Abstract
In this paper, we first develop the fractional Trudinger–Moser inequality in singular case and then we use it to study the existence and multiplicity of solutions for a class of perturbed fractional Kirchhoff type problems with singular exponential nonlinearity. Under some suitable assumptions, the existence of two nontrivial and nonnegative solutions is obtained by using the mountain pass theorem and Ekeland’s variational principle as the nonlinear term satisfies critical or subcritical exponential growth conditions. Moreover, the existence of ground state solutions for the aforementioned problems without perturbation and without the Ambrosetti–Rabinowitz condition is investigated.
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1 Introduction and Main Results
Let \(N\ge 2\) and assume that \(\Omega \subset {\mathbb {R}}^N\) is a bounded domain with Lipschitz boundary and \(0\in \Omega \). Given \(s\in (0,1)\), we study the following fractional Kirchhoff type problem with exponential growth:
where
\(M:[0,\infty )\rightarrow [0,\infty )\) is a continuous function, \(\beta \in [0,N)\), \(\lambda >0\) is a parameter, \(h:{\mathbb {R}}^N\rightarrow [0,\infty )\) is a perturbed function which belongs to the dual space \((W_{0,{\mathcal {K}}}^{s,N/s}(\Omega ))^*\) of \(W_{0,{\mathcal {K}}}^{s,N/s}(\Omega )\) (see Sect. 2), \(f:\Omega \times {\mathbb {R}}\rightarrow {\mathbb {R}}\) is a continuous function, and \({\mathcal {L}}_K\) is the associated nonlocal integro-differential operator which, up to a normalization constant, is defined as
along functions \(\varphi \in C_0^\infty ({\mathbb {R}}^N)\). Henceforward \(B_\varepsilon (x)\) denotes the ball of \({\mathbb {R}}^N\) centered at \(x\in {\mathbb {R}}^N\) and radius \(\varepsilon >0\). Throughout the paper, we always assume that the singular kernel \({\mathcal {K}}:{\mathbb {R}}^N\setminus \{0\}\rightarrow {\mathbb {R}}^+\) satisfies the following properties:
- \((K_1)\):
-
\(m {\mathcal {K}}\in L^1({\mathbb {R}}^N)\), where \(m(x)=\min \{1,|x|^{N/s}\}\);
- \((K_2)\):
-
there exists \({\mathcal {K}}_0>0\) such that \({\mathcal {K}}(x)\ge {\mathcal {K}}_0|x|^{-2N}\) for all \(x\in {\mathbb {R}}^N\setminus \{0\}\).
Obviously, if \({\mathcal {K}}(x)=|x|^{-2N}\), then \({\mathcal {L}}_{{\mathcal {K}}}\) reduces to the fractional N/s-Laplacian \((-\Delta )^s_{N/s}\).
Equations of the type (1.1) are important in many fields of science, notably continuum mechanics, phase transition phenomena, population dynamics, minimal surfaces and anomalous diffusion, since they are the typical outcome of stochastically stabilization of Lévy processes, see [2, 8, 25] and the references therein. Moreover, such equations and the associated fractional operators allow us to develop a generalization of quantum mechanics and also to describe the motion of a chain or an array of particles that are connected by elastic springs as well as unusual diffusion processes in turbulent fluid motions and material transports in fractured media, for more details see [2, 8] and the references therein. Indeed, the nonlocal fractional operators have been extensively studied by many authors in many different cases: bounded domains and unbounded domains, different behavior of the nonlinearity, and so on. In particular, many works focus on the subcritical and critical growth of the nonlinearity which allow us to treat the problem variationally using general critical point theory.
Recently, some authors have paid considerable attention in the limiting case of the fractional Sobolev embedding. Let \(\omega _{N-1}\) be the \(N-1\)-dimensional measure of the unit sphere in \({\mathbb {R}}^N\) and let \(\Omega \subset {\mathbb {R}}^N\) be a bounded domain and define \(W_0^{s,N/s}(\Omega )\) as the completion of \(C_0^\infty (\Omega )\) with respect to the norm \([\cdot ]_{s,N/s}\) which is defined as
In [29], Martinazzi obtained that there exist positive constants
and \(C_{N,s}\) depending only on N and s such that
for all \(\alpha \in [0,\alpha _{N,s}]\) and there exists \(\alpha _{N,s}^*\ge \alpha _{N,s}\) such that the supremum in (1.2) is \(\infty \) for \(\alpha >\alpha _{N,s}^*\). However, it still an open problem whether or not \( \alpha _{N,s}=\alpha _{N,s}^*? \) For more details about Trudinger–Moser inequality, we also refer to [23] and [39].
On one hand, in the setting of the fractional Laplacian, Iannizzotto and Squassina in [22] investigated existence of solutions for the following Dirichlet problem
where \((-\Delta )^{\frac{1}{2}}\) is the fractional Laplacian and f(u) behaves like \(\exp (\alpha |u|^2)\) as \(u\rightarrow \infty \). Using the mountain pass theorem, the authors obtained the existence of solutions for problem (1.3). The existence of ground state solutions for (1.3) was discussed in [16]. Subsequently, Giacomoni, Mishra and Sreenadh in [21] studied the multiplicity of solutions for problems like (1.3) by using the Nehari manifold method. For more recent results for problem (1.3) in the higher dimension case, we refer the interested reader to [41] and the references therein. For the general fractional p-Laplacian in unbounded domains, Souza in [13] considered the following nonhomogeneous fractional p-Laplacian equation
where \((-\Delta )_p^s\) is the fractional p-Laplacian and the nonlinear term f satisfies exponential growth. The author obtained a nontrivial weak solution of the equation (1.4) by using fixed point theory. Li and Yang [27] studied the following equation
where \(p\ge 2\), \(0<\zeta <1\), \(1<q<p\), \(\lambda >0\) is a real parameter, A is a positive function in \(L^{\frac{p}{p-q}}({\mathbb {R}}^N)\), \((-\Delta )_p^\zeta \) is the fractional p-Laplacian and f satisfies exponential growth.
On the other hand, Li and Yang in [26] studied the following Schrödinger–Kirchhoff type equation
where \(\Delta _N u=\mathrm{div}(|\nabla u|^{N-2}\nabla u)\) is the N-Laplaician, \(k>0\), \(V:{\mathbb {R}}^N\rightarrow (0,\infty )\) is continuous, \(\lambda >0\) is a real parameter, A is a positive function in \(L^{\frac{p}{p-q}}({\mathbb {R}}^N)\) and f satisfies exponential growth. By using the mountain pass theorem and Ekeland’s variational principle, the authors obtained two nontrivial solutions of (1.5) as the parameter \(\lambda \) small enough. Mingqi, Rădulescu and Zhang studied the following problem
where f behaves like \(\exp (\alpha |t|^{N/(N-s)})\) as \(t\rightarrow \infty \) for some \(\alpha >0\). Under suitable assumption on M and f, the authors obtained the existence of ground state solutions by using the mountain pass lemma combined with the fractional Trudinger–Moser inequality. Actually, the study of Kirchhoff-type problems, which arise in various models of physical and biological systems, have received more and more attention in recent years. More precisely, Kirchhoff established a model governed by the equation
for all \(x\in (0,L),t\ge 0\), where \(u=u(x,t)\) is the lateral displacement at the coordinate x and the time t, E is the Young modulus, \(\rho \) is the mass density, h is the cross-section area, L is the length and \(\rho _0\) is the initial axial tension. Eq. (1.6) extends the classical D’Alembert wave equation by considering the effects of the changes in the length of the strings during the vibrations. Recently, Fiscella and Valdinoci in [18] have proposed a stationary Kirchhoff model driven by the fractional Laplacian by taking into account the nonlocal aspect of the tension, see [18, Appendix A] for more details. Related results in the case of critical nonlinearities have been obtained by Fiscella and Pucci [19] and Miyagaki and Pucci [35].
It is worth mentioning that when \(s\rightarrow 1\) and \(M\equiv 1\), the equation in problem (1.1) becomes
which studied by many authors by using variational methods, see for example, [1, 12, 15, 20, 24].
Inspired by the above works, we are devoted to the existence and multiplicity of solutions for problem (1.1) and overcome the lack of compactness due to the presence of critical exponential growth terms as well as the degenerate nature of the Kirchhoff coefficient. To the best of our knowledge, there are no results for (1.1) in such a generality.
Throughout the paper, without explicit mention, we assume that \(M:{\mathbb {R}}^+_0\rightarrow {\mathbb {R}}^+_0\) is assumed to be continuous and to verify
- \((M_1)\):
-
for any \(\tau >0\) there exists \(\kappa =\kappa (\tau )>0\) such that \(M(t)\ge \kappa \) for all \(t\ge \tau \);
- \((M_2)\):
-
there exists \(\theta >1\) such that
$$\begin{aligned} \theta {\mathscr {M}}(t)\ge M(t)t\ \ \mathrm{for all}\ t\ge 0, \end{aligned}$$where \({\mathscr {M}}(t)=\int _0^\tau M(\tau )d\tau \).
A typical example of M is given by \(M(t)=a+b\theta \,t^{\theta -1}\) for \(t\ge 0\), where \(a,b\ge 0\) and \(a+b>0\). When M is of this type, problem (1.1) is said to be degenerate if \(a=0\), while it is called non-degenerate if \(a>0\). Recently, the fractional Kirchhoff problems have received more and more attention. Some new existence results of solutions for fractional non-degenerate Kirchhoff problems were given, for example, in [42,43,44, 49]. On some recent results concerning the degenerate case of Kirchhoff-type problems, we refer to [3, 9, 30, 45, 50] and the references therein. It is worth pointing out that the degenerate case in Kirchhoff theory is rather interesting, for example, it was treated in the seminal paper [11]. In the large literature on degenerate Kirchhoff problems, the transverse oscillations of a stretched string, with nonlocal flexural rigidity, depends continuously on the Sobolev deflection norm of u via \(M(\Vert u\Vert ^2)\). From a physical point of view, the fact that \(M(0)=0\) means that the base tension of the string is zero. Clearly, assumptions \((M_1)\)–\((M_2)\) cover the degenerate case.
Define
Clearly, by \(0\le \beta <N\) and the fractional Sobolev embedding, we obtain that \(\lambda _1>0\).
First in bounded domain \(\Omega \), we assume that the nonlinear term \(f:{\overline{\Omega }}\times {\mathbb {R}}\rightarrow {\mathbb {R}}\) is a continuous function, with \(f(x,t)\equiv 0\) for \(t\le 0\) and \(x\in \Omega \). In the following, we also require the following assumptions \((f_1)\)–\((f_3)\).
- \((f_1)\):
-
f satisfies subscritical growth, i.e., for any \(\alpha >0\) there holds
$$\begin{aligned} \lim _{t\rightarrow \infty }f(x,t)\exp (-\alpha |t|^{N/(N-s)})= 0, \end{aligned}$$uniformly in \(\Omega \).
- \((f_1^\prime )\):
-
f satisfies critical growth, i.e., there exists \(\alpha _0>0\) such that,
$$\begin{aligned} \lim _{t\rightarrow \infty }f(x,t)\exp (-\alpha |t|^{N/(N-s)})= {\left\{ \begin{array}{ll} 0,\ \ \ \forall \alpha >\alpha _0,\\ \infty ,\ \ \forall \alpha <\alpha _0, \end{array}\right. } \end{aligned}$$uniformly in \(\Omega \).
- \((f_2)\):
-
There exists \(\mu >\theta N/s\) such that
$$\begin{aligned} 0<\mu F(x,t)\le f(x,t)t,\quad F(x,t)=\int _0^tf(x,\tau )d\tau , \end{aligned}$$whenever \(x\in \Omega \) and \(t>0\), and there exists some \(T>0\) such that \(\inf _{x\in \Omega }F(x,T)>0\).
- \((f_3)\):
-
There holds:
$$\begin{aligned} \limsup _{t\rightarrow 0^+}\frac{F(x,t)}{|t|^{\theta N/s}}<\frac{s{\mathscr {M}}(1)}{N}\lambda _1\ \ \mathrm{uniformly\ in}\ x\in \Omega . \end{aligned}$$ - \((f_4)\):
-
There exist \(q_0>\theta N/s\) and \({\mathcal {C}}_0>0\) such that
$$\begin{aligned} F(x,t)\ge \frac{{\mathcal {C}}_0}{q_0} t^{q_0}\ \ \mathrm{for\ all}\ x\in \Omega \ \mathrm{and}\ t\ge 0, \end{aligned}$$where
$$\begin{aligned} {\mathcal {C}}_0>\left( \frac{4\mu (sq_0-N\theta )}{q(s\mu -N\theta )}\right) ^{\frac{q_0s-N\theta }{N\theta }} \left( \frac{N-\beta }{N}\frac{\alpha _{N,s}}{\alpha _0}\right) ^{\frac{(N-s)(q_0s-N\theta )}{Ns}}C_{q_0}^{\frac{sq_0}{N\theta }}, \end{aligned}$$(1.7)and \(C_{q_0}>0\) is defined by
$$\begin{aligned} C_{q_0}=\inf _{u\in W_{0,{\mathcal {K}}}^{s,N/s}(\Omega )\setminus \{0\}}\left\{ \Vert u\Vert ^{N/s}: \int _\Omega \frac{1}{|x|^\beta } |u|^{q_0}dx=1\right\} . \end{aligned}$$
A simple example of f, verifying \((f_1)\)–\((f_2)\), is given by
where \({\mathcal {C}}_0\) is a positive constant.
Definition 1.1
We say that \(u\in W_{0,{\mathcal {K}}}^{s,N/s}(\Omega )\) is a (weak) solution of problem (1.1), if
for all \(W_{0,{\mathcal {K}}}^{s,N/s}(\Omega )\), where \(W_{0,{\mathcal {K}}}^{s,N/s}(\Omega )\) will be introduced in Sect. 2.
Now we are in a position to state our results concerning the subcritical case.
Theorem 1.1
Assume that f satisfies \((f_1)\)–\((f_3)\) and M fulfills \((M_1)\)–\((M_2)\). Let \(0\le h\in (W_{0,\mathcal K}^{s,N/s}(\Omega ))^*\). Then there exists \(\lambda ^*>0\) such that for all \(0<\lambda <\lambda ^*\), problem (1.1) admits at least two nontrivial and nonnegative solutions in \(W_{0,{\mathcal {K}}}^{s,N/s}(\Omega )\), where one is a mountain pass type solution and another is a local least energy solution.
For the critical case, we have the following result.
Theorem 1.2
Assume that f satisfies \((f_1^\prime )\), \((f_2)\)–\((f_4)\) and \(M=a+b\theta t^{\theta -1}\) with \(a\ge 0,\ b>0\) and \(\theta >1\). Let \(0\le h\in (W_{0,{\mathcal {K}}}^{s,N/s}(\Omega ))^*\). Then there exists \(\lambda _*>0\) such that for all \(0<\lambda <\lambda _*\), problem (1.1) admits at least two nontrivial and nonnegative solutions in \(W_{0,{\mathcal {K}}}^{s,N/s}(\Omega )\), where one is a mountain pass type solution and another is a local least energy solution.
Let us simply give an sketch of the proofs of Theorems 1.1 and 1.2. Since the problems discussed here satisfies singular exponential growth conditions, the fractional Trudinger–Moser inequality is not available directly. Thus, we first obtain the fractional Trudinger–Moser inequality in singular case. Then, two theorems are proved by using the mountain pass lemma and the Eekand variational principle combined with the singular fractional Trudinger–Moser inequality. To applying the mountain pass theorem and the Ekeland variational principle, we must verify that the associated functional satisfies the Palais–Smale conditions. However, since the nonlinear term satisfies the critical exponential growth, it becomes more difficulty to get the compactness of the energy functional. To overcome the loss of compactness of the energy functional, we have to estimate the range of level value of energy functional. This is the key point to obtain the existence of solutions for the critical case.
Finally, we consider the following problem with critical exponential growth
To get the existence of ground state solutions for problem (1.8), we also need the following hypotheses:
- \((M_3)\):
-
There exists \(\theta >1\) such that \(\displaystyle \frac{M(t)}{t^{\theta -1}}\) is nonincreasing for \(t>0\).
- \((M_4)\):
-
\({\mathscr {M}}\) is superadditive, i.e., for any \(t_1,t_2\ge 0\) there holds
$$\begin{aligned} {\mathscr {M}}(t_1)+{\mathscr {M}}(t_2)\le {\mathscr {M}}(t_1+t_2). \end{aligned}$$ - \((f_5)\):
-
There exists \(\beta _0>\frac{M\left( \left( \frac{N-\beta }{N}\frac{\alpha _{N,s}}{\alpha _0}\right) ^{(N-s)/s}\right) \left( \frac{N-\beta }{N}\frac{\alpha _{N,s}}{\alpha _0}\right) ^{(N-s)/s}}{\frac{\omega _{N-1}R_0^{N-\beta }}{N-\beta }}\) such that
$$\begin{aligned} \lim _{t\rightarrow \infty }\frac{f(x,t)t}{\exp \left( \frac{\alpha _0\alpha _{N,s}^*}{\alpha _{N,s}} t^{N/(N-s)}\right) }\ge \beta _0\ \ \ \mathrm{uniformly\ in}\ x\in \Omega , \end{aligned}$$where \(R_0\) is the radius of the largest open ball centered at zero contained in \(\Omega \).
- \((f_6)\):
-
For each \(x\in \Omega \), \(\displaystyle \frac{f(x,t)}{t^{\frac{\theta N}{s}-1}}\) is increasing for \(t>0\), where \(\theta >1\) is given by \((M_3)\).
Remark 1.1
If M is a nondecreasing function, then \((M_4)\) holds. Indeed, for any \(0\le t_1\le t_2<\infty \)
In terms of \((M_3)\) and Remark 1.1 of [33], we can obtain that
In particular, we have
Moreover, from \((M_3)\) one can deduce that
Remark 1.2
According to \((f_1^\prime )\), for some \(0<\alpha <\alpha _0\) we have
uniformly in \(\Omega \). Then
uniformly in \(\Omega \). Furthermore, we deduce
uniformly in \(\Omega \).
Using \((f_6)\) and the same discussion as [33], one can deduce that for each \(x\in \Omega \),
In particular, \(tf(x,t)-\frac{ N\theta }{s}F(x,t)\ge 0\) for all \((x,t)\in \Omega \times [0,\infty )\).
Theorem 1.3
Assume that f satisfies \((f_1^\prime )\), \((f_3)\), \((f_5)\) and \((f_6)\), and M fulfills \((M_1)\), \((M_3)\) and \((M_4)\). Then problem (1.8) has a ground state solution in \(W_{0,{\mathcal {K}}}^{s,N/s}(\Omega )\).
To get the existence of ground state solutions for problem (1.8), we first show that problem (1.8) has a nonnegative mountain pass solution, and then prove that the mountain pass solution is a ground state solution. The main difficulty is that how we can get the strong convergence of \((u_n)_n\) and how to prove that the limit of \((u_n)_n\) is the ground state solution of problem (1.8). In the process of proving our main results, some ideas are inspired from papers [17] and [33].
To the best of our knowledge, Theorems 1.1–1.3 are the first results for the Kirchhoff equations involving singular Trudinger–Moser nonlinearities in the fractional setting.
The paper is organized as follows. In Sect. 2, we present the functional setting and show preliminary results. In Sect. 3, by using the mountain pass theorem and Ekeland’ variational principle, we obtain the existence of two nontrivial nonnegative solutions for problem (1.1) with subcritical exponential growth conditions as \(\lambda \) small. In Sect. 4, we get the existence of two nonnegative solutions for problem (1.1) with critical exponential nonlinearity. In Sect. 5, we investigate the existence of ground state solutions for problem (1.8) without perturbation term and the Ambrosetti–Rabinowitz condtion.
2 Preliminary Results
In this section, we give the variational framework of problem (1.1) and prove several necessary results which will be used later.
Define \(W_{0,{\mathcal {K}}}^{s,N/s}(\Omega )\) as
where
Equip \(W_{0,{\mathcal {K}}}^{s,N/s}(\Omega )\) with respect to the norm
here we apply \((k_1)\). By a similar discussion as in [44], we know that \((W_{0,{\mathcal {K}}}^{s,N/s}({\mathbb {R}}^N),\Vert \cdot \Vert )\) is a reflexive Banach space. Clearly, the embedding \(W_{0,{\mathcal {K}}}^{s,N/s}(\Omega )\hookrightarrow W_{0}^{s,N/s}(\Omega )\) is continuous, being
by \((k_2)\).
Theorem 2.1
(see [14, Theorem 6.10]) Let \(s\in (0,1)\) and \(N\ge 1\). Let \(\Omega \subset {\mathbb {R}}^N\) be a bounded domain with Lipschitz boundary. Then there exists a positive constant \(C=C(N,s,\Omega )\) such that for any \(u\in W_0^{s,N/s}(\Omega )\) there holds
for any \(q\in [1,\infty )\), i.e. the space \(W_0^{s,N/s}(\Omega )\) is continuously embedded in \(L^q(\Omega )\) for any \(q\in [1,\infty )\).
For \(\nu \ge 1\) and \(\beta <N\), we define
endowed with the norm
To prove the existence of weak solutions for problem (1.1), we shall use the following embedding theorem.
Theorem 2.2
(Compact embedding) Let \(s\in (0,1)\), \(N\ge 1\) and \(0\le \beta <N\). Assume that \(\Omega \) is a bounded domain in \({\mathbb {R}}^N\) with Lipschitz boundary \(\partial \Omega \). Then, for any \(\nu \ge 1\) the embeddings \( W_0^{s,N/s}(\Omega )\hookrightarrow L^\nu (\Omega ) \) and \( W_0^{s,N/s}(\Omega )\hookrightarrow L^\nu (\Omega ,|x|^{-\beta }) \) are compact.
Proof
By [33], we know that the embedding \( W_0^{s,N/s}(\Omega )\hookrightarrow L^\nu (\Omega ) \) is compact for any \(\nu \in [1,\infty )\).
Next we show that \( W_0^{s,N/s}(\Omega )\hookrightarrow L^\nu (\Omega ,|x|^{-\beta }) \) is compact. To this aim, we choose \(t>1\) close to 1 such that \(\beta t<N\). Then for any bounded sequence \((u_n)_n\) in \(W_0^{s,N/s}(\Omega )\), we have
Note that the embedding \( W_0^{s,N/s}(\Omega )\hookrightarrow L^{\frac{\nu t}{t-1}}(\Omega ) \) is compact. Thus,
This proves the theorem. \(\square \)
Theorem 2.3
Let \(N\ge 2\) and let \(\Omega \) be a bounded domain in \({\mathbb {R}}^N\) containing the origin. Assume \(u\in W_0^{s,N/s}(\Omega )\). Then for any \(\alpha \ge 0\) and \(\beta \in [0,N)\) there holds
Moreover, for all \(0\le \alpha <\left( 1-\frac{\beta }{N}\right) \alpha _{N,s}\) there holds
and the supremum is \(\infty \) for \(\alpha >\left( 1-\frac{\beta }{N}\right) \alpha _{N,s}^*\).
Proof
Choose \(\sigma >1\) such that \(\sigma \beta <N\). Then by the Hölder inequality and the fractional Trudinger–Moser inequality, we have
being \(\beta \sigma <N.\) If \(\alpha <(1-\frac{\beta }{N})\alpha _{N,s}\), we can choose \(\sigma >1\) is sufficiently close 1 such that \(\sigma \alpha <\alpha _{N,s}\) and \(\sigma (\sigma -1)^{-1}<\frac{N}{\beta }\). Then by the Hölder inequality and the fractional Trudinger–Moser inequality, we deduce that
Now we define the Moser functions which have been used in [40]:
where
By the result in [40], we get
Choose \(R>\varepsilon >0\) such that \(B_R(0)\subset \Omega \) and define
then \(G_n(x)\in W^{s,N/s}_0(\Omega )\), the support of \(G_n(x)\) is the ball \(B_R(0)\) and
Consider \(\omega _n=\frac{G_n}{[G_n]_{s,N/s}}\), then we can write
Moreover, we have
Thus, for \(\alpha >(N-\beta )\gamma _{s,N}^{\frac{s}{N-s}}\), we deduce that
which together with
yields that
It follows from [40] that \(\alpha _{N,s}^*=N\gamma _{s,N}^{s/(N-s)}\). In conclusion, the proof is complete. \(\square \)
We give a singular fractional version of theorem of P.L. Lions ( [28]).
Theorem 2.4
Let \((u_n)_n\) be sequence in \(W_0^{s,N/s}(\Omega )\) satisfying \([u_n]_{s,N/s}=1\) and converging weakly to a nonzero function u. Then for any \(\alpha <(1-\frac{\beta }{N})\alpha _{N,s}(1-[u]_{s,N/s}^{N/s})^{-s/(N-s)}\) and \(0\le \beta <N\),
Proof
By the Hölder inequality, we obtain
where \(t>\frac{N}{N-\beta }\) sufficiently close to \(\frac{N}{N-\beta }\) such that \(\alpha t<\alpha _{N,s}(1-[u]_{s,N/s}^{N/s})^{-s/(N-s)}\). By Theorem 2.2 in [41], we have
Clearly, from \(t>\frac{N}{N-\beta }\), one can deduce that
Therefore, the desired result holds true. \(\square \)
To study the nonnegative solutions of problems (1.1) and (1.8), we define the associated functionals \(I_\lambda , I:W_{0,{\mathcal {K}}}^{s,N/s}(\Omega )\rightarrow {\mathbb {R}}\) as
and
Since f is continuous and satisfies \((f_1)\) (or \((f_1^\prime )\)) and \((f_3)\), for any \(0<\varepsilon <\lambda _1\), \(\alpha >\alpha _0\) and \(q\ge 0\), there exists \(C=C(\varepsilon ,\alpha ,q)>0\) such that
If \((f_1^\prime )\) holds, then the \(\alpha >0\) in (2.3) is arbitrary. Using (2.3), Theorem 2.3 and the assumption on \({\mathcal {K}}\), one can verify that the functionals \(I_\lambda \) and I are well defined, of class \(C^1(W_{0,{\mathcal {K}}}^{s,N/s}(\Omega ),{\mathbb {R}})\). Moreover,
and
for all \(u,v\in W_{0,{\mathcal {K}}}^{s,N/s}(\Omega )\). From now on, \(\langle \cdot ,\cdot \rangle \) denotes the duality pairing between \(\big (W_{0,{\mathcal {K}}}^{s,N/s}(\Omega )\big )'\) and \(W_{0,{\mathcal {K}}}^{s,N/s}(\Omega )\). Evidently, the critical points of \(I_\lambda \) and I are exactly the weak solutions of problem (1.1) and problem (1.8), respectively. Moreover, the following lemma shows that any nontrivial weak solution of problem (1.1) or problem (1.8) is nonnegative.
Lemma 2.1
If \(h(x)\ge 0\) for almost every \(x\in \Omega \), then for all \(\lambda >0\) any nontrivial critical point of functional \( I_\lambda \) is nonnegative. Similarly, any nontrivial critical point of functional I is also nonnegative.
Proof
Fix \(\lambda >0\) and let \(u_\lambda \in W_{0,{\mathcal {K}}}^{s,N/s}(\Omega )\setminus \{0\}\) be a critical point of functional \( I_\lambda \). Clearly, \(u_\lambda ^-=\max \{-u,0\}\in W_{0,{\mathcal {K}}}^{s,N/s}(\Omega )\). Then \(\langle I_\lambda ^\prime (u_\lambda ),-u_\lambda ^-\rangle =0\), a.e.
Observe that for a.e. \(x, y\in \Omega \),
\(f(x,u_\lambda )u_\lambda ^-=0\) a.e. \(x\in \Omega \) by assumption and \(h(-u_\lambda ^-)\le 0\) a.e. in \(\Omega \). Hence,
This, together with \(\Vert u_\lambda \Vert >0\) and \((M_1)\), implies that \(u_\lambda ^-\equiv 0\), that is \(u_\lambda \ge 0\) a.e. in \(\Omega \).
Similarly, one can verify that any nontrivial critical point of functional I is nonnegative. \(\square \)
3 The Subcritical Case
Let us recall that \( I_\lambda \) satisfies the \((PS)_c\) condition in \(W_{0,{\mathcal {K}}}^{s,N/s}(\Omega )\) at level \(c\in {\mathbb {R}}\), if any \((PS)_c\) sequence \((u_n)_{n}\subset W_{0,{\mathcal {K}}}^{s,N/s}(\Omega )\), namely a sequence such that \(I_\lambda (u_n)\rightarrow c\) and \( I_\lambda ^\prime (u_n)\rightarrow 0\) as \(n\rightarrow \infty \), admits a strongly convergent subsequence in \(W_{0,{\mathcal {K}}}^{s,N/s}(\Omega )\).
In the sequel, we shall make use of the well-known mountain pass theorem. For the reader’s convenience, we state it as follows (see for example [46]).
Theorem 3.1
Let X be a real Banach space and \(J\in C^1(X,{\mathbb {R}})\) with \(J(0)=0\). Suppose that
- (i):
-
there exist \(\rho ,\alpha >0\) such that \(J(u)\ge \alpha \) for all \(u\in X\), with \(\Vert u\Vert _{X}=\rho \);
- (ii):
-
there exists \(e\in X\) satisfying \(\Vert e\Vert _{X}>\rho \) such that \(J(e)<0\).
Define \(\Gamma =\{\gamma \in C^1([0,1];X):\gamma (0)=1,\gamma (1)=e\}\). Then
and there exists a \((PS)_c\) sequence \((u_n)_n\subset X\).
To find a mountain pass solution of problem (1.1), let us first verify the validity of the conditions of Theorem 3.1.
Lemma 3.1
(Mountain Pass Geometry I) Assume that \((f_1)\) and \((f_4)\) hold. Then there exist \(\Lambda ^*>0\), \(\rho >0\) and \(\sigma >0\) such that \(I_\lambda (u)\ge \sigma \) for any \(u\in W_{0,{\mathcal {K}}}^{s,N/s}(\Omega )\) with \(\Vert u\Vert =\rho \), and all \(0<\lambda <\Lambda ^*\).
Proof
Since f satisfies subcritical growth condition \((f_1)\), for \(q>\theta N/s\) and any \(\alpha >0\), we have
for all \(u\in W_{0,{\mathcal {K}}}^{s,N/s}(\Omega )\) and any \(\varepsilon \in (0,\lambda _1)\). Since \(0\le \beta <N\), we can choose \(\nu >1\) close to 1 such that \(\beta \nu <N\). It follows from Theorem 2.1 and \((K_2)\) that there exists \(C>0\) such that
Thus, we deduce from (3.1) that
for all \(u\in W_{0,{\mathcal {K}}}^{s,N/s}(\Omega )\). On the other hand, by \((M_2)\) one can deduce
Thus, combining (3.2) with (3.3), we obtain
for all \(u\in W_{0,{\mathcal {K}}}^{s,N/s}(\Omega )\) with \(\Vert u\Vert \le \rho _1\le 1\), and \(\varepsilon \in (0,\lambda _1)\). Here \(\Vert h\Vert _*\) denotes \(\Vert h\Vert _{(W_{0,{\mathcal {K}}}^{s,N/s}(\Omega ))^*}\). Choosing \(2\alpha \rho _1^{N/(N-s)}\le \left( 1-\beta /N\right) \alpha _{N,s}\) and using Theorem 2.3, we get
Fix \(\varepsilon \in (0,\lambda _1)\) and define
Due to \(\theta N/s<q\), we can choose \(0<\rho \le \rho _1<1\) such that \(g(\rho )>0\). Thus, \(I_\lambda (u)\ge \sigma := \rho \left( g(\rho )-\lambda \Vert h\Vert _*\right) >0\) for all \(u\in W_{0,{\mathcal {K}}}^{s,N/s}(\Omega )\) with \(\Vert u\Vert =\rho \), and \(0<\lambda <\Lambda ^*:=\frac{g(\rho )}{\Vert h\Vert _*}\). \(\square \)
Lemma 3.2
(Mountain Pass Geometry II) Assume that \((f_1)\)–\((f_2)\) hold. Then there exists a nonnegative function \(e\in W_{0,{\mathcal {K}}}^{s,N/s}(\Omega )\) independent of \(\lambda \), such that \(I_\lambda (e)<0\) and \(\Vert e\Vert \ge \rho \) for all \(\lambda \in {\mathbb {R}}^+\), where \(\rho \) is given in Lemma 3.1.
Proof
By \((M_2)\), one can deduce that
On the other hand, using \((f_2)\) and the continuity of f, there exist positive constants \(C_1,C_2>0\) such that
Now, choose nonnegative function \(v_0\in W_{0,{\mathcal {K}}}^{s,N/s}(\Omega )\) with \(\int _\Omega \frac{1}{|x|^\beta }|v_0|^\mu dx>0\) and \(\Vert v_0\Vert =1\). Then for all \(t\ge 1\), we have
thanks to \(\theta N/s<\mu \). The lemma is proved by taking \(e=T_0v_0\), with \(T_0>0\) so large that \(\Vert e\Vert \ge \rho \) and \(I_\lambda (e)<0\). \(\square \)
Lemma 3.3
(The \((PS)_{c}\) condition) Let \((M_1)-(M_2)\) and \((f_1)\), \((f_2)\), \((f_4)\) hold. Then the functional \(I_\lambda \) satisfies the \((PS)_{c}\) condition for all \(c\in {\mathbb {R}}\).
Proof
Let \((u_n)_n\) be a \((PS)_c\) sequence in \(W_{0,{\mathcal {K}}}^{s,N/s}(\Omega )\). Then
If \(d:=\inf _{n\ge 1}\Vert u_n\Vert =0\), either 0 is an isolated point or accumulation point of the sequence \((\Vert u_n\Vert )_n\). If 0 is an isolated point, then there is a subsequence \((u_{n_k})_k\) such that
Otherwise, 0 is an accumulation point of the sequence \((\Vert u_n\Vert )_n\) and so there exists a subsequence \((u_{n_k})_k\) of \((u_{n})_n\) such that \(u_{n_k}\rightarrow 0\) strongly in \(W_{0,{\mathcal {K}}}^{s,N/s}(\Omega )\) as \(k\rightarrow \infty \). Thus, we need only consider the case \(d:=\inf _{n\ge 1}\Vert u_n\Vert >0\).
In the following, we assume that \(d:=\inf _{n\ge 1}\Vert u_n\Vert >0\). We first show that \((u_n)_n\) is bounded in \(W_{0,{\mathcal {K}}}^{s,N/s}(\Omega )\). Using \((M_1), (M_2)\) and \((f_2)\) with \(\mu >\frac{\theta N}{s}\), we get
It follows from (3.6) that \((u_n)_n\) is bounded in \(W_{0,{\mathcal {K}}}^{s,N/s}(\Omega )\).
Next we show that \((u_n)_n\) has a convergence subsequence in \(W_{0,{\mathcal {K}}}^{s,N/s}(\Omega )\). Going if necessary to a subsequence, there exists a function \(u\in W_{0,{\mathcal {K}}}^{s,N/s}(\Omega )\) such that
Here we have used the compact embedding from \(W_0^{s,N/s}(\Omega )\) to \(L^\nu (\Omega )\) for any \(\nu \ge 1\) (see Theorem 2.2) and the embedding \(W_{0,{\mathcal {K}}}^{s,N/s}(\Omega )\hookrightarrow W_0^{s,N/s}(\Omega )\) is continuous.
Next we show that
Choose \(\nu >1\) close to 1 and \(\alpha \) small enough such that \(\nu \alpha \Vert u_n\Vert ^{N/(N-s)}<\delta <\frac{N-\beta }{N}\alpha _{N,s}\). Thus, it follows from \((f_1)\) and \((f_4)\) that
as \(n\rightarrow \infty \), thanks to Theorem 2.2. Thus, (3.8) holds true.
Since \((u_n)_n\) is a bounded \((PS)_{c}\) sequence, we get as \(n\rightarrow \infty \)
which implies that
Moreover, one can prove that \(\langle u,u_n-u\rangle _{s,N/s}\rightarrow 0\). Hence we obtain that
By using a similar discussion as [33], we have \(u_n\rightarrow u\) in \(W_{0,{\mathcal {K}}}^{s,N/s}(\Omega )\). This ends the proof. \(\square \)
Proof of Theorem 1.1
By Lemmas 3.1 and 3.2, we know that there exists a threshold \(\lambda ^*>0\) such that for all \(0<\lambda <\lambda ^*\), \( I_\lambda \) satisfies all the assumptions of Theorem 3.1. Hence there exists a \((PS)_{c}\) sequence. Moreover, by Lemma 3.3, for all \(\lambda <\lambda ^*\) the functional \(I_\lambda \) admits a nontrivial critical point \(u_1\in W_{0,{\mathcal {K}}}^{s,N/s}(\Omega )\). The critical point \(u_1\) is a nontrivial mountain pass solution of problem (1.1). Furthermore, Lemma 2.1 shows that \(u_1\) is nonnegative.
Next we show that problem has another nontrivial and nonnegative solution. Define
where \(\rho >0\) is given by Lemma 3.1 and \(B_{\rho }=\{u\in W_{0,{\mathcal {K}}}^{s,N/s}(\Omega ):\Vert u\Vert <\rho \}\). Now we claim that \(c_\lambda <0\). Consider the following problem
By the direct method and \(0\le h\in (W_{0,{\mathcal {K}}}^{s,N/s}(\Omega ))^*\), one can verify that the above problem has a unique nonnegative solution \(v\in W_{0,{\mathcal {K}}}^{s,N/s}(\Omega )\). Moreover, \(\Vert v\Vert ^{N/s}=\int _{\Omega }h(x)vdx>0\). Then
for all \(0\le t\le 1\) small enough. Since \(N/s>1\), it follows that \(I_\lambda (tv)<0\) for \(t\in (0,1)\) small enough. Thus, the claim is true. By Ekeland’s principle and a standard argument, there exists a sequence \((u_n)_n\subset B_{\rho }\) such that \(I_\lambda (u_n)\rightarrow c_\lambda <0\) and \(I^\prime _\lambda (u_n)\rightarrow 0\) as \(n\rightarrow \infty \). Furthermore, Lemma 3.3 yields that \((u_n)_n\) converges to some \(u_2\) strongly in \(W_{0,{\mathcal {K}}}^{s,N/s}(\Omega )\), and so \(u_2\) is a nontrivial and nonnegative solution of problem (1.1). Clearly, \(u_1\) and \(u_2\) are two distinct solutions. \(\square \)
4 The Critical Case
In this section, we consider the critical case of problem (1.1). Without further mentioning, we always assume that f satisfies \((f_1^\prime ), (f_2)-(f_4)\), and \(M(t)=t^{\theta -1}\) with \( \theta >1\). To prove Theorem 1.2, we first give several necessary results.
Lemma 4.1
Under assumptions \((f_1^\prime ), (f_2), (f_3)\), the functional \(I_\lambda \) satisfies the conditions of the mountain pass theorem:
- (1):
-
\(I(0)=0\);
- (2):
-
there exist \(\Lambda _2>0\), \(\rho _2>0\) and \(\sigma _2>0\) such that for \(0<\lambda <\Lambda _2\), \(I_\lambda (u)\ge \sigma _2>0\) for any \(u\in W_{0,{\mathcal {K}}}^{s,N/s}(\Omega )\), with \(\Vert u\Vert =\rho _2\). Furthermore, \(\rho _2\) can be chosen small enough such that \(\rho _2<(\frac{N-\beta }{N}\frac{\alpha _{N,s}}{\alpha _0})^{(N-s)/N}\);
- (3):
-
there exists a nonnegative function \(e\in W_{0,{\mathcal {K}}}^{s,N/s}(\Omega )\) independent of \(\lambda \), such that \(I_\lambda (e)<0\) and \(\Vert e\Vert \ge \rho _2\) for all \(\lambda \in {\mathbb {R}}^+\).
Proof
Clearly \(I(0)=0\). The rest of proofs are similar to the proofs of Lemmas 3.1–3.2. \(\square \)
Lemma 4.2
There exists \(\Lambda _3>0\) such that for all \(0<\lambda <\Lambda _3\), the functional \(I_\lambda \) satisfies the \((PS)_c\) condition for \(c<\frac{1}{4}(\frac{s}{N\theta }-\frac{1}{\mu })\left( \frac{N-\beta }{N}\frac{\alpha _{N,s}}{\alpha _0}\right) ^{\frac{(N-s)\theta }{s}}\).
Proof
Assume \((u_n)_n\subset W_{0,{\mathcal {K}}}^{s,N/s}(\Omega )\) satisfies
We first consider \(c>0\). By \((f_2)\) and the assumption on M, we have
which means that \((u_n)_n\) is bounded in \(W_{0,{\mathcal {K}}}^{s,N/s}(\Omega )\). Thus, we get
For any \(\varepsilon >0\), by the Young inequality we have
Taking \(\varepsilon =\frac{1}{2}\left( \frac{s}{N\theta }-\frac{1}{\mu }\right) \) in above inequality and putting it into (4.1), we obtain
It follows that
Set
Then for all \(0<\lambda <\Lambda _3^\prime \), we get
thanks to \(c<\frac{1}{4}(\frac{s}{N\theta }-\frac{1}{\mu })\left( \frac{N-\beta }{N}\frac{\alpha _{N,s}}{\alpha _0}\right) ^{\frac{(N-s)\theta }{s}}\).
If \(c<0\), then with a similar discussion as above, one can easily get that there exists \(\Lambda ^{\prime \prime }_3>0\) such that the (PS) sequence satisfies (4.2).
Therefore, there exists \(\Lambda _3=\min \{\Lambda _3^\prime ,\Lambda _3^{\prime \prime }\}\) such that (4.2) holds true.
It follows from (4.2) that there exist \(n_0\in {\mathbb {N}}\) and \(\delta >0\) such that \(\Vert u_n\Vert ^{N/(N-s)}<\delta <\frac{N-\beta }{N}\frac{\alpha _{N,s}}{\alpha _0}.\) Choosing \(\nu >1\) close to 1 and \(\alpha >\alpha _0\) close to \(\alpha _0\) such that we still have \(\nu \alpha \Vert u_n\Vert ^{N/(N-s)}<\delta <\frac{N-\beta }{N}\alpha _{N,s}\). Thus, it follows from (2.2) with \(q=1\) that
as \(n\rightarrow \infty \), thanks to Theorem 2.2. Then using a similar discussion as Lemma 3.3, one can prove that \(u_n\rightarrow u\) strongly in \(W_{0,{\mathcal {K}}}^{s,N/s}(\Omega )\).
If \(\inf _{n\ge 1}\Vert u_n\Vert =0\), we can proceed as in Lemma 3.3. \(\square \)
Proof of Theorem 1.2
By Lemma 4.1 and Theorem 3.1, there exists a sequence \((u_n)_n\subset W_{0,{\mathcal {K}}}^{s,N/s}(\Omega )\) such that \(I_\lambda (u_n)\rightarrow c_1\) and \(I^\prime _\lambda (u_n)\rightarrow 0\), where
and \(\Gamma =\left\{ \gamma \in C^1([0,1];W_{0,{\mathcal {K}}}^{s,N/s}(\Omega )):\gamma (0)=1,\gamma (1)=e\right\} \). Next we show that
Set
Clearly, \(C_{q_0}>0\). By Theorem 2.2, one can easily verify that there exists a nonnegative function \(\varphi _0\in W_{0,{\mathcal {K}}}^{s,N/s}(\Omega )\setminus \{0\}\) such that
In view of the proof of Lemma 4.1, we take \(\gamma (t)=tT\varphi _0\), where \(T>0\) is sufficiently large such that \(e=T\varphi _0\). Hence, it follows from the definition of \(c_1\) that
which implies that
Furthermore, from \((f_4)\), we obtain
By the assumption on \({\mathcal {C}}_0\), (4.3) holds.
Thus, it follows from Lemma 4.2 that there exists \(\Lambda _4=\min \{\Lambda _2,\Lambda _3\}\) such that problem (1.1) has a nontrivial nonnegative solution.
To show that problem has another solution, we set
where \(\rho _2>0\) is given by Lemma 4.1 and \(B_{\rho _2}=\{u\in W_{0,{\mathcal {K}}}^{s,N/s}(\Omega ):\Vert u\Vert <\rho _2\}\). Then \( \inf _{x\in \partial B_{\rho _2}}I_\lambda (u)>0 \). With a similar discussion as the proof of Theorem 1.1, we can prove that \(c_2<0\). By Lemma 4.1, we obtain
By Ekeland’s variational principle, there exists a sequence \((v_n)_n\subset B_{\rho _2}\) such that \(I_\lambda (v_n)\rightarrow c_2\le 0\) and \(I^\prime _\lambda (v_n)\rightarrow 0\), as \(n\rightarrow \infty \). Observing that
by Lemma 4.2, for all \(\lambda \in (0,\Lambda _4)\), \((v_n)_n\) has a convergent subsequence still denoted by \((v_n)_n\) such that \(v_n\rightarrow u_\lambda \) in \(W_{0,{\mathcal {K}}}^{s,N/s}(\Omega )\). Thus, \(u_\lambda \) is a nontrivial nonnegative solution with \(I_\lambda (u_\lambda )<0\). Thus, the proof is complete. \(\square \)
5 Problem (1.1) Without Perturbation
In this section, we consider problem (1.8), i.e. problem (1.1) without perturbation term h and the Ambrosetti-Rabinowitz condition.
The following version of the mountain pass theorem, which will be used later, shows us the existence of a Cerami sequence at the mountain pass level.
Theorem 5.1
(See [10]) Let X be a real Banach space with its dual space \(E^*\) and assume that \(J\in C^1(X,{\mathbb {R}})\) satisfies
for some \(\varrho ,\sigma ,\rho >0\) and \(e\in X\) with \(\Vert e\Vert _X>\rho \). Let c be characterized by
where \(\Gamma =\{\gamma \in C([0,1],X):\gamma (0)=0, \gamma (1)=e\}\). Then there exists a Cerami sequence \((u_n)_n\) in X, that is,
as \(n\rightarrow \infty \).
To this aim, let us first verify the validity of the conditions of Theorem 5.1.
Lemma 5.1
(Mountain Pass Geometry I) Assume that \((f_1^\prime )\) and \((f_3)\) hold. Then there exist \(\rho >0\) and \(\varrho >0\) such that \(I(u)\ge \varrho \) for any \(u\in W_{0,{\mathcal {K}}}^{s,N/s}(\Omega )\) with \(\Vert u\Vert =\rho \).
Proof
for all \(u\in W_{0,{\mathcal {K}}}^{s,N/s}(\Omega )\) with \(\Vert u\Vert \le \rho _1\le 1\), and \(\varepsilon \in (0,\lambda _1)\). Choosing \(2\alpha \rho _1^{N/(N-s)}\le \left( 1-\beta /N\right) \alpha _{N,s}\) and using Theorem 2.3, we get
Fix \(\varepsilon \in (0,\lambda _1)\). By virtue of \(\theta N/s<q\), we can choose \(0<\rho \le \rho _1<1\) such that \(\frac{s{\mathscr {M}}(1)\varepsilon }{N\lambda _1} \rho ^{\theta N/s}-C\rho ^{q}>0\). Thus, \(I(u)\ge \varrho := \varrho ^{\theta N/s}\frac{s{\mathscr {M}}(1)\varepsilon }{N\lambda _1} -C\rho ^{q}>0\) for all \(u\in W_{0,{\mathcal {K}}}^{s,N/s}(\Omega )\) with \(\Vert u\Vert =\rho \). \(\square \)
Lemma 5.2
(Mountain Pass Geometry II) Assume that \((f_1^\prime )\), \((f_2)\) and \((f_3)\) hold. Then there exists a nonnegative function \(e\in W_{0,{\mathcal {K}}}^{s,N/s}(\Omega )\) such that \(I(e)<0\) and \(\Vert e\Vert \ge \rho \), where \(\rho \) is given in Lemma 5.1.
Proof
Choose a nonnegative function \(v_0\in W_{0,{\mathcal {K}}}^{s,N/s}(\Omega )\) with \(\int _\Omega \frac{1}{|x|^\beta }|v_0|^\mu dx>0\) and \(\Vert v_0\Vert =1\). Then for all \(t\ge 1\), we have by (3.4) and (3.5) that
thanks to \(\theta N/s<\mu \). The lemma is proved by taking \(e=T_0v_0\), with \(T_0>0\) so large that \(\Vert e\Vert \ge \rho \) and \(I(e)<0\). \(\square \)
By Theorem 5.1, there exists a Cerami sequence \((u_n)_n\subset W_{0,{\mathcal {K}}}^{s,N/s}(\Omega )\) such that
where
where \(\Gamma =\left\{ \gamma \in C([0,1];W_{0,{\mathcal {K}}}^{s,N/s}(\Omega )):\gamma (0)=0,\ \gamma (1)=e\right\} .\) Obviously, \(c_*>0\) by Lemma 5.1. To get more precisely estimate of \(c_*\), we first obtain the following result.
Lemma 5.3
Assume that \((f_1^\prime ), (f_3)\) and \((f_5)\) hold. Then there exists \(n>0\) such that
where \(G_n\) is given by Theorem 2.3.
Proof
Arguing by contradiction, we assume that
Since I possesses the mountain pass geometry, for each n, \(\max _{t\ge 0} I(tG_n)\) is attained at some \(t_n>0\), that is,
Using \(F(x,t)\ge 0\) for all \((x,t)\in \Omega \times {\mathbb {R}}\), one can deduce that
Since \({\mathscr {M}}:[0,\infty )\rightarrow [0,\infty )\) is a nondecreasing function by \((M_1)\), we get
It follows from \(\Vert G_n\Vert ^{N/s}\rightarrow 1\) that
Due to
we deduce
Next we show that \((t_n)_n\) is bounded. Using change of variable, we deduce from (5.4) that
Note that (5.3) implies that
It follows from \((f_5)\) that given \(\delta >0\) there exists \(t_\delta >0\) such that
Thus, there exists \(n_0\in {\mathbb {N}}\) such that
for all \(n\ge n_0\). Hence,
From \((M_2)\) and (5.3), we can conclude that
which contradicts (5.6). Thus,
which together with (5.3) yields that
as \(n\rightarrow \infty \).
Inspired by [12, 17, 33], we are going to estimate (5.4). In view of (5.5), for \(0<\delta <\beta _0\) and \(n\in {\mathbb {N}}\), we set
Splitting the integral (5.4) on \(U_{n,\delta }\) and \(V_{n,\delta }\) and using (5.5), we deduce
Since \(G_n(x)\rightarrow 0\) a.e. in \(B_{R_0}(0)\), we deduce that the characteristic functions \(\chi _{V_{n,\delta }}\) satisfies
By \(t_nG_n<t_\delta \) and the Lebesgue dominated convergence theorem, we have
The key point is to estimate the first term on the right hand of (5.8). By (5.3) and the definition of \(G_n\), we have
Inserting (5.9) and (5.10) in (5.8) and using (5.7), we arrive at
Letting \(\delta \rightarrow 0^+\), we obtain
which contradicts \((f_5)\). Therefore, the lemma is proved. \(\square \)
By Lemma 5.3, we obtain the desired estimate for the level \(c_*\).
Lemma 5.4
Assume \((M_1), (M_3), (M_4)\) and \((f_3)\) hold. Then
Proof
Since \(G_n\ge 0\) in \(\Omega \) and \(\Vert G_n\Vert \rightarrow 1\), as in the proof of Lemma 5.2, we deduce that \(I(tG_n)\rightarrow -\infty \) as \(t\rightarrow \infty \). Consequently,
Thus, the desired result follows by using Lemma 5.3. \(\square \)
Consider the Nehari manifold associated to the functional I, that is,
and define \(c^*:=\inf _{u\in {\mathcal {N}}}I(u)\).
The next result is crucial in our arguments to get the existence of a ground state solution for problem (1.8).
Lemma 5.5
Assume that \((M_3)\) and \((f_5)\) are satisfied. Then \(c_*\le c^*\), where \(c_*\) is given by (5.1).
Proof
The proof is similar to [17] and [33], so we omit the proof. \(\square \)
Lemma 5.6
(The \((PS)_{c}\) condition) Let \((M_1),(M_3), (M_4)\) and \((f_1^\prime )\), \((f_3)\), \((f_5)\) and \((f_6)\) hold. Then the functional I satisfies the \((PS)_{c_*}\) condition.
Proof
The proof is similar to Lemma 4.1 of [33]. Let \((u_n)_n\) be a Cerami sequence at level \(c_*\) in \(W_{0,{\mathcal {K}}}^{s,N/s}(\Omega )\). Then
If \(d:=\inf _{n\ge 1}\Vert u_n\Vert =0\), we can discuss as Lemma 3.3. Thus, we need only consider the case \(d:=\inf _{n\ge 1}\Vert u_n\Vert >0\).
In the following, we assume that \(d:=\inf _{n\ge 1}\Vert u_n\Vert >0\). We first show that \((u_n)_n\) is bounded in \(W_{0,{\mathcal {K}}}^{s,N/s}(\Omega )\). Arguing by contradiction, we assume that
Set
Then \(\Vert v_n\Vert =1\). Going if necessary to a subsequence, we can assume that \(v_n\rightharpoonup v\) in \(W_{0,{\mathcal {K}}}^{s,N/s}(\Omega )\). Further, one can show that
Now we prove that \(v^+=0\) a.e. in \(\Omega \). If the Lebesgue measure of set \(U^+:=\{x\in \Omega :v^+(x)>0\}\) is positive, then we have
Thus, by (1.10), we deduce
which implies that
It follows that
Note that \((u_n)_n\) is a Cerami sequence at level \(c_*\). Then
which together with \(\lim _{t\rightarrow \infty }{\mathscr {M}}(t)=\infty \) yields that
Hence,
Here we have used the fact that
thanks to (1.9). Note that \(F(x,t)\ge 0\). By Fatou’s lemma and (5.11) , we get a contradiction. Thus, \(v\le 0\) a.e. in \(\Omega \) and \(v_n^+\rightharpoonup 0\) in \(W_{0,{\mathcal {K}}}^{s,N/s}(\Omega )\).
Clearly, there exist \(t_n\in [0,1]\) such that
For any \(R\in (0,(\frac{N-\beta }{N} \frac{\alpha _{N,s}}{\alpha _0})^{\frac{N-s}{N}})\), since f satisfies \((f_1^\prime )\), we choose \(\varepsilon =\frac{N-\beta }{N} \frac{\alpha _{N,s}}{R^{N/(N-s)}}-\alpha _0\) and \(\alpha _0<\alpha <\alpha _0+\varepsilon \) such that
It follows that
Since \(v_n^+\rightharpoonup 0\) in \(W_{0,{\mathcal {K}}}^{s,N/s}(\Omega )\) and \(W_{0,{\mathcal {K}}}^{s,N/s}(\Omega )\hookrightarrow L^q(\Omega ,|x|^{-\beta })\) is compact for any \(q\ge 1\), we have
By Theorem 2.3 and \(\alpha R^{N/(N-s)}< \frac{N-\beta }{N}\frac{\alpha _{N,s}}{\alpha _0}\), we know that
is bounded. Thus,
On the other hand, by \(\Vert u_n\Vert \rightarrow \infty \), we deduce
Thus, letting \(n\rightarrow \infty \) and then letting \(R\rightarrow \left( \frac{N-\beta }{N}\frac{\alpha _{N,s}}{\alpha _0}\right) ^{(N-s)/N}\) , we obtain
Since \(I(0)=0\) and \(I(u_n)\rightarrow c_*\), we can assume that \(t_n\in (0,1)\). Then \(\frac{d}{dt}I(tu_n)|_{t_n}=0\). Thus, we get \(\langle I^\prime (t_nu_n),t_nu_n\rangle =0\), that is,
From (1.11), it yields that
Moreover, it follows from \((u_n)_n\) is a Cerami sequence that
Thus,
which contradicts (5.12). Therefore, \((u_n)_n\) is bounded in \(W_{0,{\mathcal {K}}}^{s,N/s}(\Omega )\).
Next we show that \((u_n)_n\) has a convergence subsequence in \(W_{0,{\mathcal {K}}}^{s,N/s}(\Omega )\). Going if necessary to a subsequence, there exist a function \(u\in W_{0,{\mathcal {K}}}^{s,N/s}(\Omega )\) and \(\xi >0\) such that
Here we have used the compact embedding from \(W_0^{s,N/s}(\Omega )\) to \(L^\nu (\Omega )\) for any \(\nu \ge 1\) (see Theorem 2.2) and the embedding \(W_{0,{\mathcal {K}}}^{s,N/s}(\Omega )\hookrightarrow W_0^{s,N/s}(\Omega )\) is continuous. Using a similar discussion as [33], we can deduce that
Now, we assert that \(u\ne 0\). Arguing by contradiction, we assume that \(u=0\). Then, \(\int _\Omega \frac{1}{|x|^\beta }F(x,u_n)dx\rightarrow 0\) and \(I(u_n)\rightarrow c\) gives that
as \(n\rightarrow \infty \). Thus, there exist \(n_0\in {\mathbb {N}}\) and \(\delta >0\) such that \(\Vert u_n\Vert ^{N/(N-s)}<\delta <\frac{N-\beta }{N}\frac{\alpha _{N,s}}{\alpha _0}.\) Choosing \(\nu >1\) close to 1 and \(\alpha >\alpha _0\) close to \(\alpha _0\) such that we still have \(\nu \alpha \Vert u_n\Vert ^{N/(N-s)}<\delta <\frac{N-\beta }{N}\alpha _{N,s}\). Thus, it follows from (2.2) with \(q=1\) that
as \(n\rightarrow \infty \). Since \((u_n)_n\) is a bounded Cerami sequence, we get
which implies that
From this and assumption \((M_1)\), we deduce \(\Vert u_n\Vert \rightarrow 0\), which contradicts the assumption that \(\inf _{n\ge 1}\Vert u_n\Vert >0\). Therefore, we must have \(u\ne 0\).
We claim that \(I(u)\ge 0\). Arguing by contradiction, we assume that \(I(u)<0\). Set \(\zeta (t):=I(tu)\) for all \(t\ge 0\). Then \(\zeta (0)=0\) and \(\zeta (1)<0\). Arguing as in the proof of Lemma 3.1, we can see that \(\zeta (t)>0\) for \(t>0\) small enough. Hence there exists \(t_0\in (0,1)\) such that
which means that \(t_0u\in {\mathcal {N}}\). Therefore, by Remarks 1.1 and 1.2, the semicontinuity of norm and Fatou’s lemma, we get
By the weak lower semicontinuity of convex functional, we have
In view of Remark 1.1 and the continuity of M, we deduce that
By Fatou’s lemma, we get
It follows from above results and (5.14) that
which is absurd. Thus the claim holds true.
Now we claim that
Obviously, by (5.14) and semicontinuity of norm, we have \(I(u)\le c_*\). Next we prove that \(I(u_0)<c_*\) can not occur. Actually, if \(I(u)<c_*\), then
Note that (5.14) yields that
This gives that
Set \(w_n=u_n/\Vert u_n\Vert \). Then \(w_n\rightharpoonup w=u/\xi \) in \(W_{0,{\mathcal {K}}}^{s,N/s}(\Omega )\) and \(\Vert w\Vert <1\). Thus, it follows from Theorem 2.4 that
On the other hand, by (5.16), we have
Thus, it follows from \(I(u)\ge 0\) that
Furthermore, by \((M_1)\), we get
Note that
Hence, it follows from (5.18) that
Thus, there exist \(n_0\in {\mathbb {N}}\) and \(\alpha ^{\prime \prime }>0\) such that
for all \(n\ge n_0\). We choose \(\nu >1\) close to 1 and \(\alpha >\alpha _0\) close to \(\alpha _0\) such that
In view of (5.17), for some \(C>0\) and n large enough, we obtain
Therefore, we deduce from (2.2) that
as \(n\rightarrow \infty \).
Since \((u_n)_n\) is a bounded Cerami sequence in \(W_{0,{\mathcal {K}}}^{s,N/s}(\Omega )\), we have
Define a functional L as follows:
for all \(v,w\in W_{0,{\mathcal {K}}}^{s,N/s}(\Omega )\). By the Hölder inequality, one can see that
which together with the definition of L implies that for each v, L(v) is a bounded linear functional on \(W_{0,{\mathcal {K}}}^{s,N/s}(\Omega )\). Thus, \(\langle L(u),u_n-u\rangle =o(1)\), that is,
In conclusion, we can deduce from (5.19) that
In view of the fact that \(\Vert u_n\Vert \rightarrow \xi \) and \(\xi >0\), by using \((M_1)\) and a similar discussion as in [33], we obtain that \(u_n\rightarrow u\) in \(W_{0,{\mathcal {K}}}^{s,N/s}(\Omega )\). Furthermore, using (5.14) and the continuity of \({\mathscr {M}}\), we have \(I(u)=c_*\), which is a contradiction. Thus, the assertion (5.15) holds true.
Combining \(I(u)=c_*\) with \(I(u_n)\rightarrow c_*\) and \(\Vert u_n\Vert \rightarrow \xi \), we conclude that
which implies that \(\xi =\Vert u\Vert \). By the uniform convexity of norm, we obtain that \(u_n\rightarrow u\) in \(W_{0,{\mathcal {K}}}^{s,N/s}(\Omega )\). This finishes the proof. \(\square \)
Proof of Theorem 1.3
By Lemmas 5.1 and 5.2, we know that I satisfies all the assumptions of Theorem 5.1. Thus there exists a Cerami sequence \((u_n)_n\subset W_{0,{\mathcal {K}}}^{s,N/s}(\Omega )\). Moreover, by Lemma 5.6, there exists a subsequence of \((u_n)_n\) (still labeled by \((u_n)_n\)) such that \(u_n\rightarrow u\) in \(W_{0,{\mathcal {K}}}^{s,N/s}(\Omega )\). It follows from \(I^\prime (u_n)\rightarrow 0\) that
Furthermore, we have
which means that u is a nontrivial solution of (1.8) satisfying \(I(u)=c_*\), that is, \(I^\prime (u)=0\) and \(I(u)=c_*\). Therefore, by the definition of \(c^*\) and \(c_*\le c^*\), we know that u is a ground state solution of problem (1.8). Moreover, Lemma 2.1 shows that u is nonnegative. \(\square \)
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Acknowledgements
Mingqi Xiang was supported by the National Nature Science Foundation of China (No. 11601515) and the Tianjin Youth Talent Special Support Program. Binlin Zhang was supported by the Natural Science Foundation of China (No. 11871199), the Heilongjiang Province Postdoctoral Startup Foundation (LBH-Q18109), and the Cultivation Project of Young and Innovative Talents in Universities of Shandong Province. Vicenţiu D. Rădulescu acknowledges the support of the Slovenian Research Agency grants P1-0292, J1-8131, N1-0064, N1-0083, and N1-0114.
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Mingqi, X., Rădulescu, V.D. & Zhang, B. Nonlocal Kirchhoff Problems with Singular Exponential Nonlinearity. Appl Math Optim 84, 915–954 (2021). https://doi.org/10.1007/s00245-020-09666-3
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DOI: https://doi.org/10.1007/s00245-020-09666-3