Abstract
We consider a parametric nonlinear, nonhomogeneous Dirichlet problem driven by the sum of a p-Laplacian (with \(p>2\)) and a Laplacian (a two phase equation). The reaction consists of a parametric \((p-1)\)-superlinear term and a \((p-1)\)-sublinear perturbation. We show that for all \(\lambda >0\) big, the problem has at least three nontrivial smooth solutions, all with sign information. Also we determine their asymptotic behaviour as the parameter \(\lambda \rightarrow \infty \). When we strengthen the regularity of the perturbation term, we produce a second nodal solution, for a total of four solutions, all with sign information.
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1 Introduction
Let \(\Omega \subset \mathbb {R}^N\) be a bounded domain with a \(C^2\)-boundary \(\partial \Omega \). In this paper we study the following parametric (p, 2)-equation (two-phase problem):
where \(p^*\) is the critical Sobolev exponent corresponding to p, namely
and for every \(q\in (1,\infty )\) by \(\Delta _q\) we denote the q-Laplace differential operator defined by
when \(q=2\), we have the usual Laplace differential operator and so we write \(\Delta _2=\Delta \). In our problem \((P_{\lambda })\) the differential operator is nonhomogeneous and this is a source of difficulties in its analysis. In the reaction we have two terms. One is parametric and \((p-1)\)-superlinear (since \(2<p<r\)) with \(\lambda >0\) being the parameter. The perturbation f(z, x) is a Carathéodory function (that is, for all \(x\in \mathbb {R}\), \(z\longmapsto f(z,x)\) is measurable and for a.a. \(z\in \Omega \), \(x\longmapsto f(z,x)\) is continuous) which is \((p-1)\)-sublinear. Using variational tools from the critical point theory together with suitable truncation and comparison techniques and critical groups (Morse theory), we show that for all \(\lambda >0\) big, problem \((P_{\lambda })\) has at least three nontrivial smooth solutions all with sign information (two of constant sign and the third nodal (sign changing)). If we strengthen the regularity of \(f(z,\cdot )\), we prove the existence of a second nodal solution, for a total of four nontrivial smooth solutions, all with sign information.
We mention that (p, 2)-equations and more generally two phase problems arise in many mathematical models of physical phenomena. In this direction we mention the works of Zhikov [36, 37] on elasticity theory and of Cherfils-Il’yasov [4] on reaction-diffusion systems. Recently there have been some existence and multiplicity results for different classes of parametric (p, 2)-equations. We mention works of Chorfi-Rădulescu [5], Gasiński-Papageorgiou [9, 10, 12, 13, 16], Papageorgiou-Rădulescu [25], Papageorgiou-Rădulescu-Repovš [27], Papageorgiou-Scapellato [29, 30], Yang-Bai [35].
Finally such sensitivity analysis for parametric equations is also important in the study of optimization and control problems. It provides information about the tolerance of the systems on the variation of the parameter and in which range we expect to find optimal solutions (see Papageorgiou [22, 23] and Sokołowski [32]).
2 Mathematical Background
In the analysis of problem \((P_{\lambda })\) we will use the Sobolev space \(W^{1,p}_0(\Omega )\) and the Banach space \(C_0^1(\overline{\Omega })=\{u\in C^1(\overline{\Omega }):\ u|_{\partial \Omega }=0\}\). By \(\Vert \cdot \Vert \) we will denote the norm of the Sobolev space \(W^{1,p}_0(\Omega )\). On account of the Poincaré inequality, we have
The Banach space \(C^1_0(\overline{\Omega })\) is ordered with positive (order) cone
This cone has a nonempty interior given by
with n being the outward unit normal vector on \(\partial \Omega \). For \(q\in (1,\infty )\), let \(A_q:W^{1,q}_0(\Omega )\longrightarrow W^{-1,q'}(\Omega )=W^{1,q}_0(\Omega )^*\) (\(\frac{1}{q}+\frac{1}{q'}=1\)) be the nonlinear map defined by
From Gasiński-Papageorgiou [11, Problem 2.192], we have the following properties of \(A_q\).
Proposition 2.1
The map \(A_q\) is bounded (that is, maps bounded sets to bounded sets), continuous, strictly monotone (thus maximal monotone too) and of type \((S)_+\) (that is, if \(u_n{\mathop {\longrightarrow }\limits ^{w}}u\) in \(W^{1,q}_0(\Omega )\) and \(\limsup \limits _{n\rightarrow +\infty }\langle A_q(u_n),u_n-u\rangle \leqslant 0\), then \(u_n\longrightarrow u\) in \(W^{1,q}_0(\Omega )\)).
Note that for \(q=2\), we have \(A_2=A\in \mathcal {L}(H^1_0(\Omega );H^{-1}(\Omega ))\).
Let
(the critical Sobolev exponent corresponding to p) and let \(f_0:\Omega \times \mathbb {R}\longrightarrow \mathbb {R}\) be a Carathéodory function such that
with \(a_0\in L^{\infty }(\Omega )_+\) and \(1<q\leqslant p^*\). We set
and consider the \(C^1\)-functional \(\varphi _0:W^{1,p}_0(\Omega )\longrightarrow \mathbb {R}\) defined by
The next proposition is a particular case of a more general result proved by Gasiński-Papageorgiou [8] (subcritical case) and Papageorgiou-Rădulescu [26] (critical case). The result is an outgrowth of the nonlinear regularity theory of Lieberman [19, 20]. Related regularity results can be found in the more recent works of Ragusa–Tachikawa [33, 34].
Proposition 2.2
If \(u_0\in W^{1,p}_0(\Omega )\) is a local \(C^1_0(\overline{\Omega })\)-minimizer of \(\varphi _0\), that is, there exists \(\varrho _0>0\) such that
then \(u_0\in C^{1,\alpha }_0(\overline{\Omega })\) for some \(\alpha \in (0,1)\) and it is a local \(W^{1,p}_0(\Omega )\)-minimizer of \(\varphi _0\), that is, there exists \(\varrho _1>0\) such that
As we already mentioned in the Introduction our methods involve comparison arguments. In this direction, useful will be the following strong comparison principle, which is a special case of a more general result due to Gasiński-Papageorgiou [14, Proposition 3.2]. First we introduce the following notation. Given \(h_1,h_2\in L^{\infty }(\Omega )\), we write \(h_1\preceq h_2\) if for every \(K\subseteq \Omega \) compact, we can find \(\varepsilon =\varepsilon (K)>0\) such that
If \(h_1,h_2\in C(\Omega )\) and \(h_1(z)<h_2(z)\) for all \(z\in \Omega \), then \(h_1\preceq h_2\).
Proposition 2.3
If \(\widehat{\xi }\geqslant 0\), \(h_1,h_2\in L^{\infty }(\Omega )\), \(h_1\preceq h_2\) and \(u\in C^1_0(\overline{\Omega })\), \(v\in \mathrm {int}\, C_+\) satisfy
then \(v-u\in \mathrm {int}\, C_+\).
Next let us recall some basic facts about the spectrum of \((-\Delta ,H^1_0(\Omega ))\) which we will need in the sequel. We know that the spectrum \(\widehat{\sigma }(2)\) consists of a sequence \(\{\widehat{\lambda }_k(2)\}_{k\geqslant 1}\) of distinct eigenvalues such that \(\widehat{\lambda }_k(2)\rightarrow +\infty \) as \(k\rightarrow +\infty \). Also for every \(k\in \mathbb {N}\), by \(E(\widehat{\lambda }_k(2))\) we denote the corresponding eigenspace. Standard regularity theory implies that
We know that \(\widehat{\lambda }_1(2)>0\) and it is simple, that is, \(\dim E(\widehat{\lambda }_1(2))=1\). Also we have the following variational characterization for \(\widehat{\lambda }_1(2)>0\):
This infimum is realized on \(E(\widehat{\lambda }_1(2))\) and from this expression it is easy to see that the element of \(E(\widehat{\lambda }_1(2))\subseteq C^1_0(\overline{\Omega })\) do not change sign. Indeed note that in the above expression we can replace u by |u| (see also Gasiński-Papageorgiou [7, Theorem 6.1.21, p. 716]). By \(\widehat{u}_1(2)\) we denote the positive, \(L^2\)-normalized (that is, \(\Vert \widehat{u}_1(2)\Vert _2=1\)) eigenfunction corresponding to \(\widehat{\lambda }_1(2)>0\). The strong maximum principle implies that \(\widehat{u}_1(2)\in \mathrm {int}\, C_+\). Note that all the other eigenvalues have nodal eigenfunctions. These properties lead to the following simple lemma (see Gasiński-Papageorgiou [11, Problem 5.67]).
Lemma 2.4
If \(\vartheta _0\in L^{\infty }(\Omega )\), \(\vartheta _0(z)\leqslant \widehat{\lambda }_1(2)\) for a.a. \(z\in \Omega \), \(\vartheta _0\not \equiv \widehat{\lambda }_1(2)\), then there exists \(c_0>0\) such that
We will also consider a weighted eigenvalue problem for \((-\Delta ,H^1_0(\Omega ))\). So, let \(\vartheta \in L^{\infty }(\Omega )\), \(0\leqslant \vartheta (z)\) for a.a. \(z\in \Omega \), \(\vartheta \not \equiv 0\). We consider the following linear eigenvalue problem
The spectrum of this problem is a sequence of distinct eigenvalues \(\{\widetilde{\lambda }_k(2,\vartheta )\}_{k\geqslant 1}\) which have the same properties as the sequence \(\{\widehat{\lambda }_k(2)=\widetilde{\lambda }_k(2,1)\}_{k\geqslant 1}\). In particular \(\widetilde{\lambda }_1(2,\vartheta )>0\), it is simple and has eigenfunctions in \(C^1_0(\overline{\Omega })\) of constant sign. All other eigenvalues have nodal eigenfunctions. These properties lead to the following monotonicity property for the map \(\vartheta \longmapsto \widetilde{\lambda }_1(2,\vartheta )\) (see Motreanu-Motreanu-Papageorgiou [21, Proposition 9.47]).
Lemma 2.5
If \(\vartheta _1,\vartheta _2\in L^{\infty }(\Omega )\), \(0\leqslant \vartheta _1(z)\leqslant \vartheta _2(z)\) for a.a. \(z\in \Omega \), \(\vartheta _1\not \equiv 0\), \(\vartheta _1\not \equiv \vartheta _2\), then \(\widetilde{\lambda }_1(2,\vartheta _2)<\widetilde{\lambda }_1(2,\vartheta _1)\).
Next let us recall some basic definitions and facts concerning critical groups which we will be used in our proofs.
Let X be a Banach space, \(\varphi \in C^1(X;\mathbb {R})\) and \(c\in \mathbb {R}\). We introduce the following sets
Let \((Y_1,Y_2)\) be a topological pair such that \(Y_2\subseteq Y_1\subseteq X\). For every \(k\in \mathbb {N}_0\) by \(H_k(Y_1,Y_2)\) we denote the k-th relative singular homology group with integer coefficients. Suppose that \(u\in K_{\varphi }\) is isolated and \(\varphi (u)=c\) (that is, \(u\in K_{\varphi }^c\)). The critical groups of \(\varphi \) at u are defined by
Here U is a neighbourhood of u such that \(K_{\varphi }\cap \varphi ^c\cap U=\{u\}\). The excision property of singular homology, implies that the above definition is independent of the particular choice of the neighbourhood U.
Suppose that \(\varphi \in C^1(X;\mathbb {R})\) satisfies the Palais-Smale condition (the PS-condition for short; see Gasiński-Papageorgiou [7, Definition 5.1.5]) and that \(\inf \varphi (K_{\varphi })>-\infty \). Let \(c<\inf \varphi (K_{\varphi })\). Then the critical groups of \(\varphi \) at infinity are defined by
The definition is independent of the choice of the level \(c<\inf \varphi (K_{\varphi })\). Indeed, let \(c'<c<\inf \varphi (K_{\varphi })\). From Corollary 5.3.13 of Papageorgiou-Rădulescu-Repovš [28], we have that \(\varphi ^{c'}\) is a strong deformation retract of \(\varphi ^c\). Then Corollary 6.1.24 of [28] implies that
Suppose that \(K_{\varphi }\) is finite. We introduce the following quantities:
The Morse relation says that
where \(Q(t)=\sum \limits _{k\geqslant 0}\beta _k t^k\) is a formal series in \(t\in \mathbb {R}\) with nonnegative coefficients.
Finally we fix our notation. For \(x\in \mathbb {R}\), we let \(x^{\pm }=\max \{\pm x,0\}\) and for \(u\in W^{1,p}_0(\Omega )\) we define \(u^{\pm }(z)=u(z)^{\pm }\) for all \(z\in \Omega \). We know that
Also, given a measurable function \(g:\Omega \times \mathbb {R}\longrightarrow \mathbb {R}\) (for example a Carathéodory function), we set
(the Nemytski map corresponding to g). By \(\delta _{ki}\) we denote the Kronecker symbol defined by
Finally, if \(u,v\in W^{1,p}_0(\Omega )\), \(v\leqslant u\), then we define
Also by \(\mathrm {int}_{C^1_0(\overline{\Omega })}[v,u]\) we define the interior in the \(C^1_0(\overline{\Omega })\)-norm topology of \([v,u]\cap C^1_0(\overline{\Omega })\).
3 Three Solutions with Sign Information
In this section without assuming any differentiability properties of \(f(z,\cdot )\) we show that for all \(\lambda >0\) big, problem \((P_{\lambda })\) has at least three nontrivial smooth solutions all with sign information.
The assumptions on the perturbation term f(z, x) are the following:
\(\underline{H(f)_1}\) \(f:\Omega \times \mathbb {R}\longrightarrow \mathbb {R}\) is a Carathéodory function such that \(f(z,0)=0\) for a.a. \(z\in \Omega \) and
- (i):
-
there exist functions \(\widehat{\vartheta }_0,\vartheta _0\in L^{\infty }(\Omega )\) such that
$$\begin{aligned}&0\leqslant \widehat{\vartheta }_0(z)\leqslant \vartheta _0(z)\leqslant \widehat{\lambda }_1(2)\quad \text {for a.a.}\ z\in \Omega ,\ \widehat{\vartheta }_0\not \equiv 0,\ \vartheta _0\not \equiv \widehat{\lambda }_1(2),\\&\widehat{\vartheta }_0 (z)\leqslant \liminf _{x\rightarrow 0}\frac{f(z,x)}{x}\leqslant \limsup _{x\rightarrow 0}\frac{f(z,x)}{x}\leqslant \vartheta _0(z) \quad \text {uniformly for a.a.}\ z\in \Omega . \end{aligned}$$ - (ii):
-
\(\displaystyle \lim _{x\rightarrow \pm \infty }\frac{f(z,x)}{|x|^{p-2}x}=0\) uniformly for a.a. \(z\in \Omega \);
- (iii):
-
\(f(z,x)x\geqslant 0\) for a.a. \(z\in \Omega \), all \(x\in \mathbb {R}\).
Evidently the function \(f(z,x)=\vartheta (z)x\) with \(\vartheta \in L^{\infty }(\Omega )\), \(0\leqslant \vartheta (z)\leqslant \widehat{\lambda }_1(2)\), \(\vartheta \not \equiv 0\), \(\vartheta \not \equiv \widehat{\lambda }_1(2)\) satisfies hypotheses \(H(f)_1\).
We let \(F(z,x)=\int _0^x f(z,s)\,ds\).
Proposition 3.1
If hypotheses \(H(f)_1\) hold, then for all \(\lambda >0\) big, problem \((P_{\lambda })\) has at least two constant sign solutions \(u_{\lambda }\in \mathrm {int}\, C_+\) and \(v_{\lambda }\in -\mathrm {int}\, C_+\).
Proof
First we produce the positive solution.
Let \(\varphi _{\lambda }^+:W^{1,p}_0(\Omega )\longrightarrow \mathbb {R}\) be the \(C^1\)-functional defined by
On account of hypotheses \(H(f)_1(i),(ii)\), given \(\varepsilon >0\), we can find \(c_1=c_1(\varepsilon )>0\) such that
Assuming that \(\lambda \geqslant 1\), using (3.1), Lemma 2.4, for all \(u\in W^{1,p}_0(\Omega )\), we have
for some \(c_2,c_3>0\) (by choosing \(\varepsilon >0\) small). So, if \(\varrho _{\lambda }\in (0,\frac{c_3}{\lambda c_2})\), then for \(\Vert u\Vert =\varrho _{\lambda }\) we have
with \(\varrho _{\lambda }\rightarrow 0^+\) as \(\lambda \rightarrow \infty \). Let \(t\in (0,1)\) and \(\overline{u}_0\in \mathrm {int}\, C_+\). We have
for some \(c_4,c_5>0\) (see hypothesis \(H(f)_1(iii)\) and recall that \(t\in (0,1)\), \(2<p\)).
For fixed \(t\in (0,1)\), from (3.3) we see that we can find \(\widetilde{\lambda }\geqslant 1\) such that
and
(recall that \(\varrho _{\lambda }\rightarrow 0^+\) as \(\lambda \rightarrow \infty \)).
Hypothesis \(H(f)_1(ii)\) implies that given \(\varepsilon >0\), we can find \(M=M(\varepsilon )\geqslant 1\) such that
We consider the Carathéodory function
We set \(K_{\lambda }(z,x)=\int _0^x k_{\lambda }(z,s)\,ds\) and let \(q\in (p,r)\). We have
(see (3.7)). Also using hypothesis \(H(f)_1(iii)\) we have
From (3.8) and (3.9), we see that by choosing \(\varepsilon \in (0,\lambda (r-q))\), we have
Using (3.10) (essentially the Ambrosetti–Rabinowitz condition; see Motreanu-Motreanu-Papageorgiou [21]), we can easily check that
Then (3.3), (3.5), (3.6) and (3.11) permit the use of the mountain pass theorem on the functional \(\varphi _{\lambda }^+\) for all \(\lambda \geqslant \widetilde{\lambda }\). So, we can find \(u_{\lambda }\in W^{1,p}_0(\Omega )\) such that
(see (3.3)). From (3.12) it follows that \(u_{\lambda }\ne 0\) and
so
In (3.13) we choose \(h=-u_{\lambda }^-\in W^{1,p}_0(\Omega )\). We have
so
From (3.13) we have
From (3.14) and Theorem 7.1 of Ladyzhenskaya-Ural’tseva [18, p. 286], we have that \(u_{\lambda }\in L^{\infty }(\Omega )\). Then applying Theorem 1 of Lieberman [19], we infer that
From (3.14) and hypothesis \(H(f)_1(iii)\), we have
so \(u_{\lambda }\in \mathrm {int}\, C_+\) (see Pucci-Serrin [31, pp. 111, 120]).
For the negative solution, we consider the \(C^1\)-functional \(\varphi _{\lambda }^-:W^{1,p}_0(\Omega )\longrightarrow \mathbb {R}\) defined by
Reasoning as above, using this time the functional \(\varphi _{\lambda }^-\), we produce a negative solution \(v_{\lambda }\in -\mathrm {int}\, C_+\) for all \(\lambda \geqslant \widetilde{\lambda }\) (increasing \(\widetilde{\lambda }\geqslant 1\) if necessary). \(\square \)
The next result determines the asymptotic behaviour of the two constant sign solutions as \(\lambda \rightarrow \infty \).
Proposition 3.2
If hypotheses \(H(f)_1\) hold, then \(u_{\lambda },v_{\lambda }\rightarrow 0\) in \(C^1_0(\overline{\Omega })\) as \(\lambda \rightarrow \infty \).
Proof
Recall that \(u_{\lambda }\in \mathrm {int}\, C_+\) is a critical point of \(\varphi _{\lambda }^+\) of mountain pass type (see the proof of Proposition 3.1). So, we have
with \(c_6=\frac{1}{2}(\Vert D(t\overline{u}_0)\Vert _p^p+\Vert D(t\overline{u}_0)\Vert _2^2)>0\), \(c_7=\frac{1}{r}\Vert t\overline{u}_0\Vert _r^r>0\) and some \(c_8>0\) (see hypothesis \(H(f)_1(iii)\) and recall that \(s\in [0,1]\), \(2<p\)).
We have
and
We add (3.16) and (3.17) and use (3.15). Then
(since \(2<q\)), so
for some \(c_9>0\) (see (3.10)), thus
Since \(u_{\lambda }\in \mathrm {int}\, C_+\) is a solution of \((P_{\lambda })\), we have
so
for some \(c_{10}>0\) (see hypothesis \(H(f)_1(iii)\) and (3.18)), thus
We know that
From (3.18), (3.20) and Theorem 7.1 of Ladyzhenskaya-Ural’tseva [18, p. 286], we see that we can find \(c_{11}>0\) such that
Invoking Theorem 1 Lieberman [19], we infer that there exist \(\alpha \in (0,1)\) and \(c_{12}>0\) such that
From (3.21), the compactness of the embedding \(C^{1,\alpha }_0(\overline{\Omega })\subseteq C^1_0(\overline{\Omega })\) and (3.19), we conclude that
In a similar fashion, working this time with \(\varphi _{\lambda }^-\), we show that
\(\square \)
Next we will show that for all \(\lambda \geqslant \widetilde{\lambda }\) problem \((P_{\lambda })\) has extremal constant sign solutions, that is, there is a smallest positive solution and a biggest negative solution.
To this end, we introduce the following two sets
We know (see Proposition 3.1) that
Proposition 3.3
If hypotheses \(H(f)_1\) hold, then for all \(\lambda >0\) big, problem \((P_{\lambda })\) has
\(\bullet \) a smallest positive solution \(u_{\lambda }^*\in \mathrm {int}\, C_+\);
\(\bullet \) a biggest negative solution \(v_{\lambda }^*\in -\mathrm {int}\, C_+\).
Proof
From Filippakis-Papageorgiou [6], we know that the set \(S_{\lambda }^+\) is downward directed (that is, if \(u_1,u_2\in S_{\lambda }^+\), then there exists \(u\in S_{\lambda }^+\) such that \(u\leqslant u_1\), \(u\leqslant u_2\)). Then invoking Lemma 3.10 of Hu-Papageorgiou [17, p. 178], we can find a decreasing sequence \(\{u_n\}_{n\geqslant 1}\subseteq S_{\lambda }^+\) such that
We have
Choosing \(h=u_n\in W^{1,p}_0(\Omega )\) and using (3.22), we infer that the sequence \(\{u_n\}_{n\geqslant 1}\subseteq W^{1,p}_0(\Omega )\) is bounded. So, by passing to a suitable subsequence if necessary, we may assume that
In (3.23) we choose \(h=u_n-u_{\lambda }^*\in W^{1,p}_0(\Omega )\), pass to the limit as \(n\rightarrow \infty \) and use (3.24). We obtain
so
(from the monotonicity of A), thus
(see (3.24)) and hence we get
(see Proposition 2.1). Suppose that \(u_{\lambda }^*=0\). Then from (3.25) we have
We set \(y_n=\frac{u_n}{\Vert u_n\Vert }\), for \(n\in \mathbb {N}\). We have \(\Vert y_n\Vert =1\) for all \(n\in \mathbb {N}\). From (3.23), we have
for all \(h\in W^{1,p}_0(\Omega )\), all \(n\in \mathbb {N}\), so
Note that \(\{\frac{N_f(u_n)}{\Vert u_n\Vert }\}_{n\geqslant 1}\subseteq L^{p'}(\Omega )\) and \(\{\frac{\lambda u_n^{r-1}}{\Vert u_n\Vert }\}_{n\geqslant 1}\subseteq L^{p'}(\Omega )\) (see (3.22)). So, from (3.27) as before using the nonlinear regularity theory (see Ladyzhenskaya-Ural’tseva [18] and Lieberman [19]), at least for a subsequence, we can have
We have
and
with \(\widehat{\vartheta }_0(z)\leqslant \vartheta (z)\leqslant \vartheta _0(z)\) a.e. on Z (see hypothesis \(H(f)_1(i)\) and (3.26)). So, if in (3.26) we pass to the limit as \(n\rightarrow \infty \) and use (3.26), (3.28), (3.29) and (3.30), we have
Using (3.30) and Lemma 2.5, we have
so \(y=0\) (see (3.31)). This is a contradiction since \(\Vert y_n\Vert =1\) for all \(n\in \mathbb {N}\) and we have (3.28).
Therefore \(u_{\lambda }^*\ne 0\) and then using (3.25) we see that
The set \(S_{\lambda }^-\) is upward directed (that is, if \(v_1,v_2\in S_{\lambda }^-\) we can find \(v\in S_{\lambda }^-\) such that \(v_1\leqslant v\), \(v_2\leqslant v\); see Filippakis-Papageorgiou [6]). Reasoning as above, we produce
\(\square \)
Using these extremal constant sign solutions, we can produce a nodal solution.
Proposition 3.4
If hypotheses \(H(f)_1\) hold, then for all \(\lambda >0\) big, problem \((P_{\lambda })\) admits a nodal solution
Proof
Using the two extremal constant sign solutions \(u_{\lambda }^*\in \mathrm {int}\, C_+\) and \(v_{\lambda }^*\in -\mathrm {int}\, C_+\) produced in Proposition 3.3, we introduce the following truncation of the reaction in problem \((P_{\lambda })\):
We also consider the positive and negative truncations of \(\widehat{k}_{\lambda }(z,\cdot )\), namely the Carathéodory functions
We set \(\widehat{K}_{\lambda }(z,x)=\int _0^x \widehat{k}_{\lambda }(z,s)\,ds\), \(\widehat{K}_{\lambda }^{\pm }(z,x)=\int _0^x \widehat{k}_{\lambda }^{\pm }(z,s)\,ds\) and consider the \(C^1\)-functionals \(\widehat{\varphi }_{\lambda },\widehat{\varphi }_{\lambda }^{\pm }:W^{1,p}_0(\Omega )\longrightarrow \mathbb {R}\) defined by
Using (3.32) and (3.33) and the nonlinear regularity theory (see Ladyzhenskaya-Ural’tseva [18] and Lieberman [19]), we easily check that
The extremality of \(u_{\lambda }^*\) and \(v_{\lambda }^*\) implies that
From (3.32) and (3.33) we see that \(\widehat{\varphi }_{\lambda }^+\) is coercive. Also using the Sobolev embedding theorem, we have that \(\widehat{\varphi }_{\lambda }^+\) is sequentially weakly lower semicontinuous. So, by the Weierstrass-Tonelli theorem, we can find \(\widetilde{u}_{\lambda }^*\in W^{1,p}\), such that
Let \(\overline{u}_0\in \mathrm {int}\, C_+\). Using Proposition 4.1.22 of Papageorgiou-Rădulescu-Repovš [28], we can find \(t\in (0,1)\) small such that \(0\leqslant t\overline{u}_0\leqslant u_{\lambda }^*\). Then using (3.32), (3.33) and hypothesis \(H(f)_1(iii)\), we have
for some \(c_{13},c_{14}>0\) (recall that \(t\in (0,1)\), \(2<p\)).
Fixing \(t\in (0,1)\), from the above inequality we see that for \(\lambda \geqslant 1\) big, we have
so
(see (3.35)) and thus
Note that \(\widetilde{u}_{\lambda }^*\in K_{\widehat{\varphi }_{\lambda }^+}\) (see (3.35)). Then from (3.34) and (3.36) we infer that
From (3.32) and (3.33) it is clear that
so \(u_{\lambda }^*\) is a local \(C^1_0(\overline{\Omega })\)-minimizer of \(\widehat{\varphi }_{\lambda }\) (see (3.37)), and by Proposition 2.2, we get that
Similarly, using this time the functional \(\widehat{\varphi }_{\lambda }^-\), we show that
We may assume that
The reasoning is the same if the opposite inequality holds, using this time (3.39) instead of (3.38).
On account of (3.34) we see that we may assume that
Otherwise on account of the extremality of \(u_{\lambda }^*\) and \(v_{\lambda }^*\), we see that we already have an infinity of smooth nodal solutions (see (3.34)) and we are done.
From (3.38), (3.40) and Theorem 5.7.6 of Papageorgiou-Rădulescu-Repovš [28], we can find \(\varrho \in (0,1)\) small such that
Note that \(\widehat{\varphi }_{\lambda }\) is coercive (see (3.32)). Then Proposition 5.1.15 of Papageorgiou-Rădulescu-Repovš [28] implies that
From (3.41) and (3.42) we see that we can apply the mountain pass theorem. So, there exists \(y_{\lambda }\in W^{1,p}_0(\Omega )\) such that
From (3.41) and (3.43) we see that
So, if we show that \(y_{\lambda }\ne 0\), then \(y_{\lambda }\) will be the desired nodal solution. Since \(y_{\lambda }\) is a critical point of \(\widehat{\varphi }_{\lambda }\) of mountain pass type, we have
(see Papageorgiou-Rădulescu-Repovš [28, Theorem 6.5.8]).
From hypotheses \(H(f)_1(i),(ii)\), we see that given \(\varepsilon >0\), we can find \(c_{15}=c_{15}(\varepsilon )>0\) such that
Then taking \(\lambda \geqslant 1\) and using (3.46), for \(u\in W^{1,p}_0(\Omega )\), we have
for some \(c_{16},c_{17}>0\) (see Lemma 2.4).
Choosing \(\varepsilon \in (0,\frac{c_0}{c_{16}})\), we see that
Since \(r>p\), we can find \(\varrho _{\lambda }\in (0,\delta )\) such that
so
thus
From (3.47), (3.45) and (3.44), we infer that
so \(y_{\lambda }\in [v_{\lambda }^*,u_{\lambda }^*]\cap C^1_0(\overline{\Omega })\) (see (3.43)) is nodal. \(\square \)
If we strengthen the hypotheses on the perturbation \(f(z,\cdot )\) we can improve the conclusion of Proposition 2.2. The new hypotheses on f are the following:
\(\underline{H(f)_2}\) \(f:\Omega \times \mathbb {R}\longrightarrow \mathbb {R}\) is a Carathéodory function such that \(f(z,0)=0\) for a.a. \(z\in \Omega \), hypotheses \(H(f)_2(i),(ii),(iii)\) are the same as the corresponding hypotheses hypotheses \(H(f)_1(i),(ii),(iii)\) and
- (iv):
-
for every \(\varrho >0\), there exists \(\widehat{\xi }_{\varrho }>0\) such that for a.a. \(z\in \Omega \), the function \(x\longmapsto f(z,x)+\widehat{\xi }_{\varrho }|x|^{p-2}x\) is nondecreasing on \([-\varrho ,\varrho ]\).
Remark 3.5
Evidently hypothesis \(H(f)_2(iv)\) implies a lower local Lipschitz condition for \(f(z,\cdot )\).
Proposition 3.6
If hypotheses \(H(f)_2\) hold, then for all \(\lambda >0\) big, problem \((P_{\lambda })\) has a nodal solution
Proof
From Proposition 3.4, we know that for all \(\lambda >0\) big, problem \((P_{\lambda })\) has a nodal solution
Let \(\varrho =\max \{\Vert u_{\lambda }^*\Vert _{\infty },\Vert v_{\lambda }^*\Vert _{\infty }\}\) and let \(\widehat{\xi }_{\varrho }>0\) be as postulated by hypotheses \(H(f)_2(iv)\). Let \(\widetilde{\xi }_{\varrho }>\widehat{\xi }_{\varrho }\). We have
(see hypothesis \(H(f)_2(iv)\) and (3.48)).
Let \(a:\mathbb {R}^N\longrightarrow \mathbb {R}^N\) be defined by
Evidently \(a\in C^1(\mathbb {R}^N;\mathbb {R}^N)\) (recall that \(2<p\)) and
so
Note that
So, invoking the tangency principle of Pucci-Serrin [31, Theorem 2.5.2], we obtain
Since \(y_{\lambda },u_{\lambda }^*\in C^1_0(\overline{\Omega })\), we have
Then using Proposition 2.3, we have
Similarly we show that
We conclude that
\(\square \)
We can now state our first multiplicity theorem.
Theorem 3.7
-
(a)
If hypotheses \(H(f)_1\) hold, then for all \(\lambda >0\) big, problem \((P_{\lambda })\) has at least three nontrivial solutions
$$\begin{aligned} u_{\lambda }\in \mathrm {int}\, C_+,\quad v_{\lambda }\in -\mathrm {int}\, C_+,\quad y_{\lambda }\in [v_{\lambda },u_{\lambda }]\cap C^1_0(\overline{\Omega })\ \text {nodal} \end{aligned}$$and \(u_{\lambda },v_{\lambda },y_{\lambda }\longrightarrow 0\) in \(C^1_0(\overline{\Omega })\) as \(\lambda \rightarrow +\infty \).
-
(b)
If hypotheses \(H(f)_2\) hold, then for all \(\lambda >0\) big, problem \((P_{\lambda })\) has at least three nontrivial solutions
$$\begin{aligned} u_{\lambda }\in \mathrm {int}\, C_+,\quad v_{\lambda }\in -\mathrm {int}\, C_+,\quad y_{\lambda }\in \mathrm {int}_{C^1_0(\overline{\Omega })}[v_{\lambda },u_{\lambda }]\ \text {nodal} \end{aligned}$$and \(u_{\lambda },v_{\lambda },y_{\lambda }\longrightarrow 0\) in \(C^1_0(\overline{\Omega })\) as \(\lambda \rightarrow +\infty \).
4 Four Solutions with Sign Information
In this section by strengthening the regularity of \(f(z,\cdot )\), we can improve the above multiplicity theorem and produce a second nodal solution, for a total of four nontrivial smooth solutions, all with sign information.
The new hypotheses on the perturbation f(z, x) are the following:
\(\underline{H(f)_3}\) \(f:\Omega \times \mathbb {R}\longrightarrow \mathbb {R}\) is a measurable function such that \(f(z,0)=0\), \(f(z,\cdot )\in C^1(\mathbb {R})\) for a.a. \(z\in \Omega \) and
- (i):
-
\(|f_x'(z,x)|\leqslant a_0(z)(1+|x|^{q-1})\) for a.a. \(z\in \Omega \), all \(x\in \mathbb {R}\), with \(a_0\in L^{\infty }(\Omega )\), \(1<q<p^*\);
- (ii):
-
\(f_x'(z,0)=\lim \limits _{x\rightarrow 0}\frac{f(z,x)}{x}\) uniformly for a.a. \(z\in \Omega \) and
$$\begin{aligned} 0\leqslant f_x'(z,0)\leqslant \widehat{\lambda }_1(2)\ \text {for a.a.}\ z\in \Omega ,\ f_x'(\cdot ,0)\not \equiv 0,\ f_x'(\cdot ,0)\not \equiv \widehat{\lambda }_1(2); \end{aligned}$$ - (iii):
-
\(\lim \limits _{x\rightarrow \pm \infty }\frac{f(z,x)}{|x|^{p-2}x}=0\) uniformly for a.a. \(z\in \Omega \);
- (iv):
-
\(f(z,x)x\geqslant 0\) for a.a. \(z\in \Omega \), all \(x\in \mathbb {R}\);
- (v):
-
for every \(\varrho >0\), there exists \(\widehat{\xi }_{\varrho }>0\) such that for a.a. \(z\in \Omega \) the function \(x\longmapsto f(z,x)+\widehat{\xi }_{\varrho }|x|^{p-2}x\) is nondecreasing on \([-\varrho ,\varrho ]\).
Evidently the function \(f(z,x)=\vartheta (z)x+|x|^{q-2}x\) with \(0\leqslant \vartheta (z)\leqslant \widehat{\lambda }_1(2)\) for a.a. \(z\in \Omega \), \(\vartheta \not \equiv 0\), \(\vartheta \not \equiv \widehat{\lambda }_1(2)\) and \(2<q<p\), satisfies hypotheses \(H(f)_3\).
Proposition 4.1
If hypotheses \(H(f)_3\) hold, then for all \(\lambda >0\) big, problem \((P_{\lambda })\) has at least two nodal solutions
Proof
From Theorem 3.7(b), we already have a nodal solution
We consider the energy (Euler) functional \(\psi _{\lambda }:W^{1,p}_0(\Omega )\longrightarrow \mathbb {R}\) for problem \((P_{\lambda })\) defined by
Also, we consider the function \(\widehat{\varphi }_{\lambda }:W^{1,p}_0(\Omega )\longrightarrow \mathbb {R}\) from the proof of Proposition 3.4. Hypotheses \(H(f)_3\) imply that
We consider the homotopy
Suppose we could find \(\{t_n\}_{n\geqslant 1}\subseteq [0,1]\) and \(\{u_n\}_{n\geqslant 1}\subseteq W^{1,p}_0(\Omega )\) such that
From the equality in (4.3), we have
(see the proofs of Propositions 3.1 and 3.4 ), so
As before (see the proof of Proposition 3.2), from (4.4), (4.3) and the nonlinear regularity theory, we have
so
Again without any loss of generality we assume that \(K_{\widehat{\varphi }_{\lambda }}\) is finite (see (3.40)). Then finiteness of \(K_{\widehat{\varphi }_{\lambda }}\) and (4.5), (3.32) lead to a contradiction. So, (4.3) cannot occur and then the homotopy invariance property of the critical groups (see Theorem 6.3.8 of Papageorgiou-Rădulescu-Repovš [28]) implies that
Recall that \(C_1(\widehat{\varphi }_{\lambda },y_{\lambda })\ne 0\) (see (3.45)). Hence \(C_1(\varphi _{\lambda },y_{\lambda })\ne 0\) (see (4.6)). Then (4.2) and Claim 3 of Papageorgiou-Rădulescu [24, p. 412], imply that
so
(see (4.6)). We know that \(u_{\lambda }^*,v_{\lambda }^*,0\) are local minimizers of \(\widehat{\varphi }_{\lambda }\) (see (3.38), (3.39), (3.39)). Hence we have
Since \(\widehat{\varphi }_{\lambda }\) is coercive, we have
(see Papageorgiou-Rădulescu-Repovš [28, Proposition 6.2.24]).
If \(K_{\widehat{\varphi }_{\lambda }}=\{0,u_{\lambda }^*,v_{\lambda }^*,y_{\lambda }\}\), then from (4.7), (4.8), (4.9) and the Morse reaction (see (2.1)) with \(t=-1\), we have
so \((-1)^0=0\), a contradiction. So, there exists \(\widehat{y}_{\lambda }\in K_{\widehat{\lambda }_{\lambda }}\), \(\widehat{y}_{\lambda }\not \in \{0,u_{\lambda }^*,v_{\lambda }^*,y_{\lambda }\}\). Then \(\widehat{y}_{\lambda }\in C^1_0(\overline{\Omega })\) is a second nodal solution of \((P_{\lambda })\) (see (3.34)) district from \(y_{\lambda }\). Moreover, using Proposition 2.3, we have \(\widehat{y}_{\lambda }\in \mathrm {int}_{C^1_0(\overline{\Omega })}[v_{\lambda }^*,u_{\lambda }^*]\) (see the proof of Proposition 3.6). \(\square \)
Now we can state our second multiplicity theorem for problem \((P_{\lambda })\).
Theorem 4.2
If hypotheses \(H(f)_3\) hold, then for all \(\lambda >0\) big, problem \((P_{\lambda })\) has at least four nontrivial solutions
and \(u_{\lambda },v_{\lambda },y_{\lambda },\widehat{y}_{\lambda }\longrightarrow 0\) in \(C^1_0(\overline{\Omega })\) as \(\lambda \rightarrow +\infty \).
Remark 4.3
It will be interesting to extend the results of this work to problems with convection (that is, f depends also on Du). Helpful in that respect can be the recent work of Bai-Gasiński-Papageorgiou [2] (see also Bai-Gasiński-Papageorgiou [1], Candito-Gasiński-Papageorgiou [3] and Gasiński-Papageorgiou [15]).
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L. Gasiński: The research was supported by the National Science Center of Poland under Project No. 2015/19/B/ST1/01169.
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Gasiński, L., Papageorgiou, N.S. Multiple Solutions with Sign Information for a Class of Parametric Superlinear (p, 2)-Equations. Appl Math Optim 83, 1523–1545 (2021). https://doi.org/10.1007/s00245-019-09595-w
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DOI: https://doi.org/10.1007/s00245-019-09595-w
Keywords
- Two-phase problem
- Constant sign solutions
- Extremal solutions
- Nodal solutions
- Nonlinear regularity
- Comparison principle
- Asymptotic behaviour
- critical groups