scholar 

  • Benin, S. (2006). Policies and programmes affecting land management practices, input use, and productivity in the highlands of Amhara Region, Ethiopia. In J. Pender, F. Place, & S. Ehui (Eds.), Strategies for sustainable land management in the East African highlands. Washington, DC: International Food Policy Research Institute.

    Google Scholar 

  • Benin, S., & Pender, J. (2001). Impact of land distribution on land management and productivity in the Ethiopian Highlands. Land Degradation and Development, 12, 555–568.

    Article  Google Scholar 

  • Berhe, W. (1996). Twenty years of soil and water conservation in Ethiopia: A personal overview. Nairobi, Kenya: Regional Soil Conservation Unit/SIDA.

    Google Scholar 

  • Beshah, T. (2003). Understanding farmers: Explaining soil and water conservation in Konso, Wolaita and Wello, Ethiopia. Doctoral Thesis, Wageningen University, The Netherlands.

  • Beshir, H. (2014). Economics of soil and water conservation: the case of smallholder farmers in north eastern highlands of Ethiopia. The Experiment, 23(3), 1611–1627.

    Google Scholar 

  • Bewket, W. (2007). Soil and water conservation intervention with conventional technologies in Northwestern highlands of Ethiopia: Acceptance and adoption by farmers. Land Use Policy, 24, 404–416.

    Article  Google Scholar 

  • Bewket, W., & Sterk, G. (2002). Farmers’ participation in soil and water conservation activities in the Chemoga watershed, Blue Nile basin, Ethiopia. Land Degradation and Development, 13, 189–200.

    Article  Google Scholar 

  • Binswanger, H. P., & McIntire, J. (1987). Behavioral and material determinants of production relations in land-abundant tropical agriculture. Economic Development and Cultural Change, 36(1), 73–99.

    Article  Google Scholar 

  • Birhanu, A., & Meseret, D. (2013). Structural soil and water conservation practices in Farta District, North Western Ethiopia: An investigation on factors influencing continued use. Science, Technology and Arts Research Journal, 2(4), 114–121.

    Article  Google Scholar 

  • Bryceson, D. F. (2002). The scramble in Africa: Reorienting rural livelihoods. World Development, 30(5), 2002.

    Article  Google Scholar 

  • Clay, D. C., Reardon, T., & Kangasniemi, J. (1998). ‘Sustainable intensification in the highland tropics: Rwandan farmers’ investments in land conservation and soil fertility. Economic Development and Cultural Change, 46(2), 351–378.

    Article  Google Scholar 

  • Crook, B. J., & Decker, E. (2006). Factors affecting community-based natural resource use programs in Southern Africa. Journal of Sustainable Forestry, 22(3), 111–133.

    Article  Google Scholar 

  • De Graaff, J., Amsalu, A., Bodna, F., Kessler, A., Posthumus, H., & Tenge, A. (2008). Factors influencing adoption and continued use of long-term soil and water conservation measures in five developing countries. Applied Geography, 28, 271–280.

    Article  Google Scholar 

  • Deininger, K., & Jin, S. (2006). Tenure security and land-related investment: Evidence from Ethiopia. European Economic Review, 50, 1245–1277.

    Article  Google Scholar 

  • Deressa, T. T., Hassan, R. M., Ringler, C., Alemu, T., & Yesuf, M. (2009). Determinants of farmers’ choice of adaptation methods to climate change in the Nile Basin of Ethiopia. Global Environmental Change, 19, 248–255.

    Article  Google Scholar 

  • Enki, M., Kassa Belay, K., & Dadi, L. (2001). Determinants of adoption of physical soil conservation measures in Central Highlands of Ethiopia the case of three districts of North-Shewa, Agrekon. Agricultural Economics Research, Policy and Practice in Southern Africa, 40(3), 293–315.

    Google Scholar 

  • Ervin, C. A., & Ervin, D. E. (1982). Factors affecting the use of soil conservation practices: Hypotheses, evidence and policy implications. Land Economics, 58, 277–292.

    Article  Google Scholar 

  • Featherstone, A. M., & Goodwin, B. K. (1993). Factors influencing a farmer’s decision to invest in long-term conservation improvements. Land Economics, 69, 67–81.

    Article  Google Scholar 

  • Gebregziabher, G., Rebelo, L.-M., Notenbaert, A., Ergano, K., & Abebe, Y. (2013). Determinants of adoption of rainwater management technologies among farm households in the Nile River Basin. Colombo, Sri Lanka: International Water Management Institute (IWMI). 34 p. (IWMI Research Report 154). doi:10.5337/2013.218.

  • Gebremariam, G., & Edriss, A. K. (2012). Valuation of soil conservation practices in Adwa Woreda, Ethiopia: A contingent valuation study. Journal of Economics and Sustainable Development, 3(13), 97–107.

    Google Scholar 

  • Gebremedhin, B., Pender, J., & Tesfay, G. (2003). Community natural resource management: The case of woodlots in Northern Ethiopia. Environment and Development Economics, 8, 129–148.

    Article  Google Scholar 

  • Gebremedhin, B., & Swinton, S. (2003). Investment in soil conservation in northern Ethiopia: The role of land tenure security and public programs. Agricultural Economics, 29, 69–84.

    Article  Google Scholar 

  • Gebremedhin, B., Swinton, S. M., & Tilahun, Y. (1999). Effects of stone terraces on crop yields and farm profitability: Results of on-farm research in Tigray, northern Ethiopia. Journal of Soil and Water Conservation, 54, 568–573.

    Google Scholar 

  • Grothmann, T., & Patt, A. (2005). Adaptive capacity and human cognition: The process of individual adaptation to climate change. Global Environmental Change, 15(3), 199–213.

    Article  Google Scholar 

  • Hagos, F., & Holden, S. (2006). Tenure security, resource poverty, public programs, and household plot-level conservation investments in the highlands of northern Ethiopia. Agricultural Economics, 34, 183–196.

    Article  Google Scholar 

  • Hayes, J., Roth, M., & Zepeda, L. (1997). Tenure security, investment and productivity in Gambian agriculture: A generalized probit analysis. American Journal of Agricultural Economics, 79, 369–382.

    Article  Google Scholar 

  • Heyi, D. D., & Mberengwa, I. (2012). Determinants of farmers’ land management practices: The case of Tole District, South West Shewa Zone, Oromia National Regional State, Ethiopia. Journal of Sustainable Development in Africa, 14(1), 2012.

    Google Scholar 

  • Hoffmann, V., Probst, K., & Christinck, A. (2007). Farmers and researchers: How can collaborative advantages be created in participatory research and technology development? Agriculture and Human Values, 24, 355–368.

    Article  Google Scholar 

  • Holden, S., Shiferaw, B., & Pender, J. (2004). Non-farm income, household welfare and sustainable land management in the less favored area in the Ethiopian highlands. Food Policy, 29, 369–392.

    Article  Google Scholar 

  • Holden, S., & Yohannes, H. (2002). Land redistribution, tenure Insecurity, and intensity of production: A study of farm households in Southern Ethiopia. Land Economics, 78(4), 573–590.

    Article  Google Scholar 

  • Hurni, H. (1996). Precious earth: From soil and water conservation to sustainable land management (p. 89). Berne: International Soil Conservation (ISC) and Centre for Development and Environment (CDE).

    Google Scholar 

  • Jumbe, C. B. L., & Angelsen, A. (2007). Forest dependence and participation in CPR management: Empirical evidence from forest co-management in Malawi. Ecological Economics, 62, 661–672.

    Article  Google Scholar 

  • Kabubo-Mariara, J. (2007). Land conservation and tenure security in Kenya: Boserup’s hypothesis revisited. Ecological Economics, 64, 25–35.

    Article  Google Scholar 

  • Kassie, M., Pender, J., Yesuf, M., Kohlin, G., Bluffstone, R., & Mulugeta, E. (2008a). Estimating returns to soil conservation adoption in the northern Ethiopian highlands. Agricultural Economics, 38, 213–232.

    Article  Google Scholar 

  • Kassie, M., Zikhali, P., Manjur, K., & Edwards, S. (2008b). Adoption of organic farming technologies: Evidence from semi-arid regions of Ethiopia. In Working paper in economics, No. 335, University of Gothenburg, Sweden.

  • Kassie, M., Zikhali, P., Manjur, K., & Edwards, S. (2009). Adoption of sustainable agriculture practices: Evidence from a semi-arid region of Ethiopia. Natural Resources Forum, 33, 189–198.

    Article  Google Scholar 

  • Kassie, M., Zikhali, P., Pender, J., & Kohlin, G. (2010). The economics of sustainable land management practices in the Ethiopian highlands. Journal of Agricultural Economics, 61(3), 605–627.

    Article  Google Scholar 

  • Kelly, V., Adesina, A., & Gordon, A. (2003). Expanding access to agricultural inputs in Africa: A review of recent market development experience. Food Policy, 28, 379–404.

    Article  Google Scholar 

  • Kessler, C. A. (2006). Decisive key-factors influencing farm households’ soil and water conservation investments. Applied Geography, 26, 40–60.

    Article  Google Scholar 

  • Ketema, M., & Bauer, S. (2012). Determinants of adoption and labour intensity of stone terraces in Eastern Highlands of Ethiopia. Journal of Economics and Sustainable Development, 3(5), 7–17.

    Google Scholar 

  • Langyintuo, A., & Dogbe, W. (2005). Characterizing the constraints for the adoption of a Callopogonium mucunoides improved fallow in rice production systems in northern Ghana. Agriculture, Ecosystem and Environment, 110, 78–90.

    Article  Google Scholar 

  • Lapar, M. L. A., & Ehui, S. K. (2004). Factors affecting adoption of dual-purpose forages in the Philippine uplands. Agricultural Systems, 81(2), 95–114.

    Article  Google Scholar 

  • Liniger, H. P., Studer, R. M., Hauert, C., & Gurtner, M. (2011). Sustainable land management in practiceguidelines and best practices for sub-Saharan Africa. TerrAfrica, World Overview of Conservation Approaches and Technologies (WOCAT) and Food and Agriculture Organization of the United Nations (FAO).

  • Mbaga-Semgalawe, Z., & Folmer, H. (2000). Household adoption behaviour of improved soil conservation: The case of the North Pare and West Usambara Mountains of Tanzania. Land Use Policy, 17(4), 321–336.

    Article  Google Scholar 

  • Mengstie, F. A. (2009). Assessment of adoption behavior of soil and water conservation practices in the Koga watershed, highlands of Ethiopia. M.Sc. Thesis, Cornell University, p. 62.

  • Napier, T. L., Thraen, C. S., & Camboni, S. M. (1998). Willingness of land operators to participate in government-sponsored soil erosion control programs. Journal of Rural Studies, 4(4), 339–347.

    Article  Google Scholar 

  • Ngombe, J., Kalinda, T., Tembo, G., & Kuntashula, E. (2014). Econometric analysis of the factors that affect adoption of conservation farming practices by smallholder farmers in Zambia. Journal of Sustainable Development, 7(4), 124–138.

    Article  Google Scholar 

  • Nkonya, E., Pender, J., Jagger, P., Sserunkuuma, D., Kaizzi, C. K., & Ssali, H. (2004). Strategies for sustainable land management and poverty reduction in Uganda, Research Report No. 133, International Food Policy Research Institute, Washington, DC.

  • Nkonya, E., Pender, J., Kaizzi, C., Edward, K., & Mugarura, S. (2005). Policy options for increasing crop productivity and reducing soil nutrient depletion and poverty in Uganda. Environment and Production Technology Division Discussion Paper No. 134, International Food Policy Research Institute, Washington, DC.

  • Nowak, P. J. (1987). The adoption of conservation technologies: economic and diffusion explanations. Rural Sociology, 42, 208–220.

    Google Scholar 

  • Nyangena, W. (2008). Social determinants of soil and water conservation in rural Kenya. Environment, Development and Sustainability, 10, 745–767.

    Article  Google Scholar 

  • Osbahr, H., Twyman, C., Adger, W. N., & Thomas, D. S. G. (2008). Effective livelihood adaptation to climate change disturbance: Scale dimensions of practice in Mozambique. Geoforum, 39, 1951–1964.

    Article  Google Scholar 

  • Otsuka, K., Quisumbing, A. R., Payongayong, E., & Aidoo, J. B. (2003). Land tenure and the management of land and trees: The case of customary land tenure areas of Ghana. Environment and Development Economics, 8, 77–104.

    Article  Google Scholar 

  • Pattanayak, S. K., Mercer, D. E., Sills, E., & Jui-Chen, Y. (2003). Taking stock of agroforestry adoption studies. Agroforestry Systems, 57(3), 173–186.

    Article  Google Scholar 

  • Pender, J., & Gebremedhin, B. (2006). Land management, crop production and household income in the highlands of Tigray, northern Ethiopia: an econometric analysis. In J. Pender, F. Place, & S. Ehui (Eds.), Strategies for sustainable land management in the East African highlands. Washington, DC: International Food Policy Research Institute.

    Google Scholar 

  • Pender, J., & Gebremedhin, B. (2007). Determinants of agricultural and land management practices and impacts on crop production and household Income in the highlands of Tigray, Ethiopia. Journal of African Economies, 17, 395–450.

    Article  Google Scholar 

  • Pender, J., Jagger, P., Nkonya, E., & Sserunkuuma, D. (2004). Development pathways and land management in Uganda. World Development, 32(5), 767–792.

    Article  Google Scholar 

  • Pender, J., & Kerr, M. (1998). Determinants of farmers’ indigenous soil and water conservation investment in semi-arid India. Agricultural Economics, 19, 113–125.

    Article  Google Scholar 

  • Reardon, T., Crawford, E., Kelly, V., & Diagana, B. (1996). Promoting farm investment for sustainable intensification of African agriculture. Technical Paper No. 26. Department of Economics, Michigan State University.

  • Reardon, T., & Vosti, S. A. (1995). Links between rural poverty and environment in developing countries: Asset categories and investment poverty. World Development, 23, 1495–1503.

    Article  Google Scholar 

  • Requier-Desjardins, M., Adhikari, B., & Sperlich, S. (2011). Some notes on the economic assessment of land degradation. Land Degradation and Development, 22, 285–298.

    Article  Google Scholar 

  • Ribot, J. C. (2003). Democratic decentralization of natural resources: Institutionalizing choice and discretionary power transfer in sub-Saharan Africa. Public Administration and Development, 23, 53–65.

    Article  Google Scholar 

  • Schmidt, E., & Tadesse, F. (2012). Household and plot level impact of sustainable land and watershed management (SLWM) practices in the Blue Nile. In ESSP II working paper 42, International Food Policy Research Institute.

  • Sheikh, A. D., Rehman, T., & Yates, C. M. (2003). Logit models for identifying the factors that influence the uptake of new ‘no-tillage’ technologies by farmers in the rice–wheat and the cotton–wheat farming systems of Pakistan’s Punjab. Agricultural Systems, 75(1), 79–95.

    Article  Google Scholar 

  • Shiferaw, B., & Holden, S. (1998). Resource degradation and adoption of land conservation technologies in the Ethiopian highlands: A case study in Andit Tid, North Shewa. Agricultural Economics, 18(3), 233–247.

    Article  Google Scholar 

  • Shiferaw, B., & Holden, S. (1999). Soil erosion and smallholders’ conservation decisions in the highlands of Ethiopia. World Development, 27(4), 739–752.

    Article  Google Scholar 

  • Shiferaw, B., & Holden, S. (2000). Policy instruments for sustainable land management: the case of highland smallholders in Ethiopia. Agricultural Economics, 22, 217–232.

    Article  Google Scholar 

  • Shiferaw, B., & Holden, S. (2001). Farm-level benefits to investments for mitigating land degradation: empirical evidence from Ethiopia. Environment and Development Economics, 6, 335–358.

    Article  Google Scholar 

  • Shiferaw, B., Okello, J., & Reddy, R. V. (2009). Adoption and adaptation of natural resource management innovations in smallholder agriculture: Reflections on key lessons and best practices. Environment, Development and Sustainability, 11, 601–619.

    Article  Google Scholar 

  • Smith, R. E. (2004). Land tenure, fixed investment, and farm productivity: Evidence from Zambia’s Southern Province. World Development, 32(10), 641–1661.

    Article  Google Scholar 

  • Stroosnijder, L. (2009). Modifying land management in order to improve efficiency of rainwater use in the African highlands. Soil and Tillage Research, 103, 247–256.

    Article  Google Scholar 

  • Swinton, S. M., & Quiroz, R. (2003). Is poverty to blame for soil, pasture, and forest degradation in Peru Altiplano? World Development, 31, 1903–1919.

    Article  Google Scholar 

  • Tadesse, M., & Belay, K. (2004). Factors influencing adoption of soil conservation measures in Southern Ethiopia: The case of Gununo area. Journal of Agriculture and Rural Development in the Tropics and Subtropics, 105(1), 49–62.

    Google Scholar 

  • Teklewold, H., Kassie, M., & Shiferaw, B. (2013). Adoption of multiple sustainable agricultural practices in rural Ethiopia. Journal of Agricultural Economics, 64(3), 597–623.

    Article  Google Scholar 

  • Tenge, A., De Graaff, J., & Hella, J. P. (2004). Social and economic factors affecting the adoption of soil and water conservation in West Usambara highlands, Tanzania. Land Degradation and Development, 15(2), 99–114.

    Article  Google Scholar 

  • Tesfaye, A., Negatu, W., Brouwer, R., & Van der Zaag, P. (2014). Understanding soil conservation decision of farmers in the Gedeb watershed, Ethiopia. Land Degradation and Development, 25, 71–79.

    Article  Google Scholar 

  • Teshome, A. (2014). Tenure security and soil conservation investment decisions: Empirical evidence from East Gojam, Ethiopia. Journal of Development and Agricultural Economics, 6(1), 22–32.

    Article  Google Scholar 

  • Tiffen, M. (2003). Transition in sub-Saharan Africa: Agriculture, urbanization and income growth. World Development, 31(8), 1343–1366.

    Article  Google Scholar 

  • Tiwari, K. R., Sitaula, B. K., Nyborg, I. L. P., & Paudel, G. S. (2008). Determinants of farmers’ adoption of improved soil conservation technology in a middle mountain watershed of central Nepal. Environmental Management, 42, 210–222.

    Article  Google Scholar 

  • Wossen, T., Berger, T., Mequaninte, T., & Alamirew, B. (2013). Social network effects on the adoption of sustainable natural resource management practices in Ethiopia. International Journal of Sustainable Development and World Ecology, 20(6), 477–483.

    Article  Google Scholar 

  • Yesuf, M., & Köhlin, G. (2009). Market imperfections and farm technology adoption decisions: A case study from the highlands of Ethiopia. In Working papers in economics No. 403. School of Business, Economics and Law at University of Gothenburg, Sweden.

  • Yirga, C. (2007). The dynamics of soil degradation and incentives for optimal management in Central Highlands of Ethiopia. Ph.D. thesis. Department of Agricultural Economics, Extension, and Rural Development. University of Pretoria, South Africa, p. 284.

Download references

Author information

Authors and Affiliations

Authors

Corresponding author

Correspondence to Zenebe Adimassu.

Rights and permissions

Reprints and permissions

About this article

Check for updates. Verify currency and authenticity via CrossMark

Cite this article

Adimassu, Z., Langan, S. & Johnston, R. Understanding determinants of farmers’ investments in sustainable land management practices in Ethiopia: review and synthesis. Environ Dev Sustain 18, 1005–1023 (2016). https://doi.org/10.1007/s10668-015-9683-5

Download citation

  • Received:

  • Accepted:

  • Published:

  • Issue Date:

  • DOI: https://doi.org/10.1007/s10668-015-9683-5

Keywords

Navigation